UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 1999
Check here if amendment [ ]; Amendment Number: ____
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Greenhaven Associates, Inc.
Address: Three Manhattanville Road
Purchase, NY 10577
Form 13F File Number: 28-2408
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Matt A. Greenberg
Title: Executive Vice President
Phone: (914) 253-9362
Signature, Place, and Date of Signing:
/s/ Matt A. Greenberg Purchase, NY 02/02/00
--------------------- ------------ --------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
28- Soros Fund Management LLC
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[Repeat as necessary.]
<PAGE>
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers:
-----------
Form 13F Information Table Entry Total: 104
-----------
Form 13F Information Table Value Total: $ 1,090,761
-----------
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column
headings and list entries.]
No. Form 13F File Number Name
28- Soros Fund Management LLC
--- ---------- -------------------------
[Repeat as necessary.]
<PAGE>
<TABLE>
<CAPTION>
COL 2 COL 3 COL 4 COLUMN 5 COL 6 COLUMN 7
-------- --------- ----- -------- ------------------- ------------------------
COLUMN 1 TITLE OF VALUE PRINCIPAL SHARED VOTING AUTHORITY SHARES
NAME OF ISSUER CLASS CUSIP $000 AMOUNT SOLE OTHER SOLE NONE
- ---------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C>
Alcoa Inc (AA) ................... COMMON 013817101 16,814 202,575 0 202,575 0 202,575
Abitibi-Consolidated (ABY) ....... COMMON 003924107 36,121 3,041,786 328,500 2,713,286 328,500 2,713,286
Associates First Capital (AFS) ... COMMON 046008108 1,687 61,500 0 61,500 0 61,500
Agribrands Intl (AGX) ............ COMMON 00849R105 3,068 66,700 0 66,700 0 66,700
Alcan Aluminum (AL) .............. COMMON 013716105 1,138 27,500 0 27,500 0 27,500
American Financial Holdings (AMFH) COMMON 026075101 383 30,500 0 30,500 0 30,500
AMR Corporation (AMR) ............ COMMON 001765106 4,811 71,800 0 71,800 0 71,800
Morgan Stanley Asia Pac (APF) .... COMMON 61744U106 5,814 492,200 20,000 472,200 20,000 472,200
Allengheny Technologies (ATI) .... COMMON 01741R102 871 38,800 0 38,800 0 38,800
Boeing Company (BA) .............. COMMON 097023105 663 16,000 0 16,000 0 16,000
BICC General (BGC) ............... COMMON 369300108 3,505 463,500 257,500 206,000 257,500 206,000
Bowater Inc (BOW) ................ COMMON 102183100 1,629 30,000 0 30,000 0 30,000
Bear Stearns Companies (BSC) ..... COMMON 073902108 2,492 58,300 0 58,300 0 58,300
Borg-Warner (BWA) ................ COMMON 099724106 2,276 56,200 0 56,200 0 56,200
Beazer Homes (BZH) ............... COMMON 07556Q105 8,182 425,037 100,500 324,537 100,500 324,537
Caterpillar Inc. (CAT) ........... COMMON 149123101 1,412 30,000 0 30,000 0 30,000
Chicago Bridge & Iron (CBI) ...... COMMON N19808109 3,345 243,300 157,800 85,500 157,800 85,500
Century Aluminum (CENX) .......... COMMON 156431108 12,920 861,300 436,300 425,000 436,300 425,000
Charter One Financial (CF) ....... COMMON 160903100 532 27,800 0 27,800 0 27,800
Chyron Corp (CHY) ................ COMMON 171605207 30 20,000 20,000 0 20,000 0
CIT Group (CIT) .................. COMMON 125577106 82,622 3,911,098 573,500 3,337,598 573,500 3,337,598
Cleveland Cliffs (CLF) ........... COMMON 185896107 9,458 303,819 35,500 268,319 35,500 268,319
Mack-Cali Realty Corp (CLI) ...... COMMON 554489104 13,829 530,600 0 530,600 0 530,600
Chase Manhattan (CMB) ............ COMMON 16161A108 1,694 21,800 0 21,800 0 21,800
CNF Transportation Inc (CNF) ..... COMMON 12612W104 4,216 122,200 0 122,200 0 122,200
Cantel Industries (CNTL) ......... COMMON 138098108 143 30,000 30,000 0 30,000 0
Cornerstone Properties (CPP) ..... COMMON 21922H103 1,454 99,400 0 99,400 0 99,400
Chiquita Brands (CQB) ............ COMMON 170032106 3,232 680,500 147,500 533,000 147,500 533,000
Centex Corp (CTX) ................ COMMON 152312104 58,769 2,380,500 326,400 2,054,100 326,400 2,054,100
Delta Air Lines (DAL) ............ COMMON 247361108 2,252 45,200 0 45,200 0 45,200
Deere & Company (DE) ............. COMMON 244199105 47,978 1,106,117 46,900 1,059,217 46,900 1,059,217
COLUMN TOTAL ..................... 333,338
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
COL 2 COL 3 COL 4 COLUMN 5 COL 6 COLUMN 7
-------- --------- ----- -------- ------------------- ------------------------
COLUMN 1 TITLE OF VALUE PRINCIPAL SHARED VOTING AUTHORITY SHARES
NAME OF ISSUER CLASS CUSIP $000 AMOUNT SOLE OTHER SOLE NONE
- ---------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C>
Quest Diagnostics (DGX) .......... COMMON 74834L100 2,286 74,800 0 74,800 0 74,800
Delphi Automotive Systems (DPH) .. COMMON 247126105 53 3,356 0 3,356 0 3,356
Equity Office Properties (EOP) ... COMMON 294741103 665 27,000 0 27,000 0 27,000
Energy Partners LP (EOT) ......... COMMON 294103106 455 35,000 17,500 17,500 17,500 17,500
Exide Corporation (EX) ........... COMMON 302051107 835 100,500 60,500 40,000 60,500 40,000
Ford Motor (F) ................... COMMON 345370100 3,958 74,250 0 74,250 0 74,250
Fresh Del Monte (FDP) ............ COMMON G36738105 3,728 414,200 182,900 231,300 182,900 231,300
Foundation Health Systems (FHS) .. COMMON 350404109 1,072 107,900 0 107,900 0 107,900
Federated Investors (FII) ........ COMMON 314211103 201 10,000 0 10,000 0 10,000
Fleetwood Enterprises (FLE) ...... COMMON 339099103 1,075 52,100 0 52,100 0 52,100
Finlay Enterprises (FNLY) ........ COMMON 317884203 3,064 211,300 211,300 0 211,300 0
JetForm Corp (FORM) .............. COMMON 477155105 100 20,000 20,000 0 20,000 0
Genesis Energy LP (GEL) .......... COMMON 371927104 1,530 189,800 128,800 61,000 128,800 61,000
General Motors (GM) .............. COMMON 370442105 83,114 1,143,447 0 1,143,447 0 1,143,447
GATX Corp (GMT) .................. COMMON 361448103 70,893 2,100,544 312,300 1,788,244 312,300 1,788,244
Gulf Canada (GOU) ................ COMMON 40218L305 2,256 668,500 215,000 453,500 215,000 453,500
Goodyear Tire Rubber (GT) ........ COMMON 382550101 24,162 861,000 0 861,000 0 861,000
Home Base (HBI) .................. COMMON 43738E108 107 35,000 0 35,000 0 35,000
Heller Financial (HF) ............ COMMON 423328103 29,464 1,468,600 112,000 1,356,600 112,000 1,356,600
Hartford Financial (HIG) ......... COMMON 416515104 2,412 50,910 0 50,910 0 50,910
Horace Mann Educators (HMN) ...... COMMON 440327104 716 36,500 0 36,500 0 36,500
Starwood Hotels (HOT) ............ COMMON 855905204 140 5,955 0 5,955 0 5,955
Hovnanian Enterprises (HOV) ...... COMMON 442487203 64 10,000 0 10,000 0 10,000
HS Resources (HSE) ............... COMMON 404297103 2,498 144,800 0 144,800 0 144,800
IBM (IBM) ........................ COMMON 459200101 5,056 46,870 0 46,870 0 46,870
International Flavors (IFF) ...... COMMON 459506101 583 15,500 0 15,500 0 15,500
Intl Game Technology (IGT) ....... COMMON 459902102 1,036 51,000 0 51,000 0 51,000
Kelly Serivces Inc. (KELYA) ...... COMMON 488152208 239 9,500 0 9,500 0 9,500
Kaiser Aluminum (KLU) ............ COMMON 483007100 423 55,000 0 55,000 0 55,000
Lennar Corporation (LEN) ......... COMMON 526057104 14,742 907,200 0 907,200 0 907,200
Limited (LTD) .................... COMMON 532716107 2,789 64,400 0 64,400 0 64,400
COLUMN TOTAL ..................... 259,716
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
COL 2 COL 3 COL 4 COLUMN 5 COL 6 COLUMN 7
-------- --------- ----- -------- ------------------- ------------------------
COLUMN 1 TITLE OF VALUE PRINCIPAL SHARED VOTING AUTHORITY SHARES
NAME OF ISSUER CLASS CUSIP $000 AMOUNT SOLE OTHER SOLE NONE
- ---------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C>
Manpower (MAN) ................... COMMON 56418H100 54,585 1,450,774 219,500 1,231,274 219,500 1,231,274
Moore Corp (MCL) ................. COMMON 615785102 24,308 4,009,489 1,010,000 2,999,489 1,010,000 2,999,489
Marcus Corp (MCS) ................ COMMON 566330106 993 73,900 32,900 41,000 32,900 41,000
Methanex Corp (MEOH) ............. COMMON 59151K108 7,033 2,679,086 170,000 2,509,086 170,000 2,509,086
Morrison Knudsen Corp (MK) ....... COMMON 61844A109 1,328 170,000 0 170,000 0 170,000
Morgan Stanley High Yield (MSY) .. COMMON 61744M104 2,072 187,300 0 187,300 0 187,300
MS Dean Witter Discover (MWD) .... COMMON 617446448 1,970 13,800 0 13,800 0 13,800
NAB Asset Corp (NABC) ............ COMMON 628712101 101 405,300 131,025 274,275 131,025 274,275
Navistar International (NAV) ..... COMMON 63934E108 3,281 69,800 0 69,800 0 69,800
Nacco Industries (NC) ............ COMMON 629579103 533 9,600 0 9,600 0 9,600
Olsten Corp (OLS) ................ COMMON 681385100 44,437 3,722,500 912,000 2,810,500 912,000 2,810,500
Omega Protein (OME) .............. COMMON 68210P107 447 143,000 143,000 0 143,000 0
PBOC Holdings (PBOC) ............. COMMON 69316G108 1,102 116,800 0 116,800 0 116,800
Pennsylvania Real Estate (PEI) ... COMMON 709102107 1,538 105,600 0 105,600 0 105,600
Pulte Corp (PHM) ................. COMMON 745867101 33,208 1,475,900 366,000 1,109,900 366,000 1,109,900
Pope & Talbot (POP) .............. COMMON 732827100 2,104 131,500 50,000 81,500 50,000 81,500
Primex Technologies (PRMX) ....... COMMON 741597108 288 13,900 0 13,900 0 13,900
Ryder Systems Inc. (R) ........... COMMON 783549108 81,440 3,332,600 518,300 2,814,300 518,300 2,814,300
Reynolds Metals (RLM) ............ COMMON 761763101 9,984 130,300 0 130,300 0 130,300
Ryland Group (RYL) ............... COMMON 783764103 2,241 97,173 0 97,173 0 97,173
Steelcase Inc. (SCS) ............. COMMON 858155203 604 50,300 31,100 19,200 31,100 19,200
StanCorp Financial Group (SFG) ... COMMON 852891100 34,084 1,353,200 392,100 961,100 392,100 961,100
St. Laurent Paperboard (SLW) ..... COMMON 790907109 21,232 1,617,700 493,000 1,124,700 493,000 1,124,700
Snap-On (SNA) .................... COMMON 833034101 24,575 925,195 89,600 835,595 89,600 835,595
SensorMatic Electronics (SRM) .... COMMON 817265101 9,592 550,100 0 550,100 0 550,100
Steris Corp (STE) ................ COMMON 859152100 2,202 214,800 0 214,800 0 214,800
Stolt Nielson SA (STLTF) ......... COMMON L88742108 7,009 491,834 0 491,834 0 491,834
AT&T (T) ......................... COMMON 001957109 1,275 25,100 0 25,100 0 25,100
The Sports Authority (TSA) ....... COMMON 849176102 51 25,725 0 25,725 0 25,725
Tyson Foods (TSN) ................ COMMON 902494103 932 57,350 0 57,350 0 57,350
Texaco (TX) ...................... COMMON 881694103 3,074 56,600 0 56,600 0 56,600
COLUMN TOTAL ..................... 377,625
</TABLE>
<TABLE>
<CAPTION>
COL 2 COL 3 COL 4 COLUMN 5 COL 6 COLUMN 7
-------- --------- ----- -------- ------------------- ------------------------
COLUMN 1 TITLE OF VALUE PRINCIPAL SHARED VOTING AUTHORITY SHARES
NAME OF ISSUER CLASS CUSIP $000 AMOUNT SOLE OTHER SOLE NONE
- ---------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C>
US Home (UH) ..................... COMMON 911920106 37,469 1,267,445 475,700 791,745 475,700 791,745
MediaOne Group (UMG) ............. COMMON 58440J104 3,641 47,400 0 47,400 0 47,400
UnumProvident Corp (UNM) ......... COMMON 91529Y106 35,339 1,102,200 0 1,102,200 0 1,102,200
Union Pacific Resources (UPR) .... COMMON 907834105 332 26,000 0 26,000 0 26,000
U S Industries (USI) ............. COMMON 912080108 560 40,000 0 40,000 0 40,000
Varian Medical Sys (VAR) ......... COMMON 92220P105 26,154 877,298 108,500 768,798 108,500 768,798
Varian Inc (VARI) ................ COMMON 922206107 5,807 258,098 0 258,098 0 258,098
Varian Semiconductor (VSEA) ...... COMMON 922207105 7,075 208,098 0 208,098 0 208,098
Vertex Communications Corp (VTX) . COMMON 925320103 1,745 85,100 85,100 0 85,100 0
MCI World Com (WCOM) ............. COMMON 55268B106 631 11,900 0 11,900 0 11,900
York Intl (YRK) .................. COMMON 986670107 1,328 48,400 0 48,400 0 48,400
COLUMN TOTAL ..................... 120,081
GRAND TOTAL ...................... 1,090,761
</TABLE>
