SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 1)
Essex International Inc.
- --------------------------------------------------------------------------------
(Name of Issuer)
Common Stock (par value $0.01 per share)
- --------------------------------------------------------------------------------
(Title of Class of Securities)
297025108
--------------------------------------
(CUSIP Number)
David J. Greenwald, Esq.
Goldman, Sachs & Co.
85 Broad Street
New York, New York 10004
(212) 902-1000
- --------------------------------------------------------------------------------
(Name, address and telephone number of person authorized
to receive notices and communications)
August 14, 1997
-------------------------------------------------------
(Date of Event which requires Filing of this Statement)
If a filing person has previously filed a statement on Schedule 13G to report
the acquisition which is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ].
NOTE: Six copies of this statement, including all exhibits, should be
filed with the Commission. See Rule 13d-1(a) for other parties to whom
copies are to be sent.
<PAGE>
- --------------------
CUSIP NO. 297025108
- --------------------
- --------------------------------------------------------------------------------
1. NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Goldman, Sachs & Co.
- --------------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [ ]
- --------------------------------------------------------------------------------
3. SEC USE ONLY
- --------------------------------------------------------------------------------
4. SOURCE OF FUNDS
AF;OO;WC
- --------------------------------------------------------------------------------
5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
[X]
- --------------------------------------------------------------------------------
6. CITIZENSHIP OR PLACE OF ORGANIZATION
New York
- --------------------------------------------------------------------------------
7. SOLE VOTING POWER
NUMBER OF 0
SHARES -----------------------------------------------------
BENEFICIALLY 8. SHARED VOTING POWER
OWNED BY 2,257,541
EACH -----------------------------------------------------
REPORTING 9. SOLE DISPOSITIVE POWER
PERSON 0
WITH -----------------------------------------------------
10. SHARED DISPOSITIVE POWER
2,257,541
- --------------------------------------------------------------------------------
11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
2,257,541
- --------------------------------------------------------------------------------
12. CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES
[ ]
- --------------------------------------------------------------------------------
13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
7.8%
- --------------------------------------------------------------------------------
14. TYPE OF REPORTING PERSON
BD-PN-IA
- --------------------------------------------------------------------------------
-2-
<PAGE>
- --------------------
CUSIP NO. 297025108
- --------------------
- --------------------------------------------------------------------------------
1. NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
The Goldman Sachs Group, L.P.
- --------------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [ ]
- --------------------------------------------------------------------------------
3. SEC USE ONLY
- --------------------------------------------------------------------------------
4. SOURCE OF FUNDS
AF;OO
- --------------------------------------------------------------------------------
5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
[ ]
- --------------------------------------------------------------------------------
6. CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
- --------------------------------------------------------------------------------
7. SOLE VOTING POWER
NUMBER OF 0
SHARES -----------------------------------------------------
BENEFICIALLY 8. SHARED VOTING POWER
OWNED BY 2,257,541
EACH -----------------------------------------------------
REPORTING 9. SOLE DISPOSITIVE POWER
PERSON 0
WITH -----------------------------------------------------
10. SHARED DISPOSITIVE POWER
2,257,541
- --------------------------------------------------------------------------------
11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
2,257,541
- --------------------------------------------------------------------------------
12. CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES
[ ]
- --------------------------------------------------------------------------------
13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
7.8%
- --------------------------------------------------------------------------------
14. TYPE OF REPORTING PERSON
HC-PN
- --------------------------------------------------------------------------------
-3-
<PAGE>
- --------------------
CUSIP NO. 297025108
- --------------------
- --------------------------------------------------------------------------------
1. NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
GS Advisors, L.P.
- --------------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [ ]
- --------------------------------------------------------------------------------
3. SEC USE ONLY
- --------------------------------------------------------------------------------
4. SOURCE OF FUNDS
AF
- --------------------------------------------------------------------------------
5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
[ ]
- --------------------------------------------------------------------------------
6. CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
- --------------------------------------------------------------------------------
7. SOLE VOTING POWER
NUMBER OF 0
SHARES -----------------------------------------------------
BENEFICIALLY 8. SHARED VOTING POWER
OWNED BY 2,107,621
EACH -----------------------------------------------------
REPORTING 9. SOLE DISPOSITIVE POWER
PERSON 0
WITH -----------------------------------------------------
10. SHARED DISPOSITIVE POWER
2,107,621
- --------------------------------------------------------------------------------
11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
2,107,621
- --------------------------------------------------------------------------------
12. CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES
[ ]
- --------------------------------------------------------------------------------
13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
7.3%
- --------------------------------------------------------------------------------
14. TYPE OF REPORTING PERSON
PN
- --------------------------------------------------------------------------------
-4-
<PAGE>
- --------------------
CUSIP NO. 297025108
- --------------------
- --------------------------------------------------------------------------------
1. NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
GS Capital Partners, L.P.
- --------------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [ ]
- --------------------------------------------------------------------------------
3. SEC USE ONLY
- --------------------------------------------------------------------------------
4. SOURCE OF FUNDS
WC
- --------------------------------------------------------------------------------
5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
[ ]
- --------------------------------------------------------------------------------
6. CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
- --------------------------------------------------------------------------------
7. SOLE VOTING POWER
NUMBER OF 0
SHARES -----------------------------------------------------
BENEFICIALLY 8. SHARED VOTING POWER
OWNED BY 2,107,621
EACH -----------------------------------------------------
REPORTING 9. SOLE DISPOSITIVE POWER
PERSON 0
WITH -----------------------------------------------------
10. SHARED DISPOSITIVE POWER
2,107,621
- --------------------------------------------------------------------------------
11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
2,107,621
- --------------------------------------------------------------------------------
12. CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES
[ ]
- --------------------------------------------------------------------------------
13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
7.3%
- --------------------------------------------------------------------------------
14. TYPE OF REPORTING PERSON
PN
- --------------------------------------------------------------------------------
-5-
<PAGE>
- --------------------
CUSIP NO. 297025108
- --------------------
- --------------------------------------------------------------------------------
1. NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Stone Street Fund 1992, L.P.
- --------------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [ ]
- --------------------------------------------------------------------------------
3. SEC USE ONLY
- --------------------------------------------------------------------------------
4. SOURCE OF FUNDS
WC
- --------------------------------------------------------------------------------
5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
[ ]
- --------------------------------------------------------------------------------
6. CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
- --------------------------------------------------------------------------------
7. SOLE VOTING POWER
NUMBER OF 0
SHARES -----------------------------------------------------
BENEFICIALLY 8. SHARED VOTING POWER
OWNED BY 28,396
EACH -----------------------------------------------------
REPORTING 9. SOLE DISPOSITIVE POWER
PERSON 0
WITH -----------------------------------------------------
10. SHARED DISPOSITIVE POWER
28,396
- --------------------------------------------------------------------------------
11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
28,396
- --------------------------------------------------------------------------------
12. CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES
[ ]
- --------------------------------------------------------------------------------
13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.1%
- --------------------------------------------------------------------------------
14. TYPE OF REPORTING PERSON
PN
- --------------------------------------------------------------------------------
-6-
<PAGE>
- --------------------
CUSIP NO. 297025108
- --------------------
- --------------------------------------------------------------------------------
1. NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Bridge Street Fund 1992, L.P.
- --------------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [ ]
- --------------------------------------------------------------------------------
3. SEC USE ONLY
- --------------------------------------------------------------------------------
4. SOURCE OF FUNDS
WC
- --------------------------------------------------------------------------------
5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
[ ]
- --------------------------------------------------------------------------------
6. CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
- --------------------------------------------------------------------------------
7. SOLE VOTING POWER
NUMBER OF 0
SHARES -----------------------------------------------------
BENEFICIALLY 8. SHARED VOTING POWER
OWNED BY 17,110
EACH -----------------------------------------------------
REPORTING 9. SOLE DISPOSITIVE POWER
PERSON 0
WITH -----------------------------------------------------
10. SHARED DISPOSITIVE POWER
17,110
- --------------------------------------------------------------------------------
11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
17,110
- --------------------------------------------------------------------------------
12. CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES
[ ]
- --------------------------------------------------------------------------------
13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.1%
- --------------------------------------------------------------------------------
14. TYPE OF REPORTING PERSON
PN
- --------------------------------------------------------------------------------
-7-
<PAGE>
- --------------------
CUSIP NO. 297025108
- --------------------
- --------------------------------------------------------------------------------
1. NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Stone Street Performance Corp.
- --------------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [ ]
- --------------------------------------------------------------------------------
3. SEC USE ONLY
- --------------------------------------------------------------------------------
4. SOURCE OF FUNDS
AF
- --------------------------------------------------------------------------------
5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
[ ]
- --------------------------------------------------------------------------------
6. CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
- --------------------------------------------------------------------------------
7. SOLE VOTING POWER
NUMBER OF 0
SHARES -----------------------------------------------------
BENEFICIALLY 8. SHARED VOTING POWER
OWNED BY 45,506
EACH -----------------------------------------------------
REPORTING 9. SOLE DISPOSITIVE POWER
PERSON 0
WITH -----------------------------------------------------
10. SHARED DISPOSITIVE POWER
45,506
- --------------------------------------------------------------------------------
11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
45,506
- --------------------------------------------------------------------------------
12. CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES
[ ]
- --------------------------------------------------------------------------------
13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.2%
- --------------------------------------------------------------------------------
14. TYPE OF REPORTING PERSON
CO
- --------------------------------------------------------------------------------
-8-
<PAGE>
AMENDMENT NO. 1 TO SCHEDULE 13D
RELATING TO THE COMMON STOCK OF
ESSEX INTERNATIONAL INC.
GS Capital Partners, L.P. ("GS Capital"), GS Advisors, L.P. ("GS
Advisors"), Stone Street Fund 1992, L.P. ("Stone Street"), Bridge Street Fund
1992, L.P. ("Bridge Street" and together with GS Capital and Stone Street, the
"Limited Partnerships"), Stone Street Performance Corp. ("Performance"),
Goldman, Sachs & Co. ("GS") and The Goldman Sachs Group, L.P. ("GS Group", and
together with GS, GS Advisors, Performance and the Limited Partnerships, the
"Filing Persons")1 hereby amend the Statement on Schedule 13D (as amended, the
"Schedule 13D") filed by the Filing Persons with respect to the Common Stock,
par value $.01 per share (the "Common Stock"), of Essex International Inc., a
Delaware corporation (the "Company"). Unless otherwise indicated, all
capitalized terms used but not defined herein shall have the meanings ascribed
to them in the Schedule 13D.
The principal executive offices of the Company are located at 1601
Wall Street, Fort Wayne, Indiana 46802.
Item 2 is hereby amended as follows:
Item 2. Identity and Background.
As of August 12, 1997, GS and GS Group may be deemed to beneficially
own 2,153,127 shares of Common Stock through the Limited Partnerships. In
addition, as of August 12, 1997, GS and GS Group may be deemed to beneficially
own 104,414 shares of Common Stock held in client accounts with respect to which
GS or employees of GS have voting or investment discretion, or both ("Managed
Accounts"). GS and GS Group each disclaims beneficial ownership of shares of
Common Stock (i) owned by the Limited Partnerships to the extent of partnership
interests in the Limited Partnerships held by persons other than GS Group or its
affiliates and (ii) held in Managed Accounts.
The name, business address, present principal occupation or employment
and citizenship of each director and each executive officer of Performance are
set forth on Schedule II-B hereto and are incorporated herein by reference.
Item 3 is hereby amended as follows:
- --------
1 Neither the present filing nor anything contained herein shall be construed as
an admission that any Filing Person constitutes a "person" for any purposes
other than Section 13(d) of the Securities Exchange Act of 1934.
-9-
<PAGE>
Item 3. Source and Amount of Funds or Other Consideration
See Schedule IV hereto for transactions in the Common Stock which have
been effected during the period from June 13, 1997 through August 12, 1997, all
of which were effected in the ordinary course of business of GS. The total
consideration (exclusive of commissions) for shares of Common Stock purchased
during this period was approximately $5,263,793.10. Funds for the purchase of
shares of Common Stock held in Managed Accounts came from client funds. Funds
for the purchase of shares of Common Stock in ordinary course trading activity
came from the working capital of GS.
Item 4 is hereby amended as follows:
Item 4. Purpose of the Transaction.
In connection with the registration statement (the "Registration
Statement") on Form S-1 under the Securities Act of 1933, as amended, filed by
the Company with the Securities and Exchange Commission on August 14, 1997 with
respect to a contemplated offering (the "Offering") by certain stockholders of
the Company of up to 4,800,989 shares of Common Stock, the Limited Partnerships
consented to the inclusion of their names in the Registration Statement in
connection with the potential sale by them of up to 2,153,127 shares of Common
Stock pursuant to the contemplated Offering. GS has waived, solely in connection
with the potential sale of such shares pursuant to the contemplated Offering,
the prohibition against sales and dispositions of the 2,153,127 shares of Common
Stock held by the Limited Partnerships contained in the Underwriting Agreements.
It is currently expected that the Underwriters of the IPO, including GS, would
act as underwriters with respect to the contemplated Offering.
Item 5 is hereby amended as follows:
Item 5. Interest in Securities of the Issuer.
(a) As of August 12, 1997, GS Capital beneficially owned, and GS
Advisors may be deemed to beneficially own, an aggregate of 2,107,621 shares of
Common Stock, representing approximately 7.3% of the shares of Common Stock
reported to be outstanding as of June 30, 1997 (as reported in the Company's
Quarterly Report on Form 10-Q for the quarter ended June 30, 1997 (the
"Company's 10-Q")).
As of August 12, 1997, Stone Street beneficially owned an aggregate of
28,396 shares of Common Stock representing approximately 0.1% of the shares of
Common Stock reported to be outstanding as of June 30, 1997 (as reported in the
Company's 10-Q).
As of August 12, 1997, Bridge Street beneficially owned an aggregate
of 17,110 shares of Common Stock, representing approximately 0.1% of the shares
of
-10-
<PAGE>
Common Stock reported to be outstanding as of June 30, 1997 (as reported in the
Company's 10-Q).
As of August 12, 1997, Performance may be deemed to beneficially own
an aggregate of 45,506 shares of Common Stock, which are beneficially owned by
Stone Street and Bridge Street as described above, representing approximately
0.2% of the shares of Common Stock reported to be outstanding as of June 30,
1997 (as reported in the Company's 10-Q).
As of August 12, 1997, GS and GS Group may be deemed to beneficially
own an aggregate of 2,257,541 shares of Common Stock, including (i) the
2,153,127 shares of Common Stock beneficially owned by the Limited Partnerships
described above and (ii) the 104,414 shares of Common Stock held in Managed
Accounts, representing in the aggregate approximately 7.8% of the Common Stock
reported to be outstanding as of June 30, 1997 (as reported in the Company's
10-Q).
GS Group and GS disclaim beneficial ownership of (i) the shares of
Common Stock beneficially owned by the Limited Partnerships to the extent of
partnership interests in the Limited Partnerships held by persons other than GS
Group or its affiliates and (ii) the shares of Common Stock held in Managed
Accounts.
None of the Filing Persons or, to the knowledge of the Filing Persons,
any of the persons listed on Schedules I, II-A or II-B hereto beneficially owns
any shares of Common Stock as of August 12, 1997 other than as set forth herein.
(c) Except as set forth in Schedule IV, no transactions in the Common
Stock were effected by the Filing Persons or, to their knowledge, any of the
persons listed on Schedules I, II-A or II-B hereto, during the 60-day period
from June 13, 1997 through August 12, 1997. Schedule IV sets forth transactions
in the Common Stock which have been effected by GS during the period from June
13, 1997 through August 12, 1997. The purchases by GS set forth on Schedule IV
were made in the ordinary course of business. All of these transactions were
effected in either the over-the-counter market, the New York Stock Exchange or
the Midwest Stock Exchange. The total consideration (exclusive of commissions)
for shares of Common Stock purchased during this period was approximately
$5,263,793.10.
-11-
<PAGE>
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this Amendment No. 1 is true, complete
and correct.
Dated: August 19, 1997
GOLDMAN, SACHS & CO.
By: /s/ Richard A. Friedman
--------------------------------
Name: Richard A. Friedman
Title: Managing Director
THE GOLDMAN SACHS GROUP, L.P.
By: The Goldman Sachs Corporation,
its general partner
By: /s/ Richard A. Friedman
--------------------------------
Name: Richard A. Friedman
Title: Executive Vice President
GS ADVISORS, L.P.
By: GS Advisors, Inc.,
its general partner
By: /s/ Richard A. Friedman
--------------------------------
Name: Richard A. Friedman
Title: President
GS CAPITAL PARTNERS, L.P.
By: GS Advisors, L.P.,
its general partner
By: GS Advisors, Inc.,
its general partner
By: /s/ Richard A. Friedman
--------------------------------
Name: Richard A. Friedman
Title: President
STONE STREET FUND 1992, L.P.
By: Stone Street Performance Corp.,
its general partner
By: /s/ Richard A. Friedman
--------------------------------
Name: Richard A. Friedman
-12-
<PAGE>
Title: Vice President
BRIDGE STREET FUND 1992, L.P.
By: Stone Street Performance Corp.,
its managing general partner
By: /s/ Richard A. Friedman
--------------------------------
Name: Richard A. Friedman
Title: Vice President
STONE STREET PERFORMANCE CORP.
By: /s/ Richard A. Friedman
--------------------------------
Name: Richard A. Friedman
Title: Vice President
-13-
<PAGE>
SCHEDULE II-B
The name, position and present principal occupation of each director
and executive officer of Stone Street Performance Corp., the sole general
partner of Stone Street Fund 1992, L.P. and the sole managing general partner of
Bridge Street Fund 1992, L.P., are set forth below.
The business address for each of the executive officers and directors
listed below is 85 Broad Street, New York, New York 10004.
All executive officers and directors listed below are United States
citizens.
<TABLE>
<CAPTION>
Name Position Present Principal Occupation
- ---------------------------------- -------------------------------- ------------------------------------------
<S> <C> <C>
Richard A. Friedman Director/Vice President Managing Director of Goldman,
Sachs & Co.
Avi M. Nash Director/Vice President Managing Director of Goldman,
Sachs & Co.
Jeffrey B. Goldenberg Director/Vice President Managing Director of Goldman,
Sachs & Co.
William J. McMahon Director/Vice President Vice President of Goldman, Sachs
& Co.
Dinakar Singh Director/Vice President Vice President of Goldman, Sachs
& Co.
Jonathan L. Kolatch Director/Vice President Managing Director of Goldman,
Sachs & Co.
Sanjeev K. Mehra Director/Vice President Managing Director of Goldman,
Sachs & Co.
Eric M. Mindich Director/Vice President/ Managing Director of Goldman,
Treasurer Sachs & Co.
Peter G. Sachs Director/Vice President Limited Partner of The Goldman
Sachs Group, L.P.
Glenn R. Fuhrman Director/Vice President Vice President of Goldman, Sachs
& Co.
Peter M. Sacerdote Director/Chairman/C.E.O./ Limited Partner of The Goldman
President Sachs Group, L.P.
David J. Greenwald Vice President Vice President of Goldman, Sachs
& Co.
Carla H. Skodinski Vice President/Secretary Vice President of Goldman, Sachs
& Co.
Esta E. Stecher Vice President Managing Director of Goldman,
Sachs & Co.
Richard A. Yacenda Vice President Vice President of Goldman, Sachs
& Co.
C. Douglas Fuge Assistant Treasurer Managing Director of Goldman,
Sachs & Co.
</TABLE>
-14-
<PAGE>
<TABLE>
<CAPTION>
SCHEDULE IV
Essex International Inc.
Cusip No. 297025108
PURCHASED SOLD PRICE TRADE DATE SETTLEMENT DATE
- --------- ------ ------- ---------- ---------------
<S> <C> <C> <C> <C>
10,000 26.375 16-Jun-97 19-Jun-97
2,000 26.375 17-Jun-97 20-Jun-97
8,000 26 17-Jun-97 20-Jun-97
6,900 27.375 3-Jul-97 9-Jul-97
2,300 27.3125 3-Jul-97 9-Jul-97
4,600 27.125 3-Jul-97 9-Jul-97
35,000 27.5 24-Jul-97 29-Jul-97
10,000 27.5 24-Jul-97 29-Jul-97
12,500 31.25 25-Jul-97 30-Jul-97
2,000 31.25 25-Jul-97 30-Jul-97
5,000 31 25-Jul-97 30-Jul-97
5,500 31 25-Jul-97 30-Jul-97
4,900 34.75 28-Jul-97 31-Jul-97
4,900 34.5 28-Jul-97 31-Jul-97
2,800 28 30-Jun-97 3-Jul-97
2,800 27.875 30-Jun-97 3-Jul-97
10,000 27.5 24-Jul-97 29-Jul-97
10,000 27.25 24-Jul-97 29-Jul-97
1,000 27.25 26-Jun-97 1-Jul-97
1,000 27.25 17-Jul-97 22-Jul-97
2,000 27.25 17-Jul-97 22-Jul-97
917 27.25 26-Jun-97 1-Jul-97
459 27.25 26-Jun-97 1-Jul-97
459 27.25 26-Jun-97 1-Jul-97
363 34.5 4-Aug-97 7-Aug-97
459 27.25 26-Jun-97 1-Jul-97
363 34.5 4-Aug-97 7-Aug-97
144 34.5 4-Aug-97 7-Aug-97
2,000 27.25 24-Jul-97 29-Jul-97
2,000 33.75 30-Jul-97 4-Aug-97
1,000 27.25 24-Jul-97 29-Jul-97
1,000 33.75 30-Jul-97 4-Aug-97
1,000 27.25 24-Jul-97 29-Jul-97
1,000 33.75 30-Jul-97 4-Aug-97
1,000 27.25 24-Jul-97 29-Jul-97
1,000 33.75 30-Jul-97 4-Aug-97
1,000 27.25 24-Jul-97 29-Jul-97
1,000 33.75 30-Jul-97 4-Aug-97
2,000 27.25 24-Jul-97 29-Jul-97
2,000 33.75 30-Jul-97 4-Aug-97
2,000 27.25 24-Jul-97 29-Jul-97
2,000 34.031 30-Jul-97 4-Aug-97
300 34.923 4-Aug-97 7-Aug-97
400 34.923 4-Aug-97 7-Aug-97
1,000 33 28-Jul-97 31-Jul-97
400 34.923 4-Aug-97 7-Aug-97
1,000 27.25 9-Jul-97 14-Jul-97
2,000 33 28-Jul-97 31-Jul-97
1,500 34.923 4-Aug-97 7-Aug-97
</TABLE>
Page 1
<PAGE>
<TABLE>
<CAPTION>
SCHEDULE IV
Essex International Inc.
Cusip No. 297025108
PURCHASED SOLD PRICE TRADE DATE SETTLEMENT DATE
- --------- ------ ------- ---------- ---------------
<S> <C> <C> <C> <C>
1,500 34.923 4-Aug-97 7-Aug-97
700 34.923 4-Aug-97 7-Aug-97
400 34.923 4-Aug-97 7-Aug-97
2,300 32.375 28-Jul-97 31-Jul-97
700 32.25 28-Jul-97 31-Jul-97
1,500 33 28-Jul-97 31-Jul-97
1,000 33.25 1-Aug-97 6-Aug-97
1,700 34 28-Jul-97 31-Jul-97
1,000 33 28-Jul-97 31-Jul-97
2,000 26.921 15-Jul-97 18-Jul-97
800 32.875 1-Aug-97 6-Aug-97
1,400 27.818 14-Jul-97 17-Jul-97
1,400 27.006 15-Jul-97 18-Jul-97
1,000 27.818 14-Jul-97 17-Jul-97
800 27.006 15-Jul-97 18-Jul-97
2,200 27.818 14-Jul-97 17-Jul-97
2,600 27.006 15-Jul-97 18-Jul-97
700 27.818 14-Jul-97 17-Jul-97
700 27.006 15-Jul-97 18-Jul-97
1,800 27.818 14-Jul-97 17-Jul-97
1,800 27.006 15-Jul-97 18-Jul-97
1,900 27.818 14-Jul-97 17-Jul-97
2,000 27.006 15-Jul-97 18-Jul-97
800 27.818 14-Jul-97 17-Jul-97
700 27.006 15-Jul-97 18-Jul-97
900 27.818 14-Jul-97 17-Jul-97
1,000 27.006 15-Jul-97 18-Jul-97
200 27.818 14-Jul-97 17-Jul-97
500 27.006 15-Jul-97 18-Jul-97
500 27.818 14-Jul-97 17-Jul-97
600 27.006 15-Jul-97 18-Jul-97
700 27.818 14-Jul-97 17-Jul-97
800 27.006 15-Jul-97 18-Jul-97
1,000 26.5 23-Jun-97 26-Jun-97
1,000 25.875 22-Jul-97 25-Jul-97
1,000 33.75 28-Jul-97 31-Jul-97
2,400 33.875 28-Jul-97 31-Jul-97
1,400 34 28-Jul-97 31-Jul-97
1,000 34.875 28-Jul-97 31-Jul-97
3,000 35 28-Jul-97 31-Jul-97
900 34.75 28-Jul-97 31-Jul-97
5,300 35 28-Jul-97 31-Jul-97
1,800 36.25 5-Aug-97 8-Aug-97
3,200 36.25 5-Aug-97 8-Aug-97
1,000 35.75 5-Aug-97 8-Aug-97
9,000 35.875 5-Aug-97 8-Aug-97
1,500 35.992 5-Aug-97 8-Aug-97
3,500 34.62 28-Jul-97 31-Jul-97
3,000 35.992 5-Aug-97 8-Aug-97
</TABLE>
Page 2
<PAGE>
<TABLE>
<CAPTION>
SCHEDULE IV
Essex International Inc.
Cusip No. 297025108
PURCHASED SOLD PRICE TRADE DATE SETTLEMENT DATE
- --------- ------ ------- ---------- ---------------
<S> <C> <C> <C> <C>
2,000 35.992 5-Aug-97 8-Aug-97
3,000 35.992 5-Aug-97 8-Aug-97
1,000 34.62 28-Jul-97 31-Jul-97
2,000 35.992 5-Aug-97 8-Aug-97
1,000 34.62 28-Jul-97 31-Jul-97
2,000 35.992 5-Aug-97 8-Aug-97
1,000 34.62 28-Jul-97 31-Jul-97
300 33.75 30-Jul-97 4-Aug-97
1,800 35.125 29-Jul-97 1-Aug-97
1,500 34.62 28-Jul-97 31-Jul-97
1,000 34.62 28-Jul-97 31-Jul-97
1,000 34.62 28-Jul-97 31-Jul-97
2,000 34.62 28-Jul-97 31-Jul-97
1,000 34.62 28-Jul-97 31-Jul-97
2,000 34.62 28-Jul-97 31-Jul-97
5,000 27.25 24-Jul-97 29-Jul-97
2,000 27.375 25-Jun-97 30-Jun-97
1,800 27.375 9-Jul-97 14-Jul-97
1,200 27.25 10-Jul-97 15-Jul-97
1,800 27.125 10-Jul-97 15-Jul-97
1,200 27.25 10-Jul-97 15-Jul-97
400 27.4375 8-Jul-97 11-Jul-97
3,500 27.375 8-Jul-97 11-Jul-97
100 27.3125 8-Jul-97 11-Jul-97
2,000 26.435 23-Jun-97 26-Jun-97
5,000 26.435 23-Jun-97 26-Jun-97
</TABLE>
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