United States
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
REPORT FOR THE CALENDAR YEAR OF QUARTER ENDED: 09-30-99
Check here if Amendment [ ]; Amendment Number: ___
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
INSTITUTIONAL INVESTMENT MANAGER FILING THIS REPORT:
NAME: Capital Technology, Inc.
ADDRESS: P.O. Box 472428
Charlotte, NC 28247-2428
13F FILE NUMBER: 28-2422
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I REPRESENT THAT I AM AUTHORIZED TO SUBMIT THIS FORM AND THAT ALL INFORMATION
IN THIS FORM AND THE ATTACHMENTS TO IT IS TRUE, CORRECT AND COMPLETE AND I
UNDERSTAND THAT ALL REQUIRED ITEMS, STATEMENTS AND SCHEDULES ARE INTEGRAL
PARTS OF THIS FORM AND THAT THE SUBMISSION OF ANY AMENDMENT REPRESENTS THAT
ALL UNAMENDED ITEMS, STATEMENTS AND SCHEDULES REMAIN TRUE, CORRECT AND
COMPLETE AS PREVIOUSLY SUBMITTED.
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
Person Signing this Report on Behalf of Reporting Manager:
Name: Katy Y. Whitt
Title: Vice President
Phone: 704-541-1437
Signature, Place, and Date of Signing:
/s/ Katy Y. Whitt Charlotte, NC 10/15/99
---------------------------- ---------------------------- -----------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
<PAGE>
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: -0-
-------------------------
66
Form 13F Information Table Entry Total: -------------------------
Form 13F Information Table Value Total: $ 210,127
-------------------------
(thousands)
List of other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings
and list entries.]
NONE
<TABLE>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
3DO Company COM 88553w105 1791 178000 SH SOLE 68200 109800
Adaptive Broadband Corp. COM 00650m104 14215 424320 SH SOLE 177120 247200
American Software Inc. COM 029683109 1905 662750 SH SOLE 232250 430500
Applied Signal Technology Inc. COM 038237103 3131 321100 SH SOLE 85300 235800
Aura Systems Inc. COM 051526101 591 4724700 SH SOLE 1920600 2804100
Bank Plus Corp. COM 064446107 1410 327000 SH SOLE 123500 203500
Barr Laboratories, Inc. COM 068306109 4820 151800 SH SOLE 68200 83600
Bay View Capital COM 07262L101 1994 150500 SH SOLE 57400 93100
Billing Concepts Corp. COM 090063108 3977 795300 SH SOLE 302400 492900
CBRL Group, Inc. COM 12489v106 5349 345100 SH SOLE 152400 192700
CMI Corp COM 125761304 4698 671100 SH SOLE 261400 409700
Cable Design Technologies Corp COM 126924109 6873 301300 SH SOLE 114700 186600
Cellstar Corp. COM 150925105 115 15300 SH SOLE 15300
Centigram Communications Corp. COM 152317103 930 85000 SH SOLE 85000
Chattem Inc. COM 162456107 4627 209700 SH SOLE 121700 88000
Chiquita Brands Intl COM 170032106 4050 682100 SH SOLE 259600 422500
Cooper Companies Inc. COM 216648402 9108 295000 SH SOLE 110700 184300
Cullen/Frost Bankers, Inc. COM 229899109 4455 178200 SH SOLE 77400 100800
DAW Technologies Inc COM 239220106 604 840500 SH SOLE 596900 243600
Dayton Superior Corp. COM 240028100 581 34200 SH SOLE 34200
Del Global Technologies Corp. COM 245073101 3100 393600 SH SOLE 148600 245000
Detroit Diesel COM 250837101 1756 94900 SH SOLE 23800 71100
Dura Pharmaceuticals Inc COM 26632s109 3649 261800 SH SOLE 114700 147100
First Charter Corp COM 319439105 180 10300 SH SOLE 10300
First Washington Bancorp Inc. COM 33748t104 4135 236280 SH SOLE 95990 140290
Fleetwood Enterprises COM 339099103 2693 133400 SH SOLE 31400 102000
Franklin Covey Co. COM 353469109 4202 546600 SH SOLE 206300 340300
GT Interactive Software Corp. COM 36236e109 5840 2009500 SH SOLE 777200 1232300
GameTech International Inc. COM 36466d102 1224 310900 SH SOLE 116400 194500
Government Technology Services COM 383750106 936 267500 SH SOLE 267500
Granite Construction Inc. COM 387328107 5585 214300 SH SOLE 96600 117700
IEC Electronics Corp COM 44949L105 832 316820 SH SOLE 128920 187900
J. Jill Group Inc. COM 466189107 898 191500 SH SOLE 21500 170000
Laboratory Corp. of America Ho COM 50540r102 4372 1589750 SH SOLE 783950 805800
Logility, Inc. COM 54140y103 870 236000 SH SOLE 36000 200000
Lone Star Steakhouse COM 542307103 3149 409600 SH SOLE 155200 254400
Meadow Valley Corp. COM 583185103 630 144000 SH SOLE 82500 61500
Merix Corp. COM 590049102 2435 187300 SH SOLE 72200 115100
Midway Games COM 598148104 9127 579500 SH SOLE 220100 359400
Mississippi Chemical Corp. COM 605288208 1900 271400 SH SOLE 104400 167000
NBTY Inc. COM 628782104 5572 730800 SH SOLE 329200 401600
NetManage Inc. COM 641144100 2587 1254300 SH SOLE 260300 994000
Parexel International COM 699462107 3826 419300 SH SOLE 159600 259700
Patina Oil & Gas Corp. COM 703224105 2934 330600 SH SOLE 126400 204200
Pillowtex Corp. COM 721501104 2868 382400 SH SOLE 168300 214100
Printrak International Inc. COM 742574106 3198 456900 SH SOLE 319500 137400
RF Monolithics Inc. COM 74955f106 958 93500 SH SOLE 35300 58200
Raymond James Financial, Inc. COM 754730109 4360 218700 SH SOLE 90300 128400
Republic Services, Inc. COM 760759100 1147 105500 SH SOLE 40000 65500
Rexall Sundown Inc. COM 761648104 2323 188700 SH SOLE 22300 166400
Scios Inc. COM 808905103 3710 1006000 SH SOLE 377500 628500
Silicon Valley Bancshares COM 827064106 5665 234800 SH SOLE 104500 130300
Sovereign Bancorp COM 845905108 3583 394000 SH SOLE 166100 227900
Stein Mart Inc COM 858375108 3972 557500 SH SOLE 212200 345300
Swift Energy Co. COM 870738101 5022 397800 SH SOLE 147700 250100
Sybase Inc. COM 871130100 4253 360000 SH SOLE 135100 224900
Systems and Computer Technolog COM 871873105 2097 166900 SH SOLE 75400 91500
Transportation Technologies In COM 89388t101 4938 285200 SH SOLE 285200
Trinity Industries, Inc. COM 896522109 281 9100 SH SOLE 9100
Uno Restaurant Corp. COM 914900105 4315 363400 SH SOLE 82700 280700
VTEL Corp. COM 918333105 2509 680500 SH SOLE 258500 422000
Viasoft Inc. COM 92552u102 3023 351800 SH SOLE 130200 221600
Wall Data Inc. COM 932045107 1415 263300 SH SOLE 104500 158800
Xionics Document Technologies, COM 98412x103 2568 437100 SH SOLE 165600 271500
Laboratory Corp of Am.Pfd Seri PFD CV 50540R201 264 4722 SH SOLE 4222 500
Boston Chicken Cv. Deb. CONV 100578ac7 2 32000 PRN SOLE 32000
</TABLE>
