UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13f Cover Page
Report for the Calendar Year or Quarter Ended: March 31, 2000
If amended report check here: |_| Amendment Number: ____
This Amendment (Check only one): |_| is a restatement
|_| adds new holding
entries.
Dane, Falb, Stone & Co., Inc.
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Name of Institutional Investment Manager
15 Broad Street Boston MA 02109
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Business Address (Street) (City) (State) (Zip)
13F File Number: 28-_____________
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, and tables, are considered integral parts of this form.
Person Signing this Report:
Edward N. Dane Principal 617-742-0666
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Name (Title) (Phone)
Signature, Place and Date of Signing:
/s/ Edward N. Dane
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Boston, Massachusetts
05/08/00
Report Type:
[X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
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Form 13F SUMMARY PAGE
REPORT SUMMARY:
Number of Other Included Managers: None
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Form 13F Information Table Entry Total: 62
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Form 13F Information Table Value Total: 44,577,020
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Other Managers on Whose Behalf this Report is Filed:
None
Managers Reporting on Behalf of Reporting Manager:
None
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FORM 13F
INFORMATION TABLE
PAGE 1
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ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8
FAIR INVESTMENT DISCRETION VOTING AUTHORITY
TITLE MARKET SHARES OF SHARED
NAME OF ISSUER OF CUSIP VALUE PRINCIPAL SOLE SHARED OTHER MANA- SOLE SHARED NONE
CLASS NUMBER (x$1000) AMOUNT (A) (B) (C) GERS (A) (B) (C)
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<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Abbott Labs Com 002824100 310 8800 8800 0 8800 0
Act Networks Inc Com 000975102 275 27200 27200 0 27200 0
ADE Corp MA Com 00089C107 728 33102 33102 0 33102 0
AK Steel Hlgs Pfd CV $ 3.625 042170407 1021 21625 21625 0 21625 0
Aust & NZ BnkGrp Sponsored ADR 052528304 1026 32375 32375 200 32375 200
Banc One Corp Com 059438101 391 11400 11400 0 11400 0
Barrick Gold Cp Com 067901108 767 48900 48900 0 48900 0
Bat Mt Gold CDT-CV SB DB6%05 071593AA5 686 700000 700000 0 700000 0
Battle Mtn Gold Pfd Conv $3.25 071593305 478 18100 18100 200 18100 200
Bell Atlantic Com 077853109 262 4296 4296 0 4296 0
BP Amoco Sponsored ADR 055622104 1067 20110 20110 0 20110 0
Bristol Myers Squibb Com 110122108 851 14000 14000 600 14000 600
Broken Hill Prop Sponsored ADR 112169602 310 13840 13840 440 13840 440
Coeur d'Alene SD Conv 6.375%04 192108AE8 017 30000 30000 0 30000 0
Coeur d'Alene Sub Dev CV 6%02 192108AB4 190 190000 190000 0 190000 0
Coeur d'Alene Com 192108108 079 26997 26997 0 26997.3 0
Corus Group PLC Sponsored ADR 22087M101 269 16066 16066 0 16066 0
Duke Energy Com 264399106 847 16150 16150 0 16150 0
Edperbrascan Cp Class A 280905803 560 42850 42850 700 42850 700
Federal Mogul Corp Com 313549107 255 15300 15300 0 15300 0
Federated Department Stores Com 31410H101 789 18900 18900 0 18900 0
First Aust Pr Inc Fd Com 318653102 560 124515 124515 0 124515 0
Ford Motor Co Com 345370100 1320 28750 28750 0 28750 0
General Electric Com 369604103 2085 12440 12440 1000 12440 1000
Grp Telvsa SA De Cv Sp ADR REP ORD 40049J206 1339 19700 19700 0 19700 0
GTE Corp Com 362320103 1033 14550 14550 0 14550 0
H&Q Life Sciences Fd Sh Ben Int 404053100 1206 41291 41291 300 41290.98 300
Hecla Mng Co Pfd Cv Ser B 422704205 633 25600 25600 0 25600 0
Hewlett Packard Com 428236102 1141 8300 8300 300 8300 300
Homestake Mining Com 437614100 129 21575 21575 0 21575 0
Inco LTD Deb Cv 7.75%16 453258AH8 026 30000 30000 0 30000 0
Input/Output Com 457652105 806 131650 131650 0 131650 0
Kemper High Income Sh Ben Int 48841G106 397 48900 48900 0 48900 0
Lucent Techn Com 549463197 1030 16912 16912 0 16912 0
MA Health & Educ TE Sh Ben Int 575672100 264 22000 22000 0 22000 0
Meditrust Corp Sh Ben Int 58501T108 020 11041 11041 0 11041 0
Meditronic Com 585055106 428 8340 8340 0 8340 0
Mentor Graphics Corp Com 587200106 707 46800 46800 0 46800 0
Merck&Co Inc Com 589331107 367 5914 5914 0 5914 0
Exxon Mobil Corp Com 30231G102 2358 30312 30312 0 30312 0
Montana Power Com 612085100 582 8500 8500 600 8500 600
MS/DW Incm Com 61745P874 1116 74400 74400 0 74400 0
New Century Energies Com 64352U103 1379 45100 45100 800 45100 800
Newmont Mining Com 651639106 289 12898 12898 0 12898 0
Novell Inc Com 670006105 953 33300 33300 0 33300 0
Nuveen Calif Mun Value Fd Com 67062C107 095 10802 10802 0 10802 0
Occidental Petro Crp Com 674599105 956 46100 46100 0 46100 0
Olin Corp Com 680665205 598 33700 33700 0 33700 0
Pharmacia & Upjohn Com 716941109 1242 20600 20600 100 20600 100
Printronix Inc Com 742578107 405 20400 20400 0 20400 0
Schering Plough Corp Com 806605101 209 5700 5700 0 5700 0
Scudder Global Com 81115E101 135 27700 27700 0 27700 0
Senior High Income Portfolio Com 81721E107 814 127700 127700 0 127700 0
Telcom NewZealand Sponsored ADR 879278208 955 26050 26050 0 26050 0
Telecom Italia Spon ADR Ord 87927W106 228 1500 1500 0 1500 0
Telefo de Mex'L Sp ADR REP ORD 879403780 916 13682 13682 0 13682 0
Texas Utils Co Com 882848104 604 20350 20350 0 20350 0
Thermo Electron Corp Com 883556102 1270 62350 62350 0 62350 0
Timken Co Com 887389104 646 39800 39800 0 39800 0
Toreador Royalty Cp Com 891041105 3195 580200 580200 800 580200 800
Walmart Com 931142103 250 4105 4105 400 4105 400
Washington Mutual Inc Com 939322103 688 25800 25800 0 25800 0
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