United States
Securities and Exchange Commission
Washington, D.C. 205490
Form 13F
From 13F Cover Page
Report for the Calendar Year or Quarter Ended: March 31, 2000
Check here if Amendment []; Amendment Number ____
This Amendment (Check only one.):[] is a restatement.
[] adds new holdings entries.
Institutional Investment Manager Filing the Report:
Name: Baxter Financial Corporation
Address: 1200 North Federal Highway, Suite 424
Boca Raton, FL 33432
Form 13F File Number: 28-2480
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Ronald F. Rohe
Title: Chief Operating Officer
Phone: 561-395-2155
Signature, Place, and Date of Signing:
/s/Ronald F. Rohe Boca Raton, FL April 7, 2000
- ----------------------
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report)
[ ] 13F NOTICE. (check here if no holdings reported are in this report, and all
holdings are reported by another reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
<PAGE>
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 25
Form 13F Information Table Value Total: $ 61,952
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
NONE
<PAGE>
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<CAPTION>
Form 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- -------------- -------------- --------- --------- -------------------- ---------- ---------- ----------
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
(x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- -------------- -------------- --------- --------- -------------------- ---------- ---------- -------------------
<C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Altera Corp 021441100 8,925 100,000 SH SOLE 140,000
American Express 025816109 2,979 20,000 SH SOLE 20,000
American Int'l 026874107 4,928 45,000 SH SOLE 45,000
Anixter Int'l 035290105 6,021 216,000 SH SOLE 216,000
AT&T Liberty Media 001957208 314 5,300 SH SOLE 5,100
Comcast SL CL A 200300200 7,808 180,000 SH SOLE 210,000
Cox Comm. 224044107 3,880 80,000 SH SOLE 80,000
Exxon Mobile 30231G102 235 3,020 SH SOLE 3,020
Federal Nat'l Mtg 313586109 6,222 110,000 SH SOLE 110,000
Fidelity Bancshares 316074109 138 10,000 SH SOLE 10,000
Galaxy Foods 363175209 44 12,000 SH SOLE 12,000
General Motors 370442105 4,969 60,000 SH SOLE 60,000
Ibis Tech Corp 450909106 2,763 30,700 SH SOLE 33,700
Ingles Markets 457030104 1,033 99,000 SH SOLE 99,000
Mobile America 607235504 24 16,000 SH SOLE 16,000
National City Corp 635405103 2,888 140,000 SH SOLE 140,000
Novacare 669930109 2 10,000 SH SOLE 10,000
PNC Bancorp 693475105 5,182 115,000 SH SOLE 115,000
RailAmerica 750753105 287 42,500 SH SOLE 42,500
Southern Union 844030106 209 11,576 SH SOLE 12,443
Stericycle 858912108 200 8,000 SH SOLE 8,000
United Dominion Rlty 910197102 116 11,500 SH SOLE 11,500
Vodafone 92857T107 473 8,505 SH SOLE 8,505
Washington Post CL B 939640108 2,164 4,000 SH SOLE 4,000
Windmere Durable 973411101 148 10,000 SH SOLE 10,000
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