Schedule A
RULE 10F-3 TRANSACTIONS REPORT
April 1, 2000 - September 30, 2000
Affiliated Underwriter: Banc of America Securities, LLC
<TABLE>
<CAPTION>
Type
of Date Principal/ % of
Security Offering Purchase Shares Price Paid % of Fund
Issuer (1),(2),(3),(4) Commenced Date Selling Broker** Purchased Price By Fund Issue Assets
------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <S> <C> <C> <C> <C> <C>
Nations Reserves
NATIONS CONVERTIBLE
-------------------
SECURITIES
----------
MetLife Capital Trust I 1 04/04/00 04/04/00 Goldman Sachs 1,600 50.00 $80,000 0.46% 0.02%
Ace Limited Feline Prides 1 04/06/00 04/06/00 Merrill Lynch 1,880 50.00 $94,000 1.57% 0.02%
AES Corporation 6% 3 05/11/00 05/11/00 Goldman Sachs 40,000 50.00 $2,000,000 0.50% 0.54%
Universal Health Services 1 06/19/00 06/19/00 Merrill Lynch 58,699 42.59 $2,500,000 1.12% 0.63%
Am Kor Technology 3 03/17/00 03/17/00 Salomon Smith Barney 40,000 $100.00 $440,000 0.20% 0.11%
Quanta Services Inc. 3 07/19/00 07/19/00 Morgan Stanley 10,000 $100.00 $1,000,000 0.67% 0.25%
Transwitch 3 09/06/00 09/06/00 Merrill Lynch 10,000 $100.00 $1,000,000 0.22% 0.25%
NATIONS ASSET ALLOCATION
------------------------
Household Finance,
8.00%, due 05/09/05 1 05/02/00 05/02/00 Merrill Lynch 1,725,000 99.91 $1,723,448 0.09% 0.41%
Clear Channel Communications,
7.875%, due 06/15/00 1 06/14/00 06/14/00 Credit Suisse 1,750,000 99.94 $1,748,950 0.23% 0.40%
First Boston
Dollar Tree Stores 1 08/02/00 08/02/00 Goldman Sachs 1,700 $40.00 $68,000 0.45% 0.02%
Ford Motor Credit,
7.60%, 08/01/05 1 07/26/00 07/26/00 Salomon Smith Barney 1,600,000 $99.95 $1,599,152 0.05% 0.38%
Comdisco, 9.50%, 08/15/03 1 08/04/00 08/04/00 Salomon Smith Barney 1,650,000 $99.78 $1,646,321 0.11% 0.39%
Bear Stearns Global,
7.80%, 08/15/07 1 08/10/00 08/10/00 Bear Stearns 1,650,000 $99.87 $1,647,789 0.27% 0.39%
HCA- The Healthcare Co.,
8.75%, 09/01/10 1 08/18/00 08/18/00 Chase Securities 215,000 $99.53 $213,990 0.03% 0.05%
NATIONS CALIFORNIA
------------------
MUNICIPAL BOND
--------------
LA County, CA, Transit
Authority 4 06/12/00 06/16/00 Lehman Bros. 17,500,000 100.807 $17,641,225 2.94% 9.79%
California State,
5.25%, due 09/01/24 4 09/13/00 09/13/00 Merrill Lynch 2,000,000 $98.39 $1,967,800 0.23% 1.05%
NATIONS CASH RESERVES
---------------------
Constellation Energy
Corporation 1 06/16/00 06/16/00 Lehman Bros. 25,000,000 100.00 $25,000,000 8.33% 0.07%
NATIONS INTERMEDIATE BOND
-------------------------
Household Finance, 8.00%,
due 05/09/05 1 05/02/00 05/02/00 Merrill Lynch 1,200,000 99.91 $1,198,920 0.06% 1.33%
Arrow Electronics 1 09/29/00 09/29/00 Goldman Sachs 580,000 100.00 $580,000 0.29% 0.59%
Comdisco, 9.50%, 08/15/03 1 08/04/00 08/04/00 Salomon Smith Barney 1,100,000 99.78 $1,097,547 0.07% 1.19%
Ford Motor Credit,
7.60%, 08/01/05 1 07/26/00 07/26/00 Salomon Smith Barney 1,500,000 99.95 $1,499,205 0.05% 1.63%
HCA- The Healthcare Co.,
8.75%, 09/01/10 1 08/18/00 08/18/00 Chase Securities 145,000 99.53 $144,319 0.02% 0.16%
Bear Stearns Global,
7.80%, 08/15/07 1 08/10/00 08/10/00 Bear Stearns 1,200,000 99.87 $1,198,392 0.20% 1.28%
Clear Channel Communications 1 09/07/00 09/07/00 Salomon Smith Barney 600,000 99.96 $599,760 0.08% 0.65%
NATIONS MARSICO FOCUSED
-----------------------
EQUITIES FUND
-------------
Corvis Corporation 1 07/27/00 07/27/00 CS First Boston 19,259 $36.00 $693,324 0.06% 0.03%
Goldman Sachs 1 08/01/00 08/01/00 Freidman, Billings 27,500 $99.75 $2,743,125 0.07% 0.12%
Ramsey
NATIONS MARSICO
---------------
GROWTH & INCOME
---------------
Goldman Sachs 1 08/01/00 08/01/00 Goldman Sachs 134,056 $99.75 $13,372,086 0.34% 2.10%
Southern Energy Inc. 1 09/27/00 09/27/00 Goldman Sachs 50,570 $28.56 $1,444,279 0.11% 0.21%
------------------------------------------------------------------------------------------------------------------------------------
</TABLE>
* The following designations identify whether the securities are: (1) part of a
Registered Offering; (2) part of an Eligible Foreign Offering; (3) part of an
Eligible Rule 144A Offering; or (4) Eligible Municipal Securities, as such terms
are defined in the Procedures for Investment Pursuant to Rule 10f-3 under the
Investment Company Act fo 1940, as amended.
** The Selling Broker is not affiliated with the Affliliated Underwriter.
The amount of securities of any class purchased by a Fund and any other
investment companies advised by a Sub-Adviser or Adviser to the Funds may not
exceed (i) 25% of the principal amount of the offering of such class or (ii) if
an Eligible Rule 144A offering, 25% of the total of the principal amount of the
offering of such class sold to qualified institutional buyers plus the principal
amount of the offering of such class in any concurrent public offering.
The securities were offered in a firm commitment underwriting (unless a rights
offering) and the securities purchased were of an issuer who had been in
continuous operations for not less than three years, including predecessors
(except for Eligible Municipal Securities).
