UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 1999
Check here if Amendment [ ]; Amendment Number:
-------
This Amendment (Check only one.): [ ]is a restatement.
[ ]adds new holdings
entries.
Institutional Investment Manager Filing this Report:
Name: Roxbury Capital Management, LLC.
-----------------------------------------------------
Address: 100 Wilshire Blvd. Suite 600 Santa Monica, CA 90401
-----------------------------------------------------
Form 13F File Number: 28-2510
-------
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: /S/ Edward M. Shipe
-------------------------
Title: CFO / Treasurer
-------------------------
Phone: 310.917.5600
-------------------------
Signature, Place, and Date of Signing:
Santa Monica, CA 11/05/99
- ----------------- --------------------- --------
[Signature) [City, State] [Date]
Report Type (Check only one):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
<PAGE>
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
---------------
Form 13F Information Table Entry Total: 230
---------------
Form 13F Information Table Value Total: $10,310,982,558
---------------
List of Other Included Managers:
Provide a numbered list of the name(s) and 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings
and list entries.]
NONE
<PAGE>
<TABLE>
<CAPTION>
ITEM 4 ITEM 5 ITEM 6 ITEM 8
ITEM 1 & 2 ITEM 3 FAIR SHARES OR INVESTMENT ITEM VOTING AUTHORITY
NAME OF ISSUE CUSIP MARKET PRINCIPAL DISCRETION 7 SHARES
TITLE OF CLASS NUMBER VALUE AMOUNT SOLE SHARED OTHER MGRS SOLE SHARED NONE
- ----------------------------- --------- -------------- --------- ---- ---------- ----- ---- ---- ---------------- ----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
99 Cents Only Stores 6544OK106 10,147,725 265,300 X X
Common
Adelphia 006847107 49,042,512 1,021,719 X X
Common
Affiliated Managers Grp Inc. 008252108 22,734,964 562,190 X X
Common
Affymetrix Inc 00826T108 13,559,928 79,910 X X
Common
Agile Software 00846X105 45,834,319 210,975 X X
Common
Agilent Technologies 00846U101 7,731,000 100,000 X X
Common
Akamai Technologies 00971T101 6,192,018 18,900 X X
Common
Alltel Corp 020039103 555,429 6,717 X X
Common
Amazon 023135106 214,658 2,820 X X
Common
Amdocs G02602103 24,825,683 719,585 X X
Common
America Online 02364J104 338,819,224 4,465,198 X X
Common
American Express Co 025816109 226,039,153 1,359,634 X X
Common
American General Corp 026351106 358,002 4,718 X X
Common
American Home Prods 026609107 1,040,949 26,521 X X
Common
American Intl Group Inc 026874107 146,366,498 1,353,616 X X
Common
American Pwr Conversion 029066107 27,290,031 1,034,497 X X
Common
AMFM Inc 001693100 34,858,262 445,473 X X
Common
Amgen Inc 031162100 223,534,972 3,721,861 X X
Common
Analog Devices 032654105 3,744,645 40,265 X X
Common
Anheuser Busch 035229103 321,795 4,540 X X
Common
Apollo Group 037604105 31,185,256 1,554,599 X X
Common
Ashworth 04516H101 1,100,040 267,000 X X
Common
Ask Jeeves 045174109 16,275,783 144,110 X X
Common
AT & T Corp Cl B 001957109 2,448,178 48,183 X X
Common
AT & T Corp Liberty 001957208 415,722,116 7,317,763 X X
Common
Atmel Corp 049513104 6,425,841 217,383 X X
Common
Automatic Data Processing 053015103 331,139 6,147 X X
Common
Bank New York 064057102 357,120 8,928 X X
Common
Bear Stearns 073902108 386,546 9,042 X X
Common
Bed Bath Beyond 075896100 2,898,081 83,398 X X
Common
Benton Oil 083288100 87,300 45,000 X X
Common
Berkshire Hathaway 084670108 2,692,800 48 X X
Common
Biogen 090597105 7,246,044 85,752 X X
Common
Bowne & Co 103043105 251,100 18,600 X X
Common
BP Amoco 055622104 672,516 11,339 X X
Common
Briggs & Stratton 109043109 327,082 6,100 X X
Common
Bristol Myers Squibb 110122108 69,607,187 1,084,393 X X
Common
Broadcom Corp 111320107 5,896,811 21,650 X X
Common
Broadwing 111620100 469,298 12,725 X X
Common
Cacheflow 126946103 940,968 7,200 X X
Common
Calpine 131347106 666,560 10,415 X X
Common
Capital One 1404OH105 77,954,698 1,617,653 X X
Common
Cardinal Health Inc 14149Y108 330,494 6,904 X X
Common
Catalina Marketing Co 148867104 28,537,468 246,544 X X
Common
CBS 12490K107 381,241,163 5,962,483 X X
Common
Century Business Systems 156490104 13,804,135 1,635,561 X X
Common
Chase Manhattan Corp 16161A108 11,604,944 149,375 X X
Common
Cheesecake Factory 163072101 14,445,935 412,741 X X
Common
Chesapeake Energy 165167107 29,862 12,600 X X
Common
Chris Craft Ind 170520506 200,972 4,276 X X
Common
Chubb 171232101 311,394 5,530 X X
Common
Ciena Corp 171779101 495,075 8,610 X X
Common
Cisco Systems Inc 17275R102 471,868,869 4,404,638 X X
Common
Citigroup Inc 172967101 227,917,340 4,092,608 X X
Common
Citrix Systems 177376100 33,753,414 274,418 X X
Common
PAGE TOTAL 3,011,695,294
Coca-Cola Co 191216100 2,586,184 44,398 X X
Common
Colgate Palmolive 194162103 8,692,320 133,728 X X
Common
Comdisco Inc 200336105 379,987 10,201 X X
Common
Commerce 200693109 1,355,850 6,900 X X
Common
Comverse 205862402 19,471,770 134,520 X X
Common
Cornerstone 21922H103 160,820 11,000 X X
Common
Corning 219350105 957,251 7,424 X X
Common
Costco 22160Q102 277,027,678 6,072,505 X X
Common
Countrywide 222372104 266,388 10,550 X X
Common
Covad Communications 222814204 5,608,247 217,796 X X
Common
Cullen 229899109 489,250 19,000 X X
Common
Cumulus Media 231082108 3,806,250 75,000 X X
Common
CVS Corporation 126650100 66,532,664 1,668,740 X X
Common
Dayton Hudson 239753106 343,323 4,675 X X
Common
Dell Computer 247025109 89,970,426 1,764,126 X X
Common
Devry Inc 251893103 5,283,581 281,791 X X
Common
Diedrich Coffee 253675102 406,000 100,000 X X
Common
Disney, Walt Company 254687106 6,553,060 135,282 X X
Common
Dollar General Corporation 256669102 4,556,507 200,286 X X
Common
Dollar Tree Stores 256747106 25,540,631 527,285 X X
Common
Doubleclick 258609304 116,560,448 921,208 X X
Common
Du Pont 263534109 546,409 8,294 X X
Common
Earthlink Network 270322100 33,500,115 788,238 X X
Common
Eaton 278052102 314,445 4,330 X X
Common
Echostar Commun Corp 278762109 217,715,355 2,232,978 X X
Common
EMC Corp 268648102 10,766,915 98,553 X X
Common
Energy Conversion 292659109 93,425 10,100 X X
Common
Entercom 293639100 895,038 13,510 X X
Common
Ericcson L M 294821400 463,443 7,055 X X
Common
Exodus 302088109 21,647,793 243,754 X X
Common
Extreme 30226D106 2,980,950 35,700 X X
Common
Exxon Corp 302290101 1,676,534 20,811 X X
Common
Fannie Mae 313586109 29,709,077 475,802 X X
Common
FDX Corp 31304N107 2,301,360 56,213 X X
Common
Federal Home Ln Mtg Corp 313400301 5,401,464 110,822 X X
Common
Federal National Mortgage 313586109 8,507,054 224,283 X X
Common
First Data Corp 319963104 384,125 7,790 X X
Common
Fiserv Inc 337738108 35,066,407 915,333 X X
Common
Ford Motor Company 345370100 377,115 7,074 X X
Common
Forest Labs 345838106 29,433,201 479,056 X X
Common
Freddie Mac 313400301 21,619,693 459,407 X X
Common
Gap Inc 364760108 202,146,080 4,394,480 X X
Common
General Electric 369604103 210,366,841 1,359,398 X X
Common
Gillette 375766102 464,129 11,268 X X
Common
Goldman Sachs 38141G104 263,732 2,800 X X
Common
Guidant Corporation 401698105 89,722,718 1,908,994 X X
Common
H N C Software Inc 40425P107 32,581,469 308,099 X X
Common
Harken Energy 412552101 8,100 10,000 X X
Common
Hewlett Packard 428236103 1,092,683 9,606 X X
Common
Hispanic Broadcasting 43357B104 2,462,366 26,701 X X
Common
Home Depot 437076102 404,839,394 5,888,573 X X
Common
Human Genome 444903108 13,129,996 86,025 X X
Common
IBM 459200101 755,345 6,533 X X
Common
IDEC Pharmaceuticals 449370105 40,007,007 407,196 X X
Common
Illuminet Holdings 452334105 20,114,875 365,725 X X
Common
PAGE TOTAL 2,077,903,285
Infinity Broadcasting 45662S102 133,755,671 3,695,929 X X
Common
Integrated Device 458118106 356,845 12,305 X X
Common
Intel Corp 458140100 188,302,892 2,287,728 X X
Common
Internap Network 45885A102 12,110,000 140,000 X X
Common
Internet Capital 45609C106 425,000 2,500 X X
Common
Interpublic Group 460690100 239,694 4,155 X X
Common
Intuit Inc 461202103 877,222 14,635 X X
Common
JDS Uniphase 46612J101 20,454,108 126,800 X X
Common
Johnson & Johnson 478160104 2,903,805 31,140 X X
Common
Kansas City Southern 485170104 61,473,253 823,707 X X
Common
Keycorp 493267108 261,134 11,800 X X
Common
Legato 524651106 17,153,370 249,286 X X
Common
Lehman Bros Hldg Inc 524908100 412,939 4,876 X X
Common
Lexmark Intl Group 529771107 1,058,398 11,695 X X
Common
Liberate 530129105 641,215 4,990 X X
Common
Lilly, Eli and Co 532457108 5,980,079 89,926 X X
Common
Linens'N Things 535679104 24,524,129 827,679 X X
Common
Lucent Technologies Inc 549463107 41,752,875 556,705 X X
Common
Macerich Co Reit 554382101 7,763,587 373,070 X X
Common
Maxim 57772K101 35,078,356 743,343 X X
Common
MBNA Corp 55262L100 234,841 8,618 X X
Common
Mcafee 579062100 225,000 5,000 X X
Common
MCI Worldcom 552673105 241,759,082 4,556,334 X X
Common
McLeod Inc 582266102 39,837,623 676,705 X X
Common
Medimmune 584699102 5,115,994 140,395 X X
Common
Medtronic Inc 585055106 106,354,469 2,918,779 X X
Common
Mellon Bank Corp 585509102 831,268 24,406 X X
Common
Merck & Company Inc 589331107 8,295,815 123,468 X X
Common
Merrill Lynch Inc 590188108 548,263 6,581 X X
Common
Metasolv 591393103 572,250 7,000 X X
Common
Metris 591598107 46,976,213 1,316,229 X X
Common
Metromedia 591689104 530,216 11,060 X X
Common
Micrel 594793101 8,161,723 143,339 X X
Common
Micron Technology 595112103 1,172,191 15,005 X X
Common
Microsoft Corp 594918104 169,976,092 1,455,898 X X
Common
Minimed Inc 60365K108 20,877,349 285,015 X X
Common
Morgan J.P. & Co 616880100 469,924 3,711 X X
Common
Morgan Stanly Dn Wttr 617446448 204,853,388 1,435,050 X X
Common
Motorola Inc 620076109 65,541,564 445,104 X X
Common
Nationwide Financial Serv Inc 638612101 19,646,011 703,150 X X
Common
Newell Rubbermaid 651229106 296,206 10,214 X X
Common
Nextel 65332V103 2,848,966 27,625 X X
Common
Nextlink Communications 65333H707 620,458 7,470 X X
Common
Nokia Corp 654902204 453,658,405 2,374,429 X X
Common
Nortel Networks 656569100 361,393,352 3,578,152 X X
Common
NTL 629407107 633,106 5,075 X X
Common
Oracle 68389X105 428,439,166 7,646,603 X X
Common
Orthodontic Centers 68750P103 19,543,261 1,636,789 X X
Common
Parametric Technology Corp 699173100 27,454,400 1,014,575 X X
Common
Paychex 704326107 292,640 7,316 X X
Common
PE Corp Com 69332S201 12,078,685 81,065 X X
Common
Pepsico Inc 713448108 643,207 18,247 X X
Common
Peregrine 71366Q101 16,825,792 199,855 X X
Common
Pfizer Inc 717081103 14,286,738 440,405 X X
Common
Phoenix International 719078107 38,700 10,000 X X
Common
PAGE TOTAL 2,836,556,926
Phone Com 71920Q100 2,585,462 22,300 X X
Common
Pitney Bowes 724479100 307,831 6,372 X X
Common
PMC 69344F106 288,558 1,800 X X
Common
Portal Software 736126103 9,951,068 193,450 X X
Common
Price Communications 741437305 38,019,350 1,029,219 X X
Common
Price T Rowe 741477103 369375.00 10,000 X X
Common
Procter & Gamble 742718109 4,575,445 41,762 X X
Common
Providian 74406A102 1,762,466 19,355 X X
Common
Psinet Inc 74437C101 30,606,635 495,654 X X
Common
Qualcomm 747525103 11,004,779 62,481 X X
Common
Qwest Communications 749121109 203,002,097 4,720,979 X X
Common
R & B Falcon 74912E101 29,356,077 2,215,553 X X
Common
Radio One 75040P108 1,002,340 10,895 X X
Common
Rayovac Corp 755081106 11,582,689 613,815 X X
Common
Razorfish 755236106 749,070 7,875 X X
Common
Realnetworks 75605L104 4,645,289 38,611 X X
Common
Redback Networks 757209101 4,788,063 26,975 X X
Common
Research in Motion 760975102 15,175,725 328,550 X X
Common
Roadway Express 769742107 464,612 21,480 X X
Common
S B C Communication 78387G103 440,505 9,036 X X
Common
Schering Plough Corp 806605101 1,571,122 37,081 X X
Common
Schwab Charles Corp 808512105 23,863,984 623,895 X X
Common
Semtech Corp 816850101 9,139,432 175,320 X X
Common
Smithkline Beecham 832378301 260,071 4,056 X X
Common
Solectron 834182107 256,729 2,699 X X
Common
Sprint 852061100 9,412,630 139,840 X X
Common
Sprint Pcs 852061506 555,755 5,422 X X
Common
Starbucks Corp 855244109 32,404,184 1,336,255 X X
Common
Sun Microsystems Inc 866810104 568,319,073 7,338,831 X X
Common
Sungard Data Systems 867363103 20,418,778 859,738 X X
Common
Sybron Corp Del 87114F106 28,189,314 1,141,730 X X
Common
Symantec 871503108 15,758,522 268,825 X X
Common
Sysco Corp 871829107 514,399 13,003 X X
Common
TCI 872298104 640,000 40,000 X X
Common
TD Waterhouse 872362108 11,878,928 719,935 X X
Common
Tellabs 879664100 2,640,712 41,139 X X
Common
Teradyne 880770102 214,481 3,470 X X
Common
Texas Instruments Inc 882508104 387,751,549 4,012,745 X X
Common
Texas Utilities 882848104 2,765,912 77,775 X X
Common
Time Warner Inc 887315109 955,287 13,211 X X
Common
Tribune 896047107 338,619 6,150 X X
Common
Tyco Intl Ltd 902124106 663,819 17,021 X X
Common
Union Bank 908906100 511,773 12,976 X X
Common
United Global 913247508 5,705,390 80,790 X X
Common
United Parcel Service 911312106 3,383,070 49,030 X X
Common
Univision Communications 914906102 11,559,120 113,114 X X
Common
US Foodservices 90331R101 27,019,743 1,613,119 X X
Common
US Internet 917311805 331,883 4,750 X X
Common
Verisign 92343E102 89,152,504 467,673 X X
Common
Veritas Software 923436109 366,413 2,560 X X
Common
Vignette Corp 926734104 342,300 2,100 X X
Common
Vodafone 92857T107 58,385,448 1,179,504 X X
Common
Voicestream Wireless 928615103 187,733,217 1,319,185 X X
Common
Vulcan 929160109 305,541 7,650 X X
Common
Wal Mart Stores Inc 931142103 3,480,883 50,360 X X
Common
PAGE TOTAL 1,877,468,018
Walgreen 931422109 591,172 20,211 X X
Common
Warner Lambert Co 934488107 922,726 11,261 X X
Common
Waters Corp Com 941848103 25,285,876 477,092 X X
Common
Watson Corp 942683103 22,232,173 620,837 X X
Common
Wells Fargo & Co 949740104 705,557 17,447 X X
Common
Western Wireless 95988E204 739,590 11,080 X X
Common
Westwood 961815107 298,300 3,925 X X
Common
Winstar Communications 975515107 248,701 3,305 X X
Common
Yahoo 984332106 435,228,592 1,005,867 X X
Common
Yankee Candle 984757104 21,106,347 1,294,074 X X
Common
PAGE TOTAL 507,359,034
--------------
GRAND TOTAL 10,310,982,558
--------------
</TABLE>
<PAGE>
