UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2000
Check here if amendment [ ]; Amendment Number: ____
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Greenhaven Associates, Inc.
Address: Three Manhattanville Road
Purchase, NY 10577
Form 13F File Number: 28-2408
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Matt A. Greenberg
Title: Executive Vice President
Phone: (914) 253-9362
Signature, Place, and Date of Signing:
/s/ Matt A. Greenberg Purchase, NY 5/9/00
--------------------- ------------ ------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
--------------- -------------------------
[Repeat as necessary.]
<PAGE>
1 of 5 FORM 13F REPORTING MANAGER:
GREENHAVEN ASSOCIATES, INC.
<TABLE>
<CAPTION>
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6
TITLE OF VALUE PRINCIPAL SHARED
NAME OF ISSUER CLASS CUSIP $000 AMOUNT SOLE OTHER
<S> <C> <C> <C> <C> <C> <C>
Alcoa Inc. (AA) COMMON 013817101 9,922 141,235 -- 141,235
Abitibi-Consolidated (ABY) COMMON 003924107 28,391 2,969,000 328,500 2,640,500
Associates First Capital (AFS) COMMON 046008108 8,229 385,000 -- 385,000
Agribrands Intl (AGX) COMMON 00849R105 1,887 48,000 -- 48,000
Alcan Aluminum (AL) COMMON 013716105 1,267 37,200 -- 37,200
American Financial Holdings (AMFH) COMMON 026075101 1,363 113,000 -- 113,000
AMR Corporation (AMR) COMMON 001765106 1,485 46,600 -- 46,600
MSDW Asia Pacific Fund (APF) COMMON 61744U106 4,972 457,200 -- 457,200
Astoria Financial Corp (ASFC) COMMON 046265104 399 15,500 -- 15,500
Allegheny Tech Inc. (ATI) COMMON 01741R102 778 38,800 -- 38,800
Boeing Company (BA) COMMON 097023105 4,311 114,000 -- 114,000
BICC General (BGC) COMMON 369300108 1,667 213,400 152,500 60,900
Bear Stearns Companies (BSC) COMMON 073902108 1,002 52,900 -- 52,900
Borg-Warner (BWA) COMMON 099724106 2,075 52,700 -- 52,700
Beazer Homes (BZH) COMMON 07556Q105 7,808 416,437 104,400 312,037
Caterpillar Inc. (CAT) COMMON 149123101 1,183 30,000 -- 30,000
Chicago Bridge & Iron (CBI) COMMON N19808109 4,017 239,800 159,300 80,500
Century Aluminum (CENX) COMMON 156431108 11,534 838,800 436,300 402,500
Charter One Financial (CF) COMMON 160903100 1,245 59,300 -- 59,300
CIT Group (CIT) COMMON 125577106 91,868 4,711,200 710,000 4,001,200
Cleveland Cliffs (CLF) COMMON 185896107 6,877 291,100 35,500 255,600
Mack-Cali Realty Corp (CLI) COMMON 554489104 15,672 614,600 -- 614,600
Chase Manhattan Corp (CMB) COMMON 16161A108 1,691 19,400 -- 19,400
CNF Transportation Inc (CNF) COMMON 12612W104 3,358 121,000 -- 121,000
Cantel Industries (CNTL) COMMON 138098108 178 30,000 30,000 --
Cornerstone Properties (CPP) COMMON 21922H103 1,196 68,600 -- 68,600
Chiquita Brands (CQB) COMMON 170032106 3,149 663,000 147,500 515,500
COLUMN TOTAL 217,527
<CAPTION>
COLUMN 1 COLUMN 7
VOTING AUTHORITY SHARES
NAME OF ISSUER SOLE NONE
<S> <C> <C>
Alcoa Inc. (AA) -- 141,235
Abitibi-Consolidated (ABY) 328,500 2,640,500
Associates First Capital (AFS) -- 385,000
Agribrands Intl (AGX) -- 48,000
Alcan Aluminum (AL) -- 37,200
American Financial Holdings (AMFH) -- 113,000
AMR Corporation (AMR) -- 46,600
MSDW Asia Pacific Fund (APF) -- 457,200
Astoria Financial Corp (ASFC) -- 15,500
Allegheny Tech Inc. (ATI) -- 38,800
Boeing Company (BA) -- 114,000
BICC General (BGC) 152,500 60,900
Bear Stearns Companies (BSC) -- 52,900
Borg-Warner (BWA) -- 52,700
Beazer Homes (BZH) 104,400 312,037
Caterpillar Inc. (CAT) -- 30,000
Chicago Bridge & Iron (CBI) 159,300 80,500
Century Aluminum (CENX) 436,300 402,500
Charter One Financial (CF) -- 59,300
CIT Group (CIT) 710,000 4,001,200
Cleveland Cliffs (CLF) 35,500 255,600
Mack-Cali Realty Corp (CLI) -- 614,600
Chase Manhattan Corp (CMB) -- 19,400
CNF Transportation Inc (CNF) -- 121,000
Cantel Industries (CNTL) 30,000 --
Cornerstone Properties (CPP) -- 68,600
Chiquita Brands (CQB) 147,500 515,500
</TABLE>
May 8, 2000
<PAGE>
2 of 5 FORM 13F REPORTING MANAGER:
GREENHAVEN ASSOCIATES, INC.
<TABLE>
<CAPTION>
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6
TITLE OF VALUE PRINCIPAL SHARED
NAME OF ISSUER CLASS CUSIP $000 AMOUNT SOLE OTHER
<S> <C> <C> <C> <C> <C> <C>
Centex Corp (CTX) COMMON 152312104 62,929 2,642,700 437,000 2,205,700
Delta Air Lines (DAL) COMMON 247361108 2,258 42,400 -- 42,400
Du Pont (E. I.) De Nemours (DD) COMMON 263534109 3,653 69,000 -- 69,000
Deere & Company (DE) COMMON 244199105 47,990 1,262,900 36,900 1,226,000
Quest Diagnostics (DGX) COMMON 74834L100 1,654 41,600 -- 41,600
Del Laboratories, Inc (DLI) COMMON 245091103 384 45,900 45,900 --
Equity Office Properties (EOP) COMMON 294741103 678 27,000 -- 27,000
Energy Partners LP (EOT) COMMON 294103106 490 35,000 17,500 17,500
Exide Corporation (EX) COMMON 302051107 260 22,000 22,000 --
Ford Motor (F) COMMON 345370100 3,016 65,650 -- 65,650
Fresh Del Monte (FDP) COMMON G36738105 3,521 414,200 182,900 231,300
Foundation Health Systems (FHS) COMMON 350404109 810 101,200 -- 101,200
Federated Investors (FII) COMMON 314207200 273 10,000 -- 10,000
Fleetwood Enterprises (FLE) COMMON 339099103 3,981 269,900 10,000 259,900
Finlay Enterprises (FNLY) COMMON 317884203 2,602 211,300 211,300 --
General Dynamics Corp (GD) COMMON 369550108 647 13,000 -- 13,000
Genesis Energy LP (GEL) COMMON 371927104 1,793 193,800 128,800 65,000
General Motors (GM) COMMON 370442105 26,856 324,300 -- 324,300
GATX Corp (GMT) COMMON 361448103 78,426 2,063,850 317,300 1,746,550
Gulf Canada (GOU) COMMON 40218L305 2,465 668,500 215,000 453,500
Goodyear Tire Rubber (GT) COMMON 382550101 25,525 1,094,900 -- 1,094,900
Gentiva Health Services (GTIV) COMMON 37247A102 14,326 2,001,870 1,124,900 876,970
Heller Financial (HF) COMMON 423328103 40,259 1,750,400 349,800 1,400,600
Household International Inc (HI) COMMON 441815107 746 20,000 -- 20,000
Hartford Financial (HIG) COMMON 416515104 2,406 45,610 -- 45,610
Horace Mann Educators (HMN) COMMON 440327104 173 9,400 -- 9,400
COLUMN TOTAL 328,120
<CAPTION>
COLUMN 1 COLUMN 7
VOTING AUTHORITY SHARES
NAME OF ISSUER SOLE NONE
<S> <C> <C>
Centex Corp (CTX) 437,000 2,205,700
Delta Air Lines (DAL) -- 42,400
Du Pont (E. I.) De Nemours (DD) -- 69,000
Deere & Company (DE) 36,900 1,226,000
Quest Diagnostics (DGX) -- 41,600
Del Laboratories, Inc (DLI) 45,900 --
Equity Office Properties (EOP) -- 27,000
Energy Partners LP (EOT) 17,500 17,500
Exide Corporation (EX) 22,000 --
Ford Motor (F) -- 65,650
Fresh Del Monte (FDP) 182,900 231,300
Foundation Health Systems (FHS) -- 101,200
Federated Investors (FII) -- 10,000
Fleetwood Enterprises (FLE) 10,000 259,900
Finlay Enterprises (FNLY) 211,300 --
General Dynamics Corp (GD) -- 13,000
Genesis Energy LP (GEL) 128,800 65,000
General Motors (GM) -- 324,300
GATX Corp (GMT) 317,300 1,746,550
Gulf Canada (GOU) 215,000 453,500
Goodyear Tire Rubber (GT) -- 1,094,900
Gentiva Health Services (GTIV) 1,124,900 876,970
Heller Financial (HF) 349,800 1,400,600
Household International Inc (HI) -- 20,000
Hartford Financial (HIG) -- 45,610
Horace Mann Educators (HMN) -- 9,400
</TABLE>
May 8, 2000
<PAGE>
3 of 5 FORM 13F REPORTING MANAGER:
GREENHAVEN ASSOCIATES, INC.
<TABLE>
<CAPTION>
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6
TITLE OF VALUE PRINCIPAL SHARED
NAME OF ISSUER CLASS CUSIP $000 AMOUNT SOLE OTHER
<S> <C> <C> <C> <C> <C> <C>
Hoenig Group (HOEN) COMMON 434396107 87 10,000 -- 10,000
Hovnanian Enterprises (HOV) COMMON 442487203 579 94,500 20,000 74,500
HS Resources (HSE) COMMON 404297103 2,622 124,100 -- 124,100
IBM (IBM) COMMON 459200101 4,791 40,470 -- 40,470
International Flavors (IFF) COMMON 459506101 838 23,900 -- 23,900
IMC Global (IGL) COMMON 449669100 5,045 343,500 -- 343,500
Intl Game Technology (IGT) COMMON 459902102 454 20,925 -- 20,925
International Paper (IP) COMMON 460146103 2,950 69,000 -- 69,000
Kelly Serivces Inc. (KELYA) COMMON 488152208 306 12,800 -- 12,800
Kaiser Aluminum (KLU) COMMON 483007100 598 132,900 -- 132,900
Lennar Corporation (LEN) COMMON 526057104 19,295 889,700 -- 889,700
Limited (LTD) COMMON 532716107 2,397 56,900 -- 56,900
Manpower (MAN) COMMON 56418H100 49,625 1,397,900 219,500 1,178,400
Moore Corp (MCL) COMMON 615785102 14,845 3,958,600 1,029,000 2,929,600
Marcus Corporation (MCS) COMMON 566330106 956 73,900 32,900 41,000
Methanex Corp (MEOH) COMMON 59151K108 5,693 2,679,086 170,000 2,509,086
Morrison Knudsen Corp (MK) COMMON 61844A109 2,508 340,000 -- 340,000
Millennium Pharmaceuticals (MLNM) COMMON 599902103 974 15,000 -- 15,000
Morgan Stanley High Yield (MSY) COMMON 61744M104 2,154 187,300 -- 187,300
MS Dean Witter Discover (MWD) COMMON 617446448 539 6,500 -- 6,500
NAB Asset Corp (NABC) COMMON 628712101 89 405,300 131,025 274,275
Navistar International (NAV) COMMON 63934E108 2,628 65,500 -- 65,500
Nacco Industries (NC) COMMON 629579103 316 6,600 -- 6,600
Olsten Corp (OLS) COMMON 681385101 36,271 3,627,100 877,600 2,749,500
Omega Protein (OME) COMMON 68210P107 366 143,000 143,000 --
PBOC Holdings (PBOC) COMMON 69316G108 817 90,800 -- 90,800
COLUMN TOTAL 157,743
<CAPTION>
COLUMN 1 COLUMN 7
VOTING AUTHORITY SHARES
NAME OF ISSUER SOLE NONE
<S> <C> <C>
Hoenig Group (HOEN) -- 10,000
Hovnanian Enterprises (HOV) 20,000 74,500
HS Resources (HSE) -- 124,100
IBM (IBM) -- 40,470
International Flavors (IFF) -- 23,900
IMC Global (IGL) -- 343,500
Intl Game Technology (IGT) -- 20,925
International Paper (IP) -- 69,000
Kelly Serivces Inc. (KELYA) -- 12,800
Kaiser Aluminum (KLU) -- 132,900
Lennar Corporation (LEN) -- 889,700
Limited (LTD) -- 56,900
Manpower (MAN) 219,500 1,178,400
Moore Corp (MCL) 1,029,000 2,929,600
Marcus Corporation (MCS) 32,900 41,000
Methanex Corp (MEOH) 170,000 2,509,086
Morrison Knudsen Corp (MK) -- 340,000
Millennium Pharmaceuticals (MLNM) -- 15,000
Morgan Stanley High Yield (MSY) -- 187,300
MS Dean Witter Discover (MWD) -- 6,500
NAB Asset Corp (NABC) 131,025 274,275
Navistar International (NAV) -- 65,500
Nacco Industries (NC) -- 6,600
Olsten Corp (OLS) 877,600 2,749,500
Omega Protein (OME) 143,000 --
PBOC Holdings (PBOC) -- 90,800
</TABLE>
May 8, 2000
<PAGE>
4 of 5 FORM 13F REPORTING MANAGER:
GREENHAVEN ASSOCIATES, INC.
<TABLE>
<CAPTION>
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6
TITLE OF VALUE PRINCIPAL SHARED
NAME OF ISSUER CLASS CUSIP $000 AMOUNT SOLE OTHER
<S> <C> <C> <C> <C> <C> <C>
Pennsylvania Real Estate (PEI) COMMON 709102107 312 19,200 -- 19,200
Pulte Corp (PHM) COMMON 745867101 34,771 1,665,700 464,500 1,201,200
Pope & Talbot (POP) COMMON 732827100 2,233 121,500 50,000 71,500
Primex Technologies (PRMX) COMMON 741597108 211 9,900 -- 9,900
Putnam Managed High Yield (PTM) COMMON 746819101 485 48,500 -- 48,500
Ryder Systems Inc. (R) COMMON 783549108 74,199 3,270,500 518,300 2,752,200
Rollins Truck Leasing Corp (RLC) COMMON 775741101 675 80,000 -- 80,000
Reynolds Metals (RLM) COMMON 761763101 9,175 137,200 -- 137,200
Ryland Group (RYL) COMMON 783764103 7,133 380,400 95,400 285,000
Steelcase Inc. (SCS) COMMON 858155203 1,195 99,600 42,600 57,000
Seagate Technology, Inc. (SEG) COMMON 811804103 793 12,900 -- 12,900
StanCorp Financial Group (SFG) COMMON 852891100 41,596 1,519,500 403,600 1,115,900
St. Laurent Paperboard (SLW) COMMON 790907109 788 40,000 -- 40,000
Snap-On (SNA) COMMON 833034101 26,271 1,003,200 109,600 893,600
Standard Register Co (SR) COMMON 853887107 443 34,400 -- 34,400
Steris Corp (STE) COMMON 859152100 2,202 214,800 -- 214,800
Stolt Nielsen SA (STLBY) COMMON 861565109 5,472 295,800 -- 295,800
Sweetwater (SWWT) COMMON 870534104 106 25,000 25,000 --
AT&T (T) COMMON 001957109 1,245 22,100 -- 22,100
Toys"R" Us Inc (TOY) COMMON 892335100 1,172 79,100 -- 79,100
The Sports Authority (TSA) COMMON 849176102 39 15,125 -- 15,125
Tyson Foods (TSN) COMMON 902494103 489 43,970 -- 43,970
Texaco (TX) COMMON 881694103 2,473 46,000 -- 46,000
US Home (UH) COMMON 911920106 44,040 1,158,950 398,500 760,450
MediaOne Group (UMG) COMMON 58440J104 3,127 38,600 -- 38,600
UnumProvident Corp (UNM) COMMON 91529Y106 44,979 2,655,600 184,000 2,471,600
COLUMN TOTAL 305,624
<CAPTION>
COLUMN 1 COLUMN 7
VOTING AUTHORITY SHARES
NAME OF ISSUER SOLE NONE
<S> <C> <C>
Pennsylvania Real Estate (PEI) -- 19,200
Pulte Corp (PHM) 464,500 1,201,200
Pope & Talbot (POP) 50,000 71,500
Primex Technologies (PRMX) -- 9,900
Putnam Managed High Yield (PTM) -- 48,500
Ryder Systems Inc. (R) 518,300 2,752,200
Rollins Truck Leasing Corp (RLC) -- 80,000
Reynolds Metals (RLM) -- 137,200
Ryland Group (RYL) 95,400 285,000
Steelcase Inc. (SCS) 42,600 57,000
Seagate Technology, Inc. (SEG) -- 12,900
StanCorp Financial Group (SFG) 403,600 1,115,900
St. Laurent Paperboard (SLW) -- 40,000
Snap-On (SNA) 109,600 893,600
Standard Register Co (SR) -- 34,400
Steris Corp (STE) -- 214,800
Stolt Nielsen SA (STLBY) -- 295,800
Sweetwater (SWWT) 25,000 --
AT&T (T) -- 22,100
Toys"R" Us Inc (TOY) -- 79,100
The Sports Authority (TSA) -- 15,125
Tyson Foods (TSN) -- 43,970
Texaco (TX) -- 46,000
US Home (UH) 398,500 760,450
MediaOne Group (UMG) -- 38,600
UnumProvident Corp (UNM) 184,000 2,471,600
</TABLE>
May 8, 2000
<PAGE>
5 of 5 FORM 13F REPORTING MANAGER:
GREENHAVEN ASSOCIATES, INC.
<TABLE>
<CAPTION>
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6
TITLE OF VALUE PRINCIPAL SHARED
NAME OF ISSUER CLASS CUSIP $000 AMOUNT SOLE OTHER
<S> <C> <C> <C> <C> <C> <C>
Union Pacific Resources (UPR) COMMON 907834105 377 26,000 -- 26,000
US Bancorp (USB) COMMON 902973106 1,024 46,800 -- 46,800
U S Industries (USI) COMMON 912080108 443 40,000 -- 40,000
Valutron Distribution Trust (VAL) COMMON CNC9335 138,883 3,625,000 995,000 2,630,000
Varian Medical Sys (VAR) COMMON 92220P105 17,269 378,500 96,000 282,500
Varian Inc (VARI) COMMON 922206107 1,738 45,300 -- 45,300
MCI World Com (WCOM) COMMON 55268B106 680 15,000 -- 15,000
Weyerhaeuser Co (WY) COMMON 962166104 8,151 143,000 -- 143,000
COLUMN TOTAL 168,564
GRAND TOTAL 1,177,578
<CAPTION>
COLUMN 1 COLUMN 7
VOTING AUTHORITY SHARES
NAME OF ISSUER SOLE NONE
<S> <C> <C>
Union Pacific Resources (UPR) -- 26,000
US Bancorp (USB) -- 46,800
U S Industries (USI) -- 40,000
Valutron Distribution Trust (VAL) 995,000 2,630,000
Varian Medical Sys (VAR) 96,000 282,500
Varian Inc (VARI) -- 45,300
MCI World Com (WCOM) -- 15,000
Weyerhaeuser Co (WY) -- 143,000
</TABLE>
May 8, 2000
