PRICE T ROWE U S TREASURY FUNDS INC
NSAR-B, 1996-07-26
Previous: VAN KAMPEN AMERICAN CAPITAL PRIME RATE INCOME TRUST, SC 13E4/A, 1996-07-26
Next: XPEDITE SYSTEMS INC, 424B2, 1996-07-26



<PAGE>      PAGE  1
000 B000000 05/31/96
000 C000000 0000853437
000 D000000 N
000 E000000 NF
000 F000000 Y
000 G000000 N
000 H000000 N
000 I000000 3.0.a
000 J000000 U
001 A000000 T. ROWE PRICE U.S. TREASURY FUNDS, INC.
001 B000000 811-5860
001 C000000 4105472000
002 A000000 100 EAST PRATT STREET
002 B000000 BALTIMORE
002 C000000 MD
002 D010000 21202
003  000000 N
004  000000 N
005  000000 N
006  000000 N
007 A000000 Y
007 B000000  3
007 C010100  1
007 C020100 U.S. TREASURY INTERMEDIATE FUND
007 C030100 N
007 C010200  2
007 C020200 U.S. TREASURY LONG-TERM FUND
007 C030200 N
007 C010300  3
007 C020300 U.S. TREASURY MONEY FUND
007 C030300 N
007 C010400  4
007 C010500  5
007 C010600  6
007 C010700  7
007 C010800  8
007 C010900  9
007 C011000 10
018  00AA00 Y
019 A00AA00 Y
019 B00AA00   72
019 C00AA00 TROWEPRICE
020 C000001      0
020 C000002      0
020 C000003      0
020 C000004      0
020 C000005      0
020 C000006      0
020 C000007      0
020 C000008      0
020 C000009      0
<PAGE>      PAGE  2
020 C000010      0
021  000000        0
022 A000001 LEHMAN BROTHERS, INC.
022 B000001 13-2518466
022 C000001   1628012
022 D000001    333771
022 A000002 BANK OF AMERICA
022 B000002 94-1687665
022 C000002    842237
022 D000002    271602
022 A000003 PRUDENTIAL SECURITIES INC.
022 B000003 22-2347336
022 C000003    473660
022 D000003    160866
022 A000004 CHEMICAL SECURITIES INC
022 B000004 13-3379014
022 C000004    439163
022 D000004     61115
022 A000005 DILL0N, READ & CO. INC.
022 B000005 13-1939216
022 C000005    388662
022 D000005     84423
022 A000006 CS FIRST BOSTON
022 B000006 13-5659485
022 C000006    341348
022 D000006    109654
022 A000007 BT SECURITIES CORP
022 B000007 13-4941247
022 C000007    217836
022 D000007    113395
022 A000008 MERRILL, LYNCH, PIERCE, FENNER & SMITH
022 B000008 13-5674085
022 C000008    111610
022 D000008     76499
022 A000009 SALOMON BROTHERS INC.
022 B000009 13-3082694
022 C000009    102606
022 D000009     64076
022 A000010 MORGAN (J.P.) SECURITIES INC
022 B000010 13-3224016
022 C000010     86176
022 D000010     52491
023 C000000    4819406
023 D000000    1373394
024  00AA00 N
026 A000000 N
026 B000000 Y
026 C000000 N
026 D000000 Y
026 E000000 N
026 F000000 N
<PAGE>      PAGE  3
026 G010000 N
026 G020000 N
026 H000000 Y
055 A00AA00 N
055 B00AA00 N
056  00AA00 Y
057  00AA00 N
077 A000000 Y
077 B000000 Y
078  000000 N
080 A00AA00 ICI MUTUAL INSURANCE CO.
080 C00AA00    60000
081 A00AA00 Y
081 B00AA00 127
082 A00AA00 N
082 B00AA00        0
083 A00AA00 N
083 B00AA00        0
084 A00AA00 N
084 B00AA00        0
085 A00AA00 Y
085 B00AA00 N
086 A010000      0
086 A020000      0
086 B010000      0
086 B020000      0
086 C010000      0
086 C020000      0
086 D010000      0
086 D020000      0
086 E010000      0
086 E020000      0
086 F010000      0
086 F020000      0
028 A010100      5125
028 A020100       804
028 A030100         0
028 A040100      4970
028 B010100      4770
028 B020100       737
028 B030100         0
028 B040100      5152
028 C010100      4407
028 C020100       731
028 C030100         0
028 C040100      5769
028 D010100      5140
028 D020100       766
028 D030100         0
028 D040100      4709
028 E010100      4416
<PAGE>      PAGE  4
028 E020100       745
028 E030100         0
028 E040100      6160
028 F010100      4892
028 F020100       803
028 F030100         0
028 F040100      5634
028 G010100     28750
028 G020100      4586
028 G030100         0
028 G040100     32394
028 H000100         0
049  000100 N
050  000100 N
051  000100 N
052  000100 Y
053 A000100 N
062 A000100 Y
062 B000100   5.6
062 C000100   0.0
062 D000100   0.0
062 E000100   0.0
062 F000100   0.0
062 G000100   0.0
062 H000100   0.0
062 I000100   0.0
062 J000100   0.0
062 K000100   0.0
062 L000100   0.0
062 M000100  79.2
062 N000100  15.2
062 O000100   0.0
062 P000100   0.0
062 Q000100   0.0
062 R000100   0.0
063 A000100   0
063 B000100  4.8
064 A000100 N
064 B000100 N
070 A010100 Y
070 A020100 Y
070 B010100 N
070 B020100 N
070 C010100 Y
070 C020100 N
070 D010100 Y
070 D020100 N
070 E010100 Y
070 E020100 N
070 F010100 Y
070 F020100 N
<PAGE>      PAGE  5
070 G010100 Y
070 G020100 N
070 H010100 Y
070 H020100 N
070 I010100 N
070 I020100 N
070 J010100 N
070 J020100 N
070 K010100 Y
070 K020100 N
070 L010100 N
070 L020100 N
070 M010100 N
070 M020100 N
070 N010100 Y
070 N020100 Y
070 O010100 Y
070 O020100 N
070 P010100 Y
070 P020100 N
070 Q010100 N
070 Q020100 N
070 R010100 N
070 R020100 N
071 A000100     70760
071 B000100     72913
071 C000100    174043
071 D000100   41
072 A000100 12
072 B000100    12026
072 C000100        0
072 D000100        0
072 E000100        0
072 F000100      684
072 G000100        0
072 H000100        0
072 I000100      283
072 J000100       55
072 K000100        3
072 L000100       13
072 M000100        6
072 N000100       32
072 O000100        0
072 P000100        0
072 Q000100       64
072 R000100        8
072 S000100        2
072 T000100        0
072 U000100        0
072 V000100        0
072 W000100        5
<PAGE>      PAGE  6
072 X000100     1155
072 Y000100        0
072 Z000100    10871
072AA000100        0
072BB000100       14
072CC010100        0
072CC020100     4800
072DD010100    10871
072DD020100        0
072EE000100        0
073 A010100   0.3254
073 A020100   0.0000
073 B000100   0.0000
073 C000100   0.0000
074 A000100      208
074 B000100        0
074 C000100     9713
074 D000100   162431
074 E000100        0
074 F000100        0
074 G000100        0
074 H000100        0
074 I000100        0
074 J000100        0
074 K000100        0
074 L000100     2346
074 M000100       61
074 N000100   174759
074 O000100        0
074 P000100       27
074 Q000100        0
074 R010100        0
074 R020100        0
074 R030100        0
074 R040100      556
074 S000100        0
074 T000100   174176
074 U010100    34075
074 U020100        0
074 V010100     5.11
074 V020100     0.00
074 W000100   0.0000
074 X000100     7198
074 Y000100        0
075 A000100        0
075 B000100   177141
076  000100     0.00
028 A010200      3958
028 A020200       286
028 A030200         0
028 A040200      1930
<PAGE>      PAGE  7
028 B010200     12387
028 B020200       272
028 B030200         0
028 B040200      4594
028 C010200      4685
028 C020200       296
028 C030200         0
028 C040200      6061
028 D010200      4470
028 D020200       310
028 D030200         0
028 D040200      4617
028 E010200      4464
028 E020200       306
028 E030200         0
028 E040200      3775
028 F010200      2801
028 F020200       331
028 F030200         0
028 F040200      2860
028 G010200     32765
028 G020200      1801
028 G030200         0
028 G040200     23837
028 H000200         0
049  000200 N
050  000200 N
051  000200 N
052  000200 Y
053 A000200 Y
053 B000200 Y
053 C000200 N
062 A000200 Y
062 B000200   5.9
062 C000200   0.0
062 D000200   0.0
062 E000200   0.0
062 F000200   0.0
062 G000200   0.0
062 H000200   0.0
062 I000200   0.0
062 J000200   0.0
062 K000200   0.0
062 L000200   0.0
062 M000200  82.1
062 N000200  12.0
062 O000200   0.0
062 P000200   0.0
062 Q000200   0.0
062 R000200   0.0
063 A000200   0
<PAGE>      PAGE  8
063 B000200 23.4
064 A000200 N
064 B000200 N
070 A010200 Y
070 A020200 N
070 B010200 N
070 B020200 N
070 C010200 Y
070 C020200 N
070 D010200 Y
070 D020200 N
070 E010200 Y
070 E020200 N
070 F010200 Y
070 F020200 N
070 G010200 Y
070 G020200 N
070 H010200 Y
070 H020200 N
070 I010200 N
070 I020200 N
070 J010200 N
070 J020200 N
070 K010200 Y
070 K020200 N
070 L010200 N
070 L020200 N
070 M010200 N
070 M020200 N
070 N010200 Y
070 N020200 Y
070 O010200 Y
070 O020200 N
070 P010200 Y
070 P020200 N
070 Q010200 N
070 Q020200 N
070 R010200 N
070 R020200 N
071 A000200     45934
071 B000200     38899
071 C000200     64729
071 D000200   60
072 A000200 12
072 B000200     4524
072 C000200        0
072 D000200        0
072 E000200        0
072 F000200      240
072 G000200        0
072 H000200        0
<PAGE>      PAGE  9
072 I000200      141
072 J000200       31
072 K000200        1
072 L000200        6
072 M000200        6
072 N000200       26
072 O000200        0
072 P000200        0
072 Q000200       63
072 R000200        9
072 S000200        2
072 T000200        0
072 U000200        0
072 V000200        0
072 W000200        4
072 X000200      529
072 Y000200        0
072 Z000200     3995
072AA000200     1166
072BB000200        0
072CC010200        0
072CC020200     5395
072DD010200     3995
072DD020200        0
072EE000200        0
073 A010200   0.6479
073 A020200   0.0000
073 B000200   0.0000
073 C000200   0.0000
074 A000200        6
074 B000200        0
074 C000200     4179
074 D000200    67088
074 E000200        0
074 F000200        0
074 G000200        0
074 H000200        0
074 I000200        0
074 J000200        0
074 K000200      114
074 L000200     1118
074 M000200       20
074 N000200    72525
074 O000200     1884
074 P000200        0
074 Q000200        0
074 R010200        0
074 R020200        0
074 R030200        0
074 R040200      315
074 S000200        0
<PAGE>      PAGE  10
074 T000200    70326
074 U010200     7015
074 U020200        0
074 V010200    10.02
074 V020200     0.00
074 W000200   0.0000
074 X000200     3871
074 Y000200        0
075 A000200        0
075 B000200    66091
076  000200     0.00
028 A010300     83790
028 A020300      3128
028 A030300         0
028 A040300    128905
028 B010300    219238
028 B020300      2864
028 B030300         0
028 B040300    203713
028 C010300    103614
028 C020300      2719
028 C030300         0
028 C040300     91256
028 D010300    100563
028 D020300      2864
028 D030300         0
028 D040300     98184
028 E010300     92445
028 E020300      2811
028 E030300         0
028 E040300    105404
028 F010300     96983
028 F020300      3036
028 F030300         0
028 F040300     85335
028 G010300    696633
028 G020300     17422
028 G030300         0
028 G040300    712797
028 H000300         0
049  000300 N
050  000300 N
051  000300 N
052  000300 Y
053 A000300 N
062 A000300 Y
062 B000300 100.0
062 C000300   0.0
062 D000300   0.0
062 E000300   0.0
062 F000300   0.0
<PAGE>      PAGE  11
062 G000300   0.0
062 H000300   0.0
062 I000300   0.0
062 J000300   0.0
062 K000300   0.0
062 L000300   0.0
062 M000300   0.0
062 N000300   0.0
062 O000300   0.0
062 P000300   0.0
062 Q000300   0.0
062 R000300   0.0
063 A000300  66
063 B000300  0.0
064 A000300 N
064 B000300 N
070 A010300 Y
070 A020300 N
070 B010300 N
070 B020300 N
070 C010300 N
070 C020300 N
070 D010300 N
070 D020300 N
070 E010300 N
070 E020300 N
070 F010300 N
070 F020300 N
070 G010300 N
070 G020300 N
070 H010300 N
070 H020300 N
070 I010300 N
070 I020300 N
070 J010300 N
070 J020300 N
070 K010300 Y
070 K020300 N
070 L010300 N
070 L020300 N
070 M010300 N
070 M020300 N
070 N010300 Y
070 N020300 N
070 O010300 Y
070 O020300 N
070 P010300 Y
070 P020300 N
070 Q010300 N
070 Q020300 N
070 R010300 N
<PAGE>      PAGE  12
070 R020300 N
071 A000300         0
071 B000300         0
071 C000300         0
071 D000300    0
072 A000300 12
072 B000300    40738
072 C000300        0
072 D000300        0
072 E000300        0
072 F000300     2507
072 G000300        0
072 H000300        0
072 I000300     1165
072 J000300       68
072 K000300       11
072 L000300       36
072 M000300       11
072 N000300       61
072 O000300        0
072 P000300        0
072 Q000300       63
072 R000300        9
072 S000300        2
072 T000300        0
072 U000300        0
072 V000300        0
072 W000300       13
072 X000300     3946
072 Y000300        0
072 Z000300    36792
072AA000300       66
072BB000300        0
072CC010300       61
072CC020300        0
072DD010300    36792
072DD020300        0
072EE000300        0
073 A010300   0.0496
073 A020300   0.0000
073 B000300   0.0000
073 C000300   0.0000
074 A000300        0
074 B000300        0
074 C000300   755030
074 D000300        0
074 E000300        0
074 F000300        0
074 G000300        0
074 H000300        0
074 I000300        0
<PAGE>      PAGE  13
074 J000300        0
074 K000300        0
074 L000300     7721
074 M000300       19
074 N000300   762770
074 O000300        0
074 P000300        0
074 Q000300        0
074 R010300        0
074 R020300        0
074 R030300        0
074 R040300     2760
074 S000300        0
074 T000300   760010
074 U010300   759884
074 U020300        0
074 V010300     1.00
074 V020300     0.00
074 W000300   0.0000
074 X000300    22324
074 Y000300        0
075 A000300   745717
075 B000300        0
076  000300     0.00
SIGNATURE   JAMES S. RIEPE                               
TITLE       VICE PRESIDENT      
 

WARNING: THE EDGAR SYSTEM ENCOUNTERED ERROR(S) WHILE PROCESSING THIS SCHEDULE.

<TABLE> <S> <C>

<ARTICLE> 6
<CIK> 0000853437
<NAME> T ROWE PRICE U.S. TREASURY MONEY
       
<S>                             <C>
<PERIOD-TYPE>                   YEAR
<FISCAL-YEAR-END>                          MAY-31-1996
<PERIOD-END>                               MAY-31-1996
<INVESTMENTS-AT-COST>                           755030
<INVESTMENTS-AT-VALUE>                          755030
<RECEIVABLES>                                     7721
<ASSETS-OTHER>                                      19
<OTHER-ITEMS-ASSETS>                                 0
<TOTAL-ASSETS>                                  762770
<PAYABLE-FOR-SECURITIES>                             0
<SENIOR-LONG-TERM-DEBT>                              0
<OTHER-ITEMS-LIABILITIES>                         2760
<TOTAL-LIABILITIES>                               2760
<SENIOR-EQUITY>                                      0
<PAID-IN-CAPITAL-COMMON>                        759805
<SHARES-COMMON-STOCK>                           759884
<SHARES-COMMON-PRIOR>                           719217
<ACCUMULATED-NII-CURRENT>                           81
<OVERDISTRIBUTION-NII>                               0
<ACCUMULATED-NET-GAINS>                            124
<OVERDISTRIBUTION-GAINS>                             0
<ACCUM-APPREC-OR-DEPREC>                             0
<NET-ASSETS>                                    760010
<DIVIDEND-INCOME>                                    0
<INTEREST-INCOME>                                40738
<OTHER-INCOME>                                       0
<EXPENSES-NET>                                    3946
<NET-INVESTMENT-INCOME>                          36792
<REALIZED-GAINS-CURRENT>                            66
<APPREC-INCREASE-CURRENT>                           61
<NET-CHANGE-FROM-OPS>                            36919
<EQUALIZATION>                                       0
<DISTRIBUTIONS-OF-INCOME>                        36792
<DISTRIBUTIONS-OF-GAINS>                             0
<DISTRIBUTIONS-OTHER>                                0
<NUMBER-OF-SHARES-SOLD>                        1183840
<NUMBER-OF-SHARES-REDEEMED>                    1178322
<SHARES-REINVESTED>                              35150
<NET-CHANGE-IN-ASSETS>                           40795
<ACCUMULATED-NII-PRIOR>                             81
<ACCUMULATED-GAINS-PRIOR>                           58
<OVERDISTRIB-NII-PRIOR>                              0
<OVERDIST-NET-GAINS-PRIOR>                           0
<GROSS-ADVISORY-FEES>                             2507
<INTEREST-EXPENSE>                                   0
<GROSS-EXPENSE>                                   3946
<AVERAGE-NET-ASSETS>                            745717
<PER-SHARE-NAV-BEGIN>                             1.00
<PER-SHARE-NII>                                    .05
<PER-SHARE-GAIN-APPREC>                              0
<PER-SHARE-DIVIDEND>                               .05
<PER-SHARE-DISTRIBUTIONS>                            0
<RETURNS-OF-CAPITAL>                                 0
<PER-SHARE-NAV-END>                               1.00
<EXPENSE-RATIO>                                   .53
<AVG-DEBT-OUTSTANDING>                               0
<AVG-DEBT-PER-SHARE>                                 0
        


</TABLE>

<TABLE> <S> <C>

<ARTICLE> 6
<CIK> 0000853437
<NAME> U.S. TREASURY INTERMEDIATE FUND
       
<S>                             <C>
<PERIOD-TYPE>                   YEAR
<FISCAL-YEAR-END>                          MAY-31-1996
<PERIOD-END>                               MAY-31-1996
<INVESTMENTS-AT-COST>                           172160
<INVESTMENTS-AT-VALUE>                          172144
<RECEIVABLES>                                     2346
<ASSETS-OTHER>                                     269
<OTHER-ITEMS-ASSETS>                                 0
<TOTAL-ASSETS>                                  174759
<PAYABLE-FOR-SECURITIES>                             0
<SENIOR-LONG-TERM-DEBT>                              0
<OTHER-ITEMS-LIABILITIES>                          583
<TOTAL-LIABILITIES>                                583
<SENIOR-EQUITY>                                      0
<PAID-IN-CAPITAL-COMMON>                        176452
<SHARES-COMMON-STOCK>                            34075
<SHARES-COMMON-PRIOR>                            32880
<ACCUMULATED-NII-CURRENT>                          250
<OVERDISTRIBUTION-NII>                               0
<ACCUMULATED-NET-GAINS>                              0
<OVERDISTRIBUTION-GAINS>                          2510
<ACCUM-APPREC-OR-DEPREC>                          (16)
<NET-ASSETS>                                    174176
<DIVIDEND-INCOME>                                    0
<INTEREST-INCOME>                                12026
<OTHER-INCOME>                                       0
<EXPENSES-NET>                                    1155
<NET-INVESTMENT-INCOME>                          10871
<REALIZED-GAINS-CURRENT>                          (14)
<APPREC-INCREASE-CURRENT>                       (4800)
<NET-CHANGE-FROM-OPS>                             6057
<EQUALIZATION>                                       0
<DISTRIBUTIONS-OF-INCOME>                        10871
<DISTRIBUTIONS-OF-GAINS>                             0
<DISTRIBUTIONS-OTHER>                                0
<NUMBER-OF-SHARES-SOLD>                          10638
<NUMBER-OF-SHARES-REDEEMED>                      11161
<SHARES-REINVESTED>                               1718
<NET-CHANGE-IN-ASSETS>                            1510
<ACCUMULATED-NII-PRIOR>                            250
<ACCUMULATED-GAINS-PRIOR>                            0
<OVERDISTRIB-NII-PRIOR>                              0
<OVERDIST-NET-GAINS-PRIOR>                        2496
<GROSS-ADVISORY-FEES>                              684
<INTEREST-EXPENSE>                                   0
<GROSS-EXPENSE>                                   1155
<AVERAGE-NET-ASSETS>                            177141
<PER-SHARE-NAV-BEGIN>                             5.25
<PER-SHARE-NII>                                    .33
<PER-SHARE-GAIN-APPREC>                          (.14)
<PER-SHARE-DIVIDEND>                               .33
<PER-SHARE-DISTRIBUTIONS>                            0
<RETURNS-OF-CAPITAL>                                 0
<PER-SHARE-NAV-END>                               5.11
<EXPENSE-RATIO>                                    .65
<AVG-DEBT-OUTSTANDING>                               0
<AVG-DEBT-PER-SHARE>                                 0
        

</TABLE>
WARNING: THE EDGAR SYSTEM ENCOUNTERED ERROR(S) WHILE PROCESSING THIS SCHEDULE.

<TABLE> <S> <C>

<ARTICLE> 6
<CIK> 0000543437
<NAME> U.S. TREASURY LONG-TERM
       
<S>                             <C>
<PERIOD-TYPE>                   YEAR
<FISCAL-YEAR-END>                          MAY-31-1996
<PERIOD-END>                               MAY-31-1996
<INVESTMENTS-AT-COST>                            71050
<INVESTMENTS-AT-VALUE>                           71267
<RECEIVABLES>                                     1231
<ASSETS-OTHER>                                      27
<OTHER-ITEMS-ASSETS>                                 0
<TOTAL-ASSETS>                                   72525
<PAYABLE-FOR-SECURITIES>                          1884
<SENIOR-LONG-TERM-DEBT>                              0
<OTHER-ITEMS-LIABILITIES>                          315
<TOTAL-LIABILITIES>                               2199
<SENIOR-EQUITY>                                      0
<PAID-IN-CAPITAL-COMMON>                         70772
<SHARES-COMMON-STOCK>                             7015
<SHARES-COMMON-PRIOR>                             6197
<ACCUMULATED-NII-CURRENT>                           12
<OVERDISTRIBUTION-NII>                               0
<ACCUMULATED-NET-GAINS>                              0
<OVERDISTRIBUTION-GAINS>                         675
<ACCUM-APPREC-OR-DEPREC>                           217
<NET-ASSETS>                                     70326
<DIVIDEND-INCOME>                                    0
<INTEREST-INCOME>                                 4524
<OTHER-INCOME>                                       0
<EXPENSES-NET>                                     529
<NET-INVESTMENT-INCOME>                           3995
<REALIZED-GAINS-CURRENT>                          1166
<APPREC-INCREASE-CURRENT>                       (5395)
<NET-CHANGE-FROM-OPS>                            (234)
<EQUALIZATION>                                       0
<DISTRIBUTIONS-OF-INCOME>                         3995
<DISTRIBUTIONS-OF-GAINS>                             0
<DISTRIBUTIONS-OTHER>                                0
<NUMBER-OF-SHARES-SOLD>                           5095
<NUMBER-OF-SHARES-REDEEMED>                       4589
<SHARES-REINVESTED>                                312
<NET-CHANGE-IN-ASSETS>                            5042
<ACCUMULATED-NII-PRIOR>                             12
<ACCUMULATED-GAINS-PRIOR>                            0
<OVERDISTRIB-NII-PRIOR>                              0
<OVERDIST-NET-GAINS-PRIOR>                      1841
<GROSS-ADVISORY-FEES>                              240
<INTEREST-EXPENSE>                                   0
<GROSS-EXPENSE>                                    529
<AVERAGE-NET-ASSETS>                             66091
<PER-SHARE-NAV-BEGIN>                            10.54
<PER-SHARE-NII>                                    .65
<PER-SHARE-GAIN-APPREC>                          (.52)
<PER-SHARE-DIVIDEND>                             .65
<PER-SHARE-DISTRIBUTIONS>                            0
<RETURNS-OF-CAPITAL>                                 0
<PER-SHARE-NAV-END>                              10.02
<EXPENSE-RATIO>                                     .8
<AVG-DEBT-OUTSTANDING>                               0
<AVG-DEBT-PER-SHARE>                                 0
        


</TABLE>


© 2022 IncJournal is not affiliated with or endorsed by the U.S. Securities and Exchange Commission