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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 10-C
REPORT BY ISSUER OF SECURITIES QUOTED ON NASDAQ
INTERDEALER QUOTATION SYSTEM
FILED PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
AND RULE 13a-17 OR 15d-17 THEREUNDER
CORTEX PHARMACEUTICALS, INC.
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(Exact name of issuer as specified in charter)
15241 Barranca Parkway, Irvine, California 92718
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(Address of principal executive offices)
Issuer's telephone number, including area code (714) 727-3157
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I. CHANGE IN NUMBER OF SHARES OUTSTANDING
Indicate any change (increase or decrease) of 5% or more in the number of shares
outstanding.
1. Title of security Common Stock
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2. Number of shares outstanding before the change 6,556,730
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3. Number of shares outstanding after the change 6,945,598
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4. Effective date of change February 26, 1996
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5. Method of change:
Specify method (such as merger, acquisition, exchange, distribution, stock
split, reverse split, acquisition of stock for treasury, etc.)
conversion of stock
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Give brief description of transaction Issuance of Common Stock upon
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conversion of outstanding shares of Series C Preferred Stock, and 278 shares
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issued upon exercise of a stock option
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II. CHANGE IN NAME OF ISSUER
1. Name prior to change
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2. Name after change
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3. Effective date of charter amendment changing name
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4. Date of shareholder approval of change, if required
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/s/ D. Scott Hagen
Acting President and Chief Operating
Date March 6, 1996 Officer
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(Officer's signature & title)
