UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2000
Check here if amendment [ ]; Amendment Number: ____
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Greenhaven Associates, Inc.
Address: Three Manhattanville Road
Purchase, NY 10577
Form 13F File Number: 28-2408
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Matt A. Greenberg
Title: Executive Vice President
Phone: (914) 253-9362
Signature, Place, and Date of Signing:
/s/ Matt A. Greenberg Purchase, NY November 6, 2000
--------------------- ------------ ----------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
--------------- -------------------------
[Repeat as necessary.]
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1 OF 4 FORM 13F REPORTING MANAGER: GREENHAVEN ASSOCIATES, INC.
<TABLE>
<CAPTION>
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7
TITLE OF VALUE PRINCIPAL SHARED VOTING AUTHORITY SHARES
NAME OF ISSUER CLASS CUSIP $000 AMOUNT SOLE OTHER SOLE OTHER
<S> <C> <C> <C> <C> <C> <C> <C> <C>
------------------------------------------------------------------------------------------------------------------------------------
Alcoa Inc (AA) COMMON 013817101 13,762 558,878 558,878 - 558,878
Abitibi-Consolidated (ABY) COMMON 003924107 27,475 3,011,000 331,500 2,679,500 331,500 2,679,500
Associates First Capital (AFS) COMMON 046008108 2,664 70,100 70,100 - 70,100
Agribrands Intl (AGX) COMMON 00849R105 1,584 36,300 36,300 - 36,300
Alcan Aluminum (AL) COMMON 013716105 4,423 155,200 155,200 - 155,200
AMR Corporation (AMR) COMMON 001765106 1,593 49,100 49,100 - 49,100
Morgan Stanley Asia Pac (APF) COMMON 61744U106 4,122 439,700 439,700 - 439,700
Astoria Financial Corp (ASFC) COMMON 046265104 2,878 74,500 74,500 - 74,500
Boeing Company (BA) COMMON 097023105 302 5,000 5,000 - 5,000
BICC General (BGC) COMMON 369300108 1,614 213,400 152,500 60,900 152,500 60,900
Burlington Northern Santa Fe (BNI) COMMON 12189T104 19,536 930,300 930,300 - 930,300
Bear Stearns Companies (BSC) COMMON 073902108 1,326 21,000 21,000 - 21,000
Borg-Warner (BWA) COMMON 099724106 1,325 40,000 40,000 - 40,000
Beazer Homes (BZH) COMMON 07556Q105 12,121 448,937 136,900 312,037 136,900 312,037
Caterpillar Inc. (CAT) COMMON 149123101 11,879 383,200 383,200 - 383,200
Chicago Bridge & Iron (CBI) COMMON N19808109 6,429 449,200 291,200 158,000 291,200 158,000
Century Aluminum (CENX) COMMON 156431108 12,098 967,800 456,300 511,500 456,300 511,500
Charter One Financial (CF) COMMON 160903100 1,382 56,700 56,700 - 56,700
CIT Group (CIT) COMMON 125577106 90,794 5,188,200 968,000 4,220,200 968,000 4,220,200
Cleveland Cliffs (CLF) COMMON 185896107 7,455 333,200 35,500 297,700 35,500 297,700
Mack-Cali Realty Corp (CLI) COMMON 554489104 21,949 787,400 787,400 - 787,400
Chase Manhattan (CMB) COMMON 16161A108 944 20,300 20,300 - 20,300
CNF Transportation Inc (CNF) COMMON 12612W104 3,838 172,500 172,500 - 172,500
Cantel Industries (CNTL) COMMON 138098108 210 20,000 20,000 20,000 -
Chiquita Brands (CQB) COMMON 170032106 2,009 656,000 147,500 508,500 147,500 508,500
Centex Corp (CTX) COMMON 152312104 93,600 2,896,700 509,500 2,387,200 509,500 2,387,200
COLUMN TOTAL 347,311
</TABLE>
As of September 30, 2000
<PAGE>
2 OF 4 FORM 13F REPORTING MANAGER: GREENHAVEN ASSOCIATES, INC.
<TABLE>
<CAPTION>
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7
TITLE OF VALUE PRINCIPAL SHARED VOTING AUTHORITY SHARES
NAME OF ISSUER CLASS CUSIP $000 AMOUNT SOLE OTHER SOLE OTHER
<S> <C> <C> <C> <C> <C> <C> <C> <C>
------------------------------------------------------------------------------------------------------------------------------------
Delta Air Lines (DAL) COMMON 247361108 1,926 43,400 43,400 - 43,400
Deere & Company (DE) COMMON 244199105 71,651 2,200,400 110,400 2,090,000 110,400 2,090,000
D R Horton Inc (DHI) COMMON 23331A109 5,725 335,502 335,502 - 335,502
Del Laboratories, Inc (DLI) COMMON 245091103 849 70,000 70,000 70,000 -
Equity Office Properties (EOP) COMMON 294741103 1,435 46,233 46,233 - 46,233
Ford Motor (F) COMMON 345370100 1,412 54,050 54,050 - 54,050
Fresh Del Monte (FDP) COMMON G36738105 2,704 432,700 201,400 231,300 201,400 231,300
Foundation Health Systems (FHS) COMMON 350404109 1,343 80,800 80,800 - 80,800
Fleetwood Enterprises (FLE) COMMON 339099103 4,922 366,300 10,000 356,300 10,000 356,300
Finlay Enterprises (FNLY) COMMON 317884203 2,958 211,300 211,300 211,300 -
General Dynamics Corp (GD) COMMON 369550108 848 13,500 13,500 - 13,500
Genesis Energy LP (GEL) COMMON 371927104 2,142 311,500 180,700 130,800 180,700 130,800
General Motors (GM) COMMON 370442105 2,005 30,400 30,400 - 30,400
GATX Corp (GMT) COMMON 361448103 88,454 2,106,050 314,300 1,791,750 314,300 1,791,750
Georgia Pacific Group (GP) COMMON 373298108 458 20,000 20,000 - 20,000
Goodyear Tire Rubber (GT) COMMON 382550101 25,834 1,421,000 21,000 1,400,000 21,000 1,400,000
Gentiva Health Services (GTIV) COMMON 37247A102 26,010 2,039,994 1,164,900 875,094 1,164,900 875,094
Heller Financial (HF) COMMON 423328103 51,623 1,799,500 350,000 1,449,500 350,000 1,449,500
Hartford Financial (HIG) COMMON 416515104 3,258 44,710 44,710 - 44,710
Hovnanian Enterprises (HOV) COMMON 442487203 876 117,800 25,200 92,600 25,200 92,600
HS Resources (HSE) COMMON 404297103 3,554 105,100 105,100 - 105,100
IBM (IBM) COMMON 459200101 4,514 39,270 39,270 - 39,270
Intl Game Technology (IGT) COMMON 459902102 505 15,025 15,025 - 15,025
International Paper (IP) COMMON 460146103 23,928 848,900 848,900 - 848,900
Kelly Serivces Inc. (KELYA) COMMON 488152208 302 12,800 12,800 - 12,800
Kaiser Aluminum (KLU) COMMON 483007100 806 132,900 132,900 - 132,900
COLUMN TOTAL 330,040
</TABLE>
As of September 30, 2000
<PAGE>
3 OF 4 FORM 13F REPORTING MANAGER: GREENHAVEN ASSOCIATES, INC.
<TABLE>
<CAPTION>
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7
TITLE OF VALUE PRINCIPAL SHARED VOTING AUTHORITY SHARES
NAME OF ISSUER CLASS CUSIP $000 AMOUNT SOLE OTHER SOLE OTHER
<S> <C> <C> <C> <C> <C> <C> <C> <C>
------------------------------------------------------------------------------------------------------------------------------------
Kellwood Company (KWD) COMMON 488044108 10,286 563,600 178,400 385,200 178,400 385,200
Lennar Corporation (LEN) COMMON 526057104 56,999 1,896,010 318,780 1,577,230 318,780 1,577,230
Limited (LTD) COMMON 532716107 680 30,800 30,800 - 30,800
Manpower (MAN) COMMON 56418H100 43,066 1,345,800 189,500 1,156,300 189,500 1,156,300
Moore Corp (MCL) COMMON 615785102 13,160 4,480,000 1,231,400 3,248,600 1,231,400 3,248,600
Methanex Corp (MEOH) COMMON 59151K108 16,349 3,114,086 505,000 2,609,086 505,000 2,609,086
MS Dean Witter Discover (MWD) COMMON 617446448 521 5,700 5,700 - 5,700
NAB Asset Corp (NABC) COMMON 628712101 38 405,300 131,025 274,275 131,025 274,275
Navistar International (NAV) COMMON 63934E108 5,387 171,000 171,000 - 171,000
Nacco Industries (NC) COMMON 629579103 323 7,700 7,700 - 7,700
Omega Protein (OME) COMMON 68210P107 511 240,700 240,700 - 240,700
PBOC Holdings (PBOC) COMMON 69316G108 367 43,200 43,200 - 43,200
Phelps Dodge (PD) COMMON 717265102 2,363 56,600 56,600 - 56,600
Pennsylvania Real Estate (PEI) COMMON 709102107 336 19,200 19,200 - 19,200
Pulte Corp (PHM) COMMON 745867101 66,208 2,002,500 642,000 1,360,500 642,000 1,360,500
Pope & Talbot (POP) COMMON 732827100 309 21,500 21,500 - 21,500
Pechiney SA (PY) COMMON 705151207 252 12,500 12,500 - 12,500
Ryder Systems Inc. (R) COMMON 783549108 58,279 3,366,300 532,800 2,833,500 532,800 2,833,500
Rollins Truck Leasing Corp (RLC) COMMON 775741101 7,055 1,117,600 514,600 603,000 514,600 603,000
Ryland Group (RYL) COMMON 783764103 19,215 618,600 220,000 398,600 220,000 398,600
Steelcase Inc. (SCS) COMMON 858155203 955 57,000 11,500 45,500 11,500 45,500
Seagate Technology, Inc. (SEG) COMMON 811804103 725 10,500 10,500 - 10,500
StanCorp Financial Group (SFG) COMMON 852891100 63,139 1,479,100 364,600 1,114,500 364,600 1,114,500
Snap-On (SNA) COMMON 833034101 28,088 1,217,900 111,600 1,106,300 111,600 1,106,300
Standard Register Co (SR) COMMON 853887107 550 34,400 34,400 - 34,400
AT&T (T) COMMON 001957109 1,476 50,900 50,900 - 50,900
COLUMN TOTAL 396,636
</TABLE>
As of September 30, 2000
<PAGE>
4 OF 4 FORM 13F REPORTING MANAGER: GREENHAVEN ASSOCIATES, INC.
<TABLE>
<CAPTION>
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7
TITLE OF VALUE PRINCIPAL SHARED VOTING AUTHORITY SHARES
NAME OF ISSUER CLASS CUSIP $000 AMOUNT SOLE OTHER SOLE OTHER
<S> <C> <C> <C> <C> <C> <C> <C> <C>
------------------------------------------------------------------------------------------------------------------------------------
Toys"R" Us Inc (TOY) COMMON 892335100 1,276 78,500 78,500 - 78,500
Sabre Holdings Corp (TSG) COMMON 785905100 1,149 39,700 39,700 - 39,700
Texaco (TX) COMMON 881694103 2,410 45,900 45,900 - 45,900
UnumProvident Corp (UNM) COMMON 91529Y106 77,979 2,894,800 326,500 2,568,300 326,500 2,568,300
Union Pacific Corp (UNP) COMMON 907818108 14,675 382,400 382,400 - 382,400
US Bancorp (USB) COMMON 902973106 1,078 47,400 47,400 - 47,400
U S Industries (USI) COMMON 912080108 910 40,000 40,000 - 40,000
MCI World Com (WCOM) COMMON 55268B106 416 13,700 13,700 - 13,700
Washington Homes Inc. (WHI) COMMON 938864105 1,463 150,000 150,000 - 150,000
Weyerhaeuser Co (WY) COMMON 962166104 5,289 142,700 142,700 - 142,700
COLUMN TOTAL 106,643
GRAND TOTAL 1,180,630
</TABLE>
As of September 30, 2000
