Form 24F-2
Annual Notice of Securities Sold
Pursuant to Rule 24f-2
1. Name and address of issuer: FFTW Funds, Inc.
200 Park Avenue
New York, NY 10166
2. Name of each series or class of funds for which this notice is filed:
(If the form is being filed for all series and classes of securities of
the issuer, check the box but do not list series of classes): X
3. Investment Company Act File Number: 811-5796
Securities Act File Number: 33-27896
4a. Last day of fiscal year for which this notice is filed: 12/31/97
4b. Check box if this Form is being filed late (i.e., more than 90
calendar days after the end of the issuer's fiscal year).
(See Instruction A.2)
Note: If the firm is being filed late, interest must be paid on the
registration fee due.
4c. Check box if this is the last time the issuer will be filing this Form.
5. Calculation of registration fee:
(i) Aggregate sale price of securities sold during the fiscal
year pursuant to section 24(f): $7,580,860,814
(ii) Aggregate price of securities redeemed or repurchased
during the fiscal year: $6,660,397,842
(iii) Aggregate price of securities redeemed or repurchased
during any prior fiscal year ending no earlier than
October 11, 1995 that were not previously used to reduce
registration fees payable to the Commission: $0
(iv) Total available redemption credits (add Items 5(ii) and
5(iii): $0
(v) Net Sales- if Item 5(i) is greater than Item 5(iv)
[subtract Item 5(iv) from Item 5(i): $920,462,972
(vi) Redemption credits available for use in future years-
if Item 5(i) is less than 5(iv) [subtract Item 5(iv) from
Item 5(i): $0
(vii) Multiplier for determining registration fees (See
Instruction C.9): .000295
(viii) Registration fee due [multiply Item 5(v) by Item 5(vii)]
(enter "0" if no fee is due): $271,536.58
6. Prepaid Shares
If the response to Item 5(i) was determined by deducting an amount of securities
that were registered under the Securities Act of 1933 pursuant to rule 24e-2 as
in effect before October 11, 1997, then report the amount of securities (number
of shares or other units) deducted here: $0 -If there is a number of shares or
other units that were registered pursuant to rule 24e-2 remaining unsold at the
end of the fiscal year for which this form is filed that are available for use
by the issuer in future fiscal years, the state that number here: $0
7. Interest Due- if this Form is being filed more than 90 days after the end of
the issuer's fiscal year (see Instruction D): $0
8. Total of the amount of the registration fee due plus any interest due (line
5(viii) plus line 7]: $271,536.58
9. Date the registration fee and any interest payment was sent to the
Commission's lockbox depository: March 26, 1998
Method of Delivery: X Wire Transfer
Mail or other means
SIGNATURES
This report has been signed below by the following persons on behalf of the
issuer and in the capacities and on the dated indicated.
Date: March 27, 1998
By: /s/ William E. Vastardis
William E. Vastardis
Secretary
FFTW FUNDS, INC.
Certificate of Secretary
I, William E. Vastardis, do hereby certify that I am the Secretary of
FFTW Funds, Inc., a Maryland corporation (the "Company"), and, in connection
with the filing on behalf of the Company of a Rule 24f-2 Notice, as such term is
defined in the Investment Company Act of 1940, as amended, I do hereby further
certify that the Company sold the following total of shares which include shares
sold through dividend reinvestment: the Company sold a total of 2,172,777 shares
of its Money Market Portfolio, 13,009,191 shares of its Emerging Markets
Portfolio, 638,100,772 shares of its U.S. Short-Term Portfolio Stock, 2,264,037
shares of its Worldwide Portfolio Stock, 4,512,564 shares of its
Worldwide-Hedged Portfolio Stock, 3,640,476, shares of its International-Hedged
Portfolio Stock, 4,004,288 shares of its Stable Return Portfolio Stock,
78,563,319 shares of its Mortgage Total Return Portfolio Stock, 3,640,476 shares
of its International Portfolio Stock, all having a par value of $.001 per share
(collectively, the "Shares"), during the fiscal year ended December 31, 1997,
for which the Company received payment in full of cash consideration in excess
of par value prior to the issuance of the Shares in accordance with the
resolutions authorizing their sale, I do hereby further certify that the Company
had a total of 26,130,865 shares of its Money Market Portfolio Stock, 11,577,402
shares of its Emerging Markets Portfolio, 49,833,948 shares of its U.S.
Short-Term Portfolio Stock, 8,733,103 shares of its Worldwide Portfolio Stock,
7,158,173 shares of its Worldwide-Hedged Portfolio Stock, 28,159,718 shares of
its International-Hedged Portfolio Stock, 4,029,563 shares of its Stable Return
Portfolio Stock, 63,597,534 of its Mortgage Total Return Portfolio Stock, and
7,124,727 shares of its International Portfolio Stock, outstanding on December
31, 1997, and I do hereby further certify that at no time during the fiscal year
ended December 31, 1997 did the Company have in excess of 200,000,000 shares of
its U.S. Short-Term Portfolio Stock issued or outstanding, nor did it have in
excess of 50,000,000 shares of its Worldwide Portfolio Stock, nor did it have in
excess of 50,000,000 shares of its Worldwide-Hedged Portfolio stock outstanding,
nor did it have in excess of 50,000,000 of its International-Hedged Portfolio
stock outstanding, nor did it have in excess of 50,000,000 shares of its Stable
Return Portfolio Stock outstanding, nor did it have in excess of 100,000,000
shares of its Mortgage Total Return Portfolio stock outstanding, nor did it have
in excess of 50,000,000 shares of its International Portfolio Stock outstanding,
nor did it have in excess of 100,000,000 shares of its Emerging Markets
Portfolio Stock outstanding, and nor did it have in excess of 200,000,000 shares
of its Money Market Portfolio Stock outstanding, .
IN WITNESS WHEREOF, I have hereunto set my hand and affixed the seal of
the Company this 27th day of March, 1998.
/s/William E. Vastardis
- ----------------------------
William E. Vastardis
Secretary