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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT
TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Calendar Year or Quarter Ended JUNE 30th, 1999.
(Please read instructions before preparing form.)
If amended report check here: [ ]
ROXBURY CAPITAL MANAGEMENT
- --------------------------------------------------------------------------------
Name of Institutional Investment Manager
100 WILSHIRE BLVD. SUITE 600 SANTA MONICA CA 90401
- --------------------------------------------------------------------------------
Business Address (Street) (City) (State) (Zip)
EDWARD M. SHIPE CFO (310) 917-5600
- --------------------------------------------------------------------------------
Name, Phone No., and Title of Person Duly Authorized to Submit this Report.
ATTENTION
INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACTS CONSTITUTE
FEDERAL CRIMINAL VIOLATIONS.
SEE 18 U.S.C. 1001 AND 15 U.S.C. 78ff(a).
The institutional investment manager submitting this Form and its
attachments and the person by whom it is signed represent hereby that all
information contained therein is true, correct and complete. It is understood
that all required items, statements and schedules are considered integral parts
of this Form and that the submission of any amendment represents that all
unamended items, statements and schedules remain true, correct and complete as
previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be
signed on its behalf in the City of SANTA MONICA and State of CALIFORNIA on
the 5th day of AUGUST, 1999.
ROXBURY CAPITAL MANAGEMENT
--------------------------------------------
(Name of Institutional Investment Manager)
/s/ EDWARD M. SHIPE
--------------------------------------------
(Manual Signature of Person Duly Authorized
to Submit This Report)
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filled (other than the one filing this report):
(List in alphabetical order).
13F File Numbers will be assigned to Institutional Investment Managers after
they file their first report.
Name: 13F File No.: Name: 13F File No.:
- ----------------------- ------------- ----------------------- -------------
1. 6.
- ----------------------- ------------- ----------------------- -------------
2. 7.
- ----------------------- ------------- ----------------------- -------------
3. 8.
- ----------------------- ------------- ----------------------- -------------
4. 9.
- ----------------------- ------------- ----------------------- -------------
5. 10.
- ----------------------- ------------- ----------------------- -------------
SEC 1685 (5/91)
<PAGE> 2
SECURITY CAPITAL MANAGEMENT
13F QUARTERLY REPORT
JUNE 30, 1999
<TABLE>
<CAPTION>
VOTING
INVESTMENT DISCRETION AUTHORITY (SHARES)
SHARES --------------------- -------------------------
TITLE FAIR OF (c) (c)
SECURITY OF PRICE MARKET PRINCIPAL (a) (b) SHARED (a) (b) SHARED
NAME CLASS CUSIP 06/30/99 VALUE AMOUNT SOLE SHARED OTHER MANAGERS SOLE SHARED OTHER
- -------- ------ ---------- -------- ------------- --------- ---- ------ ------ -------- --------- ------ ------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Abbott Labs Common 002824100 45.37 1,014,292 22,356 X 22,356
Affiliated Managers
Grp Inc. Common 008252108 30.19 16,044,174 531,440 X 531,440
Alltel Corp Common 020039103 71.50 495,638 6,932 X 6,932
America Online Common 02364J104 110.00 169,449,500 1,540,450 X 1,540,450
American Express Co Common 025816109 130.13 228,640,492 1,757,016 X 1,757,016
American General
Corp Common 026351106 75.37 506,939 6,726 X 6,726
American Home
Prods Common 026609107 57.37 1,399,885 24,401 X 24,401
American Intl
Group Inc Common 026874107 117.25 156,470,711 1,334,505 X 1,334,505
American Pwr
Conversion Common 029066107 20.13 20,549,409 1,020,835 X 1,020,835
Amgen Inc Common 031162100 60.88 936,821 15,388 X 15,388
AMPM Inc Common 038213104 54.31 1,346,950 24,800 X 24,800
Apollo Group Common 037604105 26.56 32,990,973 1,242,130 X 1,242,130
AT & T Corp Common 001957208 55.81 368,179 6,597 X 6,597
AT & T Corp
Liberty Med Common 001957208 36.75 204,751,486 5,571,469 X 5,571,469
Automatic Data
Processing Common 053015103 44.00 259,600 5,900 X 5,900
Bank New York Common 064057102 36.69 267,397 7,288 X 7,288
Bed Bath Beyond Common 075896100 23.31 14,476,652 621,049 X 621,049
Biogen Common 090597105 64.31 48,537,008 754,735 X 754,735
BP Amoco Common 0556622104 108.50 615,304 5,671 X 5,671
Bristol Myers
Squibb Common 110122108 70.44 105,771,788 1,501,587 X 1,501,587
Capital One Common 1404OH105 55.69 109,765,436 1,971,008 X 1,971,008
Cardinal Health Inc Common 14149Y108 64.12 90,133,099 1,405,694 X 1,405,694
CBS Common 12490K107 43.56 203,533,534 4,672,487 X 4,672,487
Century Business
Systems Common 156490104 14.50 25,219,517 1,739,277 X 1,739,277
Chancellor Media
Corp Common 158915108 55.12 34,548,885 626,794 X 626,794
Chase Manhattan Corp Common 16161A108 86.50 75,097,657 868,181 X 868,181
Cheesecake Factory Common 163072101 30.50 11,768,730 385,860 X 385,860
Chris Craft Ind Common 170520506 45.12 328,293 7,276 X 7,276
Cisco Systems Inc Common 17275R102 64.50 263,631,173 4,087,305 X 4,087,305
Citigroup Inc Common 172967101 47.50 252,863,733 5,323,447 X 5,323,447
Coca-Cola Co Common 191216100 62.00 61,891,996 998,258 X 998,258
Colgate Palmolive Common 194162103 49.25 15,933,114 323,515 X 323,515
Comdisco Inc Common 200336105 25.63 239,641 9,350 X 9,350
Corning Common 219350105 70.12 357,191 5,094 X 5,094
Costco Common 22160Q102 80.06 177,419,525 2,216,082 X 2,216,082
Cullen Common 229899109 27.56 661,440 24,000 X 24,000
CVS Corporation Common 126650100 50.75 103,731,224 2,043,965 X 2,043,965
Dayton Hudson Common 239753106 65.00 359,060 5,524 X 5,524
Dell Computer Common 247025109 37.00 140,003,708 3,783,884 X 3,783,884
Disney, Walt
Company Common 254687106 30.81 2,204,702 71,558 X 71,558
Dollar General
Corporation Common 256669102 29.00 30,654,131 1,057,039 X 1,057,039
Du Pont Common 263534109 68.31 540,605 7,914 X 7,914
Earthlink Network Common 270322100 61.44 43,888,542 714,355 X 714,355
Eastman Kodak Common 277461109 67.75 240,851 3,555 X 3,555
Elan Plc Common 284131208 27.75 265,290 9,560 X 9,560
EMC Corp Common 268648102 55.00 1,052,920 19,144 X 19,144
Energy Conversion Common 292659109 9.94 99,400 10,000 X 10,000
Ericcson L M Common 294821400 32.94 263,849 8,010 X 8,010
Exxon Corp Common 302290101 77.13 1,461,536 18,949 X 18,949
Fannie Mae Common 313586109 68.25 49,649,213 727,461 X 727,461
FDX Common 31304N107 54.25 3,088,019 56,922 X 56,922
Federal Home Ln
Mtg Corp Common 313400301 48.51 2,486,720 51,262 X 51,262
Federal National
Mortgage Common 313586109 39.40 7,304,051 185,382 X 185,382
-------------
PAGE TOTAL 2,715,579,979
=============
</TABLE>
Page 1 of 3
<PAGE> 3
SECURITY CAPITAL MANAGEMENT
13F QUARTERLY REPORT
JUNE 30, 1999
<TABLE>
<CAPTION>
VOTING
INVESTMENT DISCRETION AUTHORITY (SHARES)
SHARES --------------------- -------------------------
TITLE FAIR OF (c) (c)
SECURITY OF PRICE MARKET PRINCIPAL (a) (b) SHARED (a) (b) SHARED
NAME CLASS CUSIP 06/30/99 VALUE AMOUNT SOLE SHARED OTHER MANAGERS SOLE SHARED OTHER
- -------- ------ ---------- -------- ------------- --------- ---- ------ ------ -------- --------- ------ ------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
First Union Common 345370100 47.12 220,569 4,681 X 4,681
Fiserv Inc Common 337738108 31.31 34,918,728 1,115,258 X 1,115,258
Ford Motor Company Common 345370100 56.44 247,264 4,381 X 4,381
Forest Labs Common 345838106 46.25 28,971,324 626,407 X 626,407
Gap Inc Common 364760108 50.37 528,986 10,502 X 10,502
General Electric Common 369604103 113.00 131,043,275 1,159,675 X 1,159,675
Gillette Common 375766102 41.00 69,200,989 1,687,829 X 1,687,829
Goto. Com , Inc Common 38348T107 28.00 282,800 10,100 X 10,100
Greenpoint
Financial Common 395384100 32.81 15,029,867 458,088 X 458,088
Guidant Corporation Common 401698105 51.12 143,629,921 2,809,662 X 2,809,662
H N C Software Inc Common 40425P107 30.81 4,329,883 140,535 X 140,535
Hartford Financial Common 416515104 58.31 427,412 7,330 X 7,330
Hewlett Packard Common 428236103 100.50 963,795 9,590 X 9,590
Hispanic
Broadcasting Common 433357B104 75.88 4,647,498 61,248 X 61,248
Home Depot Common 437076102 64.44 238,530,331 3,701,588 X 3,701,588
IBM Common 459200101 129.25 26,576,773 205,623 X 205,623
IDEC
Pharmaceuticals Common 449370105 77.06 254,298 3,300 X 3,300
Inetrnational
Integration Common 459698106 22.50 235,125 10,450 X 10,450
Infinity Common 45662S102 29.56 53,804,077 1,820,165 X 1,820,165
Intel Corp Common 458140100 59.50 144,322,486 2,425,588 X 2,425,588
Interim Services Common 45868P100 20.63 13,527,256 655,708 X 655,708
Interpublic Group Common 460690100 86.63 245,755 2,837 X 2,837
Intuit Inc Common 461202103 90.12 21,658,359 240,328 X 240,328
Johnson & Johnson Common 478160104 98.00 3,367,966 34,367 X 34,367
Kansas City
Southern Common 485170104 63.81 48,190,014 755,211 X 755,211
Legato Common 524651106 57.75 21,523,598 372,703 X 372,703
Lehman Bros
Hldg Inc Common 524908100 62.13 299,467 4,820 X 4,820
Level 3
Communications Common 52729N100 60.06 3,530,327 58,780 X 58,780
Lexmark Intl Group Common 529771107 65.50 755,215 11,530 X 11,530
Lilly, Eli and Co Common 532457108 71.62 60,797,932 848,896 X 848,896
Linens'N Things Common 535679104 43.75 25,140,500 574,640 X 574,640
Lone Star Steakhouse Common 542307103 9.72 116,640 12,000 X 12,000
Lucent Technologies
Inc Common 549463107 67.44 5,590,911 82,902 X 82,902
Macerich Co Reit Common 554382101 26.25 16,572,859 631,347 X 631,347
Marimba Common 56781Q109 52.69 526,900 10,000 X 10,000
Maxim Common 57772K101 66.50 24,941,490 375,060 X 375,060
MBNA Corp Common 55262L100 30.63 399,354 13,038 X 13,038
McDonalds Corp Common 580135101 41.12 314,198 7,641 X 7,641
MCI Common 552673105 86.06 218,621,488 2,540,338 X 2,540,338
Medimmune Common 584699102 67.75 22,490,019 331,956 X 331,956
Medtronic Inc Common 585055106 77.87 160,274,682 2,058,234 X 2,058,234
Mellon Bank Corp Common 585509102 36.38 923,870 25,395 X 25,395
Merck & Company Inc Common 589331107 73.62 10,640,004 144,526 X 144,526
Merrill Lynch Inc Common 590188108 79.50 781,803 9,834 X 9,834
Metris Common 591598107 40.75 30,411,929 746,305 X 746,305
Micrel Common 594793101 74.00 13,453,940 181,810 X 181,810
Microsoft Corp Common 594918104 90.19 217,460,807 2,411,141 X 2,411,141
Minimed Inc Common 60365K108 76.94 336,613 4,375 X 4,375
Mobil Corp Common 607059102 98.75 414,355 4,196 X 4,196
Monsanto Co Common 611662107 39.56 3,076,898 77,778 X 77,778
Morgan J.P. & Co Common 616880100 140.50 482,899 3,437 X 3,437
Morgan Stanly
Dn Wttr Common 617446448 102.63 212,705,088 2,072,543 X 2,072,543
Motorola Inc Common 620076109 94.75 1,211,189 12,783 X 12,783
-------------
PAGE TOTAL 2,038,949,724
=============
</TABLE>
Page 2 of 3
<PAGE> 4
SECURITY CAPITAL MANAGEMENT
13F QUARTERLY REPORT
JUNE 30, 1999
<TABLE>
<CAPTION>
VOTING
INVESTMENT DISCRETION AUTHORITY (SHARES)
SHARES --------------------- -------------------------
TITLE FAIR OF (c) (c)
SECURITY OF PRICE MARKET PRINCIPAL (a) (b) SHARED (a) (b) SHARED
NAME CLASS CUSIP 06/30/99 VALUE AMOUNT SOLE SHARED OTHER MANAGERS SOLE SHARED OTHER
- -------- ------ ---------- -------- ------------- --------- ---- ------ ------ -------- --------- ------ ------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
National Data
Corp Common 635621105 42.75 27,990,434 654,747 X 654,747
Nationwide Financial
Serv Inc Common 638612101 45.25 34,291,265 757,818 X 757,818
Network Plus Common 64122D506 20.88 438,480 21,000 X 21,000
Newell Rubbermaid Common 651229106 46.37 223,689 4,824 X 4,824
Nokia Corp Adr Common 654902204 91.56 10,781,739 117,756 X 117,756
Northern Telecom Common 665815106 86.81 390,645 4,500 X 4,500
Office Depot Common 676220106 22.06 27,149,264 1,230,701 X 1,230,701
Oracle Common 68389X105 37.13 115,190,887 3,102,367 X 3,102,367
Orthodontic Centers Common 68750P103 14.13 23,595,320 1,669,874 X 1,669,874
Parametric Technology
Corp Common 699173100 13.87 387,805 27,960 X 27,960
Paychex Common 7043326107 31.88 696,737 21,855 X 21,855
Pepsico Inc Common 713448108 38.69 658,272 17,014 X 17,014
Pfizer Inc Common 717081103 36.33 40,177,965 1,105,917 X 1,105,917
Phoenix International Common 719078107 6.37 63,700 10,000 X 10,000
Pitney Bowes Common 724479100 64.25 401,434 6,248 X 6,248
Price T Rowe Common 741477103 38.38 4,400,574 114,658 X 114,658
Procter & Gamble Common 742718109 89.25 6,536,313 73,236 X 73,236
Providian Common 74406A102 93.25 63,196,458 677,710 X 677,710
Qualcomm Common 747525103 143.50 6,048,525 42,150 X 42,150
Qwest Communications Common 749121109 33.06 100,461,240 3,038,755 X 3,038,755
Radian Group Common 750236101 48.81 32,163,057 658,944 X 658,944
Rayovac Corp Common 755081106 22.69 17,410,377 767,315 X 767,315
Realnetworks Common 75605L104 68.87 280,714 4,076 X 4,076
Republic Services Common 75605L104 24.75 28,792,665 1,163,340 X 1,163,340
Roadway Express Common 769742107 19.37 416,068 21,480 X 21,480
S B C Communication Common 78387G103 58.00 441,380 7,610 X 7,610
Schering Plough Corp Common 806605101 52.50 2,533,178 48,251 X 48,251
Schwab Charles Corp Common 808512105 54.50 103,230,358 1,894,135 X 1,894,135
Smithkline Beecham Common 832378301 66.06 4,456,077 67,455 X 67,455
Southtrust Corp Common 844730101 38.37 275,305 7,175 X 7,175
Staples Common 855030102 30.94 3,210,365 103,761 X 103,761
Starbucks Corp Common 855244109 37.56 84,961,283 2,262,015 X 2,262,015
Sterling Comm Inc Com Common 859205106 36.75 27,616,339 751,465 X 751,465
Sun Microsystems Inc Common 866810104 68.87 246,604,944 3,580,731 X 3,580,731
Sungard Data Systems Common 867363103 34.50 42,074,786 1,219,559 X 1,219,559
Sybron Corp Del Common 87114F106 27.56 31,500,777 1,142,989 X 1,142,989
Sysco Corp Common 871829107 29.81 357,720 12,000 X 12,000
Tandy Corp Common 875382103 50.50 219,675 4,350 X 4,350
TD Waterhouse Common 872362108 25.00 625,000 25,000 X 25,000
Texas Instruments Inc Common 882508104 144.00 278,884,512 1,936,698 X 1,936,698
Time Warner Inc Common 887315109 72.62 840,577 11,575 X 11,575
Tyco Intl Ltd Common 902124106 94.75 1,030,406 10,875 X 10,875
Unilever NV Common 904784501 69.75 812,169 11,644 X 11,644
Univision
Communications Common 914906102 65.00 23,067,135 354,879 X 354,879
US Foodservices Common 90331R101 42.62 15,206,390 356,790 X 356,790
Verisign Common 92343E102 86.25 17,301,578 200,598 X 200,598
Vodafone Common 92857T107 197.00 370,951 1,883 X 1,883
Wal Mart Stores Inc Common 931142103 48.25 290,513 6,021 X 6,021
Walgreen Common 931422109 29.38 361,609 12,308 X 12,308
Warner Lambert Co Common 934488107 69.12 748,777 10,833 X 10,833
Waters Corp Com Common 941848103 53.12 26,149,064 492,264 X 492,264
Watson Corp Common 942683103 35.06 15,978,420 455,745 X 455,745
Wellpoint Health Common 949746101 84.88 2,122,000 25,000 X 25,000
Wells Fargo & Co Common 949740104 42.75 633,256 14,813 X 14,813
Yahoo Common 984332106 172.25 110,130,449 639,364 X 639,364
-------------
PAGE TOTAL 1,584,178,616
-------------
TOTAL 6,338,708,320
=============
</TABLE>
Page 3 of 3
