U.S SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
NOTIFICATION OF LATE FILING
FORM 12b-25
Sec. File Number 0-17953 Cusip Number 252587 40 7
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[Check One]
[ ] Form 10-KSB [ ] Form 20-F [ ] Form 11-K [ X ]Form 10-QSB [ ] Form N-SAR
For the Period Ended: September 30, 1997
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[ ] Transition Report on Form 10-KSB
[ ] Transition Report on Form 20-F
[ ] Transition Report on Form 11-K
[ ] Transition Report on Form 10-Q
[ ] Transition Report on Form N-SAR
For the Transition Period Ended_____________________________
Read Instructions [on back page] Before Preparing Form.
Please Print or Type
Nothing in this form shall be constructed to imply
that the Commission has verified any
information contained herein
If the notification relates to a portion of the
filing checked above, identify the Item[s]
to which the notification relates:
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PART I - REGISTRANT INFORMATION
Full Name of Registrant DIAMOND ENTERTAINMENT CORPORATION
Former Name if Applicable
Address of Principal Executive Office [Street and Number]
16818 MARQUARDT AVENUE City, State and Zip Code CERRITOS, CALIFORNIA 90703
PART II - RULES 12b-25[b] and [c]
If the subject report could not be filed without unreasonable effort or
expense and the registrant seeks relief pursuant to Rule 12b-25[b],
the following should be completed.
[Check box if appropriate]
[a] The reasons described in reasonable detail in Part III of this
form could not be eliminated without unreasonable effort or
expenses;
[ X ] [b] The subject annual report, semi-annual report, transition
report on Form 10-KSB, Form 2-F, Form 11-K, Form N-SAR, or
portion thereof , will be filed on or before the fifteenth
calendar day following the prescribed due date; or the subject
quarterly report or transition report on Form 10-Q, or portion
thereof will be filed on or before the fifth calendar day
following the prescribed due date; and
[c] The accountant's statement or other exhibit required by Rule
12b-25[c] has been attached if applicable.
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PART III - NARRATIVE
State below in reasonable detail the reasons why the Form 10-KSB, 20-F, 11-K,
10-Q or N-SAR, or the transition report or portion thereof, could not be filed
within the prescribed time period. The Company has experienced a delay in the
audit of the financial statements for September 30, 1997, the Company has not
been able to compile the requisite financial data necessary to enable it to have
sufficient time to complete the Company's financial statements by November 14,
1997, which is the required filing date for the Company's quarterly report on
Form 10-QSB, without unreasonable effort and expense.
PART IV - OTHER INFORMATION
[1] Name and telephone number of person to contact in regard to
this notification
James K. T. Lu, CEO 310 921-3999
[Name] [Area Code] [Telephone No.]
[2] Have all other periodic reports required under Section 13 or
15[d] of the Securities and Exchange Act of 1934 or Section 30 of
the Investment Company Act of 1940 during the preceding 12 months
[or for such shorter period that the registrant was required to
file such reports] been filed? If answer is no, identify
report[s]. [ X ] Yes [ ] No
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[3] Is it anticipated that any significant change in results of
operations from the corresponding period for the last fiscal year
will be reflected by the earnings statements to be included in
the subject report or portion thereof? [ ] Yes [ X ] No
If so, attach an explanation of the anticipated change, both
narratively and quantitatively, and, if appropriate, state the
reasons why a reasonable estimate of the results cannot be made.
DIAMOND ENTERTAINMENT CORP.
[Name of Registrant as Specified in Charter]
has caused this notification to be signed on its behalf by the undersigned
thereunto duly authorized.
Date November 13, 1997 By: /s/ James K. T. Lu
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James K. T. Lu
INSTRUCTION: The form may be signed by an executive officer of the registrant or
by any other duly authorized representative. The name and title of the person
signing the form shall be typed or printed beneath the signature. If the
statement is signed on behalf of the registrant by an authorized representative
[other than an executive officer], evidence of the representative's authority to
sign on behalf of the registrant shall be filed with the form.
ATTENTION
Intentional misstatements or omissions of fact constitute
Federal Criminal Violation [See 18 U.S.C. 1001]
GENERAL INSTRUCTIONS
1. This form is required by Rule 12b-25 [17 CFR 240.12b-25] of the General
Rules and Regulations under the Securities Exchange Act of 1934.
2. One signed original and four conformed copies of this form and
amendments thereto must be completed and filed with the Securities and
Exchange Commission, Washington, D.C. 20549, in accordance with Rule
0-3 of the General Rules and Regulations under the Act. The information
contained in or filed with the form will be made a matter of the public
record in the Commission files.
3. A manually signed copy of the form and amendments thereto shall be
filed with each national securities exchange on which any class of
securities of the registrant is registered.
4 Amendments to the notifications must also be filed on form 12b-25, but
need not restate information that has been correctly furnished. The
form shall be clearly identified as an amendment notification.
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