United States
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
REPORT FOR THE CALENDAR YEAR OF QUARTER ENDED: 12-31-99
Check here if Amendment [ ]; Amendment Number: ___
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
INSTITUTIONAL INVESTMENT MANAGER FILING THIS REPORT:
NAME: Capital Technology, Inc.
ADDRESS: P.O. Box 472428
Charlotte, NC 28247-2428
13F FILE NUMBER: 28-2422
-------
I REPRESENT THAT I AM AUTHORIZED TO SUBMIT THIS FORM AND THAT ALL INFORMATION
IN THIS FORM AND THE ATTACHMENTS TO IT IS TRUE, CORRECT AND COMPLETE AND I
UNDERSTAND THAT ALL REQUIRED ITEMS, STATEMENTS AND SCHEDULES ARE INTEGRAL
PARTS OF THIS FORM AND THAT THE SUBMISSION OF ANY AMENDMENT REPRESENTS THAT
ALL UNAMENDED ITEMS, STATEMENTS AND SCHEDULES REMAIN TRUE, CORRECT AND
COMPLETE AS PREVIOUSLY SUBMITTED.
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
Person Signing this Report on Behalf of Reporting Manager:
Name: Katy Y. Whitt
Title: Vice President
Phone: 704-541-1437
Signature, Place, and Date of Signing:
/s/ Katy Y. Whitt Charlotte, NC 1/17/00
---------------------------- ---------------------------- -----------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
<PAGE>
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: -0-
-------------------------
73
Form 13F Information Table Entry Total: -------------------------
Form 13F Information Table Value Total: $ 235,654
-------------------------
(thousands)
List of other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings
and list entries.]
NONE
<TABLE>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
3DO Company COM 88553w105 2416 265700 SH Sole 89400 176300
Adaptive Broadband Corp. COM 00650m104 8542 115725 SH Sole 43025 72700
American Software Inc. COM 029683109 6793 662750 SH Sole 232250 430500
Applied Signal Technology Inc. COM 038237103 4326 307600 SH Sole 65200 242400
Aura Systems Inc. COM 051526101 1546 4416300 SH Sole 1612200 2804100
Avid Technology Inc. COM 05367p100 3263 249800 SH Sole 84400 165400
Barr Laboratories, Inc. COM 068306109 4725 150600 SH Sole 58300 92300
Billing Concepts Corp. COM 090063108 6557 1008800 SH Sole 341000 667800
CBRL Group, Inc. COM 12489v106 4558 469700 SH Sole 185900 283800
CMI Corp COM 125761304 4413 624900 SH Sole 215200 409700
Caere Corp. COM 127646107 2967 405700 SH Sole 138100 267600
Cellstar Corp. COM 150925105 151 15300 SH Sole 15300
Centigram Communications Corp. COM 152317103 1424 85000 SH Sole 85000
Chattem Inc. COM 162456107 3722 195900 SH Sole 107900 88000
Checkpoint Systems Inc. COM 162825103 3310 324900 SH Sole 108600 216300
Cooper Companies Inc. COM 216648402 5302 176000 SH Sole 58400 117600
Cullen/Frost Bankers, Inc. COM 229899109 4238 164600 SH Sole 63800 100800
DAW Technologies Inc COM 239220106 290 463300 SH Sole 219700 243600
Dayton Superior Corp. COM 240028100 778 47900 SH Sole 47900
Del Global Technologies Corp. COM 245073101 2967 382800 SH Sole 130300 252500
Detroit Diesel COM 250837101 858 44700 SH Sole 44700
Dura Pharmaceuticals Inc COM 26632s109 2931 210300 SH Sole 75700 134600
First Washington Bancorp Inc. COM 33748t104 3278 222230 SH Sole 81940 140290
Fleetwood Enterprises COM 339099103 3766 182600 SH Sole 51300 131300
Franklin Covey Co. COM 353469109 4779 659200 SH Sole 220300 438900
GT Interactive Software Corp. COM 36236e109 3114 1880200 SH Sole 647900 1232300
GameTech International Inc. COM 36466d102 1508 301500 SH Sole 100600 200900
Gartner Group Inc. COM 366651107 2454 160900 SH Sole 54200 106700
Giga-Tronics Inc. COM 375175106 360 50500 SH Sole 18100 32400
Government Technology Services COM 383750106 736 267500 SH Sole 267500
Granite Construction Inc. COM 387328107 4632 251200 SH Sole 91200 160000
Humana Inc. COM 444859102 3006 367200 SH Sole 123900 243300
IEC Electronics Corp COM 44949L105 683 287400 SH Sole 99500 187900
INSpire Insurance Solutions In COM 457732105 1438 313000 SH Sole 106100 206900
Inprise Corp. COM 45766c102 2113 191000 SH Sole 64200 126800
J. Jill Group Inc. COM 466189107 781 189425 SH Sole 19425 170000
Javelin Systems Inc. COM 471896100 3663 398700 SH Sole 153200 245500
Laboratory Corp. of America Ho COM 50540r102 5121 1388850 SH Sole 583050 805800
Logility, Inc. COM 54140y103 4115 211000 SH Sole 31800 179200
Meadow Valley Corp. COM 583185103 522 144000 SH Sole 82500 61500
Mentor Graphics Corp. COM 587200106 3540 268400 SH Sole 91800 176600
Merix Corp. COM 590049102 1966 178700 SH Sole 60200 118500
Midway Games COM 598148104 9082 379400 SH Sole 128200 251200
Minerals Technologies Inc. COM 603158106 4932 123100 SH Sole 47000 76100
NBTY Inc. COM 628782104 6778 586200 SH Sole 211400 374800
Navigant Consulting Inc. COM 63935n107 2618 240700 SH Sole 81300 159400
NetManage Inc. COM 641144100 5720 1158400 SH Sole 164400 994000
Network Computing Devices, Inc COM 64120n100 2137 271400 SH Sole 95300 176100
Ontrack Data International Inc COM 683372106 217 18000 SH Sole 7800 10200
PSS World Medical Inc. COM 69366a100 3250 344400 SH Sole 115100 229300
Parexel International COM 699462107 5381 455500 SH Sole 153000 302500
Patina Oil & Gas Corp. COM 703224105 4544 526800 SH Sole 178100 348700
Pillowtex Corp. COM 721501104 5475 884800 SH Sole 368700 516100
Printrak International Inc. COM 742574106 4774 489600 SH Sole 262300 227300
RF Monolithics Inc. COM 74955f106 523 87100 SH Sole 28900 58200
Raymond James Financial, Inc. COM 754730109 3781 203000 SH Sole 74600 128400
Republic Services, Inc. COM 760759100 1405 98600 SH Sole 33100 65500
Rexall Sundown Inc. COM 761648104 1969 190900 SH Sole 24500 166400
Scios Inc. COM 808905103 5007 1195800 SH Sole 396100 799700
Sovereign Bancorp COM 845905108 2685 360300 SH Sole 132400 227900
Stein Mart Inc COM 858375108 2967 521700 SH Sole 176400 345300
Swift Energy Co. COM 870738101 4269 371200 SH Sole 121100 250100
Sybase Inc. COM 871130100 5296 311500 SH Sole 102500 209000
Transportation Technologies In COM 89388t101 2083 115300 SH Sole 115300
Trinity Industries, Inc. COM 896522109 1311 46100 SH Sole 35400 10700
Uno Restaurant Corp. COM 914900105 4430 398200 SH Sole 89430 308770
Urologix, Inc. COM 917273104 1111 277800 SH Sole 94300 183500
VTEL Corp. COM 918333105 2090 637100 SH Sole 215100 422000
Veritas DGC, Inc. COM 92343p107 4099 292800 SH Sole 112400 180400
Viasoft Inc. COM 92552u102 1732 304600 SH Sole 97400 207200
Winnebago Industries Inc. COM 974637100 3742 186500 SH Sole 102800 83700
Xionics Document Technologies, COM 98412x103 4273 409400 SH Sole 137900 271500
Laboratory Corp of Am.Pfd Seri PFD CV 50540R201 326 4722 SH Sole 4222 500
REPORT SUMMARY 73 DATA RECORDS 235654 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
</TABLE>