<PAGE>
As filed with the Securities and Exchange Commission on July 24, 1998.
Registration No. 333-
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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form S-8
REGISTRATION STATEMENT
Under
THE SECURITIES ACT OF 1933
S3 INCORPORATED
(Exact name of registrant as specified in its charter)
Delaware 77-0204341
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(State or other jurisdiction of (I.R.S. Employer
incorporation or organization) Identification No.)
2801 Mission College Boulevard
Santa Clara, California 95052
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(Address of Principal (Zip Code)
Executive Offices)
1993 Employee Stock Purchase Plan
--------------------------------------------------
(Full title of the plan)
Copy to:
TERRY N. HOLDT JORGE A. DEL CALVO
President and Chief Executive Officer KAREN A. DEMPSEY
S3 Incorporated Pillsbury Madison & Sutro LLP
2801 Mission College Boulevard P.O. Box 7880
Santa Clara, California 95052 San Francisco, CA 94120
(408) 980-5400 (415) 983-1000
------------------------------------- ------------------------------
(Name, address and telephone
number, including area code,
of agent for service)
<TABLE>
CALCULATION OF REGISTRATION FEE
<CAPTION>
Title of Amount Proposed Maximum Proposed Amount of
Securities To To Be Offering Price Maximum Aggregate Registration
Be Registered Registered(1) per Share(2) Offering Price(1) Fee
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<S> <C> <C> <C> <C>
Common Stock 1,400,000 $5.02 $7,028,000 $2,073.26
- ----------------------------------------------------------------------------------------------------------------------------------
Rights to purchase
Preferred Stock(3) 1,400,000 N/A N/A N/A
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Total Registration
Fee N/A N/A N/A $2,073.26
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<FN>
(1) Calculated pursuant to General Instruction E on Form S-8.
(2) Estimated solely for the purpose of calculating the registration fee
on the basis of the average of the high and low prices as reported
on the Nasdaq National Market on July 20, 1998.
(3) Associated with the Common Stock are Rights to purchase Preferred
Stock that will not be exercisable or evidenced separately from the
Common Stock prior to the occurrence of certain events.
-----------------
</FN>
</TABLE>
The Registration Statement shall become effective upon filing in
accordance with Rule 462 under the Securities Act of 1933.
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<PAGE>
INFORMATION REQUIRED PURSUANT TO
--------------------------------
GENERAL INSTRUCTION E TO FORM S-8
---------------------------------
General Instruction E Information
This Registration Statement is being filed for the purpose of
increasing the number of securities of the same class as other securities for
which a Registration Statement of the Registrant on Form S-8 relating to the
same employee benefit plan is effective.
The Registrant's Form S-8 Registration Statements filed with the
Securities and Exchange Commission on June 28, 1993 and November 13, 1996, File
Nos. 33-82280 and 333-16067 respectively, are hereby incorporated by reference.
Incorporation of Documents by Reference
The following documents filed by Registrant with the Securities and
Exchange Commission are incorporated by reference in this Registration
Statement:
(1) The Registrant's Annual Report on Form 10-K (File No. 0-21126) for
the fiscal year ended December 31, 1997, which contains, among other things, the
consolidated financial statements of Registrant and certain supplementary data
for the fiscal year ended December 31, 1997 together with the report thereon of
Deloitte & Touche LLP, independent auditors.
(2) The Registrant's Quarterly Report on Form 10-Q (File
No. 0-21126) for the quarter ended March 31, 1998 and the Registrant's Current
Reports on Form 8-K filed January 2, 1998, January 28, 1998, April 7, 1998 and
April 17, 1998.
(3) The description of Registrant's common stock contained in the
Registrant's Registration Statement on Form 8-A, filed on January 21, 1993.
In addition, all documents subsequently filed by the Registrant
pursuant to Section 13(a), 13(c), 14 and 15(d) of the Securities Exchange Act
of 1934, prior to the filing of a post-effective amendment which indicates that
all securities offered have been sold or which deregisters all securities then
remaining unsold, shall be deemed to be incorporated by reference in this
registration statement and to be a part hereof from the date of filing of such
documents.
INDEX TO EXHIBITS
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Exhibit
- -------
Number Exhibit
- ------ -------
5.1 Opinion regarding legality of securities to be offered.
23.1 Independent Auditors' Consent.
23.2 Consent of Pillsbury Madison & Sutro LLP (included in
Exhibit 5.1).
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<PAGE>
SIGNATURES
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Pursuant to the requirements of the Securities Act of 1933, the
Registrant certifies that it has reasonable grounds to believe that it meets all
of the requirements for filing on Form S-8, and has duly caused this
Registration Statement to be signed on its behalf by the undersigned, thereunto
duly authorized, in the City of Santa Clara, State of California, on July 24,
1998.
S3 INCORPORATED
By /s/ TERRY N. HOLDT
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Terry N. Holdt
President and
Chief Executive Officer
(Principal Executive Officer)
POWER OF ATTORNEY
-----------------
KNOW ALL MEN BY THESE PRESENTS, that each person whose signature
appears below constitutes and appoints Terry N. Holdt and Walter D. Amaral,
and each of them, his true and lawful attorneys-in-fact and agents, each with
full power of substitution and resubstitution, for him and in his name, place
and stead, in any and all capacities, to sign any and all amendments, including
post-effective amendments, to this Registration Statement, and to file the
same, with exhibits thereto and other documents in connection therewith, with
the Securities and Exchange Commission, granting unto said attorneys-in-fact
and agents, and each of them, full power and authority to do and perform each
and every act and thing requisite and necessary to be done, as fully to all
intents and purposes as he might or could do in person, hereby ratifying and
confirming all that each of said attorneys-in-fact and agents or his substitute
or substitutes may lawfully do or cause to be done by virtue hereof.
Pursuant to the requirements of the Securities Act of 1933, this
Registration Statement has been signed by the following persons in the
capacities and on the date indicated:
<TABLE>
Signature Title Date
--------- ----- ----
<CAPTION>
<S> <C> <C>
/s/ TERRY N. HOLDT President, Chief Executive Officer July 24, 1998
- ----------------------------------- (Principal Executive Officer) and
Terry N. Holdt Director
/s/ WALTER D. AMARAL Senior Vice President and Chief Finan- July 24, 1998
- ----------------------------------- cial Officer (Principal Financial
Walter D. Amaral Officer and Principal Accounting
Officer)
/s/ RONALD T. YARA Director July 24, 1998
- -----------------------------------
Ronald T. Yara
/s/ CARMELO J. SANTORO, Ph.D. Director July 24, 1998
- -----------------------------------
Carmelo J. Santoro, Ph.D.
-3-
<PAGE>
/s/ JOHN C. COLLIGAN Director July 24, 1998
- ----------------------------------
John C. Colligan
/s/ ROBERT P. LEE, Ph.D. Director July 24, 1998
--------------------------------
Robert P. Lee, Ph.D.
</TABLE>
-4-
<PAGE>
INDEX TO EXHIBITS
-----------------
Exhibit
- -------
Number Exhibit
- ------ -------
5.1 Opinion regarding legality of securities to be offered.
23.1 Independent Auditors' Consent.
23.2 Consent of Pillsbury Madison & Sutro LLP (included in
Exhibit 5.1).
-5-
<PAGE>
EXHIBIT 5.1
PILLSBURY MADISON & SUTRO LLP
235 Montgomery Street
San Francisco, CA 94104
Tel: (415) 983-1000
July 24, 1998
S3 Incorporated
2801 Mission College Boulevard
Santa Clara, CA 95052
Re: Registration Statement on Form S-8
Gentlemen:
With reference to the Registration Statement on Form S-8 to be filed by
S3 Incorporated, a Delaware corporation (the "Company"), with the Securities
and Exchange Commission under the Securities Act of 1933, relating to 1,400,000
shares of the Company's Common Stock issuable pursuant to the Company's 1993
Employee Stock Purchase Plan (the "Plan"), it is our opinion that such
shares of the Common Stock of the Company, when issued and sold in accordance
with the Plan, will be legally issued, fully paid and nonassessable.
We hereby consent to the filing of this opinion with the Securities and
Exchange Commission as Exhibit 5.1 to the Registration Statement.
Very truly yours,
/s/ PILLSBURY MADISON & SUTRO LLP
[E-01976]
<PAGE>
EXHIBIT 23.1
INDEPENDENT AUDITORS' CONSENT
We consent to the incorporation by reference in this Registration Statement of
S3 Incorporated on Form S-8 of our report dated January 23, 1998, appearing in
the Annual Report on Form 10-K of S3 Incorporated for the year ended
December 31, 1997.
/s/ DELOITTE & TOUCHE LLP
DELOITTE & TOUCHE LLP
San Jose, California
July 23, 1998
