UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 1999
Check here if Amended [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Lyon, Stubbs & Tompkins, Inc.
Address: 345 Park Avenue
23rd floor
New York, NY 10154
13F File Number: 801-20821
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it
is understood that all required items, statements, schedules, lists, and
tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Patricia M. Gibson
Title: Vice President
Phone: 212-838-0300
Signature, Place, and Date of Signing:
\s\ Patricia M. Gibson New York, NY May 11, 1999
Report Type (Check only one.):
[ X ] 13F HOLDING REPORT
[ ] 13F NOTICE
[ ] 13F COMBINATION REPORT
Confidential position has been omitted and filed separately with the Commission
List of Other Managers Reporting for this Manager:
None
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
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FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Mangers: None
Form 13F Information Table Entry Total: 93
Form 13F Information Table Value Total: 513,217
List of Other Included Managers:
No. 13F File Number Name
None
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<TABLE>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
A T & T CORP. COM 001957109 16229 203341 SH SOLE 203341
ABBOTT LABORATORIES COM 002824100 1340 28616 SH SOLE 28616
ALLIED SIGNAL, INC COM 019512102 531 10800 SH SOLE 10800
AMERICA ONLINE, INC. COM 02364J104 55613 378320 SH SOLE 378320
AMERICAN EXPRESS CO COM 025816109 353 3000 SH SOLE 3000
AMERICAN HOME PRODUCTS CORP. COM 026609107 4856 74416 SH SOLE 74416
AMERICAN INTERNAT'L GROUP INC COM 026874107 14050 116480 SH SOLE 116480
AMP INC COM 031897101 588 11000 SH SOLE 11000
ATLANTIC RICHFIELD CO COM 048825103 1068 14602 SH SOLE 14602
BANK OF NEW YORK INC COM 064057102 332 9236 SH SOLE 9236
BELL ATLANTIC CORP COM 077853109 217 4193 SH SOLE 4193
BESTFOODS COM 08658U101 949 20200 SH SOLE 20200
BOSTON SCIENTIFIC CORPORATION COM 101137107 264 6500 SH SOLE 6500
BP AMOCO PLC - SPONSORED ADR COM 055622104 1913 18937 SH SOLE 18937
BRISTOL MYERS SQUIBB CO. COM 110122108 1358 21180 SH SOLE 21180
CARNIVAL CORP. - CL A COM 143658102 21523 443210 SH SOLE 443210
15 300 SH DEFINED 300
CENDANT CORPORATION COM 151313103 7961 499501 SH SOLE 499501
CHEVRON CORP COM 166751107 1042 11740 SH SOLE 11740
CHUBB CORP COM 171232101 1195 20400 SH SOLE 20400
CINAR CORP. -CL B SUB VTG COM 171905300 13972 607483 SH SOLE 607483
11 500 SH DEFINED 500
CISCO SYSTEMS, INC. COM 17275R102 35612 325040 SH SOLE 325040
COCA COLA CO COM 191216100 1344 21905 SH SOLE 21905
COMPAQ COMPUTER CORP COM 204493100 6200 195650 SH SOLE 195650
COUNTRY WIDE CREDIT COM 222372104 281 7500 SH SOLE 7500
DII GROUP, INC. COM 232949107 1840 62892 SH SOLE 62892
DOVER CORPORATION COM 260003108 934 28400 SH SOLE 28400
DU PONT (E.I.) NEMOURS & CO COM 263534109 846 14570 SH SOLE 14570
ELIZABETHTOWN CORP COM 269242103 495 12280 SH SOLE 12280
EXXON CORP COM 302290101 6075 86094 SH SOLE 86094
FEDERAL NATIONAL MORTGAGE ASSN COM 313586109 16636 240230 SH SOLE 240230
FORD MOTOR COMPANY COM 345370100 18003 317588 SH SOLE 317588
GENERAL ELECTRIC CO COM 369604103 14816 133934 SH SOLE 133934
GILLETTE CO COM 375766102 678 11400 SH SOLE 11400
HEWLETT PACKARD CO COM 428236103 435 6412 SH SOLE 6412
HUBBELL INC COM 443510201 390 9761 SH SOLE 9761
ILLINOIS TOOL WORKS, INC. COM 452308109 332 5372 SH SOLE 5372
IMMUNEX CORPORATION COM 452528102 991 11900 SH SOLE 11900
INTEL CORPORATION COM 458140100 20401 171615 SH SOLE 171615
INTERNATIONAL BUSINESS MACHINE COM 459200101 213 1200 SH SOLE 1200
JOHNSON & JOHNSON COM 478160104 331 3538 SH SOLE 3538
KANSAS CITY SOUTHERN INDS. COM 485170104 14139 248050 SH SOLE 248050
KINDER MORGAN ENERGY PARTNERS, COM 494550106 7649 220908 SH SOLE 220908
LEE ENTERPRISES INC COM 523768109 239 8226 SH SOLE 8226
LESCO INC COM 526872106 1498 100700 SH SOLE 100700
LILLY, ELI & CO COM 532457108 12564 148025 SH SOLE 148025
LINEAR TECHNOLOGY CORP. COM 535678106 471 9200 SH SOLE 9200
MAGNA INTERNATIONAL INC. COM 559222401 689 11875 SH SOLE 11875
MCI WORLDCOM, INC. COM 55268B106 30772 347460 SH SOLE 347460
13 150 SH DEFINED 150
MCKESSON HBOC INC. COM 58155Q103 15424 233702 SH SOLE 233702
MEDIAONE GROUP COM 58440J104 21412 337525 SH SOLE 337525
MEDTRONIC INC. COM 585055106 339 4717 SH SOLE 4717
MERCK & CO INC COM 589331107 21454 267760 SH SOLE 267760
MICROSOFT CORP. COM 594918104 26881 299932 SH SOLE 299932
MOBIL CORP COM COM 607059102 1481 16834 SH SOLE 16834
MORGAN J P & CO INC COM 616880100 506 4100 SH SOLE 4100
NUCOR CORP COM 670346105 370 8400 SH SOLE 8400
OLD KENT FINANCIAL CORPORATION COM 679833103 357 8442 SH SOLE 8442
PEPSICO INC COM 713448108 286 7300 SH SOLE 7300
PERKIN ELMER CORP COM 714041100 5472 56375 SH SOLE 56375
PFIZER INC COM 717081103 33040 238127 SH SOLE 238127
PHILIP MORRIS COMPANIES INC COM 718154107 688 19550 SH SOLE 19550
PMC COMMERCIAL TRUST-SBI COM 693434102 184 11500 SH SOLE 11500
PROCTER & GAMBLE CO COM 742718109 1837 18759 SH SOLE 18759
PSR MANAGEMENT INC. COM 693642100 0 13500 SH SOLE 13500
ROYAL DUTCH PETE CO COM 780257705 1261 24250 SH SOLE 24250
SARA LEE CORP COM 803111103 309 12496 SH SOLE 12496
SCHERING PLOUGH CORP COM 806605101 239 4320 SH SOLE 4320
SOLECTRON CORPORATION COM 834182107 5573 114750 SH SOLE 114750
TEPPCO PARTNERS COM 872384102 3517 139300 SH SOLE 139300
TRIBUNE COMPANY COM 896047107 9359 143025 SH SOLE 143025
UNIFI INC COM 904677101 183 14325 SH SOLE 14325
UNITED TECHNOLOGIES COM 913017109 515 3800 SH SOLE 3800
WAL-MART STORES COM 931142103 1546 16775 SH SOLE 16775
WALT DISNEY COMPANY COM 254687106 1879 60378 SH SOLE 60378
WEIS MARKETS INC. COM 948849104 303 8300 SH SOLE 8300
XEROX CORP. COM 984121103 349 6700 SH SOLE 6700
YAHOO! INC. COM 984332106 205 1220 SH SOLE 1220
Morgan St. WCOM Reset Perqs 6% 617446257 3211 367000 SH SOLE 367000
BANKAMERICA CORP. 06605F102 1275 18047 SH SOLE 18047
ALL AMERICAN TERM TRUST, INC. 016440109 1290 97350 SH SOLE 97350
CONSECO FIN TRUST - SERIES F PRD 208464602 1215 30700 SH SOLE 30700
MICROSOFT CONV. PFD. A PRD 594918203 7102 72100 SH SOLE 72100
MORGAN STANLEY DW CAP. TRUST I PRD 553538208 1454 59975 SH SOLE 59975
FIRST FUNDS INTERMEDIATE BOND 320305717 25825811.100 SH SOLE 25811.100
FIRST FUNDS TENNESSEE TAX FREE 320305840 12011600.415 SH SOLE 11600.415
JANUS FUND 471023101 81521753.595 SH SOLE 21753.595
KAUFMAN FUND, INC. 486250103 6612888.685 SH SOLE 12888.685
NEUBERGER & BERMAN PARTNERS' E 641224407 46517866.218 SH SOLE 17866.218
VANGUARD HI-YIELD CORPORATE BO 922031208 70890649.677 SH SOLE 90649.677
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