UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 3)*
PRESSTEK, INC.
- --------------------------------------------------------------------------------
(Name of Issuer)
Common Stock, par value $.01 per share
- --------------------------------------------------------------------------------
(Title of Class of Securities)
741113 10 4
- --------------------------------------------------------------------------------
(CUSIP Number)
Robert J. Mittman, Esq.
Tenzer Greenblatt LLP
405 Lexington Avenue
New York, New York 10174
(212) 573-4300
- --------------------------------------------------------------------------------
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
January 18, 1996
- --------------------------------------------------------------------------------
(Date of Event which Requires Filing
of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition which is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ].
Check the following box if a fee is being paid with the statement [ ]. (A fee is
not required only if the reporting person: (1) has a previous statement on file
reporting beneficial ownership of more than five percent of the class of
securities described in Item 1; and (2) has filed no amendment subsequent
thereto reporting beneficial ownership of five percent or less of such class.)
(See Rule 13d-7.)
Note: Six copies of this statement, including all exhibits, should be filed with
the Commission. See Rule 13d-1(a) for other parties to whom copies are to be
sent.
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
(Continued on following page(s))
<PAGE>
CUSIP No. 741113 13D Page 2 of 6 Pages
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
JOHN T. OXLEY
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
PF
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- --------------------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES 889,000
BENEFICIALLY --------------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH 181,000 (represents shares owned by Oxley Foundation)
REPORTING --------------------------------------------------------------
PERSON 9 SOLE DISPOSITIVE POWER
WITH 889,000
--------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
181,000 (represents shares owned by Oxley Foundation)
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,070,000
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
[ ]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
7.1%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEM 1-7 (INCLUDING
EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE>
Schedule 13D
This statement constitutes Amendment No. 3 to the Schedule 13D (the
"Schedule 13D") of Mr. John T. Oxley (the "Reporting Person") with respect to
the common stock, par value $.01 per share (the "Common Stock") of Presstek,
Inc., a Delaware corporation (the "Issuer"). This Amendment No. 3 amends the
initial statement of the Reporting Person on Schedule 13D dated October 11, 1993
(sometimes hereinafter referred to as the "Original Statement"), Amendment No. 1
to the Schedule 13D of the Reporting Person dated January 6, 1994 ("Amendment
No. 1") and Amendment No. 2 to the Schedule 13D of the Reporting Person dated
August 11, 1994 ("Amendment No. 2", with the Original Statement and Amendment
No. 1, collectively, the "Initial Statement"). The Initial Statement was filed
with the Securities and Exchange Commission in paper format. This Amendment No.
3 is the first electronic amendment to the Initial Statement and, in accordance
with Rule 13d-2(c) of the Securities Exchange Act of 1934 (the "Exchange Act"),
this Amendment and the exhibits hereto contain certain information previously
disclosed in the Initial Statement, Amendment No. 1 and Amendment No. 2. The
Initial Statement is amended and restated to the extent set forth herein. This
Amendment No. 3 is being filed to report the transactions by Mr. Oxley in the
Common Stock of the Issuer. Unless otherwise noted, all share and per share
amounts stated herein give effect to a 5-4 split of the Common Stock in the form
of a 25% stock dividend effected in August 1994 and a 2-1 split of the Common
Stock in the form of a 100% stock dividend effected in May 1995.
Item 1. Security and Issuer.
This Schedule 13D relates to the $.01 par value Common Stock of the
Issuer. The address of the principal executive office of the Issuer is
as follows:
Presstek, Inc.
8 Commercial Street
Hudson, NH 03051
Item 2. Identity and Background.
(a) The name of the Reporting Person is John T. Oxley
(b) The principal business address of the Reporting Person is:
One West 3rd Street
Williams Center Tower I
Suite 1305
Tulsa, OK 74103
(c) The Reporting Person is principally engaged in the business of
ranching and managing his investments. The Reporting Person is
semi-retired/self employed.
(d-e) The Reporting Person, in the past five years, has not been
convicted in any criminal proceeding (excluding traffic
violations or similar misdemeanors), nor has he been a party to
any civil proceeding of a judicial or administrative body of
competent jurisdiction.
(f) The Reporting Person is a citizen of the United States of
America.
Item 3. Source and Amount of Funds or Other Consideration.
In addition to the transactions previously reported in the Original
Statement, Amendment No. 1 and Amendment No. 2, as further described in
Items 5(c)(i) and 5(c)(ii) between October 28, 1994 and January 18,
1996 the Reporting Person purchased 100,000 (60,000 pre-split) shares
of Common Stock in open market transactions using personal funds in the
amount of $2,402,500 and purchased 129,000 shares of Common Stock from
the Issuer in a private transaction using personal funds of $9,021,000.
Moreover, on December 29, 1994 the Reporting Person gifted 102,500
(51,250 pre-split) shares of Common Stock to Oxley Foundation (the
"Foundation"). As described
Page 3 of 6 Pages
<PAGE>
in Items 5(c)(iii) and (iv) hereof, on November 22, 1995 the Foundation
purchased, using Foundation funds in the amount of $135,000, 2,000
shares of Common Stock in open market transactions and on January 18,
1996, the Foundation purchased 14,000 shares of Common Stock from the
Issuer in a private transaction using Foundation funds in the amount of
$979,000.
Item 4. Purpose of Transaction.
The Reporting Person has acquired his shares of Common Stock and, to
the best knowledge of the Reporting Person, the Foundation has acquired
its shares of Common Stock for investment purposes only. Depending upon
market conditions and other factors that the Reporting Person may deem
material to his investment decision, the Reporting Person may purchase
additional securities of the Issuer, in the open market or in private
transactions, or he may dispose of all or a portion of the securities
of the Issuer that he now owns or hereafter may acquire.
Except as set forth in this Item 4, the Reporting Person has no current
plans or proposals that relate to or that would result in any of the
actions specified in clauses (a) through (j) of Item 4 of Schedule 13D.
Item 5. Interest in Securities of the Issuer.
(a)-(b) According to the Company's Transfer Agent there were
outstanding 15,065,703 shares of Common Stock on February 12, 1996. The
Reporting Person beneficially owns 1,070,000 shares of Common Stock,
comprising 7.1% of the issued and outstanding shares of Common Stock.
Of the shares of Common Stock beneficially owned by the Reporting
Person, 889,000 shares are owned directly by the Reporting Person and
181,000 shares are owned by the Foundation. The Reporting Person has
sole power to vote and dispose of the shares of Common Stock owned
directly by him. In addition, in his capacity as one of the trustees of
the Foundation, the Reporting Person has the right to vote and dispose
of the shares of Common Stock purchased by the Foundation. However,
pursuant to Rule 13d-4 of the Exchange Act, the filing of this
statement shall not be construed as an admission that the Reporting
Person is, for the purposes of Section 13(d) of the Exchange Act, the
beneficial owner of any of the securities purchased for the account of
the Foundation.
(c) (i) On January 18, 1996 the Reporting Person purchased from the
Issuer an aggregate of 129,000 shares of Common Stock for $9,021,000
(or $69.9302 per share).
(ii) In addition to the foregoing transactions, since
Amendment No. 2 the Reporting Person purchased in open market
transactions on NASDAQ, 40,000 (20,000 pre-split) shares of
Common Stock on each of October 28, 1994 and October 31, 1994 at
per share prices of $20.5625 ($41.125 pre-split) and $17.00
($34.00 pre-split), respectively, and purchased 20,000 shares on
October 20,1995 at $45.00 per share. The Reporting Person,
between August 8, 1994 and December 5, 1995 made private sales of
10,000 shares of Common Stock at $6.80 per share and open market
sales of 232,500 shares at prices ranging from $15.625 ($39.0625
pre-split) to $68.00 per share.
(iii) On January 18, 1996 the Foundation purchased from the
Issuer 14,000 shares of Common Stock for $979,000 (or $69.9286
per share).
(iv) In addition to the foregoing transactions, since the
filing of Amendment No. 2, the Foundation received a gift of
102,500 (51,250 pre-split) shares of Common Stock from the
Reporting Person on December 29, 1994, and on November 22, 1995,
purchased 2,000 shares of Common Stock on the open market through
NASDAQ at $67.50 per share.
Page 4 of 6 Pages
<PAGE>
(d) The Reporting Person affirms that no person other than the
Reporting Person and, with respect to the shares owned by the
Foundation, the other trustee of the Foundation, has the right to
receive or the power to direct the receipt of dividends from, or the
proceeds from the sale of, the shares of Common Stock described in this
Item 5.
(e) It is inapplicable for the purposes hereof to state the date on
which the Reporting Person ceased to be the owner of more than five
percent (5%) of the shares of Common Stock.
Item 6. Contracts, Arrangements, Understandings or Relationships with Respect
to Securities of the Issuer.
In January 1996, the Issuer granted the Reporting Person and the
Foundation certain registration rights with respect to the 129,000 and
14,000 shares, respectively, purchased by the Reporting Person and the
Foundation from the Issuer in a private transaction.
Item 7. Material to Be Filed as Exhibits.
The following documents previously filed by the Reporting Person in
paper format are restated and being filed herewith in accordance with
Rule 13d-2(c) of the Exchange Act.
1) Schedule 13-D of the Reporting Person dated October 11, 1993,
excluding the exhibit thereto.
2) Amendment No. 1 to the Schedule 13-D of the Reporting Person dated
January 6, 1994.
3) Amendment No. 2 to the Schedule 13-D of the Reporting Person dated
August 11, 1994.
Page 5 of 6 Pages
<PAGE>
SIGNATURES
After reasonable inquiry and to the best of his knowledge and belief,
the undersigned certifies that the information set forth in this statement is
true, complete and correct.
DATE: February 15, 1996
/s/ John T. Oxley
----------------------
JOHN T. OXLEY
Page 6 of 6 Pages
[EXHIBIT 1]
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No.____________)*
PRESSTEK, INC.
- --------------------------------------------------------------------------------
(Name of Issuer)
Common Stock, par value $.01 per share
- --------------------------------------------------------------------------------
(Title of Class of Securities)
- --------------------------------------------------------------------------------
(CUSIP Number)
R. Reid Haney, Esq., Kalish & Ward, P.A., P.O. Box 71, Tampa, FL 33601-0071,
(813) 222-8700
- --------------------------------------------------------------------------------
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
October 6, 1993
- --------------------------------------------------------------------------------
(Date of Event which Requires Filing
of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition which is the subject of the Schedule 13D, and is filing this
schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ].
Check the following box if a fee is being paid with this statement [X].
(A fee is not required only if the reporting person: (1) has a previous
statement on file reporting beneficial ownership of more than five percent of
the class of securities described in Item 1; and (2) has filed no amendment
subsequent thereto reporting beneficial ownership of five percent or less of
such class.) (See Rule 13d-7.)
Note: Six copies of this statement, including all exhibits, should be filed with
the Commission. See Rule 13d-1(a) for other parties to whom copies are to be
sent.
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
** All ownership percentages set forth herein assume that there are 5,322,598
shares outstanding
(Continued on following page(s))
<PAGE>
CUSIP No. SCHEDULE 13D Page 2 of 6 Pages
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
JOHN T. OXLEY ###-##-####
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
PF 00
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) [ ]
N/A
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
USA
- --------------------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES 269,700
BENEFICIALLY --------------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH 7,000
REPORTING --------------------------------------------------------------
PERSON 9 SOLE DISPOSITIVE POWER
WITH 269,700
--------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
7,000
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
269,700
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
[X]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
5.1%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEM 1-7 (INCLUDING
EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE>
Schedule 13D
This statement on Schedule 13D (the "Schedule 13D") constitutes the
initial filing with the Securities and Exchange Commission by John T. Oxley (the
"Reporting Person") with respect to the Common Stock, par value $.01 per share
(the "Common Stock") of Presstek, Inc., a Delaware corporation (the "Issuer").
Item 1. Security and Issuer.
This Schedule 13D relates to the $.01 par value Common Stock of the
Issuer. To the Reporting persons best knowledge, the names and business
addresses of the Issuer's principal executive officers are as follows:
R. Howard Chairman of the Board
L. Howard Vice Chairman
J.L. Bast President, CEO and Director
R.A. Williams EVP, COO, Secretary and Director
G. DiBenedetto CFO
B. DePamphilis Director
H. Sparks Director
Business Address 8 Commercial Street
of foregoing persons: Hudson, NH 03051
Item 2. Identity and Background.
(a) John T. Oxley
(b) One West 3rd Street
Williams Center Tower
Suite 1305
Tulsa, OK 74103
(c) Ranching and Investments. Reporting Person is semi-
retired/self employed.
(d-e) The Reporting Person, in the past five years, has not been
convicted in any criminal proceeding, nor has he been a paty
to any civil proceeding of a judicial or administrative body
of competent jurisdiction.
(f) United States
Page 3 of 6
<PAGE>
Item 3. Source and Amount of Funds or Other Consideration.
Between May 6, 1991 and October 6, 1993, the Reporting Person has
purchased for his own account 269,700 shares of Common Stock (50,000 of
which are unregistered securities) for an aggregate amount of
$5,652,655. Of this amount, $5,505,699 came from personal funds of the
Reporting Person, with the $146,956 balance of such funds being
obtained through margin loans made in the ordinary course of business
by Bear, Stearns & Co. pursuant to the terms of a margin loan agreement
between the Reporting Person and Bear, Stearns.
The Reporting Person, as trustee, also has beneficial ownership of
7,000 shares of the Common Stock, which stock was purchased with funds
of the Oxley Foundation, a trust established under the laws of the
State of Oklahoma (see Item 5).
Item 4. Purpose of Transaction.
The Reporting Person is acquiring the Common Stock for investment
purposes only and has no present intention of acquiring substantial
additional shares for purposes of any mergers, sales of assets not in
the ordinary course of business, facilitating any change in the board
of directors or capitalization structure of the Issuer, or any other
extraordinary corporate transaction or event. However, the Reporting
Person reserves the right, in his sole discretion, to purchase
additional shares of the Common Stock, on the open market or otherwise,
if the Reporting Person deems any such purchase to be a favorable
business opporturnity or in any other event.
Item 5. Interest in Securities of the Issuer.
The Reporting Person owns directly 269,700, and beneficially, in the
aggregate, 276,700, shares of Common Stock, which aggregate beneficial
ownership constitutes approximately 5.2% of the outstanding shares of
Common Stock of the Issuer.(1)
Mr. Oxley possesses the sole power to vote and to direct the
disposition of 269,700 of these shares and the shared power
to vote and to direct the disposition of the remaining 7,000
shares. By virtue of his shared power to direct the
- --------
(1) Based on aggregate number of issued and outstanding shares of 5,322,598, as
of September 30, 1993
Page 4 of 6
<PAGE>
purchase or sale of securities for The Oxley Foundation, Mr. Oxley may
be deemed the beneficial owner of the 7,000 shares of Common Stock
owned by The Oxley Foundation. Pursuant to Rule 13d-4 [17 CFR
240.13d-4] promulgated under the Securities Exchange Act of 1934 (the
'34 Act"), the filing of this statement shall not be construed as an
admission that the Reporting Person is, for the purposes of section
13(d), or 13(g) of the '34 Act, the beneficial owner of any securities
purchased for the account of The Oxley Foundation.
The following is the information set forth under item 2 of the Schedule
13D required to be disclosed under this Item 5 (letter references refer
to sub-items under Item 2):
(a) The Oxley Foundation
(b) One West 3rd Street
Williams Center Tower
Suite 1305
Tulsa, OK 74103
(c) N/A
(d) No
(e) No
(f) The foundation was established under the laws of
the State of Oklahoma.
(c) Since August 6, 1993, the Reporting Person has
effected the following transactions in the Common
Stock:
9/30/93 6,800 shares 23-1/4
10/6/93 10,600 shares 23-7/8
All transactions were effected through brokers.
(d) Not applicable.
(e) Not applicable.
Item 6. Contracts, Arrangements, Understandings or
Relationships with Respect to Securities of the Issuer.
None.
Page 5 of 6
<PAGE>
Item 7. Material to Be Filed as Exhibits.
Exhibit A - Margin Agreement between the Reporting Person and
Bear, Stearns & Co.
SIGNATURES
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Dated: October 11, 1993.
/s/ John T. Oxley
-----------------------------------
John T. Oxley, The Reporting Person
Page 6 of 6
[EXHIBIT 2]
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 1)*
PRESSTEK, INC.
- --------------------------------------------------------------------------------
(Name of Issuer)
Common Stock, par value $.01 per share
- --------------------------------------------------------------------------------
(Title of Class of Securities)
- --------------------------------------------------------------------------------
(CUSIP Number)
R. Reid Haney, Esquire, Post Office Box 71, Tampa, Florida 33601 813/222-8705
- --------------------------------------------------------------------------------
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
January 4, 1994
- --------------------------------------------------------------------------------
(Date of Event which Requires Filing
of this Statement)
If the filing person has previously filed a statement oN Schedule 13G to report
the acquisition which is the subject of the Schedule 13D, and is filing this
schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ].
Check the following box if a fee is being paid with this statement [ ].
(A fee is not required only if the reporting person: (1) has a previous
statement on file reporting beneficial ownership of more than five percent of
the class of securities described in Item 1; and (2) has filed no amendment
subsequent thereto reporting beneficial ownership of five percent or less of
such class.) (See Rule 13d-7.)
Note: Six copies of this statement, including all exhibits, should be filed with
the Commission. See Rule 13d-1(a) for other parties to whom copies are to be
sent.
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
** All ownership percentages set forth herein assume that there are 5,322,598
shares outstanding.
(Continued on following page(s))
<PAGE>
CUSIP No. SCHECULE 13D Page 2 of 5 Pages
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
JOHN T. OXLEY ###-##-####
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
PF
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- --------------------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES 328,500
BENEFICIALLY --------------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH 15,000
REPORTING --------------------------------------------------------------
PERSON 9 SOLE DISPOSITIVE POWER
WITH 328,500
--------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
15,000
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
328,500
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
[X]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
6.2%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEM 1-7 (INCLUDING
EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE>
AMENDMENT NO. 1
SCHEDULE 13D STATEMENT
This amendment to Schedule 13D (the "First Amendment") constitutes the
First Amendment to Schedule 13d filed with the Securities and Exchange
Commission by John T. Oxley (the "Reporting Person") with respect to the Common
Stock, par value $.01 per share (the "Common Stock") of Presstek, Inc., a
Delaware corporation (the "Issuer"). The Schedule 13D is hereby amended as
follows:
Item 3. Source and Amount of Funds or Other Consideration.
Between October 7, 1993 and January 4, 1994, the Reporting Person has
purchased for his own account 58,800 shares of the Common Stock of the
Issuer for an aggregate amount of $1,463,734. All funds utilized for
these purchases came from personal funds of the Reporting Person.
Between October 7, 1993 and January 4, 1994, the Reporting Person, as
trustee, also purchased, in the name of The Oxley Foundation, an
additional 8,000 shares of the Common Stock of Issuer for an aggregate
amount of $204,458. These purchases raise The Oxley Foundation's
holdings of the Common Stock to 15,000 shares. The Reporting Person
hereby disclaims beneficial ownership of all shares of the Common
Stock held by The Oxley Foundation. The Oxley Foundation is a trust
established under the laws of the State of Oklahoma (see Item 5).
Item 5. Interest in Securities of the Issuer.
(a) Following the purchases reported herein, the Reporting Person
owns directly 328,500 shares (6.2%) of the Common Stock and The
Oxley Foundation owns directly 15,000 shares (0.3%) of Common
Stock.
(b) Mr. Oxley possesses the sole power to vote and to direct the
disposition of 328,500 shares and the shared power to vote and to
direct the disposition of the remaining 15,000 shares. By virtue
of his shared power to direct the purchase or sale of securities
for The Oxley Foundation, Mr. Oxley may be deemed the beneficial
owner of the 15,000 shares of Common Stock owned by The Oxley
Foundation. The Reporting Person hereby disclaims beneficial
ownership of all shares of the Common Stock held by The Oxley
Foundation and, pursuant to Rule 13d-4 117 [CFR 240.13d-4]
promulgated under the Securities Exchange Act of 1934 (the '34
Act"), the filing of this statement shall not be construed as an
admission that the Reporting Person is, for the purposes of
section 13(d), or 13(g) of the '34 Act, the beneficial owner of
any securities purchased for the account of The Oxley Foundation.
Page 3 of 5
<PAGE>
(c) The Reporting Person has effected the following transactions in
the Common Stock since the date of the filing of the initial
Schedule 13D:
NUMBER OF SHARES PRICE PER
DATE OF TRANSACTION PURCHASED SHARE
------------------- ---------- -----
10/08/93 7,200 23 3/4
10/08/93 6,000 23 3/4
10/21/93 8,200 23 1/2
11/04/93 15,000 24 1/4
11/18/93 8,400 24 3/8
12/31/93 5,000 27 1/4
01/04/94 1,500 27 1/8
01/04/94 7,500 27 1/4
-----
58,800
The Oxley Foundation has effected the following transactions in the
Common Stock since the date of the filing of the initial Schedule 13D:
NUMBER OF SHARES
DATE OF TRANSACTION PURCHASED PRICE PER SHARE
------------------- --------- ---------------
11/18/93 5,000 24 3/8
01/04/94 3,000 27 1/8
-----
8,000
All transactions were effected through brokers.
Page 4 of 5
<PAGE>
SIGNATURES
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Dated: January 6, 1994.
/s/ John T. Oxley
-----------------------------------
John T. Oxley, the Reporting Person
Page 5 of 5
[EXHIBIT 3]
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 2)*
PRESSTEK, INC.
- --------------------------------------------------------------------------------
(Name of Issuer)
Common Stock, par value $.01 per share
- --------------------------------------------------------------------------------
(Title of Class of Securities)
- --------------------------------------------------------------------------------
(CUSIP Number)
R. Reid Haney, Esquire, Post Office Box 71, Tampa, Florida 33601 813/222-8705
- --------------------------------------------------------------------------------
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
August 5, 1994
- --------------------------------------------------------------------------------
(Date of Event which Requires Filing
of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition which is the subject of the Schedule 13D, and is filing this
schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ].
Check the following box if a fee is being paid with this statement [ ].
(A fee is not required only if the reporting person: (1) has a previous
statement on file reporting beneficial ownership of more than five percent of
the class of securities described in Item 1; and (2) has filed no amendment
subsequent thereto reporting beneficial ownership of five percent or less of
such class.) (See Rule 13d-7.)
Note: Six copies of this statement, including all exhibits, should be filed with
the Commission. See Rule 13d-1(a) for other parties to whom copies are to be
sent.
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
** All ownership percentages set forth herein assume that there are 5,322,598
shares outstanding.
(Continued on following page(s))
<PAGE>
CUSIP No. SCHECULE 13D Page 2 of 5 Pages
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
JOHN T. OXLEY ###-##-####
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
PF
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
USA
- --------------------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES 398,000
BENEFICIALLY --------------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH 25,000
REPORTING --------------------------------------------------------------
PERSON 9 SOLE DISPOSITIVE POWER
WITH 398,000
--------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
25,000
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
398,000
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
[X]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
7.48%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEM 1-7 (INCLUDING
EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE>
AMENDMENT NO. 2
SCHEDULE 13D STATEMENT
This Second amendment to Schedule 13D (the "Second Amendment") constitutes
the Second Amendment to Schedule 13D filed with the Securities and Exchange
Commission by John T. Oxley (the "Reporting Person") with respect to the Common
Stock, par value $.01 per share (the "Common Stock ) of Presstek, Inc., a
Delaware corporation (the "Issuer"). The Schedule 13D is hereby amended as
follows:
Item 3. Source and Amount of Funds or Other Consideration.
Between January 5, 1994 and August 9, 1994, the Reporting Person has
purchased for his own account 69,500 shares of the Common Stock of the
Issuer for an aggregate amount of $2,123,202.25. All funds utilized
for these purchases came from personal funds of the Reporting Person.
Between January 4, 1994 and August 9, 1994, the Reporting Person, as
trustee, also purchased, in the name of The Oxley Foundation, an
additional 10,000 shares of the Common Stock of Issuer for an
aggregate amount of $390,008. These purchases raise The Oxley
Foundation's holdings of the Common Stock to 25,000 shares. The
Reporting Person hereby disclaims beneficial ownership of all shares
of the Common Stock held by The Oxley Foundation. The Oxley Foundation
is a trust established under the laws of the State of Oklahoma (see
Item 5).
Item 5. Interest in Securities of the Issuer.
(a) Following the purchases reported herein, the Reporting Person
owns directly 398,000 shares (7.48%) of the Common Stock and The
Oxley Foundation owns directly 25,000 shares (0.47%) of Common
Stock.
(b) Mr. Oxley possesses the sole power to vote and to direct the
disposition of 398,000 shares and the shared power to vote and to
direct the disposition of the remaining 25,000 shares. By virtue
of his shared power to direct the purchase or sale of securities
for The Oxley Foundation, Mr. Oxley may be deemed the beneficial
owner of the 25,000 shares of Common Stock owned by The Oxley
Foundation. The Reporting Person hereby disclaims beneficial
ownership of all shares of the Common Stock held by The Oxley
Foundation and, pursuant to Rule 13d-4 [17 CFR 240.13d-4]
promulgated under the Securities Exchange Act of 1934 (the '34
Act"), the filing of this statement shall not be construed as an
admission that the Reporting Person is, for the purposes of
section 13(d), or 13(g) of the '34 Act, the beneficial owner of
any securities purchased for the account of The Oxley Foundation.
(c) The Reporting Person has effected the following transactions in
the Common Stock since the date of the filing of the initial
Schedule 13D:
NUMBER OF SHARES PRICE PER
DATE OF TRANSACTION PURCHASED SHARE
------------------- ---------- -----
01/07/94 6,500 27 1/4
02/15/94 4,500 30 1/4
02/17/94 6,000 30 3/8
02/18/94 1,000 30 3/8
04/20/94 5,000 24 1/4
06/09/94 30,000 27 1/2
08/09/94 16,500 39
-----
69,500
Page 3 of 5
<PAGE>
The Oxley Foundation has effected the following transactions in the
Common Stock since the date of the filing of the initial Schedule 13D:
NUMBER OF SHARES
DATE OF TRANSACTION PURCHASED PRICE PER SHARE
------------------- --------- ---------------
08/05/94 5,000 39
08/09/94 5,000 39
-----
10,000
All transactions were effected through brokers.
Page 4 of 5
<PAGE>
SIGNATURES
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Dated: August 11, 1994.
/s/ John T. Oxley
-----------------------------------
John T. Oxley, the Reporting Person
Page 5 of 5
