United States
Securities and Exchange Commission
Washington, D.C. 205490
Form 13F
From 13F Cover Page
Report for the Calendar Year or Quarter Ended: December 31, 1999
Check here if Amendment []; Amendment Number ____
This Amendment (Check only one.):[] is a restatement.
[] adds new holdings entries.
Institutional Investment Manager Filing the Report:
Name: Baxter Financial Corporation
Address: 1200 North Federal Highway, Suite 424
Boca Raton, FL 33432
Form 13F File Number: 28-2480
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Ronald F. Rohe
Title: Chief Operating Officer
Phone: 561-395-2155
Signature, Place, and Date of Signing:
/s/Ronald F. Rohe Boca Raton, FL January 19, 2000
- ----------------------
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report)
[ ] 13F NOTICE. (check here if no holdings reported are in this report, and all
holdings are reported by another reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
<PAGE>
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 37
Form 13F Information Table Value Total: $ 95,750
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
NONE
<PAGE>
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Form 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- -------------- -------------- --------- --------- -------------------- ---------- ---------- ----------
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
(x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- -------------- -------------- --------- --------- -------------------- ---------- ---------- -------------------
<C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Allstate Corp 020002101 202 8,396 SH SOLE 8,396
Altera Corp 021441100 6,939 140,000 SH SOLE 140,000
American Express 025816109 3,325 20,000 SH SOLE 20,000
American Int'l 026874107 4,866 45,000 SH SOLE 45,000
Anixter Int'l 035290105 4,455 216,000 SH SOLE 216,000
AT&T Liberty Media 001957208 290 5,100 SH SOLE 5,100
Brunswick Corp 117043109 1,558 70,000 SH SOLE 70,000
Columbia/HCA Hlth. 197677107 2,052 70,000 SH SOLE 70,000
Comcast SL CL A 200300200 10,618 210,000 SH SOLE 210,000
Corn Products 219023108 5,404 165,000 SH SOLE 165,000
Cox Comm. 224044107 4,120 80,000 SH SOLE 80,000
Deluxe Corp 248019101 1,921 70,000 SH SOLE 70,000
Exxon Mobile 30231G102 243 3,020 SH SOLE 3,020
Federal Nat'l Mtg 313586109 6,868 110,000 SH SOLE 110,000
Fleetwood Ent. 339099103 825 40,000 SH SOLE 40,000
Galaxy Foods 363175209 35 12,000 SH SOLE 12,000
General Motors 370442105 4,361 60,000 SH SOLE 60,000
Ibis Tech Corp 450909106 1,672 33,700 SH SOLE 33,700
Ingles Markets 457030104 1,101 99,000 SH SOLE 99,000
Maytag Corp. 598592107 3,389 76,000 SH SOLE 76,000
Mobile America 607235504 31 16,000 SH SOLE 16,000
National City Corp 635405103 3,316 140,000 SH SOLE 140,000
Novacare 669930109 21 10,000 SH SOLE 10,000
PNC Bancorp 693475105 5,118 115,000 SH SOLE 115,000
RailAmerica 750753105 364 42,500 SH SOLE 42,500
Rural Cellular 781904107 244 2,700 SH SOLE 2,700
SaleLee 803111103 2,206 100,000 SH SOLE 100,000
SBC Communications 78387G103 4,899 100,500 SH SOLE 100,500
Scotts Company 810186106 3,019 75,000 SH SOLE 75,000
SLM Holdings 78442A109 5,864 138,800 SH SOLE 138,800
Southern Union 844030106 238 12,443 SH SOLE 12,443
Time Warner 887315109 1,446 20,000 SH SOLE 20,000
United Dominion Rlty 910197102 114 11,500 SH SOLE 11,500
Vodafone 92857T107 421 8,505 SH SOLE 8,505
Washington Mutual 939322103 1,811 70,000 SH SOLE 70,000
Washington Post CL B 939640108 2,224 4,000 SH SOLE 4,000
Windmere Durable 973411101 170 10,000 SH SOLE 10,000
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