UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 1999
Check here if Amended [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Lyon, Stubbs & Tompkins, Inc.
Address: 345 Park Avenue
23rd floor
New York, NY 10154
13F File Number: 801-20821
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it
is understood that all required items, statements, schedules, lists, and
tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Patricia M. Gibson
Title: Vice President
Phone: 212-838-0300
Signature, Place, and Date of Signing:
\s\ Patricia M. Gibson New York, NY May 11, 1999
Report Type (Check only one.):
[ X ] 13F HOLDING REPORT
[ ] 13F NOTICE
[ ] 13F COMBINATION REPORT
Confidential position has been omitted and filed separately with the Commission
List of Other Managers Reporting for this Manager:
None
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
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FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Mangers: None
Form 13F Information Table Entry Total: 97
Form 13F Information Table Value Total: 575,032
List of Other Included Managers:
No. 13F File Number Name
None
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Lyon, Stubbs & Tompkins, Inc.
FORM 13F
June 30, 1999
Voting Authority
--------------------------
Value Shares/ Sh/ Put/ Invstmt Other
Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
A T & T CORP. COM 001957109 16954 303764 SH Sole 303764
ABBOTT LABORATORIES COM 002824100 1298 28616 SH Sole 28616
ALLIANCE CAPITAL MANAGEMENT COM 018548107 210 6500 SH Sole 6500
ALLIED SIGNAL, INC COM 019512102 661 10500 SH Sole 10500
AMERICA ONLINE, INC. COM 02364J104 30403 276387 SH Sole 276387
AMERICAN EXPRESS CO COM 025816109 390 3000 SH Sole 3000
AMERICAN HOME PRODUCTS CORP. COM 026609107 4261 74266 SH Sole 74266
AMERICAN INTERNAT'L GROUP INC COM 026874107 13446 114680 SH Sole 114680
ATLANTIC RICHFIELD CO COM 048825103 1220 14602 SH Sole 14602
BANK OF NEW YORK INC COM 064057102 339 9236 SH Sole 9236
BELL ATLANTIC CORP COM 077853109 271 4152 SH Sole 4152
BESTFOODS COM 08658U101 1000 20200 SH Sole 20200
BOSTON SCIENTIFIC CORPORATION COM 101137107 286 6500 SH Sole 6500
BP AMOCO PLC - SPONSORED ADR COM 055622104 2033 18737 SH Sole 18737
BRISTOL MYERS SQUIBB CO. COM 110122108 1471 20880 SH Sole 20880
CARNIVAL CORP. - CL A COM 143658102 17676 364460 SH Sole 364460
5 100 SH Defined 100
CHEVRON CORP COM 166751107 1116 11740 SH Sole 11740
CHUBB CORP COM 171232101 1348 19400 SH Sole 19400
CINAR CORP. -CL B SUB VTG COM 171905300 14856 606383 SH Sole 606383
12 500 SH Defined 500
CIRCUIT CITY STORES COM 172737108 10746 115550 SH Sole 115550
CISCO SYSTEMS, INC. COM 17275R102 40725 632014 SH Sole 632014
COCA COLA CO COM 191216100 1329 21441 SH Sole 21441
COUNTRY WIDE CREDIT COM 222372104 321 7500 SH Sole 7500
COVAD COMMUNICATIONS GROUP COM 222814204 2799 52500 SH Sole 52500
DII GROUP, INC. COM 232949107 2307 61817 SH Sole 61817
DOVER CORPORATION COM 260003108 994 28400 SH Sole 28400
DU PONT (E.I.) NEMOURS & CO COM 263534109 995 14570 SH Sole 14570
ELIZABETHTOWN CORP COM 269242103 562 12280 SH Sole 12280
EXXON CORP COM 302290101 6374 82645 SH Sole 82645
FEDERAL NATIONAL MORTGAGE ASSN COM 313586109 16332 239300 SH Sole 239300
FORD MOTOR COMPANY COM 345370100 22106 391688 SH Sole 391688
GENERAL ELECTRIC CO COM 369604103 21216 187749 SH Sole 187749
GENERAL MOTORS - CLASS H COM 370442832 9683 171950 SH Sole 171950
GILLETTE CO COM 375766102 467 11400 SH Sole 11400
GTE CORPORATION COM 362320103 220 2916 SH Sole 2916
HEWLETT PACKARD CO COM 428236103 644 6412 SH Sole 6412
HUBBELL INC COM 443510201 443 9761 SH Sole 9761
ILLINOIS TOOL WORKS, INC. COM 452308109 415 5072 SH Sole 5072
IMMUNEX CORPORATION COM 452528102 1517 11900 SH Sole 11900
INTEL CORPORATION COM 458140100 20360 342180 SH Sole 342180
INTERNATIONAL BUSINESS MACHINE COM 459200101 310 2400 SH Sole 2400
JOHNSON & JOHNSON COM 478160104 337 3438 SH Sole 3438
KANSAS CITY SOUTHERN INDS. COM 485170104 412 6450 SH Sole 6450
KINDER MORGAN ENERGY PARTNERS, COM 494550106 10523 284408 SH Sole 284408
LEE ENTERPRISES INC COM 523768109 251 8226 SH Sole 8226
LESCO INC COM 526872106 1926 100700 SH Sole 100700
LILLY, ELI & CO COM 532457108 10588 147825 SH Sole 147825
LINEAR TECHNOLOGY CORP. COM 535678106 619 9200 SH Sole 9200
MAGNA INTERNATIONAL INC. COM 559222401 657 11575 SH Sole 11575
MCI WORLDCOM, INC. COM 55268B106 29670 344750 SH Sole 344750
13 150 SH Defined 150
MEDIAONE GROUP COM 58440J104 24990 336000 SH Sole 336000
MEDTRONIC INC. COM 585055106 367 4717 SH Sole 4717
MERCK & CO INC COM 589331107 19602 266235 SH Sole 266235
MICROSOFT CORP. COM 594918104 26522 294072 SH Sole 294072
MOBIL CORP COM COM 607059102 1583 16034 SH Sole 16034
MORGAN J P & CO INC COM 616880100 548 3900 SH Sole 3900
NEW YORK REGIONAL RAIL CORP. COM 649768108 8 10200 SH Sole 10200
NUCOR CORP COM 670346105 342 7200 SH Sole 7200
OLD KENT FINANCIAL CORPORATION COM 679833103 335 8000 SH Sole 8000
PE CORP-PE BIOSYSTEMS GROUP COM 69332S102 6469 56375 SH Sole 56375
PE CORP. - CELERA GENOMICS GRO COM 69332S201 456 28187 SH Sole 28187
PEPSICO INC COM 713448108 282 7300 SH Sole 7300
PFIZER INC COM 717081103 25343 232502 SH Sole 232502
PHILIP MORRIS COMPANIES INC COM 718154107 770 19150 SH Sole 19150
PMC COMMERCIAL TRUST-SBI COM 693434102 162 11500 SH Sole 11500
PROCTER & GAMBLE CO COM 742718109 1685 18876 SH Sole 18876
PSR MANAGEMENT INC. COM 693642100 0 13500 SH Sole 13500
ROYAL DUTCH PETE CO COM 780257705 1461 24250 SH Sole 24250
SARA LEE CORP COM 803111103 284 12496 SH Sole 12496
SBC COMMUNICATIONS, INC. COM 78387G103 211 3638 SH Sole 3638
SCHERING PLOUGH CORP COM 806605101 227 4320 SH Sole 4320
SIGMA ALDRICH CORP COM 826552101 200 5810 SH Sole 5810
SOLECTRON CORPORATION COM 834182107 7652 114750 SH Sole 114750
TEPPCO PARTNERS COM 872384102 3379 136200 SH Sole 136200
TRIBUNE COMPANY COM 896047107 12461 143025 SH Sole 143025
TYCO INTERNATIONAL LTD. COM 902124106 782 8257 SH Sole 8257
UNITED TECHNOLOGIES COM 913017109 547 7600 SH Sole 7600
WAL-MART STORES COM 931142103 1571 32550 SH Sole 32550
WALT DISNEY COMPANY COM 254687106 1860 60378 SH Sole 60378
WEIS MARKETS INC. COM 948849104 325 8300 SH Sole 8300
XEROX CORP. COM 984121103 396 6700 SH Sole 6700
YAHOO! INC. COM 984332106 227 1320 SH Sole 1320
Morgan St. WCOM Reset Perqs 6% 617446257 3303 367000 SH Sole 367000
DOVER CORPORATION 260003108 98074 2802116 SH Sole 2802116
BANK OF AMERICA CORP. 060505104 981 13387 SH Sole 13387
ALL AMERICAN TERM TRUST, INC. 016440109 1186 97350 SH Sole 97350
CONSECO FIN TRUST - SERIES F PRD 208464602 1234 30700 SH Sole 30700
MORGAN STANLEY DW CAP. TRUST I PRD 553538208 1566 64575 SH Sole 64575
FIRST FUNDS INTERMEDIATE BOND 320305717 25225811.100 SH Sole 25811.100
FIRST FUNDS TENNESSEE TAX FREE 320305840 11711600.415 SH Sole 11600.415
JANUS FUND 471023101 88722055.255 SH Sole 22055.255
KAUFMAN FUND, INC. 486250103 7312888.685 SH Sole 12888.685
NEUBERGER & BERMAN PARTNERS' E 641224407 50617545.440 SH Sole 17545.440
VANGUARD HI-YIELD CORPORATE BO 922031208 68890649.677 SH Sole 90649.677
REPORT SUMMARY 97 DATA RECORDS 575032 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
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