United States
Securities and Exchange Commission
Washington, D.C. 205490
Form 13F
From 13F Cover Page
Report for the Calendar Year or Quarter Ended: September 29, 2000
Check here if Amendment []; Amendment Number ____
This Amendment (Check only one.):[] is a restatement.
[] adds new holdings entries.
Institutional Investment Manager Filing the Report:
Name: Baxter Financial Corporation
Address: 1200 North Federal Highway, Suite 424
Boca Raton, FL 33432
Form 13F File Number: 28-2480
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Ronald F. Rohe
Title: Chief Operating Officer
Phone: 561-395-2155
Signature, Place, and Date of Signing:
/s/Ronald F. Rohe Boca Raton, FL October 6, 2000
----------------------
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report)
[ ] 13F NOTICE. (check here if no holdings reported are in this report, and all
holdings are reported by another reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
<PAGE>
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 30
Form 13F Information Table Value Total: $ 61,687
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
NONE
<PAGE>
<TABLE>
<CAPTION>
Form 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
-------------- -------------- --------- --------- -------------------- ---------- ---------- ----------
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
(x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- -------------- --------- --------- -------------------- ---------- ---------- -------------------
<C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Allete 018522102 1,549 70,000 SH SOLE 70,000
Allstate Corp 020002101 222 6,396 SH SOLE 6,396
American Express 025816109 1,823 30,000 SH SOLE 30,000
American Int'l 026874107 2,871 30,000 SH SOLE 30,000
Anixter Int'l 035290105 2,184 75,000 SH SOLE 75,000
AT&T Liberty Media 001957208 180 10,000 SH SOLE 10,000
Bank One Corp 06423A103 4,249 110,000 SH SOLE 110,000
Comcast SL CL A 200300200 7,369 180,000 SH SOLE 180,000
Cornerstone Propane 218916104 223 15,000 SH SOLE 15,000
Costco Wholsale 22160K105 2,096 60,000 SH SOLE 60,000
Exxon Mobile 30231G102 269 3,020 SH SOLE 3,020
Federal Nat'l Mtg 313586109 7,865 110,000 SH SOLE 110,000
Fidelity Federal 316047109 205 10,000 SH SOLE 10,000
Fortune Financial 34965T108 44 16,000 SH SOLE 16,000
Great Lakes Chemical 390568103 4,456 152,000 SH SOLE 152,000
Hawaiian Electric 419870100 1,221 35,000 SH SOLE 35,000
Home Depot 437076102 1,592 30,000 SH SOLE 30,000
Ibis Tech Corp 450909106 897 24,700 SH SOLE 24,700
Microsoft Corp 594918104 905 15,000 SH SOLE 15,000
NAHC, Inc. 62874P107 0 10,000 SH SOLE 10,000
OGE Energy 670837103 1,279 60,000 SH SOLE 60,000
PNC Bancorp 693475105 7,475 115,000 SH SOLE 115,000
RailAmerica 750753105 273 35,000 SH SOLE 35,000
Reliant Energy 75952J108 1,395 30,000 SH SOLE 30,000
Southern Union 844030106 259 13,064 SH SOLE 13,064
The Southern Company 842587107 3,244 100,000 SH SOLE 100,000
United Dominion Rlty 910197102 125 11,500 SH SOLE 11,500
Vodafone 92857T107 315 8,505 SH SOLE 8,505
Washington Post CL B 939640108 2,112 4,000 SH SOLE 4,000
Xcel Energy 98389B100 4,990 181,472 SH SOLE 181,472
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