UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 15
CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF
THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER
SECTION 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934.
Commission File Number: 0-23438
EFFECTIVE MANAGEMENT SYSTEMS, INC.
(Exact name of registrant as specified in its charter)
12000 West Park Place
Milwaukee, Wisconsin 53224
(414) 359-9800
(Address, including zip code, and telephone number, including area code, of
registrant's principal executive offices)
Common Stock, par value $.01 per share
Common Stock Warrants/1
(Title of each class of securities covered by this Form)
None
(Titles of all other classes of securities for which a duty to file
reports under section 12(a) or 15(d) remains)
Please place an X in the box(es) to designate the appropriate rule
provision(s) relied upon to terminate or suspend the duty to file reports:
Rule 12g-4(a)(1)(i) [x] Rule 12h-3(b)(1)(i) [x]
Rule 12g-4(a)(1)(ii) [ ] Rule 12h-3(b)(1)(ii) [ ]
Rule 12g-4(a)(2)(i) [ ] Rule 12h-3(b)(2)(i) [ ]
Rule 12g-4(a)(2)(ii) [ ] Rule 12h-3(b)(2)(ii) [ ]
Rule 15d-6 [ ]
Approximate number of holders of record as of
the certification or notice date: Common Stock Warrants 0
Common Stock 1
Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this certification/notice to be signed on its behalf
by the undersigned duly authorized person.
Date: December 28, 1999 By: /s/ Thomas G. Hickinbotham
-------------------------------
Name: Thomas G. Hickinbotham
Title: Chief Financial Officer
- --------
1/As of December 27, 1999, each Common Stock Warrant is no longer a security
under applicable law, as each such Common Stock Warrant no longer represents a
right to receive common stock of, or any other security of, Effective Management
Systems, Inc.
