UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. )*
Healthcare Recoveries, Inc.
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(Name of Issuer)
Common Stock
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(Title of Class of Securities)
42220K101
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(CUSIP Number)
Check the following box if a fee is being paid with this statement [ ]. (A fee
is not required only if the filing person: (1) has a previous statement on file
reporting beneficial ownership of more than five percent of the class of
securities described in Item 1; and (2) has filed no amendment subsequent
thereto reporting beneficial ownership of five percent or less of such class.)
(See Rule 13d-7).
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
Page 1 of 9 pages
<PAGE>
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CUSIP No. 42220K101 13G Page 2 of 9 Pages
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1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Berger Associates, Inc. ID No. 13-2750052
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [ ]
3 SEC USE ONLY
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
NUMBER OF 5 SOLE VOTING POWER
SHARES
BENEFICIALLY -0-
OWNED BY
EACH 6 SHARED VOTING POWER
REPORTING
PERSON 591,175
WITH
7 SOLE DISPOSITIVE POWER
-0-
8 SHARED DISPOSITIVE POWER
591,175
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
591,175
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
N/A
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
5.15%
12 TYPE OF REPORTING PERSON
IA, CO
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CUSIP No. 42220K101 13G Page 3 of 9 Pages
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1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Kansas City Southern Industries Inc. ID No. 44-0663509
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [ ]
3 SEC USE ONLY
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
NUMBER OF 5 SOLE VOTING POWER
SHARES
BENEFICIALLY -0-
OWNED BY
EACH 6 SHARED VOTING POWER
REPORTING
PERSON -0-
WITH
7 SOLE DISPOSITIVE POWER
-0-
8 SHARED DISPOSITIVE POWER
-0-
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
-0-
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [X]
Excludes shares beneficially owned by Berger Associates, Inc.,
a wholly-owned investment adviser subsidiary, of which beneficial
ownership is disclaimed.
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0%
12 TYPE OF REPORTING PERSON
HC, CO
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SCHEDULE 13G Page 4 of 9
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CUSIP No. 42220K101 Healthcare Recoveries, Inc.
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Item 1.
(a) Name of Issuer: Healthcare Recoveries, Inc.
(b) Address of Issuer's Principal Executive Offices:
1400 Watterson Tower
Louisville, Kentucky 40218
Item 2.
(a) Name of Person Filing:
(1) Berger Associates, Inc.
(2) Kansas City Southern Industries, Inc.
(b) Address of Principal Business Office:
(1) Berger Associates, Inc.
210 University Boulevard, Suite 900
Denver, Colorado 80206
(2) Kansas City Southern Industries, Inc.
114 West 11th Street
Kansas City, MO 64105
(c) Citizenship:
(1) Berger Associates, Inc.: Delaware
(2) Kansas City Southern Industries, Inc.: Delaware
(d) Title of Class of Securities: Common Stock
(e) CUSIP Number: 42220K101
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SCHEDULE 13G Page 5 of 9
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CUSIP No. 42220K101 Healthcare Recoveries, Inc.
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Item 3 If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b),
check whether the person filing is a:
(a) Broker or Dealer registered under Section 15 of the Act
----
(b) Bank as defined in section 3(a)(6) of the Act
----
(c) Insurance Company as defined in section 3(a)(19) of the Act
----
(d) Investment Company registered under section 8 of the Investment
---- Company Act
(e) X Investment Adviser registered under section 203 of the
---- Investment Advisers Act of 19401
(f) Employee Benefit Plan, Pension Fund which is subject to
---- the provisions of the Employee Retirement Income Security Act
of 1974 or Endowment Fund; see section 240.13d-1(b)(1)(ii)(F)
(g) X Parent Holding Company, in accordance with section
---- 240.13d-1(b)(1)(ii)(G) (Note: See Item 7)/2/
(h) Group, in accordance with section 240.13d-1(b)(1)(ii)(H)
----
Item 4.Ownership
(a) Amount Beneficially Owned:
(1) Berger Associates, Inc.: 591,175*
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*The filing of this statement shall not be construed as an
admission that Berger Associates, Inc. is, for purposes of
Sections 13(d) or 13(g) of the Securities Exchange Act of
1934, the beneficial owner of any securities covered by this
statement.
Berger Associates, Inc. is a registered investment adviser
which furnishes investment advice to fourteen mutual funds
and institutional clients. The mutual funds, The One Hundred
Fund, Inc.; the Berger One Hundred and
- --------
1 Berger Associates, Inc. is a registered investment adviser.
2 Kansas City Southern Industries, Inc. ("KCSI") is the parent holding
company of Berger Associates, Inc. KCSI owns 100% of Berger Associates,
Inc. and is filing this statement solely as a result of such stock
ownership which may be deemed to give KCSI control over Berger Associates,
Inc.
<PAGE>
SCHEDULE 13G Page 6 of 9
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CUSIP No. 42220K101 Healthcare Recoveries, Inc.
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One Fund, Inc., dba the Berger Growth and Income Fund, Inc.;
five series of the Berger Investment Portfolio Trust: (1) the
Berger Small Company Growth Fund, (2) the Berger New
Generation Fund, (3) the Berger Balanced Fund, (4) the Berger
Select Fund, and (5) the Berger Mid Cap Growth Fund; the only
series of the Berger Omni Investment Trust, the Berger Small
Cap Value Fund; three series of the Berger Institutional
Products Trust: (1) the Berger IPT-100 Fund, (2) the Berger
IPT-Growth and Income Fund, and (3) the Berger IPT-Small
Company Growth Fund; the Berger Capital Growth Portfolio, a
series of American Skandia Trust; the Small Capitalization
Growth Investments Portfolio, a series of the Consulting Group
Capital Markets Funds; and the Small-Cap Value Portfolio, a
series of Style Select Series, Inc. (collectively, the
"Funds"), are open-end management investment companies
registered under the Investment Company Act of 1940.
As a result of its role as investment adviser or sub-adviser
to the Funds as well as institutional clients, Berger
Associates, Inc. may be deemed to be the beneficial owner of
securities held by such funds or clients.
(2) Kansas City Southern Industries, Inc.: 0**
-------
**Kansas City Southern Industries, Inc. ("KCSI") does not own
of record any shares of Healthcare Recoveries, Inc., it has
not engaged in any transaction in Healthcare Recoveries, Inc.
Common Stock, and it does not exercise any voting or
investment power over shares of Healthcare Recoveries, Inc.
Common Stock. All shares reported herein have been acquired by
Berger Associates, Inc.'s mutual fund clients and KCSI
specifically disclaims beneficial ownership over any shares of
Healthcare Recoveries, Inc.
Common Stock.
Accordingly, the filing of this statement shall not be
construed as an admission that KCSI is, for purposes of
Sections 13(d) or 13(g) of the Securities Exchange Act of
1934, the beneficial owner of any securities covered by this
statement.
(b) Percent of Class:
(1) Berger Associates, Inc.: 5.15%*
----
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SCHEDULE 13G Page 7 of 9
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CUSIP No. 42220K101 Healthcare Recoveries, Inc.
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*The filing of this statement shall not be construed as an
admission that Berger Associates, Inc. is, for purposes of
Sections 13(d) or 13(g) of the Securities Exchange Act of
1934, the beneficial owner of any securities covered by this
statement.
(2) Kansas City Southern Industries, Inc. 0.0%**
** See Item 4(a)(2). ---
(c) Number of shares as to which such person has:
(1) Berger Associates, Inc.:
(i) sole power to vote or to direct the vote
0
(ii) shared power to vote or to direct the vote
591,175
(iii) sole power to dispose or to direct the disposition of
0
(iv) shared power to dispose or to direct the disposition of
591,175
(2) Kansas City Southern Industries, Inc.
(i) sole power to vote or to direct the vote
0
(ii) shared power to vote or to direct the vote
0*
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SCHEDULE 13G Page 8 of 9
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CUSIP No. 42220K101 Healthcare Recoveries, Inc.
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(iii) sole power to dispose or to direct the disposition of
0
(iv) shared power to dispose or to direct the disposition of
0*
* See Item 4(a)(2).
Item 5. Ownership of Five Percent or Less of a Class
N/A
Item 6. Ownership of More than Five Percent on Behalf of Another Person
N/A
Item 7. Identification and Classification of the Subsidiary Which Acquired the
Security Being Reported on By the Parent Holding Company
This statement has been filed jointly by KCSI (parent holding
company) and Berger Associates, Inc. (its registered investment
adviser subsidiary) and information relating to Berger Associates,
Inc. has been included herein.
Item 8. Identification and Classification of Members of the Group
N/A
Item 9. Notice of Dissolution of Group
N/A
Item 10. Certification
By signing below I certify that, to the best of my knowledge and
belief, the securities referred to above were acquired in the
ordinary course of business and were not acquired for the purpose of
and do not have the effect of changing or influencing the
control of the issuer of such securities and were not acquired in
connection with or as a participant in any transaction having such
purposes or effect.
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SCHEDULE 13G Page 9 of 9
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CUSIP No. 42220K101 Healthcare Recoveries, Inc.
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SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief,
I certify that the information set forth in this statement is true, complete and
correct.
BERGER ASSOCIATES, INC.:
February 12, 1998
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Date
/s/ Kevin R. Fay
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Signature
Kevin R. Fay, Sr. Vice President -
Finance and Administration
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Name/Title
KANSAS CITY SOUTHERN INDUSTRIES, INC.
February 12, 1998
----------------------------------------
Date
/s/ Louis G. Van Horn
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Signature
Louis G. Van Horn,
Vice President and Comptroller
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Name/Title
<PAGE>
EXHIBIT INDEX
Exhibit Document Page No.
A Joint Filing Agreement
<PAGE>
Exhibit A
to
SCHEDULE 13G
Berger Associates, Inc.
and
KANSAS CITY SOUTHERN INDUSTRIES, INC.
Pursuant to Rule 13d-1(f)(1) under the Securities Exchange Act of
1934, Berger Associates, Inc., a Delaware corporation, and Kansas City Southern
Industries, Inc., a Delaware corporation, hereby agree that the preceding
Schedule 13G is being filed on behalf of each of them.
IN WITNESS WHEREOF, the parties hereto have duly executed this
agreement on this 12th day of February, 1998.
BERGER ASSOCIATES, INC.
/s/ Kevin R. Fay
---------------------------------------
Kevin R. Fay
Sr. Vice President - Finance and
Administration
KANSAS CITY SOUTHERN INDUSTRIES, INC.
/s/ Louis G. Van Horn
---------------------------------------
Louis G. Van Horn
Vice President and Comptroller
