SECURITIES AND EXCHANGE COMMISSION
FORM 13F-E
NAME OF REPORTING MANAGER: DANE, FALB, STONE & CO., INC.
Report for the Calendar Year or Quarter Ended: 06/30/99
Institutional Investment Manager: Dane, Falb, Stone & Co., Inc.
I REPRESENT THAT I AM AUTHORIZED TO SUBMIT THIS FORM AND THAT ALL INFORMATION IN
THIS FORM AND THE ATTACHMENTS TO IT ARE TRUE, CORRECT AND COMPLETE, AND I
UNDERSTAND THAT ALL REQUIRED ITEMS, STATEMENTS AND SCHEDULES ARE INTEGRAL PARTS
OF THIS FORM AND THAT THE SUBMISSION OF ANY AMENDMENT REPRESENTS THAT ALL
UNAMENDED ITEMS, STATEMENTS AND SCHEDULES REMAIN TRUE, CORRECT AND COMPLETE AS
PREVIOUSLY SUBMITTED.
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
Name, Title and Telephone Number of Person Submitting Report:
Edward N. Dane, Principal
(617)742-0666
Signature, Place and Date of Signing:
/s/ Edward N. Dane
Boston, Massachusetts
8/11/99
Other Managers on Whose Behalf this Report is Filed:
None
Managers Reporting on Behalf of Reporting Manager:
None
REPORT SUMMARY:
Number of Other Included Managers: None
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Form 13F Information Table Entry Total: 56
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Form 13F Information Table Value Total: 49,042,000
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<PAGE>
SECURITIES AND EXCHANGE COMMISSION
FORM 13F-E
NAME OF REPORTING MANAGER: DANE, FALB, STONE & CO., INC.
<TABLE> <S> <C>
NAME OF ISSUER TITLE OF CUSIP VALUE SHARES OR INVEST DISCRECTION VOTING AUTHORITY
-------------- CLASS ----- x1000 PRINCIPAL ------------------ ----------------
-------- ----- AMOUNT
--------- SOLE SHARED NONE SOLE SHARED NONE
---- ------ ---- ---- ------ ----
Abbott Labs Com 002824100 400 8800 8800 0 8800 0
Act Networks Com 000975102 857 50400 50400 0 50400 0
ADE Corp MA Com 00089C107 397 33102 33102 0 33102 0
AllState Corp Com 020002101 208 5800 5800 0 5800 0
Armco Inc Pfd CVA $ 3.625 042170407 1268 25225 25225 0 25225 0
Aust & NZ BnkGrp Sponsored ADR 052528304 912 24375 24375 200 24375 200
Banc One Com 059438101 703 11804 11804 0 11804 0
Barrick Gold Com 067901108 346 17850 17850 0 17850 0
Battle Mtn Gold Pfd Conv $ 3.25 071593305 775 22750 22550 200 22550 200
Bell Atlantic Com 077853109 287 4496 4496 0 4496 0
Berksh Hthwy'A Cl A 084670108 237 3 3 0 3 0
BP Amoco Sponsored ADR 055622104 1091 10055 10055 0 10055 0
Bristol Myers Squibb Com 110122108 1039 14800 14200 600 14200 600
British Stl Plc ADR Final Install 111015301 540 20766 20766 0 20766 0
Broken Hill Prop Sponsored ADR 112169602 391 16580 16140 440 16140 440
Coeur D'Alene MARCS 192108207 553 92100 92100 0 92100 0
Duke Energy Com 264399106 1106 20250 20250 0 20250 0
Edperbrsacan Cp Class A 280905803 687 45800 45100 700 45100 700
Exxon Corp Com 302290101 1535 19900 19900 0 19900 0
First Aust Pr Inc Fd Com 318653102 1011 155505 155505 0 155505 0
Ford Mtr Co Com 345370100 1864 32950 32950 0 32950 0
General Electric Com 369604103 1604 14193 13193 1000 13193 1000
Grp Telvsa SA De Cv Sp ADR REP ORD 40049J206 1983 44250 44250 0 44250 0
GTE Corp Com 362320103 1189 15750 15750 0 15750 0
H&Q Life Sciences Fd Sh Ben Int 404053100 612 48925 48625 300 48625 300
Halliburton Com 406216101 208 4600 4200 400 4200 400
Hecla Mng Co Pfd Cv Ser B 422704205 1353 45100 45100 0 45100 0
Hewlett Packard Com 428236102 2045 20450 20150 300 20150 300
Homestake Mng Com 437614100 334 40825 40825 0 40825 0
Input/Output Com 457652105 970 126150 126150 0 126150 0
Internat'l Bus Mach Com 459200101 207 1600 1600 0 1600 0
Lucent Techn Com 549463197 2234 33129 33129 0 33129 0
MA Health & Educ TE Sh Ben Int 575672100 246 18000 18000 0 18000 0
Meditrust Corp Sh Ben Int 58501T108 613 46961 46961 0 46961 0
Meditronic Com 585055106 336 4315 4315 0 4315 0
Merck & Co Inc Com 589331107 456 6200 6200 0 6200 0
Mobil Corp Com 607059102 818 8266 8266 0 8266 0
Montana Power Com 612085100 1329 18850 18550 0 18550 0
MS/DW Incm Com 61745P874 1408 83100 83100 0 83100 0
New Century Energies Com 64352U103 2076 53500 52700 800 52700 800
Newmont Mining Com 651639106 310 15581 15581 0 15581 0
Novell Inc Com 670006105 1121 42300 42300 0 42300 0
Occidental Petro Crp Com 674599105 1325 62700 62700 0 62700 0
Olin Corp Com 680665205 489 37100 37100 0 37100 0
Pharmacia & Upjohn Com 716941109 1,301 22900 22800 100 22800 100
Printronix Com 742578107 498 35600 35600 0 35600 0
Schering Plough Corp Com 806605101 286 5400 5400 0 5400 0
Scudder Global Com 81115E101 320 56900 56900 0 56900 0
Supervalu Inc Com 868536103 206 8000 8000 0 8000 0
Telcom NewZealandADR Sponsored ADR 879278208 1099 31450 31450 0 31450 0
Telefo De Mex'L ADR Sp ADR REP ORD 879403780 898 11114 11114 0 11114 0
Thermo Electron Corp Com 883556102 1568 78150 78150 0 78150 0
Timken Co Com 887389104 702 36000 36000 0 36000 0
Toreador Royalty Com 891041105 1873 599500 598700 800 598700 800
Walmart-Stores Inc Com 931142103 224 4844 4444 400 4444 400
Washington Mutual Com 939322103 594 16700 16700 0 16700 0
</TABLE>
