UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 1999
Check here if Amendment [ ]; Amendment Number:
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This Amendment (Check only one.): [ ]is a restatement.
[ ]adds new holdings
entries.
Institutional Investment Manager Filing this Report:
Name: Roxbury Capital Management, LLC.
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Address: 100 Wilshire Blvd. Suite 600 Santa Monica, CA 90401
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Form 13F File Number: 28-2510
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The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: /S/ Edward M. Shipe
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Title: CFO / Treasurer
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Phone: 310.917.5600
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Signature, Place, and Date of Signing:
Santa Monica, CA 11/05/99
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[Signature) [City, State] [Date]
Report Type (Check only one):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
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Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
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Form 13F Information Table Entry Total: 175
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Form 13F Information Table Value Total: $ 6,912,226,410
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List of Other Included Managers:
Provide a numbered list of the name(s) and 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings
and list entries.]
NONE
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SECURITIES AND EXCHANGE COMMISSION 13-F WORKSHEET
AS OF 09/30/99
VOTING AUTHORITY
ITEM 4 ITEM 5 ITEM 6 ITEM 8
ITEM 1 & 2 ITEM 3 FAIR SHARES OR INVESTMENT ITEM
NAME OF ISSUE CUSIP MARKET PRINCIPAL DISCRETION 7 SHARES
TITLE OF CLASS NUMBER VALUE AMOUNT SOLE SHARED OTHER MGRS SOLE SHARED NONE
- ----------------------------- ---------- ------------- --------- ---- ---------- ----- ---- ---- ------ ----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
99 Cents Only Stores. . . . . 6544OK106 11,126,044 308,030 X X
Abbott Labs . . . . . . . . . 002824100 940,034 25,621 X X
Affiliated Managers Grp Inc.. 008252108 14,781,109 542,426 X X
Agile Software. . . . . . . . 00846X105 4,480,000 70,000 X X
Airgate PCS . . . . . . . . . 009367103 982,365 39,500 X X
Alltel Corp . . . . . . . . . 020039103 472,675 6,717 X X
America Online. . . . . . . . 02364J104 197,687,257 1,899,743 X X
American Express Co . . . . . 025816109 206,266,365 1,527,899 X X
American General Corp . . . . 026351106 285,637 4,516 X X
American Home Prods . . . . . 026609107 1,123,156 27,064 X X
American Intl Group Inc . . . 026874107 142,710,445 1,641,482 X X
American Pwr Conversion . . . 029066107 21,012,575 1,105,925 X X
AMFM Inc. . . . . . . . . . . 001693100 49,711,482 818,296 X X
Amgen Inc . . . . . . . . . . 031162100 127,231,362 1,561,121 X X
Apollo Group. . . . . . . . . 037604105 38,821,834 1,838,155 X X
AT & T Corp Liberty Med Cl A. 001957208 237,737,119 6,371,941 X X
Atmel Corp. . . . . . . . . . 049513104 209,757 6,204 X X
Automatic Data Processing . . 053015103 263,317 5,900 X X
Bank New York . . . . . . . . 064057102 285,912 8,550 X X
Bankamerica Corp. . . . . . . 066050105 211,660 10,799 X X
Bed Bath Beyond . . . . . . . 075896100 24,620,087 704,639 X X
Berkshire Hathaway. . . . . . 084570108 1,265,000 23 X X
Biogen. . . . . . . . . . . . 090597105 27,622,826 350,499 X X
BP Amoco. . . . . . . . . . . 055622104 628,460 11,342 X X
Bristol Myers Squibb. . . . . 110122108 143,982,968 2,133,081 X X
Capital One . . . . . . . . . 1404OH105 74,029,527 1,898,193 X X
Cardinal Health Inc . . . . . 14149Y108 103,238,478 1,894,284 X X
Catalina Marketing Co . . . . 148867104 10,755,943 126,824 X X
CBS . . . . . . . . . . . . . 12490K107 240,709,095 5,319,538 X X
Century Business Systems. . . 156490104 20,877,711 1,795,160 X X
Chase Manhattan Corp. . . . . 16161A108 72,510,613 962,062 X X
Cheesecake Factory. . . . . . 163072101 11,580,464 417,314 X X
Chris Craft Ind . . . . . . . 170520506 408,329 7,276 X X
Cisco Systems Inc . . . . . . 17275R102 294,564,338 4,296,446 X X
Citigroup Inc . . . . . . . . 172967101 209,550,484 4,762,511 X X
Citrix Systems. . . . . . . . 177376100 20,331,681 328,248 X X
Coca-Cola Co. . . . . . . . . 191216100 20,512,185 425,123 X X
Colgate Palmolive . . . . . . 194162103 9,949,939 217,485 X X
Concentric Network. . . . . . 20589R107 9,208,452 453,395 X X
Cornerstone . . . . . . . . . 21922H103 167,750 11,000 X X
Corning . . . . . . . . . . . 219350105 349,245 5,094 X X
Costco. . . . . . . . . . . . 22160Q102 198,339,336 2,754,713 X X
Cullen. . . . . . . . . . . . 229899109 600,000 24,000 X X
CVS Corporation . . . . . . . 126650100 141,257,571 3,461,347 X X
Dayton Hudson . . . . . . . . 239753106 217,657 3,624 X X
Dell Computer . . . . . . . . 247025109 178,353,642 4,265,813 X X
Devry Inc . . . . . . . . . . 251893103 2,942,580 147,129 X X
Diedrich Coffee . . . . . . . 253675102 425,000 100,000 X X
Disney, Walt Company. . . . . 254687106 1,374,490 52,865 X X
Dollar General Corporation. . 256669102 27,554,533 892,310 X X
Dollar Tree Stores. . . . . . 256747106 17,877,304 447,604 X X
Doubleclick . . . . . . . . . 258609304 2,081,320 17,471 X X
Du Pont . . . . . . . . . . . 263534109 546,315 9,030 X X
Earthlink Network . . . . . . 270322100 70,722,478 969,598 X X
Eastman Kodak . . . . . . . . 277461109 238,581 3,155 X X
Echostar Commun Corp. . . . . 278762109 34,742,816 382,588 X X
EMC Corp. . . . . . . . . . . 268648102 1,019,592 14,286 X X
Endocare Inc. . . . . . . . . 29264P104 97,805 15,500 X X
Energy Conversion . . . . . . 292659109 108,700 10,000 X X
Ericcson L M. . . . . . . . . 294821400 212,813 6,810 X X
Exxon Corp. . . . . . . . . . 302290101 1,442,556 18,981 X X
Fannie Mae . . . . . . . . . 313586109 33,564,414 535,403 X X
FDX . . . . . . . . . . . . . 31304N107 2,200,647 56,601 X X
Federal Home Ln Mtg Corp. . . 313400301 4,749,524 91,337 X X
Federal National Mortgage . . 313586109 19,036,605 303,711 X X
Fiserv Inc. . . . . . . . . . 337738108 41,330,250 1,271,700 X X
Ford Motor Company. . . . . . 345370100 260,647 5,187 X X
Freddie Mac . . . . . . . . . 313400301 23,249,148 447,099 X X
Freeshop.com. . . . . . . . . 356873109 862,500 75,000 X X
Gap Inc . . . . . . . . . . . 364760108 7,289,440 227,795 X X
General Electric. . . . . . . 369604103 157,037,344 1,324,539 X X
Gillette. . . . . . . . . . . 375766102 5,025,156 148,060 X X
Goto. Com , Inc . . . . . . . 38348T107 1,071,272 20,550 X X
Guidant Corporation . . . . . 401698105 149,725,378 2,792,342 X X
H N C Software Inc. . . . . . 40425P107 12,918,341 325,481 X X
Hanover Compressor. . . . . . 410768105 767,893 24,140 X X
Hewlett Packard . . . . . . . 428236103 986,906 10,875 X X
Hispanic Broadcasting . . . . 43357B104 4,153,031 54,559 X X
Home Depot. . . . . . . . . . 437076102 261,806,435 3,815,308 X X
Hyperion Communications . . . 44914K306 10,781,434 434,560 X X
IBM . . . . . . . . . . . . . 459200101 1,302,081 10,761 X X
IDEC Pharmaceuticals. . . . . 449370105 20,097,878 213,739 X X
Infinity Broadcasting . . . . 45662S102 57,262,507 1,953,685 X X
Intel Corp. . . . . . . . . . 458140100 254,871,931 3,429,847 X X
Interim Services. . . . . . . 45868P100 255,237 12,108 X X
Internap Network. . . . . . . 45885A102 3,347,250 75,000 X X
International Integration . . 459698106 294,750 9,000 X X
Interworld. . . . . . . . . . 46114Q108 1,787,940 49,500 X X
Intuit Inc. . . . . . . . . . 461202103 8,925,570 305,461 X X
Johnson & Johnson . . . . . . 478160104 3,433,923 37,374 X X
Kansas City Southern. . . . . 485170104 34,928,847 751,158 X X
Legato. . . . . . . . . . . . 524651106 12,150,146 278,737 X X
Lehman Bros Hldg Inc. . . . . 524908100 276,429 4,735 X X
Lexmark Intl Group. . . . . . 529771107 962,780 11,960 X X
Lilly, Eli and Co . . . . . . 532457108 69,841,288 1,088,040 X X
Linear Technology . . . . . . 535678106 8,901,377 146,450 X X
Linens'N Things . . . . . . . 535679104 23,204,441 687,539 X X
Looksmart . . . . . . . . . . 543442107 1,054,783 44,300 X X
Lucent Technologies Inc . . . 549463107 36,788,815 567,116 X X
Macerich Co Reit. . . . . . . 554382101 3,965,589 171,522 X X
Marimba . . . . . . . . . . . 56781Q109 615,322 20,600 X X
Maxim . . . . . . . . . . . . 57772K101 23,849,093 378,017 X X
MBNA Corp . . . . . . . . . . 55262L100 297,397 13,038 X X
MCI Worldcom. . . . . . . . . 552673105 205,605,480 2,860,797 X X
McLeod Inc. . . . . . . . . . 582266102 18,489,979 434,445 X X
Medimmune . . . . . . . . . . 584699102 24,825,206 249,099 X X
Medtronic Inc . . . . . . . . 585055106 137,917,931 3,878,457 X X
Mellon Bank Corp. . . . . . . 585509102 788,389 23,450 X X
Merck & Company Inc . . . . . 589331107 9,142,099 141,060 X X
Merrill Lynch Inc . . . . . . 590188108 635,569 9,434 X X
Metris. . . . . . . . . . . . 591598107 35,593,815 1,206,570 X X
Micrel. . . . . . . . . . . . 594793101 16,207,289 373,612 X X
Micron Technology . . . . . . 595112103 2,460,500 37,000 X X
Microsoft Corp. . . . . . . . 594918104 232,300,618 2,565,157 X X
Minimed Inc . . . . . . . . . 60365K108 1,165,147 11,859 X X
Mobil Corp. . . . . . . . . . 607059102 471,107 4,676 X X
Monsanto Co . . . . . . . . . 611662107 518,254 14,521 X X
Morgan J.P. & Co . . . . . . 616880100 523,151 4,579 X X
Morgan Stanly Dn Wttr . . . . 617446448 140,048,368 1,570,225 X X
Motorola Inc. . . . . . . . . 620076109 960,344 10,913 X X
Nationwide Financial Serv Inc 638612101 29,059,611 821,357 X X
Nokia Corp Adr. . . . . . . . 654902204 149,381,549 1,662,011 X X
Nortel Networks . . . . . . . 656569100 40,415,613 792,463 X X
Office Depot. . . . . . . . . 676220106 133,476 12,712 X X
Oracle. . . . . . . . . . . . 68389X105 154,770,571 3,401,551 X X
Orthodontic Centers . . . . . 68750P103 33,552,868 1,923,903 X X
Paychex . . . . . . . . . . . 704326107 778,369 22,806 X X
Pepsico Inc . . . . . . . . . 713448108 531,249 17,418 X X
Pfizer Inc. . . . . . . . . . 717081103 20,090,109 559,925 X X
Pharmacyclics Inc . . . . . . 716933106 1,022,000 25,000 X X
Phoenix International . . . . 719078107 40,000 10,000 X X
Pitney Bowes. . . . . . . . . 724479100 381,423 6,259 X X
Portal Software . . . . . . . 736126103 3,875,000 100,000 X X
Price Communications. . . . . 741437305 10,718,763 427,724 X X
Price T Rowe. . . . . . . . . 741477103 282,632 10,300 X X
Procter & Gamble. . . . . . . 742718109 7,621,031 81,291 X X
Providian . . . . . . . . . . 74406A102 25,972,182 327,973 X X
Qualcomm. . . . . . . . . . . 747525103 893,923 4,725 X X
Qwest Communications. . . . . 749121109 79,998,819 2,706,320 X X
R & B Falcon. . . . . . . . . 74912E101 24,629,835 1,877,274 X X
Radian Group. . . . . . . . . 750236101 27,298,547 635,737 X X
Rayovac Corp. . . . . . . . . 755081106 16,094,277 744,072 X X
Realnetworks. . . . . . . . . 75605L104 1,963,219 18,776 X X
Republic Services . . . . . . 75605L104 750,593 69,020 X X
Roadway Express . . . . . . . 769742107 433,681 21,480 X X
S B C Communication . . . . . 78387G103 388,567 7,610 X X
Schering Plough Corp. . . . . 806605101 2,015,288 46,201 X X
Schwab Charles Corp . . . . . 808512105 47,689,085 1,426,109 X X
Smithkline Beecham. . . . . . 832378301 1,142,893 19,835 X X
Starbucks Corp. . . . . . . . 855244109 71,521,473 2,886,258 X X
Sun Microsystems Inc. . . . . 866810104 345,415,392 3,714,144 X X
Sungard Data Systems. . . . . 867363103 35,834,273 1,362,002 X X
Sybron Corp Del . . . . . . . 87114F106 22,389,266 832,934 X X
Sysco Corp. . . . . . . . . . 871829107 420,720 12,000 X X
TD Waterhouse . . . . . . . . 872362108 323,500 25,000 X X
Texas Instruments Inc . . . . 882508104 326,063,922 3,964,303 X X
Time Warner Inc . . . . . . . 887315109 630,889 10,385 X X
Tivo Inc. . . . . . . . . . . 888706108 329,340 11,000 X X
Tyco Intl Ltd . . . . . . . . 902124106 1,466,976 14,208 X X
UBID. . . . . . . . . . . . . 903469104 659,500 25,000 X X
Unilever NV . . . . . . . . . 904784501 555,723 8,158 X X
United Auto Group . . . . . . 909440109 724,000 8,000 X X
Univision Communications. . . 914906102 11,731,682 144,177 X X
US Foodservices . . . . . . . 90331R101 23,431,104 1,301,728 X X
Verisign. . . . . . . . . . . 92343E102 16,003,755 150,270 X X
Vodafone. . . . . . . . . . . 92857T107 3,887,117 81,748 X X
Voicestream Wireless. . . . . 928615103 566,590 9,180 X X
Wal Mart Stores Inc . . . . . 931142103 2,043,463 42,966 X X
Warner Lambert Co . . . . . . 934488107 821,992 12,385 X X
Waters Corp Com . . . . . . . 941848103 32,001,297 528,423 X X
Watson Corp . . . . . . . . . 942683103 22,414,568 733,461 X X
Wells Fargo & Co. . . . . . . 949740104 473,856 11,957 X X
Western Wireless. . . . . . . 95988E204 276,663 6,170 X X
Yahoo . . . . . . . . . . . . 984332106 123,234,648 686,544 X X
Yankee Candle . . . . . . . . 984757104 20,835,780 1,079,015 X X
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Total 6,912,226,410
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