As filed with the Securities and Exchange Commission
on December 6, 1995
Registration No. 33-33144; 811-6030
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-1A
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 [ ]
Post-Effective Amendment No. 16 [X]
REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 [ ]
Amendment No. 17 [X]
(Check appropriate box or boxes)
------------------------
THE CAPITOL MUTUAL FUNDS
(Exact Name of Registrant as specified in Charter)
111 Center Street
Little Rock, Arkansas 72201
(Address of Principal Executive Offices, including Zip Code)
--------------------------
Registrant's Telephone Number, including Area Code: (800) 321-7854
Richard H. Blank, Jr.
c/o Stephens Inc.
111 Center Street
Little Rock, Arkansas 72201
(Name and Address of Agent for Service)
With copies to:
Robert M. Kurucza, Esq. Carl Frischling, Esq.
Marco E. Adelfio, Esq. Kramer, Levin, Naftalis,
Morrison & Foerster Nessen, Kamin & Frankel
2000 Pennsylvania Ave., N.W., Suite 5500 919 Third Avenue
Washington, D.C. 20006 New York, New York 10022
It is proposed that this filing will become effective (check appropriate box):
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<S> <C>
[ ] Immediately upon filing pursuant to Rule 485(b); or [X] on January 3, 1996 pursuant to Rule 485(b), or
[ ] 60 days after filing pursuant to Rule 485(a), or [ ] on ___________ pursuant to Rule 485(a)(1)
[ ] 75 days after filing pursuant to paragraph (a)(2) [ ] on (date) pursuant to paragraph (a)(2) of Rule 485
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If appropriate, check the following box:
[ ] this post-effective amendment designates a new effective date for a
previously filed post-effective amendment.
<PAGE>
CALCULATION OF REGISTRATION FEE
UNDER THE SECURITIES ACT OF 1933
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Proposed Maximum Proposed Maximum
Title of Securities Offering Price Per Aggregate Offering Amount of
Being Registered Amount Being Share** Price* Registration
Registered Fee
<S> <C> <C> <C> <C>
Shares of Beneficial Indefinite* N/A N/A N/A
Interest
Shares of Beneficial 1,160,001,972 $1.00 $1,160,001,972 $400,000
Interest
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* Registrant continues its election to register an indefinite number or
amount of shares of beneficial interest under the Investment Company
Act of 1940. The Rule 24f-2 Notice for Registrant's most recent fiscal
year ended April 30, 1995 was filed on June 26, 1995.
** Registrant elects to calculate the maximum aggregate offering price
pursuant to Rule 24e-2. Pursuant to this amendment, the Registrant is
amending its Registration to reduce the number of Shares registered on
November 16, 1995 pursuant to Post-Effective Amendment No. 15 from the
original 2,000,000,000 Shares ($2,000,000,000 worth of Shares) for
$400,000 to 1,160,001,972 Shares ($1,160,001,972 worth of shares). The
proposed maximum offering price per Share, as calculated pursuant to
Rule 457(d) under the Securities Act of 1933 on the basis of the
offering price of the Registrant's Shares on December 5, 1995, is
$1.00.
<PAGE>
CONTENTS OF AMENDMENT
This Post-Effective Amendment No. 16 to the Registration Statement of
The Capitol Mutual Funds is comprised of the following papers and documents:
1. The facing sheet to register a definite number of Shares of
beneficial interest; and
2. Signatures pages.
The sole purpose of this Post-Effective Amendment No. 16 is to reduce
the number of shares previously registered pursuant to Post-Effective Amendment
No. 15 on November 16, 1995 which was filed pursuant to Rule 24e-2(a) under the
Investment Company Act of 1940.
<PAGE>
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933 and the
Investment Company Act of 1940, the Registrant certifies that it meets all the
requirements for effectiveness of this Post-Effective Amendment to the
Registration Statement pursuant to Rule 485(b) under the Securities Act of 1933
and has duly caused this Amendment to its Registration Statement to be signed on
its behalf by the undersigned, thereunto duly authorized, in the City of Little
Rock, State of Arkansas on the 5th day of December, 1995.
THE CAPITOL MUTUAL FUNDS
By: *
A. Max Walker
President and Chairman
of the Board of Trustees
By: /s/ Richard H. Blank, Jr.
Richard H. Blank, Jr.
*Attorney-in-Fact
Pursuant to the requirements of the Securities Act of 1933, this
Post-Effective Amendment to the Registration Statement has been signed below by
the following persons in the capacities and on the date indicated:
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<CAPTION>
SIGNATURES TITLE DATE
<S> <C> <C>
* President and Chairman December 5, 1995
----------------------------------
(A. Max Walker) of the Board of Trustees
(Principal Executive Officer)
* Treasurer December 5, 1995
- ----------------------------------
(Richard H. Rose) Vice President
(Principal Financial and
Accounting Officer)
* Trustee December 5, 1995
- ----------------------------------
(Edmund L. Benson, III)
* Trustee December 5, 1995
- ----------------------------------
(James Ermer)
* Trustee December 5, 1995
- ----------------------------------
(William H. Grigg)
* Trustee December 5, 1995
- ----------------------------------
(Thomas F. Keller)
Trustee December 5, 1995
- ----------------------------------
(Carl E. Mundy, Jr.)
* Trustee December 5, 1995
- ----------------------------------
(Charles B. Walker)
* Trustee December 5, 1995
- ----------------------------------
(Thomas S. Word)
/s/ Richard H. Blank, Jr.
- ----------------------------------
Richard H. Blank, Jr.
*Attorney-in-Fact
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