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SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
SCHEDULE 13D/A
(RULE 13D-101)
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(AMENDMENT NO. 1)*
Auric Metals Corporation
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(Name of Issuer)
Common Stock, $.01 par value per share
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(Title of Class of Securities)
051551208
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(CUSIP Number)
James E. Fouts
1475 Terminal Way, Suite E
Reno, Nevada 89502
Tel No.: (318) 343-4448
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(Name, Address and Telephone Number of Person Authorized
to Receive Notices and Communications)
May 9, 2000
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(Date of Event Which Requires Filing of This Statement)
If the filing person has previously filed a statement on Schedule 13G
to report the acquisition which is the subject of this Schedule 13D, and is
filing this schedule because of Rule 13d-1(e), 13d-1(f) and 13d-1(g), check the
following box [ ].
Note: Schedules filed in paper format shall include a signed
original and five copies of the schedule, including all exhibits. See
Rule 13d-7(b) for other parties to whom copies are to be sent.
(Continued on following pages)
(Page 1 of 13 Pages)
- --------
*The remainder of this cover page shall be filled out for a
reporting person's initial filing on this form with respect to the
subject class of securities, and for any subsequent amendment containing
information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall
not be deemed to be "filed" for the purpose of Section 18 of the
Securities Exchange Act of 1934 or otherwise subject to the liabilities
of that section of the Act but shall be subject to all other provisions
of the Act (however, see the Notes).
1
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SCHEDULE 13D
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CUSIP NO. 051551208 Page 2 of 13 Pages
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1
NAME OF REPORTING PERSON
S.S OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Marc J. Schwartz
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2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (A) [ ]
(B) [X]
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3
SEC USE ONLY
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4
SOURCE OF FUNDS*
PF
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5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS
IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ]
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6
CITIZENSHIP OR PLACE OF ORGANIZATION
United States
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NUMBER OF 7
SHARES SOLE VOTING POWER
BENEFICIALLY 35,000
OWNED BY -----------------------------------------------------
EACH REPORTING 8
SHARED VOTING POWER
0
-----------------------------------------------------
PERSON 9
WITH SOLE DISPOSITIVE POWER
35,000
-----------------------------------------------------
10
SHARED DISPOSITIVE POWER
0
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11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
35,000
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12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11)
EXCLUDES CERTAIN SHARES* [ ]
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13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
3.6%
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14
TYPE OF REPORTING PERSON*
IN
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2
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SCHEDULE 13D
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CUSIP NO. 051551208 Page 3 of 13 Pages
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1
NAME OF REPORTING PERSON
S.S OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Ronald K. Drucker
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2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (A) [ ]
(B) [X]
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3
SEC USE ONLY
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4
SOURCE OF FUNDS*
PF
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5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS
IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ]
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6
CITIZENSHIP OR PLACE OF ORGANIZATION
United States
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NUMBER OF 7
SHARES SOLE VOTING POWER
BENEFICIALLY 47,000
OWNED BY -----------------------------------------------------
EACH REPORTING 8
SHARED VOTING POWER
0
-----------------------------------------------------
PERSON 9
WITH SOLE DISPOSITIVE POWER
47,000
-----------------------------------------------------
10
SHARED DISPOSITIVE POWER
0
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11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
47,000
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12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11)
EXCLUDES CERTAIN SHARES* [ ]
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13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
4.8%
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14
TYPE OF REPORTING PERSON*
IN
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3
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SCHEDULE 13D
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CUSIP NO. 051551208 Page 4 of 13 Pages
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1
NAME OF REPORTING PERSON
S.S OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Jerry Tillem
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2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (A) [ ]
(B) [X]
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3
SEC USE ONLY
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4
SOURCE OF FUNDS*
PF
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5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS
IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ]
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6
CITIZENSHIP OR PLACE OF ORGANIZATION
United States
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NUMBER OF 7
SHARES SOLE VOTING POWER
BENEFICIALLY 31,000
OWNED BY -----------------------------------------------------
EACH REPORTING 8
SHARED VOTING POWER
0
-----------------------------------------------------
PERSON 9
WITH SOLE DISPOSITIVE POWER
31,000
-----------------------------------------------------
10
SHARED DISPOSITIVE POWER
0
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11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
31,000
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12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11)
EXCLUDES CERTAIN SHARES* [ ]
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13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
3.1%
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14
TYPE OF REPORTING PERSON*
IN
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4
<PAGE> 5
SCHEDULE 13D
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CUSIP NO. 051551208 Page 5 of 13 Pages
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1
NAME OF REPORTING PERSON
S.S OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Gregory L. Hoover
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2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (A) [ ]
(B) [X]
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3
SEC USE ONLY
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4
SOURCE OF FUNDS*
PF
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5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS
IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ]
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6
CITIZENSHIP OR PLACE OF ORGANIZATION
United States
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NUMBER OF 7
SHARES SOLE VOTING POWER
BENEFICIALLY 89,208
OWNED BY -----------------------------------------------------
EACH REPORTING 8
SHARED VOTING POWER
0
-----------------------------------------------------
PERSON 9
WITH SOLE DISPOSITIVE POWER
89,208
-----------------------------------------------------
10
SHARED DISPOSITIVE POWER
0
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11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
89,208
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12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11)
EXCLUDES CERTAIN SHARES* [ ]
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13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
9.1%
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14
TYPE OF REPORTING PERSON*
IN
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5
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SCHEDULE 13D
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CUSIP NO. 051551208 Page 6 of 13 Pages
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1
NAME OF REPORTING PERSON
S.S OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Dean Andersen
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2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (A) [ ]
(B) [X]
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3
SEC USE ONLY
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4
SOURCE OF FUNDS*
PF
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5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS
IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ]
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6
CITIZENSHIP OR PLACE OF ORGANIZATION
United States
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NUMBER OF 7
SHARES SOLE VOTING POWER
BENEFICIALLY 34,000
OWNED BY -----------------------------------------------------
EACH REPORTING 8
SHARED VOTING POWER
0
-----------------------------------------------------
PERSON 9
WITH SOLE DISPOSITIVE POWER
34,000
-----------------------------------------------------
10
SHARED DISPOSITIVE POWER
0
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11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
34,000
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12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11)
EXCLUDES CERTAIN SHARES* [ ]
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13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
3.5%
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14
TYPE OF REPORTING PERSON*
IN
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6
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SCHEDULE 13D
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CUSIP NO. 051551208 PAGE 7 OF 13 PAGES
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1 NAME OF REPORTING PERSON
S.S OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Michael Donnelly
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (A) [ ]
(B) [X]
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3 SEC USE ONLY
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4 SOURCE OF FUNDS*
PF
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(e) [ ]
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6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
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NUMBER OF 7 SOLE VOTING POWER
SHARES 5,460
BENEFICIALLY -------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH REPORTING 0
------------------------------------------------------
PERSON 9 SOLE DISPOSITIVE POWER
WITH 5,460
------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
5,460
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12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* [ ]
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13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.6%
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14 TYPE OF REPORTING PERSON*
IN
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7
<PAGE> 8
SCHEDULE 13D
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CUSIP NO. 051551208 PAGE 8 OF 13 PAGES
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1 NAME OF REPORTING PERSON
S.S OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Travis V. Owens
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (A) [ ]
(B) [X]
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3 SEC USE ONLY
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4 SOURCE OF FUNDS*
PF
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(e) [ ]
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6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
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NUMBER OF 7 SOLE VOTING POWER
SHARES 9,000
BENEFICIALLY ------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH REPORTING 0
PERSON ------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
9,000
------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
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11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
9,000
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12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* [ ]
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13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.9%
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14 TYPE OF REPORTING PERSON*
IN
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8
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SCHEDULE 13D
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CUSIP NO. 051551208 PAGE 9 OF 13 PAGES
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1 NAME OF REPORTING PERSON
S.S OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Alfred G. Yates, Jr.
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (A) [ ]
(B) [X]
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3 SEC USE ONLY
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4 SOURCE OF FUNDS*
PF
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(e) [ ]
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6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
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NUMBER OF 7 SOLE VOTING POWER
SHARES 16,250
BENEFICIALLY ------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH REPORTING 0
PERSON ------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
16,250
------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
16,250
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12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* [ ]
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13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.7%
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14 TYPE OF REPORTING PERSON*
IN
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9
<PAGE> 10
SCHEDULE 13D
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CUSIP NO. 051551208 PAGE 10 OF 13 PAGES
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1 NAME OF REPORTING PERSON
S.S OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Donald Ratajczak
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (A) [ ]
(B) [X]
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3 SEC USE ONLY
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4 SOURCE OF FUNDS*
PF
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(e) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- --------------------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES 33,500
BENEFICIALLY ------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH REPORTING 0
------------------------------------------------------
PERSON 9 SOLE DISPOSITIVE POWER
WITH 33,500
------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
33,500
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* [ ]
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13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
3.4%
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14 TYPE OF REPORTING PERSON*
IN
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10
<PAGE> 11
SCHEDULE 13D
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CUSIP NO. 051551208 PAGE 11 OF 13 PAGES
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1 NAME OF REPORTING PERSON
S.S OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Timothy R. Andrews
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (A) [ ]
(B) [X]
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3 SEC USE ONLY
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4 SOURCE OF FUNDS*
PF
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(e) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- --------------------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES 1,000
BENEFICIALLY ------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH REPORTING 0
------------------------------------------------------
PERSON 9 SOLE DISPOSITIVE POWER
WITH 1,000
------------------------------------------------------
10 SHARED DISPOSITIVE POWER
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,000
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* [ ]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
.1%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
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11
<PAGE> 12
AMENDMENT NO. 1 TO SCHEDULE 13D
This Amendment No. 1 to Schedule 13D relates to the shares of common
stock, $0.01 par value per share (the "Common Stock"), of Auric Metals
Corporation (the "Company"). Item 3 of the Schedule 13D filed by Marc J.
Schwartz, Ronald K. Drucker, Jerry Tillem, Gregory L. Hoover, Dean Anderson,
Michael Donnelly, Travis V. Owens, Alfred G. Yates, Jr., Donald Ratajczak, and
Timothy R. Andrews (the "Reporting Persons"). The Reporting Persons are making
this single joint filing because they may be deemed to constitute a "group"
within the meaning of Section 13(d)(3) of the Securities Exchange Act of 1934
(the "Exchange Act").
Item 3. Source and Amount of Funds or Other Consideration
Item 3 is hereby amended and restated as follows:
1. On April 7, 2000, Mr. Schwartz acquired 35,000 shares
of the Common Stock for $38,500 in cash from personal funds.
2. On April 7, 2000, Mr. Drucker acquired 47,000 shares
of Common Stock for $51,700 in cash from personal funds.
3. On April 7, 2000, Mr. Tillem acquired 10,000 shares
of Common Stock for $11,000 in cash from personal funds, and
on May 9, 2000, Mr. Tillem acquired an additional 21,000
shares of Common Stock for $68,250 in cash from personal
funds.
4. On April 7, 2000, Mr. Hoover acquired 89,208 shares
of Common Stock for $98,128 in cash from personal funds.
5. On April 7, 2000, Mr. Andersen acquired 34,358 shares
of Common Stock for $37,793 in cash from personal funds.
6. On April 7, 2000, Mr. Donnelly acquired 5,460 shares
of Common Stock for $6,006 in cash from personal funds.
7. On April 7, 2000, Mr. Owens acquired 9,000 shares of
Common Stock for $9,900 in cash from personal funds.
8. On April 7, 2000, Mr. Yates acquired 16,250 shares of
Common Stock for $17,875 in cash from personal funds.
9. On April 7, 2000, Mr. Ratajczak acquired 33,500
shares of Common Stock for $36,850 in cash from personal
funds.
10. On April 7, 2000, Mr. Andrews acquired 1,000 shares
of Common Stock for $1,100 in cash from personal funds.
ITEM 6. Contracts, Arrangements, Understandings or Relationships with
Respect to Securities of the Issuer
The Issuer has entered into a consulting agreement with Marc
J. Schwartz dated as of April 11, 2000 pursuant to which Mr. Schwartz
has agreed to provide certain consulting services to the Issuer in
exchange for $120,000 in cash and options to acquire an aggregate of
300,000 shares of Common Stock exercisable as follows:
1. 100,000 exercisable at $1,125 per share;
2. 100,000 exercisable at $1.125 per share when the
stock price of the Issuer reaches and maintains for
10 days a price of $3.00; and
3. 100,000 exercisable at $1.125 per share when the
stock price of the Issuer reaches and maintains for
10 days a price of $5.00.
On May 17, 2000, the Company's board of directors resigned and
elected Donald Ratajczak and Marc J. Schwartz to the vacancies thereby
created. In addition, Messrs. Ratajczak and Schwartz were appointed
President and Chairman of the Board and Vice President, Secretary and
Treasurer, respectively.
Also, in April 2000, the Company authorized the grant of
options to Mr. Ratajczak, entitling him to purchase a total of 150,000
shares of Common Stock at an exercise price of $3.00 per share.
12
<PAGE> 13
After reasonable inquiry each of the undersigned certify that to the
best of their knowledge and belief the information set forth in this statement
is true, complete and correct.
Dated: May 22, 2000
/s/ Marc J. Schwartz
---------------------------------------
Marc J. Schwartz
/s/ Ronald K. Drucker
---------------------------------------
Ronald K. Drucker
/s/ Jerry Tillem
---------------------------------------
Jerry Tillem
/s/ Gregory L. Hoover
---------------------------------------
Gregory L. Hoover
/s/ Dean Andersen
---------------------------------------
Dean Andersen
/s/ Michael Donnelly
---------------------------------------
Michael Donnelly
/s/Travis V. Owens
---------------------------------------
Travis V. Owens
/s/Alfred G. Yates
---------------------------------------
Alfred G. Yates, Jr.
/s/Donald Ratajczak
---------------------------------------
Donald Ratajczak
/s/Timothy R. Andrews
---------------------------------------
Timothy R. Andrews
13