<PAGE> 1
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13D
(RULE 13D-101)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE
13D-1(A) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13D-2(A)
(AMENDMENT NO. 4)*
MOHAWK INDUSTRIES, INC.
-----------------------
(Name of Issuer)
COMMON STOCK, PAR VALUE $0.01 PER SHARE
---------------------------------------
(Title of Class of Securities)
60819010
--------
(CUSIP Number)
MR. S.H. SHARPE
EXECUTIVE VICE PRESIDENT
ALADDIN MILLS
2001 ANTIOCH ROAD
DALTON, GEORGIA 30721
(706) 277-1100
--------------
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
FEBRUARY 25, 1998
-----------------
(Date of Event Which Requires
Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition that is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following
box |_|.
NOTE: Schedules filed in paper format shall include a signed original and five
copies of the schedule, including all exhibits. See Rule 13d-7(b) for other
parties to whom copies are to be sent.
* The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter disclosure
provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 (the "Act") or otherwise subject to the liabilities of that section of the
Act but shall be subject to all other provisions of the Act (however, see the
Notes).
<PAGE> 2
CUSIP NO. 60819010 Page 2 of 31 Pages
1. NAME OF REPORTING PERSON
S.S. OR IRS IDENTIFICATION NO. OF ABOVE PERSON
Alan S. Lorberbaum
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_|
(b) |X|
3. SEC USE ONLY
4. SOURCE OF FUNDS*
Not applicable
5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(e) |_|
6. CITIZENSHIP OR PLACE OF ORGANIZATION
United States
NUMBER OF SHARES 7. SOLE VOTING POWER 3,892,979
BENEFICIALLY OWNED 8. SHARED VOTING POWER 9,900,000
BY EACH REPORTING 9. SOLE DISPOSITIVE POWER 3,892,979
PERSON WITH 10. SHARED DISPOSITIVE POWER 9,900,000
11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
13,792,979
12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* |X|
13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
26.3%
14. TYPE OF REPORTING PERSON*
IN
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE> 3
CUSIP NO. 60819010 Page 3 of 31 Pages
1. NAME OF REPORTING PERSON
S.S. OR IRS IDENTIFICATION NO. OF ABOVE PERSON
Shirley Lorberbaum
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_|
(b) |X|
3. SEC USE ONLY
4. SOURCE OF FUNDS*
Not applicable
5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(e) |_|
6. CITIZENSHIP OR PLACE OF ORGANIZATION
United States
NUMBER OF SHARES 7. SOLE VOTING POWER 0
BENEFICIALLY OWNED 8. SHARED VOTING POWER 9,900,000
BY EACH REPORTING 9. SOLE DISPOSITIVE POWER 0
PERSON WITH 10. SHARED DISPOSITIVE POWER 9,900,000
11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
9,900,000
12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* |X|
13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
18.9%
14. TYPE OF REPORTING PERSON*
IN
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE> 4
CUSIP NO. 60819010 Page 4 of 31 Pages
1. NAME OF REPORTING PERSON
S.S. OR IRS IDENTIFICATION NO. OF ABOVE PERSON
Jeffrey Lorberbaum
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_|
(b) |X|
3. SEC USE ONLY
4. SOURCE OF FUNDS*
Not applicable
5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(e) |_|
6. CITIZENSHIP OR PLACE OF ORGANIZATION
United States
NUMBER OF SHARES 7. SOLE VOTING POWER 665,302
BENEFICIALLY OWNED 8. SHARED VOTING POWER
BY EACH REPORTING 9. SOLE DISPOSITIVE POWER 665,302
PERSON WITH 10. SHARED DISPOSITIVE POWER
11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
665,302
12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* |X|
13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.3%
14. TYPE OF REPORTING PERSON*
IN
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE> 5
CUSIP NO. 60819010 Page 5 of 31 Pages
1. NAME OF REPORTING PERSON
S.S. OR IRS IDENTIFICATION NO. OF ABOVE PERSON
Mark Lorberbaum
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_|
(b) |X|
3. SEC USE ONLY
4. SOURCE OF FUNDS*
Not applicable
5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(e) |_|
6. CITIZENSHIP OR PLACE OF ORGANIZATION
United States
NUMBER OF SHARES 7. SOLE VOTING POWER 78,571
BENEFICIALLY OWNED 8. SHARED VOTING POWER
BY EACH REPORTING 9. SOLE DISPOSITIVE POWER 78,571
PERSON WITH 10. SHARED DISPOSITIVE POWER
11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
78,571
12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* |X|
13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
.15%
14. TYPE OF REPORTING PERSON*
IN
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE> 6
CUSIP NO. 60819010 Page 6 of 31 Pages
1. NAME OF REPORTING PERSON
S.S. OR IRS IDENTIFICATION NO. OF ABOVE PERSON
Suzanne L. Helen
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_|
(b) |X|
3. SEC USE ONLY
4. SOURCE OF FUNDS*
Not applicable
5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(e) |_|
6. CITIZENSHIP OR PLACE OF ORGANIZATION
United States
NUMBER OF SHARES 7. SOLE VOTING POWER 98,035
BENEFICIALLY OWNED 8. SHARED VOTING POWER
BY EACH REPORTING 9. SOLE DISPOSITIVE POWER 98,035
PERSON WITH 10. SHARED DISPOSITIVE POWER
11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
98,035
12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* |X|
13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
.2%
14. TYPE OF REPORTING PERSON*
IN
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE> 7
CUSIP NO. 60819010 Page 7 of 31 Pages
1. NAME OF REPORTING PERSON
S.S. OR IRS IDENTIFICATION NO. OF ABOVE PERSON
S. H. Sharpe
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_|
(b) |X|
3. SEC USE ONLY
4. SOURCE OF FUNDS*
Not applicable
5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(e) |_|
6. CITIZENSHIP OR PLACE OF ORGANIZATION
United States
NUMBER OF SHARES 7. SOLE VOTING POWER 503,031
BENEFICIALLY OWNED 8. SHARED VOTING POWER
BY EACH REPORTING 9. SOLE DISPOSITIVE POWER 503,031
PERSON WITH 10. SHARED DISPOSITIVE POWER
11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
503,031
12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* |X|
13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1%
14. TYPE OF REPORTING PERSON*
IN
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE> 8
CUSIP NO. 60819010 Page 8 of 31 Pages
1. NAME OF REPORTING PERSON
S.S. OR IRS IDENTIFICATION NO. OF ABOVE PERSON
The Alan S. Lorberbaum Family Foundation
58-6368036
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_|
(b) |X|
3. SEC USE ONLY
4. SOURCE OF FUNDS*
Not applicable
5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(e) |_|
6. CITIZENSHIP OR PLACE OF ORGANIZATION
United States
NUMBER OF SHARES 7. SOLE VOTING POWER 300,000
BENEFICIALLY OWNED 8. SHARED VOTING POWER
BY EACH REPORTING 9. SOLE DISPOSITIVE POWER 300,000
PERSON WITH 10. SHARED DISPOSITIVE POWER
11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
300,000
12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* |X|
13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
.57%
14. TYPE OF REPORTING PERSON*
00
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE> 9
CUSIP NO. 60819010 Page 9 of 31 Pages
1. NAME OF REPORTING PERSON
S.S. OR IRS IDENTIFICATION NO. OF ABOVE PERSON
The Jeffrey Lorberbaum Life Trust
58-6242318
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_|
(b) |X|
3. SEC USE ONLY
4. SOURCE OF FUNDS*
Not applicable
5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(e) |_|
6. CITIZENSHIP OR PLACE OF ORGANIZATION
United States
NUMBER OF SHARES 7. SOLE VOTING POWER 0
BENEFICIALLY OWNED 8. SHARED VOTING POWER 0
BY EACH REPORTING 9. SOLE DISPOSITIVE POWER 0
PERSON WITH 10. SHARED DISPOSITIVE POWER 0
11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0
12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* |X|
13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
None
14. TYPE OF REPORTING PERSON*
00
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE> 10
CUSIP NO. 60819010 Page 10 of 31 Pages
1. NAME OF REPORTING PERSON
S.S. OR IRS IDENTIFICATION NO. OF ABOVE PERSON
The Mark Lorberbaum Life Trust
58-6242328
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_|
(b) |X|
3. SEC USE ONLY
4. SOURCE OF FUNDS*
Not applicable
5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(e) |_|
6. CITIZENSHIP OR PLACE OF ORGANIZATION
United States
NUMBER OF SHARES 7. SOLE VOTING POWER 0
BENEFICIALLY OWNED 8. SHARED VOTING POWER 0
BY EACH REPORTING 9. SOLE DISPOSITIVE POWER 0
PERSON WITH 10. SHARED DISPOSITIVE POWER 0
11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0
12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* |X|
13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
None
14. TYPE OF REPORTING PERSON*
00
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE> 11
CUSIP NO. 60819010 Page 11 of 31 Pages
1. NAME OF REPORTING PERSON
S.S. OR IRS IDENTIFICATION NO. OF ABOVE PERSON
The Suzanne L. Helen Life Trust
58-6242317
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_|
(b) |X|
3. SEC USE ONLY
4. SOURCE OF FUNDS*
Not applicable
5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(e) |_|
6. CITIZENSHIP OR PLACE OF ORGANIZATION
United States
NUMBER OF SHARES 7. SOLE VOTING POWER 0
BENEFICIALLY OWNED 8. SHARED VOTING POWER 0
BY EACH REPORTING 9. SOLE DISPOSITIVE POWER 0
PERSON WITH 10. SHARED DISPOSITIVE POWER 0
11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0
12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* |X|
13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
None
14. TYPE OF REPORTING PERSON*
00
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE> 12
CUSIP NO. 60819010 Page 12 of 31 Pages
1. NAME OF REPORTING PERSON
S.S. OR IRS IDENTIFICATION NO. OF ABOVE PERSON
The Lauren A. Lorberbaum Accumulation Trust
58-6242327
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_|
(b) |X|
3. SEC USE ONLY
4. SOURCE OF FUNDS*
Not applicable
5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(e) |_|
6. CITIZENSHIP OR PLACE OF ORGANIZATION
United States
NUMBER OF SHARES 7. SOLE VOTING POWER 0
BENEFICIALLY OWNED 8. SHARED VOTING POWER 0
BY EACH REPORTING 9. SOLE DISPOSITIVE POWER 0
PERSON WITH 10. SHARED DISPOSITIVE POWER 0
11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0
12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* |X|
13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
None
14. TYPE OF REPORTING PERSON*
00
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE> 13
CUSIP NO. 60819010 Page 13 of 31 Pages
1. NAME OF REPORTING PERSON
S.S. OR IRS IDENTIFICATION NO. OF ABOVE PERSON
The Brian Lorberbaum Accumulation Trust
58-6242329
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_|
(b) |X|
3. SEC USE ONLY
4. SOURCE OF FUNDS*
Not applicable
5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(e) |_|
6. CITIZENSHIP OR PLACE OF ORGANIZATION
United States
NUMBER OF SHARES 7. SOLE VOTING POWER 0
BENEFICIALLY OWNED 8. SHARED VOTING POWER 0
BY EACH REPORTING 9. SOLE DISPOSITIVE POWER 0
PERSON WITH 10. SHARED DISPOSITIVE POWER 0
11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0
12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* |X|
13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
None
14. TYPE OF REPORTING PERSON*
00
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE> 14
CUSIP NO. 60819010 Page 14 of 31 Pages
1. NAME OF REPORTING PERSON
S.S. OR IRS IDENTIFICATION NO. OF ABOVE PERSON
The Katherine N. Helen Accumulation Trust
58-6242325
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_|
(b) |X|
3. SEC USE ONLY
4. SOURCE OF FUNDS*
Not applicable
5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(e) |_|
6. CITIZENSHIP OR PLACE OF ORGANIZATION
United States
NUMBER OF SHARES 7. SOLE VOTING POWER 0
BENEFICIALLY OWNED 8. SHARED VOTING POWER 0
BY EACH REPORTING 9. SOLE DISPOSITIVE POWER 0
PERSON WITH 10. SHARED DISPOSITIVE POWER 0
11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0
12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* |X|
13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
None
14. TYPE OF REPORTING PERSON*
00
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE> 15
CUSIP NO. 60819010 Page 15 of 31 Pages
1. NAME OF REPORTING PERSON
S.S. OR IRS IDENTIFICATION NO. OF ABOVE PERSON
The Jan Erik Helen Accumulation Trust
58-6242331
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_|
(b) |X|
3. SEC USE ONLY
4. SOURCE OF FUNDS*
Not applicable
5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(e) |_|
6. CITIZENSHIP OR PLACE OF ORGANIZATION
United States
NUMBER OF SHARES 7. SOLE VOTING POWER 0
BENEFICIALLY OWNED 8. SHARED VOTING POWER 0
BY EACH REPORTING 9. SOLE DISPOSITIVE POWER 0
PERSON WITH 10. SHARED DISPOSITIVE POWER 0
11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0
12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* |X|
13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
None
14. TYPE OF REPORTING PERSON*
00
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE> 16
CUSIP NO. 60819010 Page 16 of 31 Pages
1. NAME OF REPORTING PERSON
S.S. OR IRS IDENTIFICATION NO. OF ABOVE PERSON
Barry L. Hoffman
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_|
(b) |X|
3. SEC USE ONLY
4. SOURCE OF FUNDS*
Not applicable
5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(e) |_|
6. CITIZENSHIP OR PLACE OF ORGANIZATION
United States
NUMBER OF SHARES 7. SOLE VOTING POWER 3,500
BENEFICIALLY OWNED 8. SHARED VOTING POWER 9,900,000
BY EACH REPORTING 9. SOLE DISPOSITIVE POWER 3,500
PERSON WITH 10. SHARED DISPOSITIVE POWER 9,900,000
11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
9,903,500
12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* |X|
13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
18.9%
14. TYPE OF REPORTING PERSON*
IN
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE> 17
CUSIP NO. 60819010 Page 17 of 31 Pages
1. NAME OF REPORTING PERSON
S.S. OR IRS IDENTIFICATION NO. OF ABOVE PERSON
Aladdin Partners, L.P.
58-2237243
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_|
(b) |X|
3. SEC USE ONLY
4. SOURCE OF FUNDS*
Not applicable
5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(e) |_|
6. CITIZENSHIP OR PLACE OF ORGANIZATION
United States
NUMBER OF SHARES 7. SOLE VOTING POWER 0
BENEFICIALLY OWNED 8. SHARED VOTING POWER 9,900,000
BY EACH REPORTING 9. SOLE DISPOSITIVE POWER 0
PERSON WITH 10. SHARED DISPOSITIVE POWER 9,900,000
11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
9,900,000
12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* |X|
13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
18.9%
14. TYPE OF REPORTING PERSON*
PN
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE> 18
CUSIP NO. 60819010 Page 18 of 31 Pages
1. NAME OF REPORTING PERSON
S.S. OR IRS IDENTIFICATION NO. OF ABOVE PERSON
ASL Management Corporation
58-2235816
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_|
(b) |X|
3. SEC USE ONLY
4. SOURCE OF FUNDS*
Not applicable
5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(e) |_|
6. CITIZENSHIP OR PLACE OF ORGANIZATION
United States
NUMBER OF SHARES 7. SOLE VOTING POWER 0
BENEFICIALLY OWNED 8. SHARED VOTING POWER 9,900,000
BY EACH REPORTING 9. SOLE DISPOSITIVE POWER 0
PERSON WITH 10. SHARED DISPOSITIVE POWER 9,900,000
11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
9,900,000
12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* |X|
13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
18.9%
14. TYPE OF REPORTING PERSON*
CO
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE> 19
CUSIP NO. 60819010 Page 19 of 31 Pages
AMENDMENT NO. 4 TO SCHEDULE 13D
The Statement on Schedule 13D jointly filed on March 7, 1994, as
amended by Amendment No. 1 filed on April 6, 1994, Amendment No. 2 filed on
February 7, 1995 and Amendment No. 3 filed on June 28, 1996 (the "Schedule
13D"), by Alan Lorberbaum, Shirley Lorberbaum, Jeffrey Lorberbaum, Mark
Lorberbaum, Suzanne L. Helen, S.H. Sharpe, Joseph Yarbrough, The Jeffrey
Lorberbaum Life Trust, The Mark Lorberbaum Life Trust, The Suzanne L. Helen Life
Accumulation Trust, Stephen Sharpe, Lynne Mozley, The Lauren A. Lorberbaum
Accumulation Trust, The Brian Lorberbaum Accumulation Trust, The Katherine N.
Helen Accumulation Trust, The Jan Erik Helen Accumulation Trust, Barry L.
Hoffman, Aladdin Partners, L.P. and ASL Management Corporation ("Initial
Reporting Persons") pursuant to a joint Filing Agreement dated as of March 7,
1994, is hereby amended in accordance with Rule 101(a)(2)(ii) of Regulation S-T.
Item 1. Security and Issuer.
This Schedule 13D relates to the common stock, par value $.01 per share
("Common Stock"), of Mohawk Industries, Inc., a Delaware corporation ("Mohawk").
The address of the principal executive offices of Mohawk is Post Office Box
12069, 160 South Industrial Boulevard, Calhoun, Georgia 30703.
Item 2. Identity and Background.
This statement is being filed by Alan Lorberbaum, Shirley Lorberbaum,
Jeffrey Lorberbaum, Shirley Lorberbaum, Jeffrey Lorberbaum, Mark Lorberbaum,
Suzanne L. Helen, S.H. Sharpe, Joseph Yarbrough, The Jeffrey Lorberbaum Life
Trust, The Mark Lorberbaum Life Trust, The Suzanne L. Helen Life Trust, The
Lauren A. Lorberbaum Accumulation Trust, The Brian Lorberbaum Accumulation
Trust, The Katherine N. Helen Accumulation Trust, The Jan Erik Helen
Accumulation Trust, Barry L. Hoffman, Aladdin Partners, L.P. (the "Partnership")
and ASL Management Corporation ("ASL") (collectively, the "Reporting Persons").
Stephen Sharpe and Lynne Mozley, the emancipated children of S.H. Sharpe, have
ceased to be a member of the group filing this statement in that they could no
longer be considered to be acting in concert with the Reporting Persons.
I. (a) Alan Lorberbaum
(b) Alan Lorberbaum's business address is:
Aladdin Mills
2001 Antioch Road
Dalton, Georgia 30721
(c) Alan Lorberbaum is a director of Mohawk and a
consultant to Mohawk.
(f) Alan Lorberbaum is a citizen of the United States.
II. (a) Shirley Lorberbaum
(b) Shirley Lorberbaum's business address is:
Aladdin Mills
2001 Antioch Road
Dalton, Georgia 30721
<PAGE> 20
CUSIP NO. 60819010 Page 20 of 31 Pages
(c) Shirley Lorberbaum is the Director of Public
Relations for Aladdin Mills, currently a division of
Mohawk and formerly, as Aladdin Mills, Inc., a
Georgia corporation ("Aladdin"). Aladdin is engaged
in the manufacture of carpets and rugs. The address
of Aladdin is 2001 Antioch Road, Dalton, Georgia
30721.
(f) Shirley Lorberbaum is a citizen of the United States.
III. (a) Jeffrey Lorberbaum
(b) Jeffrey Lorberbaum's business address is:
Aladdin Mills
2001 Antioch Road
Dalton, Georgia 30721
(c) Jeffrey Lorberbaum is the President and Chief
Operating Officer and a director of Mohawk and the
President and Chief Executive Officer of Aladdin.
(f) Jeffrey Lorberbaum is a citizen of the United States.
IV. (a) Mark Lorberbaum
(b) Mark Lorberbaum's business address is:
Aladdin Mills
1320 N.W. 163rd Street
Miami, Florida 33169
(c) Mark Lorberbaum is a Vice President of Aladdin.
(f) Mark Lorberbaum is a citizen of the United States.
V. (a) Suzanne L. Helen
(b) Suzanne L. Helen's residential address is:
9605 E. Poundstone Place
Greenwood Village, Colorado 80111
(c) Suzanne L. Helen is a homemaker.
(f) Suzanne L. Helen is a citizen of the United States.
VI. (a) S.H. Sharpe
(b) S.H. Sharpe's business address is:
Aladdin Mills
2001 Antioch Road
Dalton, Georgia 30721
(c) S.H. Sharpe is Executive Vice President and Chief
Financial Officer of Aladdin.
(f) S.H. Sharpe is a citizen of the United States.
<PAGE> 21
CUSIP NO. 60819010 Page 21 of 31 Pages
VII. (a) The Alan S. Lorberbaum Family Foundation
(b) The address of The Alan S. Lorberbaum Family
Foundation is:
Aladdin Mills
2001 Antioch Road
Dalton, Georgia 30721
(c) Not applicable
(f) The Alan S. Lorberbaum Family Foundation is organized
under the laws of the State of Florida.
VIII. (a) The Jeffrey Lorberbaum Life Trust
(b) The address of The Jeffrey Lorberbaum Life Trust is:
P. O. Box 2208
Dalton, Georgia 30722
(c) Not applicable
(f) The Jeffrey Lorberbaum Life Trust is organized under
the laws of the State of Georgia.
IX. (a) The Mark Lorberbaum Life Trust
(b) The address of The Mark Lorberbaum Life Trust is:
P. O. Box 2208
Dalton, Georgia 30722
(c) Not applicable
(f) The Mark Lorberbaum Life Trust is organized under the
laws of the State of Georgia.
X. (a) The Suzanne L. Helen Life Trust
(b) The address of The Suzanne L. Helen Life Trust is:
P. O. Box 2208
Dalton, Georgia 30722
(c) Not applicable
(f) The Suzanne L. Helen Life Trust is organized under
the laws of the State of Georgia.
XI. (a) The Lauren A. Lorberbaum Accumulation Trust
(b) The address of The Lauren A. Lorberbaum Accumulation
Trust is:
P. O. Box 2208
Dalton, Georgia 30722
(c) Not applicable
(f) The Lauren A. Lorberbaum Accumulation Trust is
organized under the laws of the State of Georgia.
<PAGE> 22
CUSIP NO. 60819010 Page 22 of 31 Pages
XII. (a) The Brian Lorberbaum Accumulation Trust
(b) The address of The Brian Lorberbaum Accumulation
Trust is:
P. O. Box 2208
Dalton, Georgia 30722
(c) Not applicable
(f) The Brian Lorberbaum Accumulation Trust is organized
under the laws of the State of Georgia.
XIII. (a) The Katherine N. Helen Accumulation Trust
(b) The address of The Katherine N. Helen Accumulation
Trust is:
P. O. Box 2208
Dalton, Georgia 30722
(c) Not applicable
(f) The Katherine N. Helen Accumulation Trust is
organized under the laws of the State of Georgia.
XIV. (a) The Jan Erik Helen Accumulation Trust
(b) The address of The Jan Erik Helen Accumulation Trust
is:
P. O. Box 2208
Dalton, Georgia 30722
(c) Not applicable
(f) The Jan Erik Helen Accumulation Trust is organized
under the laws of the State of Georgia.
XV. (a) Barry L. Hoffman
(b) Barry L. Hoffman's business address is:
Joseph Decosimo & Company
1100 Tallan Building
Two Union Square
Chattanooga, Tennessee 37402
(c) Barry L. Hoffman is a tax partner in Joseph Decosimo
& Company, a firm of certified public accountants,
the business address of which is:
1100 Tallan Building
Two Union Square
Chattanooga, Tennessee 37402
(f) Barry L. Hoffman is a citizen of the United States.
XVI. (a) Aladdin Partners, L.P.
(b) The business address and principal office of the
Partnership is:
822 Atkinson Drive
Dalton, Georgia 30720
<PAGE> 23
CUSIP NO. 60819010 Page 23 of 31 Pages
(c) Not applicable
(f) The Partnership is organized under the laws of the
State of Georgia.
XVII. (a) ASL Management Corporation
(b) The business address and principal office of ASL is:
822 Atkinson Drive
Dalton, Georgia 30720
(c) Not applicable
(f) ASL is organized under the laws of the State of
Georgia.
Item 5. Interest in Securities of the Issuer.
Item 5 is amended and supplemented by replacing the information
previously filed under this item with the following:
(a) (b) Schedule I hereto sets forth the number of shares of Common
Stock owned of record and which may be deemed to be beneficially owned by each
of the Reporting Persons, and is incorporated herein by this reference. Share
amounts in this Schedule 13D, including those indicated in Schedule I, have been
adjusted for the 1.5 to 1 stock split paid on December 4, 1997.
In the aggregate, the Reporting Persons may be deemed beneficially to
own 14,933,009 shares of Common Stock, or 28.5% of the 52,374,694 shares
reported to be outstanding as of July 23, 1998, as disclosed in Mohawk's
Quarterly Report on Form 10-Q for the period ended June 27, 1998. Each Reporting
Person listed in Item 5(a) hereby expressly declares that the filing of this
statement shall not be construed as an admission that such Reporting Person is,
for purposes of Section 13(d) or 13(g) of the Securities Exchange Act of 1934,
as amended (the "Exchange Act"), the beneficial owner of any of the listed
securities, except with respect to shares of Common Stock for which such
Reporting Person has sole voting and dispositive power unless otherwise stated
herein, and except for the beneficial ownership by the Partnership of the
9,900,000 shares of Common Stock held by the Partnership, or that the Reporting
Persons are a group pursuant to Section 13(d)(3) of the Exchange Act.
(c) The following transactions have been made during the 60 days
preceding the date of this Amendment: On June 15, 1998 Alan S. Lorberbaum
transferred by gift 300,000 shares of Common Stock to The Alan S. Lorberbaum
Family Foundation, a charitable foundation organized under the laws of Florida.
Alan S. Lorberbaum is the trustee of The Alan S. Lorberbaum Family Foundation.
In addition, on February 25, 1988, the Partnership, sold an aggregate
of 4,500,000 shares in a publicly underwritten offering lead by CS First Boston
Corporation.
<PAGE> 24
CUSIP NO. 60819010 Page 24 of 31 Pages
Item 6. Other Arrangements.
Item 6 is amended and supplemented by replacing the information
previously filed under this item with the following:
The following securities have been pledged to secure bank loans or
lines of credit: 2,595,319 shares of Common Stock pledged by Alan S. Lorberbaum;
65,357 shares of Common Stock pledged by Suzanne L. Helen; 78,571 shares of
Common Stock pledged by Mark Lorberbaum and 273,810 shares of Common Stock
pledged by S.H. Sharpe.
Item 7. Material to be Filed as Exhibits.
(1) Joint Filing Agreement (including powers of
attorney)*
(2) Registration Statement of the Company on Form S-3
(Registration No. 333-45683) declared effective by
the Securities and Exchange Commission on February
25, 1998 incorporated herein by reference.
- -------------------
*Previously filed as Exhibit 1 of the Schedule 13D of the Initial
Reporting Persons filed on March 7, 1994 and incorporated herein by reference.
<PAGE> 25
CUSIP NO. 60819010 Page 25 of 31 Pages
SIGNATURES
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Dated: February 12, 1999
/s/ Alan S. Lorberbaum
ALAN LORBERBAUM
*
SHIRLEY LORBERBAUM
*
JEFFREY LORBERBAUM
/s/ S.H. Sharpe
S.H. SHARPE
*
MARK LORBERBAUM
*
SUZANNE L. HELEN
THE ALAN S. LORBERBAUM FAMILY
FOUNDATION
By /s/
----------------------------
Alan S. Lorberbaum, Trustee
<PAGE> 26
CUSIP NO. 60819010 Page 26 of 31 Pages
THE JEFFREY LORBERBAUM LIFE TRUST
By *
Mark Lorberbaum, Trustee
By /s/ S.H. Sharpe
S.H. Sharpe, Trustee
By *
Barry L. Hoffman, Trustee
THE MARK LORBERBAUM LIFE TRUST
By /s/ S.H. Sharpe
S.H. Sharpe, Trustee
By *
Barry L. Hoffman, Trustee
THE SUZANNE L. HELEN LIFE TRUST
By /s/ S.H. Sharpe
S.H. Sharpe, Trustee
By *
Barry L. Hoffman, Trustee
*
<PAGE> 27
CUSIP NO. 60819010 Page 27 of 31 Pages
THE BRIAN LORBERBAUM ACCUMULATION
TRUST
By *
Mark Lorberbaum, Trustee
By *
Barry L. Hoffman, Trustee
THE LAUREN A. LORBERBAUM ACCUMULATION
TRUST
By *
Mark Lorberbaum, Trustee
By *
Barry L. Hoffman, Trustee
THE KATHERINE N. HELEN ACCUMULATION
TRUST
By *
Mark Lorberbaum, Trustee
By *
Jeffrey Lorberbaum, Trustee
THE JAN ERIK HELEN ACCUMULATION TRUST
By *
Mark Lorberbaum, Trustee
By *
Jeffrey Lorberbaum, Trustee
*
BARRY L. HOFFMAN
<PAGE> 28
CUSIP NO. 60819010 Page 28 of 31 Pages
ALADDIN PARTNERS, L.P.
By ASL Management Corporation,
a General Partner
By /s/ Alan S. Lorberbaum
Alan S. Lorberbaum,
Chief Executive Officer
ASL MANAGEMENT CORPORATION
By /s/Alan S. Lorberbaum
Alan S. Lorberbaum,
Chief Executive Officer
* By /s/ S.H. Sharpe
S.H. Sharpe, as attorney-in-fact
<PAGE> 29
CUSIP NO. 60819010 Page 29 of Page 31
<TABLE>
<CAPTION>
Beneficial Percent of Sole Voting and Shared Voting and
Name Ownership(1) Outstanding(2) Record Ownership Dispos. Power Dispos. Power(3)
- ------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C>
Alan S. Lorberbaum 13,792,979(4) 26.3% 3,892,979 3,892,979 9,900,000(4)
- ------------------------------------------------------------------------------------------------------------------------
Shirley Lorberbaum 9,900,000(5) 18.9% 0 0 9,900,000(5)
- ------------------------------------------------------------------------------------------------------------------------
Jeffrey Lorberbaum 665,302(6) 1.3% 665,302 665,302 0
- ------------------------------------------------------------------------------------------------------------------------
Mark Lorberbaum 78,571(7) .1% 78,571 78,571 0
- ------------------------------------------------------------------------------------------------------------------------
Suzanne L. Helen 293098,035(8) .2% 98,035 98,035 0
- ------------------------------------------------------------------------------------------------------------------------
S.H. Sharpe 503,031(9) 1.0% 503,031 503,031 0
- ------------------------------------------------------------------------------------------------------------------------
The Jeffrey Lorberbaum Life
Trust 0 0% 0 0 0
- ------------------------------------------------------------------------------------------------------------------------
The Mark Lorberbaum Life
Trust 0 0% 0 0 0
- ------------------------------------------------------------------------------------------------------------------------
The Suzanne L. Helen Life Trust 0 0% 0 0 0
- ------------------------------------------------------------------------------------------------------------------------
The Lauren A. Lorberbaum
Accumulation Trust 0 0% 0 0 0
- ------------------------------------------------------------------------------------------------------------------------
The Brian Lorberbaum
Accumulation Trust 0 0% 0 0 0
- ------------------------------------------------------------------------------------------------------------------------
</TABLE>
<PAGE> 30
CUSIP NO. 60819010 Page 30 of Page 31
<TABLE>
<CAPTION>
Beneficial Percent of Sole Voting and Shared Voting and
Name Ownership(1) Outstanding(2) Record Ownership Dispos. Power Dispos. Power(3)
- ------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C>
The Katherine N. Helen 0 0% 0 0 0
Accumulation Trust
- ------------------------------------------------------------------------------------------------------------------------
The Jan Erik Helen 0 0% 0 0 0
Accumulation Trust
- ------------------------------------------------------------------------------------------------------------------------
Barry L. Hoffman 9,903,500(10) 18.9% 0 3,500(11) 9,900,000(10)
- ------------------------------------------------------------------------------------------------------------------------
Aladdin Partners, L.P. 9,900,000 18.9% 9,900,000 0 9,900,000
- ------------------------------------------------------------------------------------------------------------------------
ASL Management Corporation 9,900,000(12) 18.9% 0 0 9,900,000(12)
- ------------------------------------------------------------------------------------------------------------------------
</TABLE>
(1) Shares of Common Stock which may be deemed to be beneficially owned by
each Reporting Person. The Reporting Persons disclaim beneficial
ownership of certain of these shares, as is more fully set forth in
Item 5 of this schedule.
(2) Based on 52,374,694 shares of Common Stock outstanding as of July 23,
1998 as disclosed in Mohawk's Quarterly Report on Form 10-Q for the
period ended June 27, 1988.
(3) Shares of Common Stock over which the respective Reporting Person may
be deemed to have shared voting and dispositive power.
(4) Includes 9,900,000 shares held by Aladdin Partners, Inc. (the
"Partnership"). Mr. Alan S. Lorberbaum, as a director of ASL Management
Corporation ("ASL"), the majority general partner of the Partnership,
may be deemed to share voting and dispositive power with respect to all
such shares. Includes 300,000 shares held by The Alan S. Lorberbaum
Family Foundation (the "Foundation"). Mr. Alan S. Lorberbaum, as the
sole trustee of the Foundation, may be deemed to share voting and
dispositive power with respect to all such shares.
(5) Includes 9,900,000 shares held by the Partnership. Mrs. Shirley
Lorberbaum, as a director of ASL, the majority general partner of the
Partnership, may be deemed to share voting and dispositive power with
respect to all such shares. Does not include 3,892,979 shares of Common
Stock owned of record by Mr. Alan S. Lorberbaum, Mrs. Lorberbaum's
husband.
<PAGE> 31
CUSIP NO. 60819010 Page 30 of Page 31
(6) Includes 45,000 shares subject to options currently exercisable. Does
not include 9,900,000 shares held by the Partnership, of which Jeffrey
Lorberbaum is a minority general partner.
(7) Does not include 9,900,000 shares held by the Partnership, of which
Mark Lorberbaum is a minority general partner.
(8) Does not include 9,900,000 shares held by the Partnership, of which
Suzanne Helen is a minority general partner.
(9) Does not include 9,900,000 shares held by the Partnership, of which
S.H. Sharpe is a minority general partner.
(10) Includes 9,900,000 shares held by the Partnership. As a director of
ASL, the majority general partner of the Partnership, Barry Hoffman may
be deemed to share voting and dispositive power with respect to all
such shares.
(11) Shares beneficially owned by Barry L. Hoffman in an employee benefit
plan.
(12) Shares held by the Partnership. ASL, as the majority general partner of
the Partnership, shares voting and dispositive power with respect to
all such shares.
