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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. ________)*
The Rouse Company
- - ------------------------------------------------------------------------------
(Name of Issuer)
Common Stock
- - ------------------------------------------------------------------------------
(Title of Class of Securities)
779273-10-1
------------------------------------------------------
(CUSIP Number)
George Vetters
THC Partners
4200 Texas Commerce Tower
Houston, Texas 77002
- - ------------------------------------------------------------------------------
(Name, Address and Telephone Number of Person Authorized to Receive Notices
and Communications)
June 12, 1996
------------------------------------------------------
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition which is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(b)(3) or (4), check the following box / /.
Check the following box if a fee is being paid with the statement /x/. (A fee is
not required only if the reporting person: (1) has a previous statement on file
reporting beneficial ownership of more than five percent of the class of
securities described in Item 1; and (2) has filed no amendment subsequent
thereto reporting beneficial ownership of five percent or less of such class.)
(See Rule 13d-7.)
NOTE: Six copies of this statement, including all exhibits, should be filed with
the Commission. See Rule 13d-1(a) for other parties to whom copies are to be
sent.
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
1
<PAGE>
SCHEDULE 13D
- - --------- -----------
CUSIP No. 779273-10-1
- - --------- -----------
- - ------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
THC Partners
- - ------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / /
(b) / /
- - -----------------------------------------------------------------------------
3 SEC USE ONLY
- - -----------------------------------------------------------------------------
4 SOURCE OF FUNDS*
OO
- - ------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) / /
- - ------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Texas
- - ------------------------------------------------------------------------------
7 SOLE VOTING POWER
5,441,955
NUMBER OF ---------------------------------------------
SHARES 8 SHARED VOTING POWER
BENEFICIALLY ---------------------------------------------
OWNED BY 9 SOLE DISPOSITIVE POWER
EACH
REPORTING ---------------------------------------------
PERSON 10 SHARED DISPOSITIVE POWER
WITH 5,441,955
- - ------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
5,441,955
- - ------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* / /
- - ------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
9.78%
- - ------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
PN
- - ------------------------------------------------------------------------------
<PAGE>
ORIGINAL REPORT ON SCHEDULE 13D
Item 1. Security and Issuer
This statement relates to the shares (the "Shares") of common stock, par
value $0.01 per share (the "Common Stock"), of The Rouse Company, a Maryland
corporation (the "Company"), which has its principal executive offices at 10275
Little Patuxent Parkway, Columbia, Maryland 21044.
Item 2. Identity and Background
This statement is filed by THC Partners, a Texas general partnership
whose business is to hold and manage the investment of the cash, Common Stock
and contractual rights to receive additional shares of Common Stock received by
THC Partners as a result of the mergers (the "Mergers") of The Hughes
Corporation ("THC") and Howard Hughes Properties, Limited Partnership ("HHPLP")
with subsidiaries of the Company on June 12, 1996. The principal business and
principal office address of THC Partners is 4200 Texas Commerce Tower, Houston,
Texas 77002.
The names and information (to the knowledge of THC Partners) with respect
to the business or occupation and address of each of the general partners of THC
Partners is set forth on Schedule I to this Report.
The remaining sub-items of Item 2 do not apply to THC Partners or, to its
knowledge, to its general partners.
Item 3. Source and Amount of Funds or Other Consideration
The Shares acquired by THC Partners (including its general partners) and
reported in Item 5 of this Report were received in exchange for the common stock
of THC held by THC Partners as a result of the Mergers.
Item 4. Purpose of Transaction
THC Partners (including its general partners) acquired the shares of
Common Stock reported herein solely for the purpose of investment. THC Partners
retains the absolute right to vote its shares of Common Stock as it individually
determines except as otherwise described in Item 5 hereof.
Item 5. Interest in Securities of the Issuer
(a) & (b)
Number of Shares Percent
Reporting Person Owned of Class (2)
- - ---------------- ----- ------------
THC Partners 5,441,955(1) 9.78%
- - ----------
(1) THC Partners holds sole voting power over all of the shares of Common Stock
indicated on the table, and shares dispositive power over all such shares
with its general partners. The Managing General Partners of THC Partners,
Platt W. Davis, III, Frederick R. Lummis, Jr. and Milton H. West, Jr.,
have the power to direct the exercise of such voting and shared dispositive
power held by THC Partners. Information with respect to the shares with
respect to which each general partner of THC Partners shares dispositive
power is set forth on Schedule I to this Report.
(2) Based on shares of Common Stock outstanding.
<PAGE>
(c) All of the shares of Common Stock to which this Report relates were
acquired by THC Partners in the Mergers on June 12, 1996.
(d) Neither THC Partners nor, to its knowlege, any of its general
partners beneficially owns any Common Stock of the Company except as set forth
above. To the knowledge of THC Partners, no persons other than THC Partners and
its general partners have the right to receive or the power to direct the
receipt of dividends from, or the proceeds from the sale of, the shares of
Common Stock beneficially owned by THC Partners.
Item 6. Contracts, Arrangements, Understandings or Relationships with
respect to Securities of the Issuer
The partnership agreement provides partners with the right to withdraw
their pro rata share of the Common Stock held by THC Partners, at their option.
The partnership agreement contemplates sales of Common Stock from time to time
at the election of partners who desire that all or a portion of their pro rata
share of the Common Stock held by THC Partners be sold. THC Partners has agreed
with the Company not to sell more than 50% of the Common Stock received in the
Mergers in the first 12 months following the closing date of the Mergers,
subject to certain exceptions. As a condition to the Mergers, substantially all
of the partners of THC Partners executed lock-up agreements with the Company,
pursuant to which each partner executing the same agreed not to sell in excess
of 1/3 of such partner's shares of Common Stock for the first six months
following the closing date of the Mergers or in excess of 2/3 of such partner's
shares of Common Stock for the first year following the closing date.
Except to the extent disclosed above, THC does not have, and to its
knowledge none of its general partners has, any contracts, arrangements,
understandings or relationships (legal or otherwise) with respect to any
securities of the Company, including but not limited to, transfer or voting of
any such securities, finders' fees, joint ventures, loan or option agreements,
puts or calls, guarantees of profits, division of profits or losses, or the
giving or withholding or proxies.
Item 7. Material to be filed as Exhibits
Not applicable.
SIGNATURE
After reasonable inquiry and to the best of our knowledge and belief, the
undersigned certify that the information set forth in this statement is true,
complete and correct.
Date: June 12, 1996. THC Partners ,
a Texas general partnership
By: /s/ Milton H. West, Jr.
Title: Managing General Partner
<PAGE>
SCHEDULE I
<PAGE>
Item 2 Information.
The information called for by Item 2 with respect to each of the general
partners of THC Partners is set forth below:
TRUST
Name of Entity: EWA Family Trust
State of Organization: Texas
Principal Business: Investment
Address: c/o Donald E. Woodard, Jr.
626 Saddlewood Lane
Houston, Texas 77024
Name of Entity: Elizabeth W. Allen Trust
State of Organization: Texas
Principal Business: Investment
Address: c/o Donald E. Woodard, Jr.
626 Saddlewood Lane
Houston, Texas 77024
Name of Entity: SMB Family Trust
State of Organization: Texas
Principal Business: Investment
Address: Texas Commerce Bank, N.A., Trustee
P.O. Box 2558
Houston, Texas 77252-8037
Attn: Robert Richardson
Name of Entity: James C. E. Clarke Trust
State of Organization: Texas
Principal Business: Investment
Address: c/o Douglas E. Clarke, Trustee
Andrews & Kurth, L.L.P.
4200 Texas Commerce Tower
Houston, Texas 77002
Name of Entity: Martha H. Davis Trust
u/w/o Annette Gano Lummis
State of Organization: Texas
Principal Business: Investment
Address: Attn: Brad Carson
U. S. Trust Co. of Texas, Co-Trustee,
2001 Ross Avenue, Suite 2700
Dallas, Texas 75201-3320
-1-
<PAGE>
Name of Entity: Platt W. Davis III Trust
u/w/o Annette Gano Lummis
State of Organization: Texas
Principal Business: Investment
Address: Attn: Donald M. Eplen
c/o Bank One Texas, N.A., Co-Trustee
P. O. Box 2629
Trust Department
Houston, Texas 77252-2629
Name of Entity: Richard H. Davis Trust
u/w/o Annette Gano Lummis
State of Organization: Texas
Principal Business: Investment
Address: Attn: Donald M. Eplen
c/o Bank One Texas, N.A., Co-Trustee
P. O. Box 2629
Trust Department
Houston, Texas 77252-2629
Name of Entity: J. W. Dilworth, Jr. Trust
State of Organization: Texas
Principal Business: Investment
Address: c/o Marie M. Dilworth, Trustee
1 Hedwig Court
Houston, Texas 77024
Name of Entity: J. W. Dilworth III Trust
State of Organization: Texas
Principal Business: Investment
Address: c/o Marie M. Dilworth, Trustee
1 Hedwig Court
Houston, Texas 77024
Name of Entity: K. C. Dilworth Trust
State of Organization: Texas
Principal Business: Investment
Address: c/o Marie M. Dilworth, Trustee
1 Hedwig Court
Houston, Texas 77024
-2-
<PAGE>
Name of Entity: Drury Family Trust
State of Organization: Texas
Principal Business: Investment
Address: c/o Frances T. Drury, Trustee
8935 Briar Forest
Houston, Texas 77024
Name of Entity: Sara B. Houstoun Evoy Trust
u/w/o Annette Gano Lummis
State of Organization: Texas
Principal Business: Investment
Address: C/o Bank One Texas, N.A., Trustee
P.O. Box 2629
Trust Department
Houston, Texas 77252-2629
Attn: Don Eplen
Name of Entity: David J. Frazier Trust
State of Organization: Texas
Principal Business: Investment
Address: Margaret Frazier, Trustee
c/o Michael E. Frazier
5301 Bordley
Houston, Texas 77056
Name of Entity: Gregory R. Frazier Trust
State of Organization: Texas
Principal Business: Investment
Address: Margaret Frazier, Trustee
c/o Michael E. Frazier
5301 Bordley
Houston, Texas 77056
Name of Entity: Joseph R. Frazier Trust
State of Organization: Texas
Principal Business: Investment
Address: Margaret Frazier, Trustee
c/o Michael E. Frazier
5301 Bordley
Houston, Texas 77056
-3-
<PAGE>
Name of Entity: Michael E. Frazier Trust
State of Organization: Texas
Principal Business: Investment
Address: Margaret Frazier, Trustee
c/o Michael E. Frazier
5301 Bordley
Houston, Texas 77056
Name of Entity: Paul H. Frazier Trust
State of Organization: Texas
Principal Business: Investment
Address: Margaret Frazier, Trustee
c/o Michael E. Frazier
5301 Bordley
Houston, Texas 77056
Name of Entity: Warren W. Frazier Trust
State of Organization: Texas
Principal Business: Investment
Address: c/o Michael E. Frazier
Margaret Frazier, Trustee
5301 Bordley
Houston, Texas 77056
Name of Entity: P. D. Freeman Trust
State of Organization: Texas
Principal Business: Investment
Address: c/o Marie M. Dilworth, Trustee
1 Hedwig Court
Houston, Texas 77024
Name of Entity: J. B. Freeman Trust
State of Organization: Texas
Principal Business: Investment
Address: c/o Marie M. Dilworth, Trustee
1 Hedwig Court
Houston, Texas 77024
-4-
<PAGE>
Name of Entity: W. A. Freeman IV Trust
State of Organization: Texas
Principal Business: Investment
Address: c/o Marie M. Dilworth, Trustee
1 Hedwig Court
Houston, Texas 77024
Name of Entity: Howard Hughes Gano, Jr. Trust
u/w/o Annette Gano Lummis
State of Organization: Texas
Principal Business: Investment
Address: c/o Howard Hughes Gano, Jr., Trustee
5858 Westheimer, Suite 305
Houston, Texas 77057
Name of Entity: Richard C. Gano, Jr. Trust
State of Organization: California
Principal Business: Investment
Address: c/o Annette G. Larson
5135 Vista Montana
Yorba Linda, California 92686
Name of Entity: Richard C. Gano III Trust
u/w/o Annette Gano Lummis
State of Organization: Texas
Principal Business: Investment
Address: Richard C Gano III, Co-Trustee
1186 Gunda Ct.
Camarillo, CA 93010
Name of Entity: William K. Gano, Jr. Trust
u/w/o Annette Gano Lummis
State of Organization: Texas
Principal Business: Investment
Address: c/o Bank One Texas, N.A.
P. O. Box 2629, Trust Department
Attn: Donald M. Eplen
Houston, Texas 77252-2629
Name of Entity: CWH Trust of 1992
State of Organization: Texas
Principal Business: Investment
Address: Texas Commerce Bank, N.A., Trustee
Attn: Robert Richardson
P. O. Box 2558
Houston, Texas 77252-8037
-5-
<PAGE>
Name of Entity: KH Trust of 1992
State of Organization: Texas
Principal Business: Investment
Address: Texas Commerce Bank, N.A., Trustee
Attn: Robert Richardson
P. O. Box 2558
Houston, Texas 77252-8037
Name of Entity: TPH Trust of 1992
State of Organization: Texas
Principal Business: Investment
Address: Texas Commerce Bank, N.A., Trustee
Attn: Robert Richardson
P. O. Box 2558
Houston, Texas 77252-8037
Name of Entity: James Patrick Houstoun, III Trust
u/w/o Annette Gano Lummis
State of Organization: Texas
Principal Business: Investment
Address: c/o Bank One Texas, N.A., Co-Trustee
Attn: Donald M. Eplen
P. O. Box 2629, Trust Department
Houston, Texas 77252-2629
Name of Entity: James Wilkin Houstoun Trust
u/w/o Annette Gano Lummis
State of Organization: Texas
Principal Business: Investment
Address: c/o Bank One Texas, N.A., Co-Trustee
Attn: Donald M. Eplen
P. O. Box 2629, Trust Department
Houston, Texas 77252-2629
Name of Entity: John McIntosh Houstoun Trust
u/w/o Annette Gano Lummis
State of Organization: Texas
Principal Business: Investment
Address: c/o Bank One Texas, N.A., Co-Trustee
Attn: Donald M. Eplen
P. O. Box 2629, Trust Department
Houston, Texas 77252-2629
-6-
<PAGE>
Name of Entity: Richard A. Houstoun Trust
u/w/o Annette Gano Lummis
State of Organization: Texas
Principal Business: Investment
Address: c/o Bank One Texas, N.A., Co-Trustee
Attn: Donald M. Eplen
P. O. Box 2629, Trust Department
Houston, Texas 77252-2629
Name of Entity: Rock Nicholson Houstoun Trust
u/w/o Annette Gano Lummis
State of Organization: Texas
Principal Business: Investment
Address: c/o Houston Trust Company
Attn: Melinda D. Myers
1001 Fannin, Suite 1500
Houston, Texas 77002-6714
Name of Entity: Julie Gragg Hughes Trust
u/w/o Annette Gano Lummis
State of Organization: Texas
Principal Business: Investment
Address: c/o Bank One Texas, N.A., Co-Trustee
Attn: Donald M. Eplen
P. O. Box 2629, Trust Department
Houston, Texas 77252-2629
Name of Entity: A. D. Kissiah Trust
State of Organization: Texas
Principal Business: Investment
Address: c/o Marie M. Dilworth, Trustee
1 Hedwig Court
Houston, Texas 77024
Name of Entity: C. J. Kissiah Trust
State of Organization: Texas
Principal Business: Investment
Address: c/o Marie M. Dilworth, Trustee
1 Hedwig Court
Houston, Texas 77024
-7-
<PAGE>
Name of Entity: P. D. Kissiah Trust
State of Organization: Texas
Principal Business: Investment
Address: c/o Marie M. Dilworth, Trustee
1 Hedwig Court
Houston, Texas 77024
Name of Entity: Annette G. Larson Trust
u/w/o Annette Gano Lummis
State of Organization: Texas
Principal Business: Investment
Address: c/o Annette G. Larson, Trustee
5135 Vista Montana
Yorba Linda, California 92686
Name of Entity: Margaret W. Lewis Trust
u/w/o Annette Gano Lummis
State of Organization: Texas
Principal Business: Investment
Address: Margaret W. Lewis, Trustee
3800 Waterford
Dallas, Texas 75244
Name of Entity: Margaret Lewis "C" Trust
State of Organization: Texas
Principal Business: Investment
Address: Margaret W. Lewis, Trustee
3800 Waterford
Dallas, Texas 75244
Name of Entity: Margaret Lewis GST Trust
State of Organization: Texas
Principal Business: Investment
Address: c/o Bank One Texas, N.A.
P.O. Box 2629, Trust Dept.
Houston, Texas 77252-2629
Attn: Donald Eplen
Name of Entity: David C. Lindsey Trust
u/w/o Annette Gano Lummis
State of Organization: Texas
Principal Business: Investment
Address: c/o Bank One Texas, N.A.
P.O. Box 2629, Trust Dept.
Houston, Texas 77252-2629
Attn: Donald Eplen
-8-
<PAGE>
Name of Entity: David R. Lummis Trust
u/w/o Annette Gano Lummis
State of Organization: Texas
Principal Business: Investment
Address: c/o Houston Trust Company
Attn: Melinda D. Myers
1001 Fannin, Suite 1500
Houston, Texas 77002-6714
Name of Entity: FRL II Family Trust
State of Organization: Texas
Principal Business: Investment
Address: Attn:Sells Neuhaus
Texas Commerce Bank, N.A., Trustee
P. O. Box 2558
Houston, Texas 77252-8037
Name of Entity: Frederick R. Lummis, II Trust
u/w/o Annette Gano Lummis
State of Organization: Texas
Principal Business: Investment
Address: Frederick R. Lummis II, Trustee,
5540 Sturbridge
Houston, Texas 77056
Name of Entity: Ghent G. Lummis Trust
u/w/o Annette Gano Lummis
State of Organization: Texas
Principal Business: Investment
Address: c/o Houston Trust Company
Attn: Melinda D. Myers
1001 Fannin, Suite 1500
Houston, Texas 77002-6714
Name of Entity: Marvin L. Lummis Trust
u/w/o Annette Gano Lummis
State of Organization: Texas
Principal Business: Investment
Address: c/o Houston Trust Company
Attn: Melinda D. Myers
1001 Fannin, Suite 1500
Houston, Texas 77002-6714
-9-
<PAGE>
Name of Entity: PBL Family Trust
State of Organization: Texas
Principal Business: Investment
Address: Attn:Sells Neuhaus
Texas Commerce Bank, N.A., Trustee
P. O. Box 2558
Houston, Texas 77252-8037
Name of Entity: Palmer Bradely Lummis Trust
u/w/o Annette Gano Lummis
State of Organization: Texas
Principal Business: Investment
Address: Palmer Bradley Lummis, Trustee,
1511 Washington Terrace
Fort Worth, Texas 76107
Name of Entity: RCL Family Trust
State of Organization: Texas
Principal Business: Investment
Address: Attn:Sells Neuhaus
Texas Commerce Bank, N.A., Trustee
P. O. Box 2558
Houston, Texas 77252-8037
Name of Entity: Ransom Clark Lummis Trust
u/w/o Annette Gano Lummis
State of Organization: Texas
Principal Business: Investment
Address: Texas Commerce Bank, N.A., Trustee,
Attn:Sells Neuhaus
P. O. Box 2558
Houston, Texas 77252-8037
Name of Entity: Richard G. Lummis Trust
u/w/o Annette Gano Lummis
State of Organization: Texas
Principal Business: Investment
Address: c/o Houston Trust Company
1001 Fannin, Suite 1500
Houston, Texas 77002-6714
Attn: Melinda D. Myers
-10-
<PAGE>
Name of Entity: WMRL, Jr. Family Trust
State of Organization: Texas
Principal Business: Investment
Address: Attn:Sells Neuhaus
Texas Commerce Bank, N.A., Trustee
P. O. Box 2558
Houston, Texas 77252-8037
Name of Entity: William R. Lummis Jr.Trust
u/w/o Annette Gano Lummis
State of Organization: Texas
Principal Business: Investment
Address: Attn:Sells Neuhaus
Texas Commerce Bank, N.A., Trustee
P. O. Box 2558
Houston, Texas 77252-8037
Name of Entity: Patty Neff McCormack Trust
u/w/o Annette Gano Lummis
State of Organization: Texas
Principal Business: Investment
Address: U.S. Trust Co. of California, N.A.,
Co-Trustee,
Attn: Ms. E. Nilsson
515 Flower Street, Suite 2700
Los Angeles, California 90071-2429
Name of Entity: Patty Neff McCormack Trust
State of Organization: Texas
Principal Business: Investment
Address: George F. Neff, Trustee
P.O. Box 82
Free Union, Virginia 22940
Name of Entity: Katherine Russell McCurdy Trust
u/w/o Annette Gano Lummis
State of Organization: Texas
Principal Business: Investment
Address: U.S. Trust Co. of New York, Co-Trustee
Attn: Barry C. Waldorf
114 W. 47th Street, 12th Floor
New York, New York 10036
-11-
<PAGE>
Name of Entity: Laura Russell Malkin Trust
u/w/o Annette Gano Lummis
State of Organization: Texas
Principal Business: Investment
Address: U.S. Trust Co. of New York, Co-Trustee
Attn: Barry C. Waldorf
114 W. 47th Street, 12th Floor
New York, New York 10036
Name of Entity: CSM Family Trust
State of Organization: Texas
Principal Business: Investment
Address: Attn: Robert Richardson
c/o Texas Commerce Bank, N.A., Co-Trustee
P. O. Box 2558
Houston, Texas 77252-8037
Name of Entity: Morse Family Trust
State of Organization: Texas
Principal Business: Investment
Address: Attn: Robert Richardson
c/o Texas Commerce Bank, N.A., Co-Trustee
P. O. Box 2558
Houston, Texas 77252-8037
Name of Entity: George F. Neff Marital Trust
u/w/o Annette Lummis Neff
State of Organization: Texas
Principal Business: Investment
Address: George F. Neff, Trustee,
P. O. Box 82
Free Union, Virginia 22940
Name of Entity: Allene R. Pierson Trust
u/w/o Annette Gano Lummis
State of Organization: Texas
Principal Business: Investment
Address: c/o U.S. Trust Co. of New York, Trustee
Attn: Barry C. Waldorf
114 W. 47th Street, 12th Floor
New York, New York 10036
-12-
<PAGE>
Name of Entity: HHR Trust of 1988
State of Organization: Texas
Principal Business: Investment
Address: Hugh M. Ray, Jr., Trustee
4200 Texas Commerce Tower
600 Travis
Houston, Texas 7002-3090
Name of Entity: HMR III Trust of 1988
State of Organization: Texas
Principal Business: Investment
Address: Hugh M. Ray, Jr., Trustee
4200 Texas Commerce Tower
600 Travis
Houston, Texas 7002-3090
Name of Entity: Marian Gano Reed Trust
u/w/o Annette Gano Lummis
State of Organization: Texas
Principal Business: Investment
Address: c/o Bank One Texas, N.A.
Attn: Donald M. Eplen
P. O. Box 2629, Trust Department
Houston, Texas 77252-2629
Name of Entity: Margot Houstoun Ritchie Trust
u/w/o Annette Gano Lummis
State of Organization: Texas
Principal Business: Investment
Address: c/o Bank One Texas, N.A.
Attn: Donald M. Eplen
P. O. Box 2629, Trust Department
Houston, Texas 77252-2629
Name of Entity: Eugenia Gano Rovillo Trust
u/w/o Annette Gano Lummis
State of Organization: Texas
Principal Business: Investment
Address: c/o Bank One Texas, N.A
Attn: Donald M. Eplen
P. O. Box 2629, Trust Department
Houston, Texas 77252-2629
-13-
<PAGE>
Name of Entity: 1992 Russell Family Trust
State of Organization: Massachusetts
Principal Business: Investment
Address: Ropes & Gray
c/o Francis L. Coolidge, Co-Trustee
1 International Place
Boston, MA 02110
Name of Entity: Paul S. Russell III Trust
u/w/o Annette Gano Lummis
State of Organization: Texas
Principal Business: Investment
Address: U.S. Trust Co. Of New York, Trustee
Attn: Barry C. Waldorf
114 W. 47th St., 12th Floor
New York, New York 10036
Name of Entity: AMR Family Trust
State of Organization: Texas
Principal Business: Investment
Address: Attn: Robert Richardson
c/o Texas Commerce Bank, N.A., Co-Trustee
P. O. Box 2558
Houston, Texas 77252-8037
Name of Entity: Benjamin Aaron Thomas Trust II
State of Organization: Texas
Principal Business: Investment
Address: J.G. Hughes & M.R. Tibbets, Co-Trustees
11 Greenway Plaza
3100 Summit Tower
Houston, Texas 77046
Name of Entity: William Lee Thomas Trust II
State of Organization: Texas
Principal Business: Investment
Address: J.G. Hughes & M. R. Tibbets, Co-Trustees
11 Greenway Plaza
3100 Summit Tower
Houston, Texas 77046
-14-
<PAGE>
Name of Entity: BCW Income Trust
State of Organization: Texas
Principal Business: Investment
Address: c/o Ellen P. Wallace
10 N. Wynden
Houston, Texas 77056
Name of Entity: JPW Income Trust
State of Organization: Texas
Principal Business: Investment
Address: c/o Ellen P. Wallace
10 N. Wynden
Houston, Texas 77056
Name of Entity: Donald J. Wallace III Trust
u/w/o Annette Gano Lummis
State of Organization: Texas
Principal Business: Investment
Address: Donald J. Wallace, III, Trustee
1400 Trails End
Valley View, Texas 76272
Name of Entity: Donald J. Wallace GST Trust
State of Organization: Texas
Principal Business: Investment
Address: Attn: Donald M. Eplen
c/o Bank One Texas, N.A., Co-Trustee
P. O. Box 2629, Trust Department
Houston, Texas 77252-2629
Name of Entity: Patrick B. Wallace III Trust
u/w/o Annette Gano Lummis
State of Organization: Texas
Principal Business: Investment
Address: Patrick B. Wallace, Trustee
3906 River Oaks
Pasadena, Texas 77505
Name of Entity: Patrick B. Wallace GST Trust
State of Organization: Texas
Principal Business: Investment
Address: Attn: Donald M. Eplen
c/o Bank One Texas, N.A., Co-Trustee
P. O. Box 2629, Trust Department
Houston, Texas 77252-2629
-15-
<PAGE>
Name of Entity: DGW Trust fbo Donald Wallace III
State of Organization: Texas
Principal Business: Investment
Address: Attn: Donald M. Eplen
c/o Bank One Texas, N.A., Co-Trustee
P. O. Box 2629, Trust Department
Houston, Texas 77252-2629
Name of Entity: DGW Trust fbo Donald Wallace IV
State of Organization: Texas
Principal Business: Investment
Address: Attn: Donald M. Eplen
c/o Bank One Texas, N.A., Co-Trustee
P. O. Box 2629, Trust Department
Houston, Texas 77252-2629
Name of Entity: DGW Trust fbo Andrew Wallace
State of Organization: Texas
Principal Business: Investment
Address: Attn: Donald M. Eplen
c/o Bank One Texas, N.A., Co-Trustee
P. O. Box 2629, Trust Department
Houston, Texas 77252-2629
Name of Entity: DGW Trust fbo Margaret Lewis
State of Organization: Texas
Principal Business: Investment
Address: Attn: Donald M. Eplen
c/o Bank One Texas, N.A., Co-Trustee
P. O. Box 2629, Trust Department
Houston, Texas 77252-2629
Name of Entity: DGW Trust fbo Megan Wallace
State of Organization: Texas
Principal Business: Investment
Address: Attn: Donald M. Eplen
c/o Bank One Texas, N.A., Co-Trustee
P. O. Box 2629, Trust Department
Houston, Texas 77252-2629
-16-
<PAGE>
Name of Entity: DGW Trust fbo Nancy Wennerstrom
State of Organization: Texas
Principal Business: Investment
Address: Attn: Donald M. Eplen
c/o Bank One Texas, N.A., Co-Trustee
P. O. Box 2629, Trust Department
Houston, Texas 77252-2629
Name of Entity: DGW Trust fbo Patrick B. Wallace
State of Organization: Texas
Principal Business: Investment
Address: Attn: Donald M. Eplen
c/o Bank One Texas, N.A., Co-Trustee
P. O. Box 2629, Trust Department
Houston, Texas 77252-2629
Name of Entity: Diane Jane Gano Walls Trust
u/w/o Annette Gano Lummis
State of Organization: Texas
Principal Business: Investment
Address: c/o Bank One Texas, N.A., Co-Trustee
Attn: Donald M. Eplen
P. O. Box 2629, Trust Department
Houston, Texas 77252-2629
Name of Entity: Nancy W. Wennerstrom Trust
u/w/o Annette Gano Lummis
State of Organization: Texas
Principal Business: Investment
Address: Nancy W. Wennerstrom, Trustee
3906 River Oaks
Pasadena, Texas 77505
Name of Entity: Nancy W. Wennerstrom GST Trust
State of Organization: Texas
Principal Business: Investment
Address: c/o Bank One Texas, N.A., Co-Trustee
Attn: Donald M. Eplen
P. O. Box 2629, Trust Department
Houston, Texas 77252-2629
-17-
<PAGE>
Name of Entity: DEW, Jr. Family Trust
State of Organization: Texas
Principal Business: Investment
Address: Donald E. Woodard, Jr., Co-Trustee
626 Saddlewood Lane
Houston, Texas 77024
Name of Entity: Donald E. Woodard, Jr. Trust
State of Organization: Texas
Principal Business: Investment
Address: Donald E. Woodard, Jr., Co-Trustee
626 Saddlewood Lane
Houston, Texas 77024
Name of Entity: RJW Family Trust
State of Organization: Texas
Principal Business: Investment
Address: Donald E. Woodard, Jr., Co-Trustee
626 Saddlewood Lane
Houston, Texas 77024
Name of Entity: Randolph J. Woodard Trust
State of Organization: Texas
Principal Business: Investment
Address: Donald E. Woodard, Jr., Co-Trustee
626 Saddlewood Lane
Houston, Texas 77024
-18-
<PAGE>
INDIVIDUALS
Name: James A. Baker, III
Address: c/o Les E. Greenberg
Quintana Petroleum
601 Jefferson, 40th Floor
Houston, Texas 77002
Principal Occupation: Attorney
Address of Principal Employer: 3000 One Shell Plaza
Houston, Texas 77002
Name: Douglas Y. Bech
Address: 11543 Raintree Circle
Houston, Texas 77024
Principal Occupation: Attorney
Address of Principal Employer: Akin, Gump, Strauss, Hauer
& Feld, L.L.P.
711 Louisiana, Suite 1900
Houston, Texas 77002
Name: R. Terry Bell
Address: c/o Caolo, Bell & Nunnally, L.L.P.
1400 One McKinney Plaza
3232 McKinney Avenue
Dallas, Texas 75204-2429
Principal Occupation: Attorney
Address of Principal Employer: 1400 One McKinney Plaza
3232 McKinney Avenue
Dallas, Texas 75204-2429
Name: Lawrence L. Bellatti
Address: 4200 Texas Commerce Tower
600 Travis Street
Houston, Texas 77002-3090
Principal Occupation: Attorney
Address of Principal Employer: 4200 Texas Commerce Tower
600 Travis Street
Houston, Texas 77002-3090
-19-
<PAGE>
Name: Robert L. Bradley
Address: 4200 Texas Commerce Tower
600 Travis Street
Houston, Texas 77002-3090
Principal Occupation: Retired
Address of Principal Employer: N.A.
Name: Richard W. Burns
Address: Cunningham, Burke & Brooks
12 Greenway Plaza, Suite 1350
Houston, Texas 77046
Principal Occupation: Attorney
Address of Principal Employer: 12 Greenway Plaza, Suite 1350
Houston, Texas 77046
Name: W. Thomas Burns II
Address: 2908 Beanna St.
Austin, Texas 78705
Principal Occupation: Investor
Address of Principal Employer: 2908 Beanna St.
Austin, Texas 78705
Name: Anne Tenison Burroughs
Address: 7010 Montclair
Houston, Texas 77030
Principal Occupation: Investor
Address of Principal Employer: 7010 Montclair
Houston, Texas 77030
Name: Michael F. Butler
Address: 2214 Massachusetts Avenue N.W.
Washington, D.C. 20008
Principal Occupation: Retired
Address of Principal Employer: N.A.
Name: John T. Cabaniss
Address: 4200 Texas Commerce Tower
600 Travis Street
Houston, Texas 77002-3090
Principal Occupation: Attorney
Address of Principal Employer: 4200 Texas Commerce Tower
600 Travis Street
Houston, Texas 77002-3090
-20-
<PAGE>
Name: James V. Carroll, III
Address: c/o Littler, Mendelson, Fastiff,
Tichy & Mathiason
1301 McKinney, Suite 3300
Houston, Texas 77010
Principal Occupation: Attorney
Address of Principal Employer: c/o Littler, Mendelson, Fastiff,
Tichy & Mathiason
1301 McKinney, Suite 3300
Houston, Texas 77010
Name: Douglas E. Clarke
Address: 4200 Texas Commerce Tower
600 Travis Street
Houston, Texas 77002-3090
Principal Occupation: Attorney
Address of Principal Employer: 4200 Texas Commerce Tower
600 Travis Street
Houston, Texas 77002-3090
Name: Evelyn Houstoun Chew
Address: 1106 Potomac
Houston, Texas 77057
Principal Occupation: Investor
Address of Principal Employer: 1106 Potomac
Houston, Texas 77057
Name: Bruce R. Coulombe
Address: 11711 Memorial Dr., #137
Houston, Texas
Principal Occupation: Attorney
Address of Principal Employer: 10100 Highway 105W
Montgomery, Texas 77356
Name: Sam W. Cruse, Jr.
Address: Cruse, Scott, Henderson &
Allen, L.L.P.
1850 Two Houston Center
909 Fannin
Houston, Texas 9.77010-1007
Principal Occupation: Attorney
Address of Principal Employer: 1850 Two Houston Center
909 Fannin
Houston, Texas 77010-1007
-21-
<PAGE>
Name: Stacy Ann Dardar
Address: 14724 F Perthshire
Houston, Texas 77079
Principal Occupation: Investor
Address of Principal Employer: 14724 F Perthshire
Houston, Texas 77079
Name: Cary Elizabeth Davis
Address: 13522 Butterfly
Houston, Texas 77079
Principal Occupation: Investor
Address of Principal Employer: 13522 Butterfly
Houston, Texas 77079
Name: Frank B. Davis
Address: 5742 Bayou Glen
Houston, Texas 77057
Principal Occupation: Investor
Address of Principal Employer: 5742 Bayou Glen
Houston, Texas 77057
Name: Martha H. Davis
Address: 5050 S. Albion Street
Littleton, Colorado 80121
Principal Occupation: Investor
Address of Principal Employer: 5050 S. Albion Street
Littleton, Colorado 80121
Name: Platt W. Davis III
Address: 627 Hedwig
Houston, Texas 77024
Principal Occupation: Attorney
Address of Principal Employer: 1001 Fannin, 34th Floor
Houston, Texas 77002
Name: Richard H. Davis
Address: 6405 Palacio
Amarillo, Texas 79109
Principal Occupation: Investor
Address of Principal Employer: 6405 Palacio
Amarillo, Texas 79109
-22-
<PAGE>
Name: Barbara Timanus Dexter
Address: 25 Valley Forge
Houston, Texas 77024
Principal Occupation: Investor
Address of Principal Employer: 25 Valley Forge
Houston, Texas 77024
Name: James W. Dilworth, Jr.
Address: 12107 Cobblestone
Houston, Texas 77024
Principal Occupation: Investor
Address of Principal Employer: 12107 Cobblestone
Houston, Texas 77024
Name: Frances T. Drury
Address: 8935 Briar Forest
Houston, Texas 77024
Principal Occupation: Investor
Address of Principal Employer: 8935 Briar Forest
Houston, Texas 77024
Name: Alfred H. Ebert, Jr.
Address: 4200 Texas Commerce Tower
600 Travis Street
Houston, Texas 77002-3090
Principal Occupation: Attorney
Address of Principal Employer: 4200 Texas Commerce Tower
600 Travis Street
Houston, Texas 77002-3090
Name: Byron F. Egan
Address: 4405 McFarlin Blvd.
Dallas, Texas 75205-1630
Principal Occupation: Investor
Address of Principal Employer: 4405 McFarlin Blvd.
Dallas, Texas 75205-1630
-23-
<PAGE>
Name: David G. Elkins
Address: 4200 Texas Commerce Tower
600 Travis Street
Houston, Texas 77002-3090
Principal Occupation: Attorney
Address of Principal Employer: Andrews & Kurth, L.L.P.
4200 Texas Commerce Tower
600 Travis Street
Houston, Texas 77002-3090
Name: Sara Baker Houstoun Evoy
Address: 45 South Marine Drive
Scarborough, Ontario
Canada M1E 1A1
Principal Occupation: Investor
Address of Principal Employer: 45 South Marine Drive
Scarborough, Ontario
Canada M1E 1A1
Name: Joseph M. Foley
Address: 302 E. Carson Street, Suite 901
Las Vegas, Nevada 89101
Principal Occupation: Investor
Address of Principal Employer: 302 E. Carson Street, Suite 901
Las Vegas, Nevada 89101
N ame: David Joseph Frazier
Address: 6134 Bordley
Houston, Texas 77057
Principal Occupation: Oil & Gas Exploration
Address of Principal Employer: 800 Bering Dr., Suite 150
Houston, Texas 77057-2130
Name: Gregory Robert Frazier
Address: 6155 Valley Forge
Houston, Texas 77057
Principal Occupation: Oil & Gas Exploration
Address of Principal Employer: 800 Bering Dr., Suite 150
Houston, Texas 77057-2130
-24-
<PAGE>
Name: Joseph Roan Frazier
Address: 2505 Swift
Houston, Texas 77030
Principal Occupation: Investor
Address of Principal Employer: 2505 Swift
Houston, Texas 77030
Name: Margaret Frazier
Address: 6127 Doliver
Houston, Texas 77057
Principal Occupation: Investor
Address of Principal Employer: 6127 Doliver
Houston, Texas 77057
Name: Michael Evans Frazier
Address: 5301 Bordley
Houston, Texas 77056
Principal Occupation: Investment Banker
Address of Principal Employer: 700 Louisiana, Suite 5000
Houston, Texas 77002
Name: Paul Hardy Frazier
Address: 1311 Briarmead
Houston, Texas 77057
Principal Occupation: Investor
Address of Principal Employer: 1311 Briarmead
Houston, Texas 77057
Name: Warren Wayne Frazier
Address: 6135 Longmont
Houston, Texas 77057
Principal Occupation: Oil & Gas Exploration
Address of Principal Employer: 800 Bering Dr., Suite 150
Houston, Texas 77057-2130
Name: Patricia D. Freeman
Address: 11322 Surrey Oaks
Houston, Texas 77024
Principal Occupation: Investor
Address of Principal Employer: 11322 Surrey Oaks
Houston, Texas 77024
-25-
<PAGE>
Name: Howard Hughes Gano Sr.
Address: 10813 Long Shadow
Houston, Texas 77024
Principal Occupation: Accountant
Address of Principal Employer: 5858 Westheimer, Suite 305
Houston, Texas 77057
Name: William Kent Gano, Jr.
Address: 64 Wolcott Drive N.W.
North Fort Myers, Florida 33903
Principal Occupation: Investor
Address of Principal Employer: 64 Wolcott Drive N.W.
North Fort Myers, Florida 33903
Name: Janet Jones Garth
Address: 1302 Potomac
Houston, Texas 77057
Principal Occupation: Investor
Address of Principal Employer: 1302 Potomac
Houston, Texas 77057
Name: Annette Gano Gragg
Address: 1933 Bolsover Road
Houston, Texas 77005
Principal Occupation: Investor
Address of Principal Employer: 1933 Bolsover Road
Houston, Texas 77005
Name: Robert G. Hardy
Address: 161 Lands End Road
Morehead City, North Carolina 28557
Principal Occupation: Investor
Address of Principal Employer: 161 Lands End Road
Morehead City, North Carolina 28557
Name: Bruce M. Harrington
Address: 3608 Overbrook
Houston, Texas 77027
Principal Occupation: Investor
Address of Principal Employer: 3608 Overbrook
Houston, Texas 77027
-26-
<PAGE>
Name: Thomas L. Healey
Address: P.O. Box 1938
Beeville, Texas 78104
Principal Occupation: Investor
Address of Principal Employer: P.O. Box 1938
Beeville, Texas 78104
Name: Taylor M. Hicks, Jr.
Address: 4200 Texas Commerce Tower
600 Travis Street
Houston, Texas 77002-3090
Principal Occupation: Attorney
Address of Principal Employer: 4200 Texas Commerce Tower
600 Travis Street
Houston, Texas 77002-3090
Name: Michael Sterling Holloway
Address: 6715 Lakeshore
Dallas, Texas 75214
Principal Occupation: Investor
Address of Principal Employer: 6715 Lakeshore
Dallas, Texas 75214
Name: James Patrick Houstoun III
Address: 5507 Candlewood
Houston, Texas 77056
Principal Occupation: Investor
Address of Principal Employer: 5507 Candlewood
Houston, Texas 77056
Name: James Wilkin Houstoun
Address: 2520 Pearce Road
Austin, Texas 78730
Principal Occupation: Investor
Address of Principal Employer: 2520 Pearce Road
Austin, Texas 78730
Name: John McIntosh Houstoun
Address: 8962 Weld County Road 74
Windsor, Colorado 80550
Principal Occupation: Investor
Address of Principal Employer: 8962 Weld County Road 74
Windsor, Colorado 80550
-27-
<PAGE>
Name: Richard Alexander Houstoun
Address: 5215 Falmouth Road
Bethesda, Maryland 20816
Principal Occupation: Investor
Address of Principal Employer: 5215 Falmouth Road
Bethesda, Maryland 20816
Name: Julie Gragg Hughes
Address: 2425 Del Monte
Houston, Texas 77019
Principal Occupation: Investor
Address of Principal Employer: 2425 Del Monte
Houston, Texas 77019
Name: Edith H. Jones
Address: c/o U.S. Court of Appeals,
5th Circuit
515 Rusk Avenue, Room 12505
Houston, Texas 77002
Principal Occupation: Judge
Address of Principal Employer: c/o U.S. Court of Appeals,
5th Circuit
515 Rusk Avenue, Room 12505
Houston, Texas 77002
Name: Betty Lou Jones
Address: P.O. Box 27567
Houston, Texas 77227-7567
Principal Occupation: Investor
Address of Principal Employer: P.O. Box 27567
Houston, Texas 77227-7567
Name: Harry R. Jones, Jr
Address: c/o Brown, Parker & Leahy, L.L.P.
1200 Smith, Suite 3600
Houston,Texas 77002-4595
Principal Occupation: Investor
Address of Principal Employer: 1200 Smith, Suite 3600
Houston,Texas 77002-4595
-28-
<PAGE>
Name: Steven E. Jones
Address: 6127 Inwood
Houston,Texas 77057
Principal Occupation: Real Estate Broker
Address of Principal Employer: 2614 Briar Ridge, Suite 190
Houston, Texas 77057
Name: John C. Kerr
Address: c/o Kerr, Connors & Co.
1020 N. E. Loop 410, Suite 812
San Antonio, Texas 78209
Principal Occupation: Attorney
Address of Principal Employer: 1020 N. E. Loop 410, Suite 812
San Antonio, Texas 78209
Name: Pamela Dilworth Kissiah
Address: 2420 Jarratt Avenue
Austin, Texas 78703
Principal Occupation: Investor
Address of Principal Employer: 2420 Jarratt Avenue
Austin, Texas 78703
Name: Fred M. Knapp, Jr.
Address: 4200 Texas Commerce Tower
600 Travis Street
Houston, Texas 77002-3090
Principal Occupation: Attorney
Address of Principal Employer: 4200 Texas Commerce Tower
600 Travis Street
Houston, Texas 77002-3090
Name: Jerry Van Kyle
Address: 10209 Seward Plantation Rd.
Brenham, Texas 77833-0544
Principal Occupation: Investor
Address of Principal Employer: 10209 Seward Plantation Rd.
Brenham, Texas 77833-0544
Name: Lee R. Larkin
Address: 3725 Wickersham
Houston, Texas 77002-3090
Principal Occupation: Retired
Address of Principal Employer: N.A.
-29-
<PAGE>
Name: James W. Larkin
Address: 3725 Wickersham
Houston, Texas 77002-3090
Principal Occupation: Investor
Address of Principal Employer: 3725 Wickersham
Houston, Texas 77002-3090
Name: Margaret W. Lewis
Address: 3800 Waterford
Dallas, Texass 75244
Principal Occupation: Investor
Address of Principal Employer: 3800 Waterford
Dallas, Texass 75244
Name: O. Clayton Lilienstern
4Address: 4200 Texas Commerce Tower
600 Travis Street
Houston, Texas 77002-3090
Principal Occupation: Attorney
Address of Principal Employer: 4200 Texas Commerce Tower
600 Travis Street
Houston, Texas 77002-3090
Name: Sara Houstoun Lindsey
Address: 3640 Willowick
Houston, Texas 77019
Principal Occupation: Investor
Address of Principal Employer: 3640 Willowick
Houston, Texas 77019
Name: David R. Lummis
Address: 3258 Avalon
Houston, Texas 77019
Principal Occupation: Investor
Address of Principal Employer: 3258 Avalon
Houston, Texas 77019
Name: Frederick R. Lummis, Jr.
Address: 2440 Del Monte
Houston, Texas 77019
Principal Occupation: Investor
Address of Principal Employer: 2440 Del Monte
Houston, Texas 77019
-30-
<PAGE>
Name: Ghent G. Lummis
Address: 3628 Mineola Drive
Sarasota, Florida 34239
Principal Occupation: Investor
Address of Principal Employer: 3628 Mineola Drive
Sarasota, Florida 34239
Name: Marvin L. Lummis
Address: Post Office Box 263
Telluride, Colorado 81435
Principal Occupation: Investor
Address of Principal Employer: Post Office Box 263
Telluride, Colorado 81435
Name: Richard G. Lummis
Address: 3110 Ferndale
Houston, Texas 77098
Principal Occupation: Investor
Address of Principal Employer: 3110 Ferndale
Houston, Texas 77098
Name: William R. Lummis, Sr.
Address: 4200 Texas Commerce Tower
600 Travis Street
Houston, Texas 7002-3090
Principal Occupation: Retired
Address of Principal Employer: N.A.
Name: Dennis L. Lutes
Address: c/o McGuire, Craddock, Strother &
Lutes, P.C.
Thanksgiving Tower, Suite 4301
1601 Elm Street
Dallas, Texas 75201
Principal Occupation: Attorney
Address of Principal Employer: Thanksgiving Tower, Suite 4301
1601 Elm Street
Dallas, Texas 75201
-31-
<PAGE>
Name: Barry R. Miller
Address: 4200 Texas Commerce Tower
600 Travis Street
Houston, Texas 77002-3090
Principal Occupation: Attorney
Address of Principal Employer: 4200 Texas Commerce Tower
600 Travis Street
Houston, Texas 77002-3090
Name: William T. Miller
Address: 4200 Texas Commerce Tower
600 Travis Street
Houston, Texas 77002-3090
Principal Occupation: Attorney
Address of Principal Employer: 4200 Texas Commerce Tower
600 Travis Street
Houston, Texas 77002-3090
Name: Clinton F. Morse
Address: 4200 Texas Commerce Tower
600 Travis Street
Houston, Texas 77002-3090
Principal Occupation: Retired
Address of Principal Employer: N.A.
Name: Clinton S. Morse
Address: c/o Flippin, Densmore, Morse,
Rutherford & Jessee
300 First Campbell Square
P.O. Box 1200
Roanoke, Virginia 24001
Principal Occupation: Attorney
Address of Principal Employer: 300 First Campbell Square
P.O. Box 1200
Roanoke, Virginia 24001
Name: Margaret S. Morse
Address: 1713 Mora Lane
Las Vegas, Nevada 89102
Principal Occupation: Investor
Address of Principal Employer: 1713 Mora Lane
Las Vegas, Nevada 89102
-32-
<PAGE>
Name: William R. Morse
Address: c/o Morse & Mowbray
300 South Fourth St., #1400
Las Vegas, Nevada 89101
Principal Occupation: Investor
Address of Principal Employer: c/o Morse & Mowbray
300 South Fourth St., #1400
Las Vegas, Nevada 89101
Name: P. Dexter Peacock
Address: 4200 Texas Commerce Tower
600 Travis Street
Houston, Texas 77002-3090
Principal Occupation: Attorney
Address of Principal Employer: 4200 Texas Commerce Tower
600 Travis Street
Houston, Texas 77002-3090
Name: Thomas J. Perich
Address: 4200 Texas Commerce Tower
600 Travis Street
Houston, Texas 77002-3090
Principal Occupation: Attorney
Address of Principal Employer: 4200 Texas Commerce Tower
600 Travis Street
Houston, Texas 77002-3090
Name: Larry B. Phillips, III
Address: 4200 Texas Commerce Tower
600 Travis Street
Houston, Texas 77002-3090
Principal Occupation: Attorney
Address of Principal Employer: 4200 Texas Commerce Tower
600 Travis Street
Houston, Texas 77002-3090
-33-
<PAGE>
Name: Hugh M. Ray
Address: 4200 Texas Commerce Tower
600 Travis Street
Houston, Texas 77002-3090
Principal Occupation: Attorney
Address of Principal Employer: 4200 Texas Commerce Tower
600 Travis Street
Houston, Texas 77002-3090
Name: Margaret Houstoun Ritchie
Address: 6935 Old Church Road
Green Cove Springs, Florida 32043
Principal Occupation: Investor
Address of Principal Employer: 6935 Old Church Road
Green Cove Springs, Florida 32043
Name: Robert F. Ritchie
Address: 4400 Thanksgiving Tower
1601 Elm Street
Dallas, Texas 75201
Principal Occupation: Investor
Address of Principal Employer: 4400 Thanksgiving Tower
1601 Elm Street
Dallas, Texas 75201
Name: Laurie K. Rosenwasser
Address: Route 2, Box 626B
Waller, Texas 77484
Principal Occupation: Investor
Address of Principal Employer: Route 2, Box 626B
Waller, Texas 77484
Name: Michael Q. Rosenwasser
Address: 425 Lexington Avenue
New York, New York 10017
Principal Occupation: Attorney
Address of Principal Employer: 425 Lexington Avenue
New York, New York 10017
-34-
<PAGE>
Name: Allene Lummis Russell
Address: 32 Lawrence Road
Chestnut Hill, Massachusetts 02167
Principal Occupation: Investor
Address of Principal Employer: 32 Lawrence Road
Chestnut Hill, Massachusetts 02167
Name: Thomas F. Ryan, Jr.
Address: 1285 Gulf Shore Blvd., North
Apt. 8-A
Naples, Florida 33940
Principal Occupation: Investor
Address of Principal Employer: 1285 Gulf Shore Blvd., North
Apt. 8-A
Naples, Florida 33940
Name: Thomas L. Schubert
Address: 4723 Apollo
Houston, Texas 77018
Principal Occupation: Investor
Address of Principal Employer: 4723 Apollo
Houston, Texas 77018
Name: Joel I. Shannon
Address: 3642 Underwood
Houston, Texas 77025
Principal Occupation: Investor
Address of Principal Employer: 3642 Underwood
Houston, Texas 77025
Name: Susan Shannon Williford
Address: 3302 Robinhood Road
Houston, Texas 77005
Principal Occupation: Investor
Address of Principal Employer: 3302 Robinhood Road
Houston, Texas 77005
Name: Jane Tenison Sharp
Address: 7010 Montclair
Houston, Texas 77030
Principal Occupation: Investor
Address of Principal Employer: 7010 Montclair
Houston, Texas 77030
-35-
<PAGE>
Name: Laurence D. Sikes, Jr.
Address: 4200 Texas Commerce Tower
600 Travis Street
Houston, Texas 77002-3090
Principal Occupation: Attorney
Address of Principal Employer: 4200 Texas Commerce Tower
600 Travis Street
Houston, Texas 77002-3090
Name: Richard Steve Simms
Address: 9151 Saddle Ridge Way
Fair Oaks, California 95628
Principal Occupation: Investor
Address of Principal Employer: 9151 Saddle Ridge Way
Fair Oaks, California 95628
Name: Charles M. Sloan
Address: 4309 Country Club Dr.
Plano, Texas 75219
Principal Occupation: Investor
Address of Principal Employer: 4309 Country Club Dr.
Plano, Texas 75219
Name: Michael D. Stuart
Address: 4200 Texas Commerce Tower
600 Travis Street
Houston, Texas 77002-3090
Principal Occupation: Attorney
Address of Principal Employer: 4200 Texas Commerce Tower
600 Travis Street
Houston, Texas 77002-3090
Name: Katherine Tenison
Address: 7010 Montclair
Houston, Texas 77030
Principal Occupation: Investor
Address of Principal Employer: 7010 Montclair
Houston, Texas 77030
-36-
<PAGE>
Name: William H. Tenison, Jr.
Address: 4200 Texas Commerce Tower
600 Travis Street
Houston, Texas 77002-3090
Principal Occupation: Retired
Address of Principal Employer: N.A.
Name: Denton N. Thomas
Address: 4200 Texas Commerce Tower
600 Travis Street
Houston, Texas 77002-3090
Principal Occupation: Attorney
Address of Principal Employer: 4200 Texas Commerce Tower
600 Travis Street
Houston, Texas 77002-3090
Name: Marcus L. Thompson, Jr.
Address: 4200 Texas Commerce Tower
600 Travis Street
Houston, Texas 77002-3090
Principal Occupation: Attorney
Address of Principal Employer: 4200 Texas Commerce Tower
600 Travis Street
Houston, Texas 77002-3090
Name: Hall E. Timanus, Jr.
Address: 5065 Fieldwood
Houston, Texas 77056-2409
Principal Occupation: Investor
Address of Principal Employer: 5065 Fieldwood
Houston, Texas 77056-2409
Name: Timothy J. Unger
Address: 4200 Texas Commerce Tower
600 Travis Street
Houston, Texas 77002-3090
Principal Occupation: Attorney
Address of Principal Employer: 4200 Texas Commerce Tower
600 Travis Street
Houston, Texas 77002-3090
-37-
<PAGE>
Name: Bass C. Wallace
Address: 4200 Texas Commerce Tower
600 Travis Street
Houston, Texas 77002-3090
Principal Occupation: Retired
Address of Principal Employer: N.A.
Name: Patrick B. Wallace
Address: 2306 Fairway Circle
Pearland, Texas 77581
Principal Occupation: Investor
Address of Principal Employer: 2306 Fairway Circle
Pearland, Texas 77581
Name: Diane Jane Gano Walls
Address: 21310 Rosehill Church Road
Tomball, Texas 77375
Principal Occupation: Investor
Address of Principal Employer: 21310 Rosehill Church Road
Tomball, Texas 77375
Name: Ellen P. Wallace
Address: 10 N. Wynden
Houston, Texas 77056
Principal Occupation: Investor
Address of Principal Employer: 10 N. Wynden
Houston, Texas 77056
Name: Bass C. Wallace, Jr.
Address: 10 N. Wynden
Houston, Texas 77056
Principal Occupation: Investor
Address of Principal Employer: 10 N. Wynden
Houston, Texas 77056
Name: David C. Wallace
Address: 3744 Westerman
Houston, Texas 77005
Principal Occupation: Investor
Address of Principal Employer: 3744 Westerman
Houston, Texas 77005
-38-
<PAGE>
Name: George Anthony Weatherall
Address: 8764 Aldwick
Dallas, Texas 75238
Principal Occupation: Investor
Address of Principal Employer: 8764 Aldwick
Dallas, Texas 75238
Name: Mathis Gibson Weatherall
Address: 826 Hyacinth Place
Missouri City, Texas 77459
Principal Occupation: Investor
Address of Principal Employer: 826 Hyacinth Place
Missouri City, Texas 77459
Name: Robert S. Weatherall
Address: c/o Andrews & Kurth, L.L.P.
4200 Texas Commerce Tower
600 Travis
Houston, Texas 77002
Principal Occupation: Retired
Address of Principal Employer: N.A.
Name: Nancy W. Wennerstrom
Address: 3906 River Oaks
Pasadena, Texas 77505
Principal Occupation: Investor
Address of Principal Employer: 3906 River Oaks
Pasadena, Texas 77505
Name: Milton H. West, Jr.
Address: c/o Andrews & Kurth, L.L.P.
4200 Texas Commerce Tower
600 Travis
Houston, Texas 77002
Principal Occupation: Attorney
Address of Principal Employer: 4200 Texas Commerce Tower
600 Travis
Houston, Texas 77002
-39-
<PAGE>
Name: Elizabeth R. Woodard
Address: 718 Camelot Lane
Houston, Texas 77024
Principal Occupation: Investor
Address of Principal Employer: 718 Camelot Lane
Houston, Texas 77024
ESTATE
Name of Entity: Estate of Dorothy J. Burns, Dec'd.
State of Organization: Texas
Principal Business: Probate
Address: C/o Richard W. Burns
Cunningham, Burke & Brooks
12 Greenway Plaza, Suite 1350
Houston, Texas 77046
Name of Entity: Estate of Carolyn Jane Hall Gano,
Dec'd.
State of Organization: Texas
Principal Business: Probate
Address: c/o Diane Jane Walls, Independent
Executrix
21310 Rosehill Church Road
Tomball, Texas 77375
Name of Entity: Estate of Anah Marie Streetman,
Deceased
State of Organization: Texas
Principal Business: Probate
Address: Attn: Melanie B. Scioneaux
Texas Commerce Bank, N.A.,
Independent Executrix
P. O. Box 2629, Trust Department
Houston, Texas 77252
Name of Entity: Estate of Hall E. Timanus, Sr.,
Deceased
State of Organization: Texas
Principal Business: Probate
Address: Attn: Hall E. Timanus, Jr.
Heritage Bank
P. O. Box 27515
Houston, Texas 77227
-40-
<PAGE>
CORPORATION
Name of Entity: A & K Endowment, Inc.
State of Organization: Texas
Principal Business: Investment
Address: Attn: George E. Vetters
4200 Texas Commerce Tower
600 Travis Street
Houston, Texas 77002-3090
PARTNERSHIP
Name of entity: Eastland Interests, Ltd.
State of Organization: Texas
Principal Business: Investment
Address: c/o Andrews & Kurth, L.L.P.
Attn: Gail Nixon
4200 Texas Commerce Tower
600 Travis Street
Houston, TX 77002-3090
Name of entity: Houstuon Interests, Ltd.
State of Organization: Texas
Principal Business: Investment
Address: 100 Saddlebrook
Houston, TX 77024
-41-
<PAGE>
Item 5 Information.
The information called for by Item 5 with respect to each of the general
partners of THC Partners is set forth below:
NAME OF NUMBER OF SHS.
GENERAL BENEFICIALLY PERCENT
PARTNER OWNED (1) OF CLASS (2)
A & K ENDOWMENT 183,065 0.32886%
EWA FAMILY TRUST (WOODARD) 2,656 0.00477%
ALLEN TRUST, E W (WOODARD) 7,812 0.01403%
BAKER III, JAMES A 24,251 0.04357%
BECH, DOUGLAS Y 32,551 0.05848%
BELL, R. TERRY 1,953 0.00351%
BELLATTI, LAWRENCE L 12,044 0.02164%
SMB FAMILY TRUST (MORSE) 7,675 0.01379%
BRADLEY, ROBERT L 42,643 0.07660%
BURNS, RICHARD W. 5,100 0.00916%
BURNS, ESTATE OF DOROTHY J 5,100 0.00916%
BURNS, W THOMAS II 5,100 0.00916%
BURROUGHS, A. T 3,727 0.00670%
BUTLER, MICHAEL F. 40,527 0.07280%
CABANISS, JOHN T. 40,039 0.07193%
CARROLL III, JAMES V. 42,643 0.07660%
CLARKE, DOUGLAS E. 1,758 0.00316%
CLARKE, JAMES C E TRUST 195 0.00035%
COULOMBE BRUCE R 489 0.00088%
CRUSE, JR SAM W 26,692 0.04795%
DARDER, STACY ANN 2,270 0.00408%
DAVIS, CARY ELIZABETH 2,270 0.00408%
DAVIS, FRANK B. 44,270 0.07953%
DAVIS, MARTHA H 67,802 0.12180%
DAVIS TRUST M H (AGL) 36,983 0.06644%
DAVIS III, PLATT W. 67,802 0.12180%
DAVIS III TRUST, P W (AGL) 36,983 0.06644%
DAVIS, RICHARD H. 67,802 0.12180%
DAVIS TRUST, R H (AGL) 36,983 0.06644%
DEXTER, BARBARA TIMANUS 15,259 0.02741%
DILWORTH JR., JAMES W 4,497 0.00808%
DILWORTH JR. J W TRUST 10,884 0.01955%
DILWORTH III, J W TRUST 637 0.00115%
DILWORTH, KAITLIN C TRUST 637 0.00115%
DRURY, FRANCES 13,672 0.02456%
DRURY FAMILY TR. 1995 3,418 0.00614%
EASTLAND INTERESTS LTD 40,527 0.07280%
EBERT JR., A H 50,130 0.09006%
EGAN, BF 4,394 0.00789%
ELKINS, D G 37,271 0.06696%
EVOY, SARA H. 50,851 0.09135%
EVOY TRUST, S H (AGL) 36,983 0.06644%
FOLEY, J M 9,988 0.01794%
FRAZIER, DAVID J 4,579 0.00823%
<PAGE>
FRAZIER TRUST, D J 1,868 0.00336%
FRAZIER, GREGORY R 4,579 0.00823%
FRAZIER TRUST, G R 1,868 0.00336%
FRAZIER, JOSEPH R 4,579 0.00823%
FRAZIER TRUST, J R 1,868 0.00336%
FRAZIER, MARGARET 13,077 0.02349%
FRAZIER, MICHAEL E. 4,579 0.00823%
FRAZIER TRUST, M E 1,868 0.00336%
FRAZIER, PAUL H 4,579 0.00823%
FRAZIER TRUST, P H 1,868 0.00336%
FRAZIER, WARREN W 4,579 0.00823%
FRAZIER TRUST, W W 1,868 0.00336%
FREEMAN TRUST, J B 637 0.00115%
FREEMAN, PATRICIA 4,497 0.00808%
FREEMAN, P D TRUST 10,884 0.01955%
FREEMAN IV TRUST, W A 637 0.00115%
GANO, ESTATE OF CAROLYNE 81,363 0.14616%
GANO, HOWARD H 162,725 0.29232%
GANO JR. TRUST, HOWARD 33,901 0.06090%
GANO JR TRUST, R C 162,723 0.29232%
GANO III TRUST, R A 33,901 0.06090%
GANO, JR, WILLIAM K 40,681 0.07308%
GANO JR TRUST, W K (AGL) 33,901 0.06090%
GARTH, JANET JONES 4,720 0.00848%
GRAGG, ANNETTE G 121,909 0.21900%
CWH TRUST OF 1992 (HEALEY) 12,744 0.02289%
KH TRUST OF 1992 (HEALEY) 12,744 0.02289%
TPH TRUST OF 1992 (HEALEY) 12,744 0.02289%
HARDY, ROBERT G 19,206 0.03450%
HARRINGTON, BRUCE M 34,505 0.06199%
HEALEY, THOMAS L 4,248 0.00763%
HICKS JR, TAYLOR M 19,206 0.03450%
HOLLOWAY, MICHAEL S 2,270 0.00408%
HOUSTOUN, EVELYN 50,851 0.09135%
HOUSTOUN III JAMES P 50,851 0.09135%
HOUSTOUN III TRUST, J P (AGL) 36,983 0.06644%
HOUSTOUN, JAMES W 50,851 0.09135%
HOUSTOUN TRUST, J W (AGL) 36,983 0.06644%
HOUSTOUN, JOHN MCINTOSH 50,851 0.09135%
HOUSTOUN TRUST, J M (AGL) 36,983 0.06644%
HOUSTOUN, RICHARD A 50,851 0.09135%
HOUSTOUN TRUST, R A (AGL) 36,983 0.06644%
HOUSTOUN INTEREST LTD. 50,851 0.09135%
HOUSTOUN TRUST, R N (AGL) 36,983 0.06644%
<PAGE>
HUGHES, JULIE G 19,047 0.03422%
HUGHES TRUST, JULIE G (AGL) 33,901 0.06090%
JONES, THE HONORABLE E H 1,953 0.00351%
JONES JR, HARRY R 2,360 0.00424%
JONES, BETTY LOU 2,360 0.00424%
JONES, STEVEN E 4,720 0.00848%
KERR, JOHN C 5,371 0.00965%
KISSIAH TRUST, A D 637 0.00115%
KISSIAH TRUST, C J 637 0.00115%
KISSIAH, PAMELA D 4,497 0.00808%
KISSIAH TRUST, P D 10,884 0.01955%
KNAPP JR, FRED M 40,039 0.07193%
KYLE, JERRY VAN 43,782 0.07865%
LARKIN, JAMES W 8,691 0.01561%
LARKIN, LEE R 34,766 0.06245%
LARSON TRUST, ANNETTE G (AGL) 33,901 0.06090%
LEWIS TRUST, M W (AGL) 33,901 0.06090%
LEWIS, MARGARET 12,385 0.02225%
LEWIS "C" TRUST, MARGARET 3,096 0.00556%
LEWIS GST TRUST, MARG. 9,718 0.01746%
LILIENSTERN, O C 19,206 0.03450%
LINDSEY TRUST, DAVID C (AGL) 36,983 0.06644%
LINDSEY, SARA H 203,404 0.36540%
LUMMIS, DAVID R 29,046 0.05218%
LUMMIS TRUST, DAVID R (AGL) 31,293 0.05622%
LUMMIS JR. DR. F R 87,219 0.15668%
FRL II FAMILY TRUST 17,559 0.03154%
LUMMIS II TRUST, F R (AGL) 31,293 0.05622%
LUMMIS, GHENT 29,046 0.05218%
LUMMIS TRUST, G G (AGL) 31,293 0.05622%
LUMMIS, MARVIN L 29,046 0.05218%
LUMMIS TRUST, M L (AGL) 31,293 0.05622%
PBL FAMILY TRUST 17,559 0.03154%
LUMMIS TRUST, P B (AGL) 31,293 0.05622%
RCL FAMILY TRUST 17,559 0.03154%
LUMMIS TRUST, RANSOM C (AGL) 31,293 0.05622%
LUMMIS, RICHARD G 29,046 0.05218%
LUMMIS TRUST, RICHARD (AGL) 31,293 0.05622%
LUMMIS, W R 133,169 0.23923%
WMRL,JR FAMILY TRUST 17,559 0.03154%
LUMMIS JR TRUST, W R (AGL) 31,293 0.05622%
LUTES, DENNIS L 2,931 0.00526%
MCCORMACK TRUST, PN (AGL) 31,293 0.05622%
MCCORMACK TRUST, PATTY 12,576 0.02259%
<PAGE>
MCCURDY TRUST, K R (AGL) 31,293 0.05622%
MALKIN TRUST, L R (AGL) 31,293 0.05622%
MILLER, BARRY R 19,206 0.03450%
MILLER, WILLIAM T 35,156 0.06316%
MORSE, CLINTON F 5,710 0.01026%
MORSE, CLINTON S 10,417 0.01871%
CSM FAMILY TRUST (MORSE) 7,675 0.01379%
MORSE FAMILY TRUST 23,024 0.04136%
MORSE, MARGARET S 4,994 0.00897%
MORSE, WILLIAM R 4,994 0.00897%
NEFF, G R MARITAL TR. 190,830 0.34281%
PEACOCK, P. DEXTER 40,039 0.07193%
PERICH, THOMAS J 489 0.00088%
PHILLIPS, LARRY B 29,460 0.05292%
PIERSON TRUST, ALLENE R (AGL) 31,293 0.05622%
HHR TRUST OF 1988 (RAY) 4,346 0.00781%
HMR III TRUST OF 1988 (RAY) 4,346 0.00781%
RAY, HUGH M 20,280 0.03643%
REED TRUST M G (AGL) 33,901 0.06090%
RITCHIE, MARGOT H 50,851 0.09135%
RITCHIE TRUST, M H (AGL) 36,983 0.06644%
RITCHIE, ROBERT F 1,140 0.00205%
ROSENWASSER, LAURIE K. 16,683 0.02997%
ROSENWASSER, M Q 16,683 0.02997%
ROVILLO TRUST, EUGENIA G (AGL) 33,901 0.06090%
RUSSELL, ALLENE L 94,565 0.16988%
RUSSELL FAMILY TRUST 108,839 0.19552%
RUSSELL, III TRUST, P S (AGL) 31,293 0.05622%
RYAN JR, THOMAS F 47,037 0.08450%
AMR FAMILY TRUST (MORSE) 7,675 0.01379%
SCHUBERT, THOMAS L 19,206 0.03450%
SHANNON, JOEL I 9,603 0.01725%
SHANNON, SUSAN V 9,603 0.01725%
SHARP, JANE T 3,727 0.00670%
SIKES JR, LAURENCE D 44,759 0.08041%
SIMMS, RICHARD S 1,953 0.00351%
SLOAN, CHARLES 4,720 0.00848%
STREETMAN, ESTATE OF A M 16,764 0.03011%
STUART, MICHAEL D 489 0.00088%
TENISON, KATHERINE 3,727 0.00670%
TENISON JR, WM. H 26,090 0.04687%
B.A.THOMAS TRUST II 10,884 0.01955%
THOMAS, D H 1,953 0.00351%
W.L. THOMAS TRUST II 10,884 0.01955%
<PAGE>
THOMPSON JR, MARCUS L 31,088 0.05585%
TIMANUS SR, EST OF H E 10,172 0.01827%
TIMANUS, JR. H E 15,259 0.02741%
UNGER, T J 1,953 0.00351%
BCW INCOME TRUST 6,396 0.01149%
DGW TRUST A E WALLACE 5,160 0.00927%
DGW TRUST D WALLACE III 15,481 0.02781%
DGW TRUST D WALLACE IV 5,160 0.00927%
DGW TRUST M LEWIS 15,481 0.02781%
DGW TRUST M. WALLACE 5,160 0.00927%
DGW TRUST N WENNERSTROM 15,481 0.02781%
DGW TRUST P B WALLACE 15,481 0.02781%
JPW INCOME TRUST (WALLACE) 6,396 0.01149%
WALLACE, BASS C. 24,733 0.04443%
WALLACE JR, BASS C. 1,706 0.00306%
WALLACE, DAVID C 1,706 0.00306%
ELLEN P. WALLACE 1,706 0.00306%
WALLACE III, TRUST D J (AGL) 33,901 0.06090%
DON WALLACE III GST TRUST 9,718 0.01746%
WALLACE, PATRICK B 15,481 0.02781%
WALLACE TRUST, P B (AGL) 33,901 0.06090%
PATRICK WALLACE GST TRUST 9,718 0.01746%
WALLS, DIANE JANE 40,681 0.07308%
WALLS TRUST, D J (AGL) 33,901 0.06090%
WEATHERALL, GEORGE A 2,270 0.00408%
WEATHERALL, MATHIS G 2,270 0.00408%
WEATHERALL, ROBERT S 34,057 0.06118%
WENNERSTROM, N W 15,481 0.02781%
WENNERSTROM TRUST, N W (AGL) 33,901 0.06090%
NANCY WENNERSTROM GST TRUST 9,718 0.01746%
WEST JR, MILTON H 62,824 0.11286%
WOODARD, ELIZABETH R 15,470 0.02779%
WOODARD JR TRUST, D E 7,812 0.01403%
WOODARD TRUST, R J 7,812 0.01403%
DEW JR FAMILY TRUST 2,656 0.00477%
RJW FAMILY TRUST 2,656 0.00477%
----- -------
5,441,955 9.77614%
- - ----------
(1) Represents shares as to which such person holds shared dispositive power.
(2) Based on shares of Common Stock outstanding.
