UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 1999
Check here if Amended [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Lyon, Stubbs & Tompkins, Inc.
Address: 777 Third Avenue
18th floor
New York, NY 10017
13F File Number: 801-20821
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it
is understood that all required items, statements, schedules, lists, and
tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Patricia M. Gibson
Title: Vice President
Phone: 212-838-0300
Signature, Place, and Date of Signing:
\s\ Patricia M. Gibson New York, NY January 31, 2000
Report Type (Check only one.):
[ X ] 13F HOLDING REPORT
[ ] 13F NOTICE
[ ] 13F COMBINATION REPORT
Confidential position has been omitted and filed separately with the Commission
List of Other Managers Reporting for this Manager:
None
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
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FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Mangers: None
Form 13F Information Table Entry Total: 98
Form 13F Information Table Value Total: 573,853
List of Other Included Managers:
No. 13F File Number Name
None
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Lyon, Stubbs & Tompkins, Inc.
FORM 13F
December 31, 1999
Voting Authority
--------------------------
Value Shares/ Sh/ Put/ Invstmt Other
Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
A T & T CORP. COM 001957109 11970 235576 SH Sole 235576
ABBOTT LABORATORIES COM 002824100 1037 28568 SH Sole 28568
AGILE SOFTWARE CORPORATION COM 00846X105 752 3460 SH Sole 3460
AKAMAI TECHNOLOGIES COM 00971t101 496 1515 SH Sole 1515
AMERICA ONLINE, INC. COM 02364J104 44294 583781 SH Sole 583781
23 300 SH Defined 300
AMERICAN EXPRESS CO COM 025816109 499 3000 SH Sole 3000
AMERICAN HOME PRODUCTS CORP. COM 026609107 1000 25466 SH Sole 25466
AMERICAN INTERNAT'L GROUP INC COM 026874107 15523 143567 SH Sole 143567
AMERICAN MOBILE SATELLITE COM 02755r103 657 31200 SH Sole 31200
ATLANTIC RICHFIELD CO COM 048825103 1048 12118 SH Sole 12118
BANK OF NEW YORK INC COM 064057102 389 9736 SH Sole 9736
BELL ATLANTIC CORP COM 077853109 286 4652 SH Sole 4652
BESTFOODS COM 08658U101 1062 20200 SH Sole 20200
BP AMOCO PLC - SPONSORED ADR COM 055622104 2211 37280 SH Sole 37280
BRISTOL MYERS SQUIBB CO. COM 110122108 1334 20780 SH Sole 20780
BROADCOM CORP. COM 111320107 14666 53845 SH Sole 53845
CARNIVAL CORP. - CL A COM 143658102 17759 371435 SH Sole 371435
5 100 SH Defined 100
CHASE MANHATTAN CORP.-NEW COM 16161A108 233 3000 SH Sole 3000
CHEVRON CORP COM 166751107 1017 11740 SH Sole 11740
CHUBB CORP COM 171232101 964 17125 SH Sole 17125
CINAR CORP. -CL B SUB VTG COM 171905300 16891 689417 SH Sole 689417
6 234 SH Defined 234
CIRCUIT CITY STORES COM 172737108 17614 390875 SH Sole 390875
9 200 SH Defined 200
CISCO SYSTEMS, INC. COM 17275R102 66655 622214 SH Sole 622214
COCA COLA CO COM 191216100 1309 22466 SH Sole 22466
DII GROUP, INC. COM 232949107 3430 48327 SH Sole 48327
DOUBLECLICK, INC. COM 258609304 202 800 SH Sole 800
DOVER CORPORATION COM 260003108 1289 28400 SH Sole 28400
DU PONT (E.I.) NEMOURS & CO COM 263534109 959 14552 SH Sole 14552
ELIZABETHTOWN CORP COM 269242103 764 12280 SH Sole 12280
EXODUS COMMUNICATIONS COM 302088109 3080 34685 SH Sole 34685
9 100 SH Defined 100
EXXON MOBIL CORPORATION COM 30231g102 8345 103581 SH Sole 103581
FANNIE MAE COM 313586109 15185 243200 SH Sole 243200
FORD MOTOR COMPANY COM 345370100 22317 418613 SH Sole 418613
GENERAL ELECTRIC CO COM 369604103 29490 190566 SH Sole 190566
GENERAL MOTORS - CLASS H COM 370442832 15818 164775 SH Sole 164775
GILLETTE CO COM 375766102 511 12400 SH Sole 12400
GTE CORPORATION COM 362320103 206 2916 SH Sole 2916
HEWLETT PACKARD CO COM 428236103 763 6712 SH Sole 6712
HONEYWELL INTERNATIONAL INC. COM 438516ad8 666 11550 SH Sole 11550
HUBBELL INC COM 443510201 259 9492 SH Sole 9492
ILLINOIS TOOL WORKS, INC. COM 452308109 343 5072 SH Sole 5072
INTEL CORPORATION COM 458140100 27961 339699 SH Sole 339699
INTERNATIONAL BUSINESS MACHINE COM 459200101 289 2680 SH Sole 2680
JOHNSON & JOHNSON COM 478160104 339 3638 SH Sole 3638
KINDER MORGAN ENERGY PARTNERS, COM 494550106 15359 370658 SH Sole 370658
8 200 SH Defined 200
LEE ENTERPRISES INC COM 523768109 263 8226 SH Sole 8226
LESCO INC COM 526872106 1287 75700 SH Sole 75700
LINEAR TECHNOLOGY CORP. COM 535678106 658 9200 SH Sole 9200
MAGNA INTERNATIONAL INC. COM 559222401 490 11575 SH Sole 11575
MCI WORLDCOM, INC. COM 55268B106 20980 395385 SH Sole 395385
8 150 SH Defined 150
MEDIAONE GROUP COM 58440J104 25169 327670 SH Sole 327670
MEDTRONIC INC. COM 585055106 336 9234 SH Sole 9234
MERCK & CO INC COM 589331107 16688 248383 SH Sole 248383
MICROSOFT CORP. COM 594918104 35397 303187 SH Sole 303187
MORGAN J P & CO INC COM 616880100 469 3700 SH Sole 3700
NEW YORK REGIONAL RAIL CORP. COM 649768108 4 10200 SH Sole 10200
NOKIA CORPORATION - SPON ADR COM 654902204 733 3835 SH Sole 3835
NUCOR CORP COM 670346105 395 7200 SH Sole 7200
OLD KENT FINANCIAL CORPORATION COM 679833103 297 8400 SH Sole 8400
PE CORP-PE BIOSYSTEMS GROUP COM 69332S102 11508 95650 SH Sole 95650
PE CORP. - CELERA GENOMICS GRO COM 69332S201 4194 28150 SH Sole 28150
PEGASUS COMMUNICATIONS CORP. - COM 705904100 1229 12575 SH Sole 12575
PEPSICO INC COM 713448108 257 7300 SH Sole 7300
PFIZER INC COM 717081103 22053 679846 SH Sole 679846
PROCTER & GAMBLE CO COM 742718109 2041 18626 SH Sole 18626
PSR MANAGEMENT INC. COM 693642100 0 13500 SH Sole 13500
ROYAL DUTCH PETE CO COM 780257705 1487 24550 SH Sole 24550
SARA LEE CORP COM 803111103 215 9766 SH Sole 9766
SBC COMMUNICATIONS, INC. COM 78387G103 232 4752 SH Sole 4752
SCIENTIFIC ATLANTA INC COM 808655104 200 3586 SH Sole 3586
SOLECTRON CORPORATION COM 834182107 15489 162825 SH Sole 162825
TIME WARNER COM 887315109 17096 236415 SH Sole 236415
5 75 SH Defined 75
TRIBUNE COMPANY COM 896047107 10850 197050 SH Sole 197050
TYCO INTERNATIONAL LTD. COM 902124106 644 16514 SH Sole 16514
UNITED TECHNOLOGIES COM 913017109 481 7400 SH Sole 7400
WAL-MART STORES COM 931142103 2250 32550 SH Sole 32550
WALT DISNEY COMPANY COM 254687106 1614 55186 SH Sole 55186
WEIS MARKETS INC. COM 948849104 231 5300 SH Sole 5300
YAHOO! INC. COM 984332106 519 1200 SH Sole 1200
YOUNG & RUBICAM, INC. COM 987425105 1097 15500 SH Sole 15500
Morgan St. WCOM Reset Perqs 6% 617446257 2679 334900 SH Sole 334900
BANK OF AMERICA CORP. 060505104 672 13387 SH Sole 13387
CONSECO FIN TRUST - SERIES F PRD 208464602 718 30700 SH Sole 30700
MORGAN STANLEY DW CAP. TRUST I PRD 553538208 2412 99480 SH Sole 99480
FIRST FUNDS INTERMEDIATE BOND 320305717 54757095.878 SH Sole 57095.878
FIRST FUNDS TENNESSEE TAX FREE 320305840 11411600.415 SH Sole 11600.415
JANUS FUND 471023101 97222072.008 SH Sole 22072.008
KAUFMAN FUND, INC. 486250103 7712888.685 SH Sole 12888.685
NEUBERGER & BERMAN PARTNERS' E 641224407 41117145.045 SH Sole 17145.045
VANGUARD HI-YIELD CORPORATE BO 922031208 1081146341.694SH Sole 146341.694
REPORT SUMMARY 98 DATA RECORDS 573853 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
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