UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13f Cover Page
Report for the Calendar Year or Quarter Ended: June 30, 2000
If amended report check here: |_| Amendment Number: ____
This Amendment (Check only one): |_| is a restatement
|_| adds new holding
entries.
Dane, Falb, Stone & Co., Inc.
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Name of Institutional Investment Manager
15 Broad Street Boston MA 02109
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Business Address (Street) (City) (State) (Zip)
13F File Number: 28-02423
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, and tables, are considered integral parts of this form.
Person Signing this Report:
Peter L. Falb Principal 617-742-0666
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Name (Title) (Phone)
Signature, Place and Date of Signing:
/s/ Peter L. Falb
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Boston, Massachusetts
08/11/00
Report Type:
[X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
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Form 13F SUMMARY PAGE
REPORT SUMMARY:
Number of Other Included Managers: None
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Form 13F Information Table Entry Total: 63
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Form 13F Information Table Value Total: 44,818,165
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Other Managers on Whose Behalf this Report is Filed:
None
Managers Reporting on Behalf of Reporting Manager:
None
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FORM 13F
INFORMATION TABLE
PAGE 1
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ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8
FAIR INVESTMENT DISCRETION VOTING AUTHORITY
TITLE MARKET SHARES OF SHARED
NAME OF ISSUER OF CUSIP VALUE PRINCIPAL SOLE SHARED OTHER MANA- SOLE SHARED NONE
CLASS NUMBER (x$1000) AMOUNT (A) (B) (C) GERS (A) (B) (C)
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<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Abbott Labs Com 002824100 392 8800 8800 0 8800 0
Act Networks Inc Com 000975102 416 27200 27200 0 27200 0
ADE Corp MA Com 00089C107 633 33102 33102 0 33102 0
Agilent Techn Com 00846U101 242 3204 3090 114 3090 114
AK Steel Hlgs Pfd CV $ 3.625 042170407 973 21625 21625 0 21625 0
Alliance World Dollar Gov Com 01879R106 095 10088 10088 0 10088 0
Atmos Energy Corp Com 049560105 386 22100 21800 300 21800 300
Aust & NZ BnkGrp Sponsored ADR 052528304 1239 32575 32375 200 32375 200
Banc One Corp Com 059438101 281 10600 10600 0 10600 0
Barrick Gold Cp Com 067901108 907 49900 49900 0 49900 0
Bat Mt Gold CDT-CV SB DB6%05 071593AA5 686 700000 700000 0 700000 0
Battle Mtn Gold Pfd Conv $3.25 071593305 539 18300 18100 200 18100 200
Bell Atlantic Com 077853109 218 4296 4296 0 4296 0
BP Amoco Sponsored ADR 055622104 1269 22436 22436 0 22436 0
Brasxan Corp CL A LTD VT SH 10549P606 517 43550 42850 700 42850 700
Bristol Myers Squibb Com 110122108 881 15200 14600 600 14600 600
Broken Hill Prop Sponsored ADR 112169602 339 14280 13840 440 13840 440
Coeur d'Alene Com 192108108 060 24767 24767 0 24767 0
Corus Group Sponsored ADR 22087M101 230 16066 16066 0 16066 0
Duke Energy Com 264399106 910 16150 16150 0 16150 0
Exxon Mobil Corp Com 30231G102 2316 29504 29504 0 29504 0
Federal Mogul Corp Com 313549107 245 25500 25500 0 25500 0
Federated Department Stores Com 31410H101 691 20500 20500 0 20500 0
First Aust Pr Inc Fd Com 318653102 589 127515 127515 0 127515 0
Ford Motor Co Com 345370100 1214 28250 28250 0 28250 0
General Electric Com 369604103 2078 39220 36220 3,000 36220 3,000
Grp Telvsa SA De Cv Sp ADR REP ORD 40049J206 1358 19700 19700 0 19700 0
GTE Corp Com 362320103 889 14350 14350 0 14350 0
H&Q Life Sciences Fd Sh Ben Int 404053100 667 22500 22200 300 22200 300
Halliburton Com 406216101 217 4600 4200 400 4200 400
Hecla Mng Co Pfd Cv Ser B 422704205 506 25500 25500 0 25500 0
Hewlett Packard Com 428236102 1069 8600 8300 300 8300 300
Homestake Mining Com 437614100 148 21575 21575 0 21575 0
Input/Output Com 457652105 1094 131650 131650 0 131650 0
Kemper High Income Sh Ben Int 48841G106 397 48900 48900 0 48900 0
Lucent Techn Com 549463197 959 16199 16199 0 16199 0
MA Health & Educ TE Sh Ben Int 575672100 272 22000 22000 0 22000 0
Meditronic Com 585055106 410 8245 8245 0 8245 0
Mentor Graphics Corp Com 587200106 922 46400 46400 0 46400 0
Merck&Co Inc Com 589331107 471 6214 6214 0 6214 0
Montana Power Com 612085100 305 8600 8000 600 8000 600
MS/DW Incm Com 61745P874 1204 74400 74400 0 74400 0
New Century Energies Com 64352U103 1377 45900 45100 800 45100 800
Newmont Mining Com 651639106 278 12898 12898 0 12898 0
Novell Inc Com 670006105 321 34800 34800 0 34800 0
Nuveen Calif Mun Value Fd Com 67062C107 096 10802 10802 0 10802 0
Occidental Petro Crp Com 674599105 970 46100 46100 0 46100 0
Olin Corp Com 680665205 556 33700 33700 0 33700 0
Pharmacia Corp Com 71713U102 1260 24395 24276 119 24276 119
Printronix Inc Com 742578107 248 18900 18900 0 18900 0
Schering Plough Corp Com 806605101 308 6100 6100 0 6100 0
Scudder Global Com 81115E101 140 27700 27700 0 27700 0
Senior High Income Portfolio Com 81721E107 879 129100 129100 0 129100 0
Standard Register Co. Com 853887107 394 27700 27700 0 27700 0
Telcom NewZealand Sponsored ADR 879278208 732 26050 26050 0 26050 0
Telecom Italia Spon ADR Ord 879403780 206 1500 1500 0 1500 0
Telefo de Mex'L Sp ADR REP ORD 882848104 775 13582 13582 0 13582 0
Thermo Electron Corp Com 887389104 1313 62350 62350 0 62350 0
Timken Co Com 891041105 741 39800 39800 0 39800 0
Toreador Royalty Cp Com 931142103 3147 599600 598800 800 598800 800
Trinity Industries, Inc. Com 896522109 355 19200 19200 0 19200 0
TXU Corporation Com 873168108 606 20550 20550 0 20550 0
Washington Mutual Inc Com 891041105 852 29600 29600 0 29600 0
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