UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 2000
Check here if amendment [ ]; Amendment Number: ____
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Greenhaven Associates, Inc.
Address: Three Manhattanville Road
Purchase, NY 10577
Form 13F File Number: 28-2408
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Matt A. Greenberg
Title: Executive Vice President
Phone: (914) 253-9362
Signature, Place, and Date of Signing:
/s/ Matt A. Greenberg Purchase, NY 8/7/00
--------------------- ------------ ------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
--------------- -------------------------
[Repeat as necessary.]
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1 OF 3 FORM 13F REPORTING MANAGER: GREENHAVEN ASSOCIATES, INC.
<TABLE>
<CAPTION>
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7
TITLE OF VALUE PRINCIPAL SHARED VOTING AUTHORITY SHARES
NAME OF ISSUER CLASS CUSIP ($000) AMOUNT SOLE OTHER SOLE OTHER
<S> <C> <C> <C> <C> <C> <C> <C> <C>
Abitibi-Consolidated (ABY) COMMON 003924107 28,209 3,009,000 328,500 2,680,500 328,500 2,680,500
Agribrands Intl (AGX) COMMON 00849R105 1,577 37,600 -- 37,600 -- 37,600
Alcan Aluminum (AL) COMMON 013716105 2,913 93,200 -- 93,200 -- 93,200
Alcoa Inc (AA) COMMON 013817101 13,104 451,878 -- 451,878 -- 451,878
American Financial Holdings (AMFH) COMMON 026075101 1,826 115,000 -- 115,000 -- 115,000
AMR Corporation (AMR) COMMON 001765106 1,306 49,400 -- 49,400 -- 49,400
Associates First Capital (AFS) COMMON 046008108 1,607 72,000 -- 72,000 -- 72,000
Astoria Financial Corp (ASFC) COMMON 046265104 1,777 69,000 -- 69,000 -- 69,000
AT&T (T) COMMON 001957109 1,470 46,200 -- 46,200 -- 46,200
Bear Stearns Companies (BSC) COMMON 073902108 2,189 52,600 -- 52,600 -- 52,600
Beazer Homes (BZH) COMMON 07556Q105 8,084 442,937 130,900 312,037 130,900 312,037
BICC General (BGC) COMMON 369300108 1,734 213,400 60,900 152,500 60,900 152,500
Boeing Company (BA) COMMON 097023105 9,554 228,500 -- 228,500 -- 228,500
Borg-Warner (BWA) COMMON 099724106 1,798 51,200 -- 51,200 -- 51,200
Burlington Northern (BNI) COMMON 12189T104 18,528 796,900 -- 796,900 -- 796,900
Cantel Industries (CNTL) COMMON 138098108 180 30,000 30,000 30,000 --
Caterpillar Inc. (CAT) COMMON 149123101 3,841 113,400 -- 113,400 113,400
Centex Corp (CTX) COMMON 152312104 64,409 2,740,800 454,500 2,286,300 454,500 2,286,300
Century Aluminum (CENX) COMMON 156431108 10,068 925,800 436,300 489,500 436,300 489,500
Charter One Financial (CF) COMMON 160903100 1,350 58,700 -- 58,700 -- 58,700
Chase Manhattan (CMB) COMMON 16161A108 875 19,000 -- 19,000 -- 19,000
Chicago Bridge & Iron (CBI) COMMON N19808109 6,568 447,200 156,000 291,200 156,000 291,200
Chiquita Brands (CQB) COMMON 170032106 2,611 663,000 147,500 515,500 147,500 515,500
CIT Group (CIT) COMMON 125577106 83,785 5,156,000 935,500 4,220,500 935,500 4,220,500
Cleveland Cliffs (CLF) COMMON 185896107 8,549 331,200 35,500 295,700 35,500 295,700
CNF Transportation Inc (CNF) COMMON 12612W104 2,673 117,500 -- 117,500 -- 117,500
D R Horton Inc (DHI) COMMON 23331A109 4,175 307,800 -- 307,800 -- 307,800
Deere & Company (DE) COMMON 244199105 61,276 1,656,100 36,900 1,619,200 36,900 1,619,200
Del Laboratories, Inc (DLI) COMMON 245091103 849 70,000 70,000 -- 70,000 --
Delta Air Lines (DAL) COMMON 247361108 2,164 42,800 -- 42,800 -- 42,800
Equity Office Properties (EOP) COMMON 294741103 744 27,000 -- 27,000 -- 27,000
Federated Investors (FII) COMMON 314207200 222 9,500 -- 9,500 -- 9,500
Finlay Enterprises (FNLY) COMMON 317884203 2,747 211,300 211,300 -- 211,300 --
Fleetwood Enterprises (FLE) COMMON 339099103 5,220 366,300 10,000 356,300 10,000 356,300
Ford Motor (F) COMMON 345370100 2,711 63,050 -- 63,050 -- 63,050
COLUMN TOTAL 360,692
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2 OF 3 FORM 13F REPORTING MANAGER: GREENHAVEN ASSOCIATES, INC.
<TABLE>
<CAPTION>
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7
TITLE OF VALUE PRINCIPAL SHARED VOTING AUTHORITY SHARES
NAME OF ISSUER CLASS CUSIP ($000) AMOUNT SOLE OTHER SOLE OTHER
<S> <C> <C> <C> <C> <C> <C> <C> <C>
Foundation Health Systems (FHS) COMMON 350404109 1,401 100,500 -- 100,500 -- 100,500
Fresh Del Monte (FDP) COMMON G36738105 2,975 432,700 201,400 231,300 201,400 231,300
GATX Corp (GMT) COMMON 361448103 71,681 2,108,250 317,300 1,790,950 317,300 1,790,950
General Dynamics Corp (GD) COMMON 369550108 705 13,500 -- 13,500 -- 13,500
General Motors (GM) COMMON 370442105 5,603 96,600 -- 96,600 -- 96,600
Genesis Energy LP (GEL) COMMON 371927104 2,344 341,000 210,200 130,800 210,200 130,800
Gentiva Health Services (GTIV) COMMON 37247A102 16,575 2,039,994 1,164,900 875,094 1,164,900 875,094
Georgia Pacific Group (GP) COMMON 373298108 525 20,000 -- 20,000 -- 20,000
Goodyear Tire Rubber (GT) COMMON 382550101 27,704 1,385,200 1,000 1,384,200 1,000 1,384,200
Hartford Financial (HIG) COMMON 416515104 2,535 45,310 -- 45,310 -- 45,310
Heller Financial (HF) COMMON 423328103 36,904 1,800,200 350,000 1,450,200 350,000 1,450,200
Hoenig Group (HOEN) COMMON 434396107 98 10,000 -- 10,000 -- 10,000
Hovnanian Enterprises (HOV) COMMON 442487203 568 94,600 20,000 74,600 20,000 74,600
HS Resources (HSE) COMMON 404297103 3,240 108,000 -- 108,000 -- 108,000
IBM (IBM) COMMON 459200101 4,423 40,370 -- 40,370 -- 40,370
IMC Global (IGL) COMMON 449669100 4,401 338,500 -- 338,500 -- 338,500
International Flavors (IFF) COMMON 459506101 664 22,000 -- 22,000 -- 22,000
International Paper (IP) COMMON 460146103 22,780 764,100 -- 764,100 -- 764,100
Intl Game Technology (IGT) COMMON 459902102 555 20,925 -- 20,925 -- 20,925
Kaiser Aluminum (KLU) COMMON 483007100 532 132,900 -- 132,900 -- 132,900
Kellwood Company (KWD) COMMON 488044108 2,174 103,000 70,000 33,000 70,000 33,000
Kelly Serivces Inc. (KELYA) COMMON 488152208 296 12,800 -- 12,800 -- 12,800
Lennar Corporation (LEN) COMMON 526057104 39,218 1,936,702 357,216 1,579,486 357,216 1,579,486
Limited (LTD) COMMON 532716107 967 44,700 -- 44,700 -- 44,700
Mack-Cali Realty Corp (CLI) COMMON 554489104 15,813 615,600 -- 615,600 -- 615,600
Manpower (MAN) COMMON 56418H100 44,125 1,378,900 219,500 1,159,400 219,500 1,159,400
Marcus Corp (MCS) COMMON 566330106 896 73,900 32,900 41,000 32,900 41,000
MCI World Com (WCOM) COMMON 55268B106 702 15,300 -- 15,300 -- 15,300
Methanex Corp (MEOH) COMMON 59151K108 11,697 3,434,086 825,000 2,609,086 825,000 2,609,086
Moore Corp (MCL) COMMON 615785102 11,696 4,455,800 1,231,400 3,224,400 1,231,400 3,224,400
Morgan Stanley Asia Pac (APF) COMMON 61744U106 4,479 439,700 -- 439,700 -- 439,700
Morgan Stanley High Yield (MSY) COMMON 61744M104 2,177 187,300 -- 187,300 -- 187,300
MS Dean Witter Discover (MWD) COMMON 617446448 475 5,700 -- 5,700 -- 5,700
NAB Asset Corp (NABC) COMMON 628712101 51 405,300 131,025 274,275 131,025 274,275
COLUMN TOTAL 340,977
</TABLE>
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3 OF 3 FORM 13F REPORTING MANAGER: GREENHAVEN ASSOCIATES, INC.
<TABLE>
<CAPTION>
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7
TITLE OF VALUE PRINCIPAL SHARED VOTING AUTHORITY SHARES
NAME OF ISSUER CLASS CUSIP ($000) AMOUNT SOLE OTHER SOLE OTHER
<S> <C> <C> <C> <C> <C> <C> <C> <C>
Nacco Industries (NC) COMMON 629579103 256 7,300 -- 7,300 -- 7,300
Navistar International (NAV) COMMON 63934E108 6,362 204,800 -- 204,800 -- 204,800
Omega Protein (OME) COMMON 68210P107 481 240,700 240,700 -- 240,700 --
PBOC Holdings (PBOC) COMMON 69316G108 367 43,200 -- 43,200 -- 43,200
Pennsylvania Real Estate (PEI) COMMON 709102107 338 19,200 -- 19,200 -- 19,200
Phelps Dodge (PD) COMMON 717265102 1,882 50,600 -- 50,600 -- 50,600
Pope & Talbot (POP) COMMON 732827100 1,944 121,500 50,000 71,500 50,000 71,500
Primex Technologies (PRMX) COMMON 741597108 218 9,900 -- 9,900 -- 9,900
Pulte Corp (PHM) COMMON 745867101 41,898 1,937,500 585,500 1,352,000 585,500 1,352,000
Putnam Managed High Yield (PTM) COMMON 746819101 509 48,500 -- 48,500 -- 48,500
Ryder Systems Inc. (R) COMMON 783549108 63,105 3,332,300 518,300 2,814,000 518,300 2,814,000
Ryland Group (RYL) COMMON 783764103 11,667 527,300 195,000 332,300 195,000 332,300
Seagate Technology, Inc. (SEG) COMMON 811804103 605 11,000 -- 11,000 -- 11,000
Snap-On (SNA) COMMON 833034101 31,258 1,174,000 109,600 1,064,400 109,600 1,064,400
StanCorp Financial Group (SFG) COMMON 852891100 49,023 1,526,000 403,600 1,122,400 403,600 1,122,400
Standard Register Co (SR) COMMON 853887107 490 34,400 -- 34,400 -- 34,400
Steelcase Inc. (SCS) COMMON 858155203 969 57,000 11,500 45,500 11,500 45,500
Steris Corp (STE) COMMON 859152100 1,906 214,800 -- 214,800 -- 214,800
Stolt Nielsen SA (STLBY) COMMON 861565109 5,144 286,800 -- 286,800 -- 286,800
Texaco (TX) COMMON 881694103 2,471 46,400 -- 46,400 -- 46,400
Toys"R" Us Inc (TOY) COMMON 892335100 1,169 80,300 -- 80,300 -- 80,300
U S Industries (USI) COMMON 912080108 485 40,000 -- 40,000 -- 40,000
Union Pacific Corp (UNP) COMMON 907818108 13,640 366,800 -- 366,800 -- 366,800
Union Pacific Resources (UPR) COMMON 907834105 572 26,000 -- 26,000 -- 26,000
UnumProvident Corp (UNM) COMMON 91529Y106 57,084 2,845,300 276,500 2,568,800 276,500 2,568,800
US Bancorp (USB) COMMON 902973106 918 47,700 -- 47,700 -- 47,700
Varian Medical Sys (VAR) COMMON 92220P105 1,420 36,300 7,500 28,800 7,500 28,800
Weyerhaeuser Co (WY) COMMON 962166104 8,179 190,200 -- 190,200 -- 190,200
COLUMN TOTAL 304,362
GRAND TOTAL 1,006,031
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