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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
(Rule 13d-101)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO
RULE 13d-2(a)
(Amendment No. )(1)
Mosaix Inc.
- --------------------------------------------------------------------------------
(Name of Issuer)
Common Stock
- --------------------------------------------------------------------------------
(Title of Class of Securities)
619454101
- --------------------------------------------------------------------------------
(CUSIP Number)
Charles A. Nalbone, Bear Stearns & Co. Inc.
115 South Jefferson Road, Whippany, NJ 07981
(973) 973-2202
- --------------------------------------------------------------------------------
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
April 29, 1999
- --------------------------------------------------------------------------------
(Date of Event which Requires Filing of This Statement)
If the filing person has previously filed a statement on Schedule 13G to
report the acquisition that is the subject of this Schedule 13D, and is filing
this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the
following box [_].
Note: Schedules filed in paper format shall include a signed original
and five copies of the schedule, including all exhibits. See Rule 13d-7(b)
for other parties to whom copies are to be sent.
(Continued on following pages)
(Page 1 of Pages)
- ----------
(1) The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which
would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
(SC13D-07/98)
<PAGE>
CUSIP No. 619454101 13D Page of Pages
________________________________________________________________________________
1 NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Bear, Stearns & Co. Inc.
IRS # 13-3299429
________________________________________________________________________________
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [_]
(b) [_]
________________________________________________________________________________
3 SEC USE ONLY
________________________________________________________________________________
4 SOURCE OF FUNDS*
WC, PF
________________________________________________________________________________
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) [_]
________________________________________________________________________________
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
________________________________________________________________________________
7 SOLE VOTING POWER
NUMBER OF
411,120
SHARES _________________________________________________________________
8 SHARED VOTING POWER
BENEFICIALLY
OWNED BY 122,500
_________________________________________________________________
EACH 9 SOLE DISPOSITIVE POWER
REPORTING 411,120
PERSON _________________________________________________________________
10 SHARED DISPOSITIVE POWER
WITH
122,500
________________________________________________________________________________
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
533,620
________________________________________________________________________________
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
[_]
________________________________________________________________________________
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
5.07%
________________________________________________________________________________
14 TYPE OF REPORTING PERSON*
BD
________________________________________________________________________________
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
CUSIP No. 717123103 13D Page of Pages
________________________________________________________________________________
Item 1. Security and Issuer.
Common Stock
Mosaix Inc.
6464 185th Avenue NE
Redmond, WA 98052-5032
________________________________________________________________________________
Item 2. Identity and Background.
(a)Name: Bear, Stearns & Co. Inc. ("Bear Stearns")
(b)Place of Organization: Delaware
(c)(i)Principal Business: Securities Broker/Dealer
(ii) Address: 245 Park Avenue
New York, NY 10167
(d)None
(e)See Appendix II
(f)See Appendix I
________________________________________________________________________________
Item 3. Source and Amount of Funds or Other Consideration.
Working capital of Bear Stearns and personal funds of discretionary accounts.
The aggregate purchase price of the 533,620 shares of Common Stock was
approximately $5,969,873.75.
________________________________________________________________________________
Item 4. Purpose of Transaction.
Bear Stearns has acquired the Common Stock of Mosaix Inc.
in the ordinary course of its business as a broker/dealer in
connection with its trading and investment activities. Bear Stearns may acquire
additional securities of the Issuer or dispose of securities of the Issuer in
connection with such trading and investment activities. Although the foregoing
represents the range of activities presently contemplated by Bear Stearns with
respect to the Issuer, it should be noted that the possible activities of Bear
Stearns are subject to change at any time.
Except as set forth above, Bear Stearns has no present plans or intentions
which relate to or would result in any of the actions described in
subparagraph (a) through (j) of item 4 of Schedule 13D.
________________________________________________________________________________
Item 5. Interest in Securities of the Issuer as of 4/29/99.
(a)Number: 533,620
Percentage: 5.07%
(b)1.Sole power to vote or to direct the vote: 411,120
2.Shared power to vote or to direct the vote: 122,500
3.Sole power to dispose or to direct the disposition: 411,120
4.Shared power to dispose or to direct the disposition: 122,500
(c)Information concerning transactions in the common stock effected by
Bear Stearns is set forth on Appendix III hereto.
(d)Inapplicable.
(e)Inapplicable.
________________________________________________________________________________
Item 6. Contracts, Arrangements, Understandings or Relationships with Respect
to Securities of the Issuer.
None
________________________________________________________________________________
Item 7. Material to be Filed as Exhibits.
None
________________________________________________________________________________
<PAGE>
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
May 7, 1999
----------------------------------------
(Date)
----------------------------------------
(Signature)
Barry J. Cohen/Senior Managing Director
----------------------------------------
(Name/Title)
APPENDIX I
DIRECTORS AND EXECUTIVE OFFICERS OF BEAR, STEARNS & CO. INC.
Name Principal Occupation or Employment
Alan C. Greenberg Chairman of the Board and Director
James E. Cayne President, Chief Executive Officer and Director
Alan D. Schwartz Executive Vice President and Director
Warren J. Spector Executive Vice President and Director
Michael L. Tarnopol Executive Vice President and Director
John L. Knight Director
John H. Slade Director Emeritus
Kenneth L. Edlow Secretary
William J. Montgoris Chief Operating Officer
Michael J. Abatemarco Controller and Assistant Secretary
Michael Minikes Treasurer
Frederick B. Casey Assistant Treasurer
Mark E. Lehman Executive Vice President-General Counsel and Director
Samuel L. Molinaro, Jr. Chief Financial Officer
John L. Knight is a citizen of the United Kingdom and his business address is
One Canada Square London E16 5AD England. Michael J. Abatemarco is a citizen of
the United States and his business address is One Metrotech Center North,
Brooklyn, New York 11201. All other Directors and Executive Officers are
citizens of the United States and their business address is 245 Park Avenue,
New York, New York 10167. Bear Stearns & Co. Inc. is a wholly-owned subsidiary
of the Bear Stearns Companies Inc. and of the persons named, all but John L.
Knight hold similar office in the parent company.
APPENDIX II
Bear Stearns & Co. Inc.
Mosaix Inc.
Trading from 4/5/99 through 4/29/99
(Various Firm's Accounts)
***** 04/29 *****
1,000 MOSAIX INC 11 1/8 11,125.00
1,500 MOSAIX INC 11 1/8 16,687.50
***** 04/28 *****
100 MOSAIX INC 11 1/4 1,125.00
500 MOSAIX INC 11 5/16 5,656.25
900 MOSAIX INC 11 1/4 10,125.00
1,000 MOSAIX INC 11 5/16 11,312.50
1,000 MOSAIX INC 11 5/16 11,312.50
1,000 MOSAIX INC 11 5/16 11,312.50
1,000 MOSAIX INC 11 5/16 11,312.50
1,000 MOSAIX INC 11 5/16 11,312.50
1,000 MOSAIX INC 11 5/16 11,312.50
1,000 MOSAIX INC 11 5/16 11,312.50
1,000 MOSAIX INC 11 1/4 11,250.00
1,000 MOSAIX INC 11 5/16 11,312.50
2,000 MOSAIX INC 11 5/16 22,625.00
3,000 MOSAIX INC 11 5/16 33,937.50
3,000 MOSAIX INC 11 3/16 33,562.50
3,000 MOSAIX INC 11 1/4 33,750.00
3,000 MOSAIX INC 11 5/16 33,937.50
3,000 MOSAIX INC 11 1/4 33,750.00
4,000 MOSAIX INC 11 5/16 45,250.00
4,000 MOSAIX INC 11 5/16 45,250.00
4,000 MOSAIX INC 11 5/16 45,250.00
4,000 MOSAIX INC 11 5/16 45,250.00
4,000 MOSAIX INC 11 5/16 45,250.00
5,000 MOSAIX INC 11 5/16 56,562.50
7,000 MOSAIX INC 11 1/4 78,750.00
9,000 MOSAIX INC 11 5/16 101,812.50
9,000 MOSAIX INC 11 5/16 101,812.50
1,220 MOSAIX INC 10.9451 13,353.02
7,000- MOSAIX INC 11 76,997.43-
***** 04/27 *****
1,700 MOSAIX INC 11 1/4 19,125.00
10,000 MOSAIX INC 11 5/16 113,125.00
10,000- MOSAIX INC 11 3/8 113,746.20-
***** 04/26 *****
100 MOSAIX INC 11 1/8 1,112.50
300 MOSAIX INC 11 1/4 3,375.00
400 MOSAIX INC 11 1/4 4,500.00
400 MOSAIX INC 11 1/16 4,425.00
400 MOSAIX INC 11 1/4 4,500.00
600 MOSAIX INC 11 3/16 6,712.50
800 MOSAIX INC 11 1/4 9,000.00
900 MOSAIX INC 11 1/8 10,012.50
1,000 MOSAIX INC 11 1/4 11,250.00
3,600 MOSAIX INC 11 9/32 40,612.50
4,000 MOSAIX INC 11 1/4 45,000.00
5,000 MOSAIX INC 11 5/16 56,562.50
5,000 MOSAIX INC 11 3/8 56,875.00
5,000 MOSAIX INC 11 1/4 56,250.00
5,400 MOSAIX INC 11 5/16 61,087.50
7,000 MOSAIX INC 11 1/4 78,750.00
7,000 MOSAIX INC 11 5/16 79,187.50
10,000 MOSAIX INC 11 1/4 112,500.00
20,000 MOSAIX INC 11.1250 222,500.00
10,000- MOSAIX INC 11.2700 112,696.24-
35,000- MOSAIX INC 11.2832 394,898.83-
***** 04/23 *****
50 MOSAIX INC 10 13/16 540.63
100 MOSAIX INC 10 13/16 1,081.25
1,000 MOSAIX INC 10 15/16 10,937.50
1,900 MOSAIX INC 10 7/8 20,662.50
25,000 MOSAIX INC 10 3/4 268,750.00
1,000- MOSAIX INC 11 10,999.63-
1,000- MOSAIX INC 10 7/8 10,874.63-
20,000- MOSAIX INC 10.7900 215,792.80-
1,000- MOSAIX INC 10 15/16 10,937.13-
***** 04/22 *****
300 MOSAIX INC 11 3,300.00
500 MOSAIX INC 11 5,500.00
1,000 MOSAIX INC 10 15/16 10,937.50
1,000 MOSAIX INC 11 11,000.00
1,000 MOSAIX INC 11 11,000.00
1,000 MOSAIX INC 11 11,000.00
1,700 MOSAIX INC 10 15/16 18,593.75
5,000 MOSAIX INC 11 55,000.00
5,000 MOSAIX INC 11 55,000.00
5,000 MOSAIX INC 11 55,000.00
9,000 MOSAIX INC 11 99,000.00
12,000 MOSAIX INC 11 132,000.00
20,000- MOSAIX INC 10.9960 219,912.66-
***** 04/21 *****
300 MOSAIX INC 10 5/8 3,187.50
700 MOSAIX INC 10 5/8 7,437.50
1,000 MOSAIX INC 10 5/8 10,625.00
30,000 MOSAIX INC 10 3/8 311,250.00
2,000- MOSAIX INC 10.6850 21,369.28-
***** 04/19 *****
1,000 MOSAIX INC 9 15/16 9,937.50
***** 04/16 *****
2,500 MOSAIX INC 10 1/16 25,156.25
2,500- MOSAIX INC 10 5/16 25,780.39-
***** 04/15 *****
650 MOSAIX INC 11.1730 7,262.45
100 MOSAIX INC 10 1/2 1,050.00
1,000 MOSAIX INC 10 7/16 10,437.50
1,000 MOSAIX INC 10 9/16 10,562.50
1,400 MOSAIX INC 10 1/2 14,700.00
1,500 MOSAIX INC 10 1/2 15,750.00
5,100 MOSAIX INC 10 1/2 53,550.00
10,000- MOSAIX INC 10 5/8 106,246.45-
***** 04/14 *****
1,000 MOSAIX INC 10 7/16 10,437.50
1,000 MOSAIX INC 10 13/16 10,812.50
2,000- MOSAIX INC 10 9/16 21,124.29-
12,500- MOSAIX INC 10.6695 133,364.30-
2,200 MOSAIX INC 10 1/2 23,100.00
15,000 MOSAIX INC 11 165,000.00
25,000 MOSAIX INC 10.8750 271,875.00
***** 04/13 *****
1,000 MOSAIX INC 10 3/16 10,187.50
***** 04/12 *****
600 MOSAIX INC 10 7/16 6,262.50
1,000 MOSAIX INC 11 1/2 11,500.00
250 MOSAIX INC 11.3000 2,825.00
600 MOSAIX INC 11 1/4 6,750.00
600- MOSAIX INC 11 1/4 6,749.77-
***** 04/08 *****
500 MOSAIX INC 11 13/16 5,906.25
1,000 MOSAIX INC 11 3/4 11,750.00
1,000 MOSAIX INC 11 13/16 11,812.50
2,000 MOSAIX INC 11 3/4 23,500.00
5,000 MOSAIX INC 11 3/4 58,750.00
5,000 MOSAIX INC 11 3/4 58,750.00
8,500 MOSAIX INC 11 11/16 99,343.75
300 MOSAIX INC 11 11/16 3,506.25
450 MOSAIX INC 11 11/16 5,259.38
1,000- MOSAIX INC 11 7/8 11,874.60-
20,000- MOSAIX INC 11.8207 236,406.11-
***** 04/07 *****
5,000 MOSAIX INC 12 1/16 60,312.50
5,000 MOSAIX INC 12 1/16 60,312.50
27,400 MOSAIX INC 11.7200 321,128.00
100,000 MOSAIX INC 11.9200 1,192,000.00
400 MOSAIX INC 11 15/16 4,775.00
30,000- MOSAIX INC 11.8328 354,972.16-
***** 04/05 *****
100,900 MOSAIX INC 10.5886 1,068,389.74
(Various Discretionary Accounts)
***** 04/26 *****
2,272 MOSAIX INC 11.2700 25,605.44
3,741 MOSAIX INC 11.2700 42,161.07
3,987 MOSAIX INC 11.2700 44,933.49
***** 04/23 *****
4,212 MOSAIX INC 10.7900 45,447.48
3,936 MOSAIX INC 10.7900 42,469.44
11,852 MOSAIX INC 10.7900 127,883.08
***** 04/22 *****
1,000 MOSAIX INC 10.9960 10,996.00
4,033 MOSAIX INC 10.9960 44,346.87
1,000 MOSAIX INC 10.9960 10,996.00
3,990 MOSAIX INC 10.9960 43,874.04
9,977 MOSAIX INC 10.9960 109,707.09
***** 04/14 *****
3,079 MOSAIX INC 10.6695 32,851.39
7,697 MOSAIX INC 10.6695 82,123.14
***** 04/07 *****
3,074 MOSAIX INC 11.8328 36,374.03
2,926 MOSAIX INC 11.8328 34,622.77
3,845 MOSAIX INC 11.8328 45,497.12
5,015 MOSAIX INC 11.8328 59,341.49
12,537 MOSAIX INC 11.8328 148,347.81
1,724 MOSAIX INC 10.6695 18,394.22
2,603 MOSAIX INC 11.8328 30,800.78
***** 04/05 *****
3,802 MOSAIX INC 10.5886 40,257.86
6,518 MOSAIX INC 10.5886 69,016.49
16,296 MOSAIX INC 10.5886 172,551.83
3,384 MOSAIX INC 10.5886 35,831.82
Attention. Intentional misstatements or omissions of fact constitute federal
criminal violations (see 18 U.S.C. 1001).
