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SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
SCHEDULE 13G
(Rule 13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULES 13d-1(b)(c), AND (d) AND AMENDMENTS THERETO FILED
PURSUANT TO RULE 13d-2(b)
(Amendment No. 1 )1
Apex Mortgage Capital, Inc.
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(Name of Issuer)
Common Stock
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(Title of Class of Securities)
037564101
(CUSIP Number)
12/31/1998
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(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
/ / Rule 13d-1(b)
/X/ Rule 13d-1(c)
/ / Rule 13d-1(d)
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1 The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which
would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities
Exchange Act of 1934 or otherwise subject to the liabilities of that
section of the Act but shall be subject to all other provisions of the Act
(however, SEE the NOTES).
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CUSIP No. 037564101 13G Page 2 of 9 Pages
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*SEE INSTRUCTIONS BEFORE FILLING OUT!
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1. NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
The TCW Group, Inc.
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2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) / /
(b) /X/
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3. SEC USE ONLY
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4. CITIZENSHIP OR PLACE OF ORGANIZATION
Nevada corporation
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NUMBER OF 5. SOLE VOTING POWER
SHARES -0-
BENEFICIALLY ---------------------------------------------------------
OWNED BY 6. SHARED VOTING POWER
EACH 294,667
REPORTING ---------------------------------------------------------
PERSON 7. SOLE DISPOSITIVE POWER
WITH -0-
---------------------------------------------------------
8. SHARED DISPOSITIVE POWER
294,667
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9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
294,667
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10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
/ /
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11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.1%(see response to Item 4)
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12. TYPE OF REPORTING PERSON*
HC/CO
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CUSIP No. 037564101 13G Page 3 of 9 Pages
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1. NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Robert Day
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2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) / /
(b) /X/
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3. SEC USE ONLY
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4. CITIZENSHIP OR PLACE OF ORGANIZATION
United States Citizen
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NUMBER OF 5. SOLE VOTING POWER
SHARES 66,667
BENEFICIALLY ---------------------------------------------------------
OWNED BY 6. SHARED VOTING POWER
EACH 294,667
REPORTING ---------------------------------------------------------
PERSON 7. SOLE DISPOSITIVE POWER
WITH 66,667
---------------------------------------------------------
8. SHARED DISPOSITIVE POWER
294,667
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9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
361,334
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10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
/ /
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11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
6.3%(see response to Item 4)
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12. TYPE OF REPORTING PERSON*
HC/IN
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CUSIP No. 037564101 13G Page 4 of 9 Pages
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1. NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Oakmont Corporation
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2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) / /
(b) /X/
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3. SEC USE ONLY
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4. CITIZENSHIP OR PLACE OF ORGANIZATION
California Corporation
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NUMBER OF 5. SOLE VOTING POWER
SHARES -0-
BENEFICIALLY ---------------------------------------------------------
OWNED BY 6. SHARED VOTING POWER
EACH -0-
REPORTING ---------------------------------------------------------
PERSON 7. SOLE DISPOSITIVE POWER
WITH -0-
---------------------------------------------------------
8. SHARED DISPOSITIVE POWER
-0-
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9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
-0-
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10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
/ /
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11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.0% (see response to Item 4)
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12. TYPE OF REPORTING PERSON*
HC/CO
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Page 5 of 9 Pages
Item 1(a). Name of Issuer:
Apex Mortgage Capital, Inc.
Item 1(b). Address of Issuer's Principal Executive Offices:
865 South Figueroa Street
Los Angeles, CA 90017
Item 2(a). Name of Persons Filing:
Item 2(b). Address of Principal Business Office, or if None, Residence:
Item 2(c). Citizenship:
The TCW Group, Inc.
865 South Figueroa Street
Los Angeles, CA 90017
(Nevada Corporation)
Robert Day
200 Park Avenue, Suite 2200
New York, New York 10166
(United States Citizen)
Oakmont Corporation
865 South Figueroa Street
Los Angeles, CA 90017
(California Corporation)
Item 2(d). Title of Class of Securities:
Common Stock
Item 2(e). CUSIP Number:
037564101
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Page 6 of 9 Pages
Item 3. If This Statement Is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or
(c), Check Whether the Person Filing is a:
(a) / / Broker or dealer registered under Section 15 of the Exchange
Act.
(b) / / Bank as defined in Section 3(a)(6) of the Exchange Act.
(c) / / Insurance company as defined in Section 3(a)(19) of the
Exchange Act.
(d) / / Investment company registered under Section 8 of the
Investment Company Act.
(e) / / An investment adviser in accordance with
Rule 13d-1(b)(1)(ii)(E).
(f) / / An employee benefit plan or endowment fund in accordance
with13d-1(b)(1)(ii)(F).
(g) / / A parent holding company or control person in accordance
with Rule 13d-1(b)(1)(ii)(G).
(h) / / A savings association as defined in Section 3(b) of the
Federal Deposit Insurance Act.
(i) / / A church plan that is excluded from the definition of an
investment company under Section 3(c)(14) of the Investment
Company Act.
(j) / / Group, in accordance with Rule 13d-1(b)(1)(ii)(J).
If this statement is filed pursuant to Rule 13d-1(c), check this
box. /X/
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Page 7 of 9 Pages
Item 4. Ownership **
THE TCW GROUP, INC.
(a) Amount beneficially owned: 294,667
(b) Percent of class: 5.1%
(c) Number of shares as to which such person has:
(i) Sole power to vote or to direct the vote: none.
(ii) Shared power to vote or to direct the vote: 294,667
(iii) Sole power to dispose or to direct the disposition of:
none.
(iv) Shared power to dispose or to direct the disposition of:
294,667
ROBERT DAY***
(a) Amount beneficially owned: 361,334
(b) Percent of class: 6.3%
(c) Number of shares as to which such person has:
(i) Sole power to vote or to direct the vote: 66,667
(ii) Shared power to vote or to direct the vote: 294,667
(iii) Sole power to dispose or direct the disposition of: 66,667
(iv) Shared power to dispose or to direct the disposition of:
294,667
OAKMONT CORPORATION
(a) Amount beneficially owned: none.
(b) Percent of class: 0.0%
(c) Number of shares as to which such person has:
(i) Sole power to vote or to direct the vote: none.
(ii) Shared power to vote or to direct the vote: none.
(iii) Sole power to dispose or direct the disposition of: none.
(iv) Shared power to dispose or to direct the disposition of:
none.
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** The filing of this Schedule 13G shall not be construed as an admission that
the reporting person or any of its affiliates is, for the purposes of
Section 13(d) or 13(g) of the Securities Exchange Act of 1934, the
beneficial owner of any securities covered by this Schedule 13G. In
addition, the filing of this Schedule 13G shall not be construed as an
admission that the reporting person or any of its affiliates is the
beneficial owner of any securities covered by this Schedule 13G for any
other purposes than Section 13(d) of the Securities Exchange Act of 1934.
*** Shares reported for Robert Day include shares reported for The TCW Group,
Inc. and for Oakmont Corporation.
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Page 8 of 9 Pages
Item 5. Ownership of Five Percent or Less of a Class.
If this statement is being filed to report the fact that as of the
date hereof the reporting person has ceased to be the beneficial owner
of more than five percent of the class of securities, check the
following / /.
Item 6. Ownership of More than Five Percent on Behalf of Another Person.
Various persons other than as described in Item 4, including the TCW
Capital Investment Corporation, have the right to receive or the power
to direct the receipt of dividends from, or the proceeds from the sale
of, the Common Stock of Apex Mortgage Capital, Inc.
Item 7. Identification and Classification of the Subsidiary Which Acquired the
Security Being Reported on by the Parent Holding Company.
Not applicable.
Item 8. Identification and Classification of Members of the Group.
Not applicable.
Item 9. Notice of Dissolution of Group.
Not applicable.
Item 10. Certification.
Because this statement is filed pursuant to Rule 13d-1(c), the
following certification is included:
By signing below I certify that, to the best of my knowledge and
belief, the securities referred to above were acquired in the ordinary
course of business and were not acquired and are not held for the
purpose of or with the effect of changing or influencing the control
of the issuer of the securities and were not acquired and are not held
in connection with or as a participant in any transaction having that
purpose or effect.
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Page 9 of 9 Pages
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Dated this 30th day of April, 1999.
The TCW Group, Inc.
By: /s/ Susan M. Marsch
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Susan M. Marsch
Authorized Signatory
Robert Day
By: /s/Susan M. Marsch
-----------------------------------
Susan M. Marsch
Under Power of Attorney dated March
31, 1999, on File with Schedule 13G
for Hibbett Sporting Goods, Inc.
dated April 8, 1999.
Oakmont Corporation
By: /s/Kashif F. Sheikh
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Kashif F. Sheikh
Senior Vice President,
Finance
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EXHIBIT A
JOINT FILING AGREEMENT
The undersigned acknowledge and agree that the foregoing statement on
Schedule 13G is filed on behalf of each of the undersigned and that all
subsequent amendments to this statement on Schedule 13G shall be filed on behalf
of each of the undersigned without the necessity of filing additional joint
acquisition statements. The undersigned acknowledge that each shall be
responsible for the timely filing of such amendments, and for the completeness
and accuracy of the information concerning him or it contained therein, but
shall not be responsible for the completeness and accuracy of the information
concerning the other, except to the extent that he or it knows or has reason to
believe that such information is accurate.
Dated: April 30, 1999.
The TCW Group, Inc.
By: /s/ Susan M. Marsch
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Susan M. Marsch
Authorized Signatory
Robert Day
By: /s/ Susan M. Marsch
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Susan M. Marsch
Under Power of Attorney dated March
31, 1999, on File with Schedule 13G
for Hibbett Sporting Goods, Inc.
dated April 8, 1999.
Oakmont Corporation
By: /s/ Kashif F. Sheikh
-----------------------------------
Kashif F. Sheikh
Senior Vice President,
Finance
