UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington DC 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 1999
Check here if Amendment [ ]; Amendment Number:
This Amendment: [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: NCM CAPITAL MANAGEMENT GROUP INC.
Address: 103 West Main St.
4th Floor
Durham, N.C. 27701
Form 13F File Number: 28-2553
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all
information contained herein is true, correct and complete, and
that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Edith Noel
Title: Corporate Secretary
Phone: 919-688-0620
Signature, Place, and Date of Signing:
Edith Noel Durham, N.C. 10/11/99
- ------------------------------ -------------------- --------
Signature City, State Date
Report Type:
[X] 13F HOLDINGS REPORT
[ ] 13F NOTICE
[ ] 13F COMBINATION REPORT
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FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 225
Form 13F Information Table Value Total: $1,183,899
List of Other Included Managers:
NONE
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<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- -------------------------------- -------- --------- -------- ---------------------- -------- ------------ --------------------------
TITLE CUSIP VALUE SHARES / SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER OF CLASS NUMBER (x$1000) PRINCIPAL AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- -------------------------------- -------- --------- -------- ------------- --- ---- -------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ADCT ADC TELECOMMUNICATIONS INC COMMON 000886101 3472 82787 SH SOLE AL 82787
ADCT ADC TELECOMMUNICATIONS INC COMMON 000886101 1652 39400 SH DEFINED AL 39400
AFL AFLAC IN COM COMMON 001055102 16543 395050 SH SOLE AL 395050
AES AES CORPORATION COMMON 00130H105 9737 165031 SH SOLE AL 165031
AES AES CORPORATION COMMON 00130H105 1024 17348 SH DEFINED AL 17348
AFM AMFM INC COMMON 001693100 3274 53900 SH SOLE AL 53900
LMG.A AT&T-LIBERTY MEDIA GRP COMMON 001957208 444 11900 SH SOLE AL 11900
AXF AXA FINANCIAL COMMON 002451102 407 7300 SH SOLE AL 7300
ABT ABBOTT LABORATORIES, INC. COMMON 002824100 5876 160175 SH SOLE AL 160175
ADLAC ADELPHIA COMMUNICATIONS-CL COMMON 006848105 3335 56700 SH SOLE AL 56700
AA ALCOA INC. COMMON 013817101 9528 153525 SH SOLE AL 153525
AYE ALLEGHENEY ENERGY INC. COMMON 017361106 928 29100 SH SOLE AL 29100
AT ALLTEL CORP COMMON 020039103 6622 94100 SH SOLE AL 94100
ALTR ALTERA CORPORATION COMMON 021441100 5608 129300 SH SOLE AL 129300
AOL AMERICA ONLINE INC. COMMON 02364J104 4990 47950 SH SOLE AL 47950
AXP AMERICAN EXPRESS COMMON 025816109 5360 39700 SH SOLE AL 39700
AIG AMERICAN INTL GROUP COMMON 026874107 14198 163318 SH SOLE AL 163318
APCC AMERICAN POWER CONVERSION COMMON 029066107 7051 371126 SH SOLE AL 371126
APCC AMERICAN POWER CONVERSION COMMON 029066107 1573 82800 SH DEFINED AL 82800
AWK AMERICAN WATER WORKS INC COMMON 030411102 4390 151700 SH SOLE AL 151700
AMGN AMGEN INC COMMON 031162100 7425 91100 SH SOLE AL 91100
APC ANADARKO PETE COMMON 032511107 1082 35400 SH SOLE AL 35400
ANAD ANADIGICS INC. COMMON 032515108 1958 69600 SH SOLE AL 69600
ADI ANALOG DEVICES COMMON 032654105 4136 80700 SH SOLE AL 80700
BUD ANHEUSER BUSCH COMMON 035229103 7202 102800 SH SOLE AL 102800
ARC ATLANTIC RICHFIELD COMMON 048825103 532 6000 SH SOLE AL 6000
CGO ATLAS AIR INC. COMMON 049164106 1334 61000 SH SOLE AL 61000
AUD AUTOMATIC DATA PROCESSING COMMON 053015103 2565 57487 SH SOLE AL 57487
AUD AUTOMATIC DATA PROCESSING COMMON 053015103 1219 27316 SH DEFINED AL 27316
AVY AVERY-DENNISON COMMON 053611109 6494 123100 SH SOLE AL 123100
BJ BJ'S WHOLESALE CLUB INC. COMMON 05548J106 860 29100 SH SOLE AL 29100
BPA BP AMOCO PLC COMMON 055622104 14426 130184 SH SOLE AL 130184
BPA BP AMOCO PLC COMMON 055622104 1042 9400 SH DEFINED AL 9400
BMCS BMC SOFTWARE INC COMMON 055921100 18028 251913 SH SOLE AL 251913
BMCS BMC SOFTWARE INC COMMON 055921100 1073 15000 SH DEFINED AL 15000
BHI BAKER HUGHES INC COMMON 057224107 13433 463200 SH SOLE AL 463200
BAX BAXTER INTERNATIONAL COMMON 071813109 10518 174575 SH SOLE AL 174575
BEC BECKMAN COULTER INC. COMMON 075811109 925 20500 SH SOLE AL 20500
BLS BELLSOUTH CORP COMMON 079860102 10756 239015 SH SOLE AL 239015
BRCM BROADCOM CORP-CL A COMMON 111320107 1341 12300 SH SOLE AL 12300
BNI BURLINGTON NORTHERN COMMON 12189T104 610 22191 SH SOLE AL 22191
BNI BURLINGTON NORTHERN COMMON 12189T104 291 10586 SH DEFINED AL 10586
CNW CK WITCO CORPORATION COMMON 12562C108 2254 151525 SH SOLE AL 151525
CMS CMS ENERGY CORP. COMMON 125896100 1313 38700 SH SOLE AL 38700
CSX CSX CORPORATION COMMON 126408103 8587 202650 SH SOLE AL 202650
CVS CVS CORP. COMMON 126650100 6359 155800 SH SOLE AL 155800
CPN CALPINE CORP. COMMON 131347106 289 3400 SH SOLE AL 3400
CAH CARDINAL HEALTH INC. COMMON 14149Y108 9420 172849 SH SOLE AL 172849
CAH CARDINAL HEALTH INC. COMMON 14149Y108 1499 27508 SH DEFINED AL 27508
CD CENDANT CORP. COMMON 151313103 10517 592525 SH SOLE AL 592525
CTL CENTURYTEL INC COMMON 156700106 2701 66493 SH SOLE AL 66493
CTL CENTURYTEL INC COMMON 156700106 922 22700 SH DEFINED AL 22700
CEN CERIDIAN CORP. COMMON 15677T106 900 36200 SH SOLE AL 36200
CHA CHAMPION INTL COMMON 158525105 925 18000 SH SOLE AL 18000
COFI CHARTER ONE FIN INC. COMMON 160903100 1666 72030 SH SOLE AL 72030
CMB CHASE MANHATTAN CORP. COMMON 16161A108 3935 52200 SH SOLE AL 52200
CHV CHEVRON USA INC COMMON 166751107 10825 121975 SH SOLE AL 121975
CSCO CISCO SYSTEMS INC. COMMON 17275R102 18115 264215 SH SOLE AL 264215
CSCO CISCO SYSTEMS INC. COMMON 17275R102 750 10942 SH DEFINED AL 10942
C CITIGROUP INC. COMMON 172967101 12608 286550 SH SOLE AL 286550
C CITIGROUP INC. COMMON 172967101 1350 30692 SH DEFINED AL 30692
CCU CLEAR CHANNEL COMM. COMMON 184502102 9683 121226 SH SOLE AL 121226
CCU CLEAR CHANNEL COMM. COMMON 184502102 1414 17700 SH DEFINED AL 17700
CLX CLOROX COMPANY COMMON 189054109 453 11840 SH SOLE AL 11840
KO COCA-COLA COMPANY COMMON 191216100 487 10100 SH SOLE AL 10100
CDO COMDISCO INC COMMON 200336105 2766 143200 SH SOLE AL 143200
CPQ COMPAQ COMPUTER COMMON 204493100 9534 416775 SH SOLE AL 416775
CA COMPUTER ASSOC COMMON 204912109 13139 214950 SH SOLE AL 214950
CPWR COMPUWARE COMMON 205638109 13639 523300 SH SOLE AL 523300
CMVT COMVERSE TECHNOLOGY INC. COMMON 205862402 3169 33600 SH SOLE AL 33600
CNS CONSOLDATED STORES CORP. COMMON 210149100 234 10600 SH SOLE AL 10600
CREE CREE RESEARCH INC. COMMON 225447101 1911 56300 SH SOLE AL 56300
CYT CYTEC INDUSTRIES INC COMMON 232820100 895 38100 SH SOLE AL 38100
DSP DSP COMMUNICATIONS INC. COMMON 23332K106 2147 113000 SH SOLE AL 113000
DHR DANAHER CORP COMMON 235851102 1818 34500 SH SOLE AL 34500
DH DAYTON HUDSON CORP COMMON 239753106 4745 79000 SH SOLE AL 79000
DZB DELHAIZE AMERICA INC COMMON 246688204 486 21500 SH SOLE AL 21500
DL DIAL CORP. COMMON 25247D101 6485 254300 SH SOLE AL 254300
DG DOLLAR GENERAL COMMON 256669102 1994 64591 SH SOLE AL 64591
DG DOLLAR GENERAL COMMON 256669102 946 30625 SH DEFINED AL 30625
DOW DOW CHEMICAL CO COMMON 260543103 9684 85225 SH SOLE AL 85225
DD E. I. DUPONT COMMON 263534109 8341 137875 SH SOLE AL 137875
EMC EMC CORP/MASS COMMON 268648102 16216 227200 SH SOLE AL 227200
ESV ENSCO INTERNATIONAL INC. COMMON 26874Q100 3307 183100 SH SOLE AL 183100
EGRP E* TRADE GROUP INC. COMMON 269246104 952 40500 SH SOLE AL 40500
ETN EATON CORP COMMON 278058102 604 7000 SH SOLE AL 7000
EPG EL PASO ENERGY CORPORATION COMMON 283905107 2371 58900 SH SOLE AL 58900
ELN ELAN CORP PLC-ADR COMMON 284131208 2400 71500 SH SOLE AL 71500
EMR EMERSON ELECTRIC CO COMMON 291011104 16615 262950 SH SOLE AL 262950
ENE ENRON COMMON 293561106 4876 118750 SH SOLE AL 118750
ETYS ETOYS INC. COMMON 297862104 1631 24500 SH SOLE AL 24500
XON EXXON CORPORATION COMMON 302290101 14450 190125 SH SOLE AL 190125
FNM FEDERAL NAT'L MTG ASSN COMMON 313586109 11445 182570 SH SOLE AL 182570
FITB FIFTH THIRD BANCORP. COMMON 316773100 4995 82100 SH SOLE AL 82100
FDC FIRST DATA CORP COMMON 319963104 3350 76350 SH SOLE AL 76350
FTN FIRST TENNESSEE NATL CORP COMMON 337162101 692 24600 SH SOLE AL 24600
FSR FIRSTAR CORPORATION COMMON 33763V109 10440 407421 SH SOLE AL 407421
FSR FIRSTAR CORPORATION COMMON 33763V109 1432 55900 SH DEFINED AL 55900
FHS FOUNDATION HEALTH SYSTEMS COMMON 350404109 1548 164000 SH SOLE AL 164000
BEN FRANKLIN RESOURCES INC. COMMON 354613101 13449 440050 SH SOLE AL 440050
GCI GANNETT INC COMMON 364730101 10350 149600 SH SOLE AL 149600
GE GENERAL ELECTRIC CO COMMON 369604103 1079 9100 SH SOLE AL 9100
GM GENERAL MOTORS COMMON 370442105 4812 76450 SH SOLE AL 76450
GENZ GENZYME CORP COMMON 372917104 1640 36400 SH SOLE AL 36400
GTSG GLOBAL TELESYSTEMS GROUP COMMON 37936U104 1488 75450 SH SOLE AL 75450
GDT GUIDANT CORP COMMON 401698105 7164 133600 SH SOLE AL 133600
HAL HALLIBURTON CO COMMON 406216101 13122 320050 SH SOLE AL 320050
HDI HARLEY DAVIDSON COMMON 412822108 7607 151950 SH SOLE AL 151950
HAS HASBRO INC. COMMON 418056107 557 25900 SH SOLE AL 25900
HPC HERCULES INC COMMON 427056106 973 34000 SH SOLE AL 34000
HD HOME DEPOT INC COMMON 437076102 8553 124630 SH SOLE AL 124630
RX IMS HEALTH INC. COMMON 449934108 924 40500 SH SOLE AL 40500
ITW ILLINOIS TOOL WORKS COMMON 452308109 10275 137800 SH SOLE AL 137800
IR INGERSOLL RAND COMMON 456866102 3615 65800 SH SOLE AL 65800
INTC INTEL CORP COMMON 458140100 11798 158762 SH SOLE AL 158762
INTC INTEL CORP COMMON 458140100 691 9300 SH DEFINED AL 9300
IBM INTL BUS. MACHINES COMMON 459200101 11084 91600 SH SOLE AL 91600
IP INTERNATIONAL PAPER COMMON 460146103 12233 254525 SH SOLE AL 254525
IPG INTERPUBLIC GROUP COS INC COMMON 460690100 4014 97595 SH SOLE AL 97595
IPG INTERPUBLIC GROUP COS INC COMMON 460690100 1131 27500 SH DEFINED AL 27500
INTU INTUIT INC. COMMON 461202103 2770 31600 SH SOLE AL 31600
ITG INVESTMENT TECHNOLOGY COMMON 46145F105 1180 51300 SH SOLE AL 51300
JNJ JOHNSON & JOHNSON COMPANY COMMON 478160104 10912 118765 SH SOLE AL 118765
JNJ JOHNSON & JOHNSON COMPANY COMMON 478160104 1093 11893 SH DEFINED AL 11893
JCI JOHNSON CONTROLS INC. COMMON 478366107 988 14900 SH SOLE AL 14900
KM K MART CORP COMMON 482584109 4948 423375 SH SOLE AL 423375
KMB KIMBERLY-CLARK CORP. COMMON 494368103 13259 251362 SH SOLE AL 251362
KR KROGER CO. COMMON 501044101 5820 263800 SH SOLE AL 263800
EL ESTEE LAUDER COMPANIES-CL A COMMON 518439104 5234 134000 SH SOLE AL 134000
LGTO LEGATO SYSTEMS INC. COMMON 524651106 3174 72800 SH SOLE AL 72800
LEH LEHMAN BROTHERS HOLDINGS COMMON 524908100 911 15600 SH SOLE AL 15600
LXK LEXMARK INTL GROUP INC. CL COMMON 529771107 3840 47700 SH SOLE AL 47700
LLY LILLY (ELI) & CO COMMON 532457108 488 7600 SH SOLE AL 7600
LLTC LINEAR TECHNOLOGY CORP COMMON 535678106 6025 102500 SH SOLE AL 102500
LOW LOWES COMPANIES INC COMMON 548661107 478 9800 SH SOLE AL 9800
LZ LUBRIZOL CORPORATION COMMON 549271104 753 29300 SH SOLE AL 29300
LU LUCENT TECHNOLGIES INC. COMMON 549463107 12060 185900 SH SOLE AL 185900
MBI MBIA INC. COMMON 55262C100 378 8100 SH SOLE AL 8100
WCOM MCI WORLDCOM INC. COMMON 55268B106 14194 197484 SH SOLE AL 197484
MBG MANDALAY RESORT GROUP COMMON 562567107 1294 65500 SH SOLE AL 65500
MMC MARSH & McLENNAN COMMON 571748102 17857 260680 SH SOLE AL 260680
MMC MARSH & McLENNAN COMMON 571748102 1370 19995 SH DEFINED AL 19995
MLM MARTIN MARIETTA MATERIALS COMMON 573284106 355 8900 SH SOLE AL 8900
MCD MCDONALDS CORP COMMON 580135101 437 10100 SH SOLE AL 10100
UMG MEDIAONE GROUP INC. COMMON 58440J104 628 9200 SH SOLE AL 9200
MRK MERCK & COMPANY COMMON 589331107 7319 112924 SH SOLE AL 112924
MER MERRILL LYNCH COMMON 59018810 5533 82125 SH SOLE AL 82125
MSFT MICROSOFT CORP COMMON 594918104 23788 262669 SH SOLE AL 262669
MSFT MICROSOFT CORP COMMON 594918104 980 10824 SH DEFINED AL 10824
MU MICRON TECHNOLOGY COMMON 595112103 585 8800 SH SOLE AL 8800
MMM MINNESOTA MINING & MFG COMMON 604059105 14513 151075 SH SOLE AL 151075
MOB MOBIL CORP COMMON 607059102 9484 94134 SH SOLE AL 94134
MOB MOBIL CORP COMMON 607059102 1022 10145 SH DEFINED AL 10145
MOT MOTOROLA INC COMMON 620076109 17677 200875 SH SOLE AL 200875
NCR NCR CORPORATION COMMON 62886E108 370 11200 SH SOLE AL 11200
NFS NATIONWIDE FINANCIAL SRV COMMON 638612101 856 24200 SH SOLE AL 24200
NYT NEW YORK TIMES CO. COMMON 650111107 1575 42000 SH SOLE AL 42000
NWL NEWELL RUBBERMAID INC. COMMON 651229106 342 11960 SH SOLE AL 11960
NOK NOKIA CORP COMMON 654902204 5186 57700 SH SOLE AL 57700
OMC OMNICOM GROUP COMMON 681919106 11693 147658 SH SOLE AL 147658
OMC OMNICOM GROUP COMMON 681919106 839 10600 SH DEFINED AL 10600
ORCL ORACLE SYSTEMS COMMON 68389X105 15360 337575 SH SOLE AL 337575
OS OREGON STEEL MILLS INC. COMMON 686079104 510 45600 SH SOLE AL 45600
PLL PALL CORP. COMMON 696429307 362 15600 SH SOLE AL 15600
PBG PEPSI BOTTLING GROUP INC. COMMON 713409100 369 21600 SH SOLE AL 21600
PFE PFIZER INC. COMMON 717081103 13575 378400 SH SOLE AL 378400
PNW PINNACLE WEST CAPITAL COMMON 723484101 2815 77400 SH SOLE AL 77400
PBI PITNEY BOWES, INC. COMMON 724479100 6581 108000 SH SOLE AL 108000
PX PRAXAIR COMMON 74005P104 6546 142300 SH SOLE AL 142300
PG PROCTER & GAMBLE CO COMMON 742718109 905 9650 SH SOLE AL 9650
PL PROTECTIVE LIFE CORP. COMMON 743674103 2424 83600 SH SOLE AL 83600
PFGI PROVIDENT FINANCIAL GROUP COMMON 743866105 464 12700 SH SOLE AL 12700
PVN PROVIDIAN FINANCIAL CORP. COMMON 74406A102 3072 38800 SH SOLE AL 38800
OAT QUAKER OATS CO COMMON 747402105 3292 53200 SH SOLE AL 53200
FLC R&B FALCON CORP COMMON 74912E101 3191 243100 SH SOLE AL 243100
ROK ROCKWELL INTERNATIONAL COR COMMON 773903109 12353 235300 SH SOLE AL 235300
SBC SBC COMMUNICATIONS INC COMMON 78387G103 21973 430308 SH SOLE AL 430308
SBC SBC COMMUNICATIONS INC COMMON 78387G103 1003 19646 SH DEFINED AL 19646
SCI SCI SYSTEMS COMMON 783890106 1266 28500 SH SOLE AL 28500
SPW SPX CORP COMMON 784635104 1261 13900 SH SOLE AL 13900
SWY SAFEWAY INC. COMMON 786514208 6849 179936 SH SOLE AL 179936
SWY SAFEWAY INC. COMMON 786514208 1227 32227 SH DEFINED AL 32227
SANM SANMINA CORP. COMMON 800907107 3265 42200 SH SOLE AL 42200
SGP SCHERING PLOUGH CORP COMMON 806605101 15837 363036 SH SOLE AL 363036
SGP SCHERING PLOUGH CORP COMMON 806605101 1326 30400 SH DEFINED AL 30400
SLB SCHLUMBERGER LTD COMMON 806857108 13530 217125 SH SOLE AL 217125
SFA SCIENTIFIC ATLANTA COMMON 808655104 560 11300 SH SOLE AL 11300
SEE SEALED AIR CORP. NEW COMMON 81211K100 4228 82400 SH SOLE AL 82400
SEBL SIEBEL SYSTEMS INC. COMMON 826170102 553 8300 SH SOLE AL 8300
SIAL SIGMA-ALDRICH COMMON 826552101 9643 303717 SH SOLE AL 303717
SIAL SIGMA-ALDRICH COMMON 826552101 1264 39806 SH DEFINED AL 39806
SII SMITH INTERNATIONAL COMMON 832110100 2017 49800 SH SOLE AL 49800
SLR SOLECTRON CORP. COMMON 834182107 5565 77500 SH SOLE AL 77500
SOI SOLUTIA INC. COMMON 834376105 1612 90200 SH SOLE AL 90200
FON SPRINT CORPORATION COMMON 852061100 5387 99300 SH SOLE AL 99300
STT STATE STREET CORP COMMON 857477103 8906 137804 SH SOLE AL 137804
STT STATE STREET CORP COMMON 857477103 1377 21300 SH DEFINED AL 21300
SUNW SUN MICROSYSTEMS COMMON 866810104 23699 254832 SH SOLE AL 254832
SUNW SUN MICROSYSTEMS COMMON 866810104 791 8500 SH DEFINED AL 8500
TLAB TELLABS INC. COMMON 879664100 10146 178200 SH SOLE AL 178200
TEVA TEVA PHARMACEUTICAL-SP ADR COMMON 881624209 553 11000 SH SOLE AL 11000
TXN TEXAS INSTRUMENTS COMMON 882508104 732 8900 SH SOLE AL 8900
TXT TEXTRON INC COMMON 883203101 13864 179175 SH SOLE AL 179175
TWX TIME WARNER INC COMMON 887315109 6871 113100 SH SOLE AL 113100
TYC TYCO INTERNATIONAL LTD. COMMON 902124106 23045 223198 SH SOLE AL 223198
TYC TYCO INTERNATIONAL LTD. COMMON 902124106 1629 15782 SH DEFINED AL 15782
MRO USX-MARATHON GROUP COMMON 902905827 12918 441625 SH SOLE AL 441625
USAI USA NETWORKS INC. COMMON 902984103 810 20900 SH SOLE AL 20900
X USX-U.S. STEEL GROUP INC. COMMON 90337T101 9464 367525 SH SOLE AL 367525
UNP UNION PACIFIC COMMON 907818108 7056 146800 SH SOLE AL 146800
UTX UNITED TECHNOLOGIES CP COMMON 913017109 5377 90650 SH SOLE AL 90650
UCL UNOCAL CORP COMMON 915289102 241 6500 SH SOLE AL 6500
VCI VALASSIS COMMUNICATIONS COMMON 918866104 835 19000 SH SOLE AL 19000
VRC VARCO INTERNATIONAL INC. COMMON 922126107 1208 99100 SH SOLE AL 99100
VSH VISHAY INTERTECHNOLOGY INC COMMON 928298108 4571 192475 SH SOLE AL 192475
VOD VODAFONE AIRTOUCH PLC-ADR COMMON 92857T107 8876 37335 SH SOLE AL 37335
VOD VODAFONE AIRTOUCH PLC-ADR COMMON 92857T107 690 2904 SH DEFINED AL 2904
WMT WAL-MART STORES, INC. COMMON 931142103 1232 25900 SH SOLE AL 25900
WLA WARNER LAMBERT COMMON 934488107 4570 68856 SH SOLE AL 68856
WLA WARNER LAMBERT COMMON 934488107 1454 21900 SH DEFINED AL 21900
WM WASHINGTON MUTUAL INC. COMMON 939322103 4092 139885 SH SOLE AL 139885
WFC WELLS FARGO AND CO. COMMON 949746101 9311 234975 SH SOLE AL 234975
FUS FUSION CAPITAL LIMITED COMMON 99KBRM900 5393 24000000 SH SOLE AL 24000000
RIG TRANSOCEAN OFFSHORE INC. COMMON G90076103 2658 86800 SH SOLE AL 86800
RCL ROYAL CARIBBEAN CRUISES COMMON V7780T103 3087 68600 SH SOLE AL 68600
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