UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 1999
Check here if Amended [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Lyon, Stubbs & Tompkins, Inc.
Address: 777 Third Avenue
18th floor
New York, NY 10017
13F File Number: 801-20821
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it
is understood that all required items, statements, schedules, lists, and
tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Patricia M. Gibson
Title: Vice President
Phone: 212-838-0300
Signature, Place, and Date of Signing:
\s\ Patricia M. Gibson New York, NY November 08, 1999
Report Type (Check only one.):
[ X ] 13F HOLDING REPORT
[ ] 13F NOTICE
[ ] 13F COMBINATION REPORT
Confidential position has been omitted and filed separately with the Commission
List of Other Managers Reporting for this Manager:
None
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
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FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Mangers: None
Form 13F Information Table Entry Total: 94
Form 13F Information Table Value Total: 455,582
List of Other Included Managers:
No. 13F File Number Name
None
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Lyon, Stubbs & Tompkins, Inc.
FORM 13F
September 30, 1999
Voting Authority
--------------------------
Value Shares/ Sh/ Put/ Invstmt Other
Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
A T & T CORP. COM 001957109 11963 275013 SH Sole 275013
ABBOTT LABORATORIES COM 002824100 1050 28616 SH Sole 28616
ALLIED SIGNAL, INC COM 019512102 629 10500 SH Sole 10500
AMERICA ONLINE, INC. COM 02364J104 30302 291187 SH Sole 291187
16 150 SH Defined 150
AMERICAN EXPRESS CO COM 025816109 405 3000 SH Sole 3000
AMERICAN HOME PRODUCTS CORP. COM 026609107 1264 30466 SH Sole 30466
AMERICAN INTERNAT'L GROUP INC COM 026874107 12444 143142 SH Sole 143142
ATLANTIC RICHFIELD CO COM 048825103 1294 14602 SH Sole 14602
BANK OF NEW YORK INC COM 064057102 326 9736 SH Sole 9736
BELL ATLANTIC CORP COM 077853109 279 4152 SH Sole 4152
BESTFOODS COM 08658U101 981 20200 SH Sole 20200
BP AMOCO PLC - SPONSORED ADR COM 055622104 2066 18640 SH Sole 18640
BRISTOL MYERS SQUIBB CO. COM 110122108 1409 20880 SH Sole 20880
CARNIVAL CORP. - CL A COM 143658102 15852 364410 SH Sole 364410
4 100 SH Defined 100
CHEVRON CORP COM 166751107 1042 11740 SH Sole 11740
CHUBB CORP COM 171232101 943 19000 SH Sole 19000
CINAR CORP. -CL B SUB VTG COM 171905300 19577 647183 SH Sole 647183
15 500 SH Defined 500
CIRCUIT CITY STORES COM 172737108 14190 336350 SH Sole 336350
8 200 SH Defined 200
CISCO SYSTEMS, INC. COM 17275R102 42830 624684 SH Sole 624684
COCA COLA CO COM 191216100 1095 22691 SH Sole 22691
DII GROUP, INC. COM 232949107 1815 51567 SH Sole 51567
DOVER CORPORATION COM 260003108 1161 28400 SH Sole 28400
DU PONT (E.I.) NEMOURS & CO COM 263534109 888 14671 SH Sole 14671
ELIZABETHTOWN CORP COM 269242103 609 12280 SH Sole 12280
EXXON CORP COM 302290101 6364 83742 SH Sole 83742
FANNIE MAE COM 313586109 15142 241550 SH Sole 241550
FORD MOTOR COMPANY COM 345370100 19728 392588 SH Sole 392588
GENERAL ELECTRIC CO COM 369604103 22414 189044 SH Sole 189044
GENERAL MOTORS - CLASS H COM 370442832 9576 167275 SH Sole 167275
GILLETTE CO COM 375766102 390 11500 SH Sole 11500
GTE CORPORATION COM 362320103 224 2916 SH Sole 2916
HEWLETT PACKARD CO COM 428236103 582 6412 SH Sole 6412
HUBBELL INC COM 443510201 311 9761 SH Sole 9761
ILLINOIS TOOL WORKS, INC. COM 452308109 378 5072 SH Sole 5072
INTEL CORPORATION COM 458140100 25323 340760 SH Sole 340760
INTERNATIONAL BUSINESS MACHINE COM 459200101 290 2400 SH Sole 2400
JOHNSON & JOHNSON COM 478160104 334 3638 SH Sole 3638
KANSAS CITY SOUTHERN INDS. COM 485170104 300 6450 SH Sole 6450
KINDER MORGAN ENERGY PARTNERS, COM 494550106 15454 356808 SH Sole 356808
9 200 SH Defined 200
LEE ENTERPRISES INC COM 523768109 225 8226 SH Sole 8226
LESCO INC COM 526872106 1301 97250 SH Sole 97250
LILLY, ELI & CO COM 532457108 7406 115375 SH Sole 115375
LINEAR TECHNOLOGY CORP. COM 535678106 541 9200 SH Sole 9200
MAGNA INTERNATIONAL INC. COM 559222401 575 11575 SH Sole 11575
MCI WORLDCOM, INC. COM 55268B106 19119 266005 SH Sole 266005
7 100 SH Defined 100
MEDIAONE GROUP COM 58440J104 21887 320400 SH Sole 320400
MEDTRONIC INC. COM 585055106 335 9434 SH Sole 9434
MERCK & CO INC COM 589331107 17187 265185 SH Sole 265185
MICROSOFT CORP. COM 594918104 26667 294462 SH Sole 294462
MOBIL CORP COM COM 607059102 1615 16034 SH Sole 16034
MORGAN J P & CO INC COM 616880100 446 3900 SH Sole 3900
NEW YORK REGIONAL RAIL CORP. COM 649768108 6 10200 SH Sole 10200
NEXTEL COMMUNICATIONS, INC.-A COM 65332V103 210 3100 SH Sole 3100
NUCOR CORP COM 670346105 343 7200 SH Sole 7200
OLD KENT FINANCIAL CORPORATION COM 679833103 312 8400 SH Sole 8400
PE CORP-PE BIOSYSTEMS GROUP COM 69332S102 6913 95675 SH Sole 95675
PE CORP. - CELERA GENOMICS GRO COM 69332S201 1133 28150 SH Sole 28150
PEPSICO INC COM 713448108 223 7300 SH Sole 7300
PFIZER INC COM 717081103 24897 693981 SH Sole 693981
PHILIP MORRIS COMPANIES INC COM 718154107 489 14300 SH Sole 14300
PMC COMMERCIAL TRUST-SBI COM 693434102 152 11500 SH Sole 11500
PROCTER & GAMBLE CO COM 742718109 1770 18876 SH Sole 18876
PSR MANAGEMENT INC. COM 693642100 0 13500 SH Sole 13500
ROYAL DUTCH PETE CO COM 780257705 1432 24250 SH Sole 24250
SARA LEE CORP COM 803111103 292 12496 SH Sole 12496
SBC COMMUNICATIONS, INC. COM 78387G103 222 4338 SH Sole 4338
SFX ENTERTAINMENT, INIC. COM 784178105 3977 129850 SH Sole 129850
2 75 SH Defined 75
SOLECTRON CORPORATION COM 834182107 8240 114750 SH Sole 114750
TEPPCO PARTNERS COM 872384102 2524 126200 SH Sole 126200
TRIBUNE COMPANY COM 896047107 9321 187350 SH Sole 187350
TYCO INTERNATIONAL LTD. COM 902124106 868 8407 SH Sole 8407
UNITED TECHNOLOGIES COM 913017109 451 7600 SH Sole 7600
WAL-MART STORES COM 931142103 1548 32550 SH Sole 32550
WALT DISNEY COMPANY COM 254687106 1582 60836 SH Sole 60836
WEIS MARKETS INC. COM 948849104 233 6800 SH Sole 6800
YAHOO! INC. COM 984332106 219 1220 SH Sole 1220
Morgan St. WCOM Reset Perqs 6% 617446257 2798 361000 SH Sole 361000
BANK OF AMERICA CORP. 060505104 745 13387 SH Sole 13387
ALL AMERICAN TERM TRUST, INC. 016440109 1229 101850 SH Sole 101850
CONSECO FIN TRUST - SERIES F PRD 208464602 850 30700 SH Sole 30700
MORGAN STANLEY DW CAP. TRUST I PRD 553538208 1595 65775 SH Sole 65775
FIRST FUNDS INTERMEDIATE BOND 320305717 25125845.878 SH Sole 25845.878
FIRST FUNDS TENNESSEE TAX FREE 320305840 11611600.415 SH Sole 11600.415
JANUS FUND 471023101 87522101.624 SH Sole 22101.624
KAUFMAN FUND, INC. 486250103 6812888.685 SH Sole 12888.685
NEUBERGER & BERMAN PARTNERS' E 641224407 44117524.765 SH Sole 17524.765
VANGUARD HI-YIELD CORPORATE BO 922031208 66790649.677 SH Sole 90649.677
REPORT SUMMARY 94 DATA RECORDS 455582 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
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