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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: JUNE 30, 2000
Check here if Amendment [ ]; Amendment Number: ____
This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings
entries.
Institutional Investment Manager Filing this Report:
Name: KLINGENSTEIN, FIELDS & CO., L.L.C.
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Address: 787 SEVENTH AVENUE, NEW YORK, NY 10019-6016
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13F File Number: 28-3965
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The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: JONATHAN ROBERTS Title: SENIOR VICE PRESIDENT Phone: (212) 492-6177
---------------- --------------------- -------------
Signature, Place, and Date of Signing:
/s/ JONATHAN ROBERTS NEW YORK, NY JULY 26, 2000
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JONATHAN ROBERTS (CITY, STATE) (DATE)
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
<PAGE>
KLINGENSTEIN, FIELDS & CO., L.L.C.
FORM 13F SUMMARY PAGE
AS OF DATE: 06/30/00
REPORT SUMMARY:
NUMBER OF OTHER INCLUDED MANAGERS: 0
FORM 13F INFORMATION TABLE ENTRY TOTAL: 276
FORM 13F INFORMATION TABLE VALUE TOTAL: $3,345,832
(thousands)
LIST OF OTHER INCLUDED MANAGERS:
Provide a numbered list of the name(s) and 13F number(s) of all institutional
investment managers with respect to which this report is filed, other than the
manager filing this report.
NONE
<PAGE>
KLINGENSTEIN, FIELDS & CO., L.L.C. PAGE 1
FORM 13F INFORMATION TABLE
AS OF DATE: 06/30/00
<TABLE>
<CAPTION>
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C>
ABBOTT LABS COM 002824100 8112 182028 SH DEFINED 0 0 182028
ADELPHIA COMMUNIC CORP CL A COM 006848105 8057 171875 SH DEFINED 0 0 171875
ADVO INC COM 007585102 710 16998 SH DEFINED 0 0 16998
AES CORP COM 00130H105 53658 1176064 SH DEFINED 0 0 1176064
AFFYMETRIX INC OC-CAP STK COM 00826T108 220 1330 SH DEFINED 0 0 1330
AFLAC INC COM 001055102 992 21600 SH DEFINED 0 0 21600
AGILENT TECHNOLOGIES INC COM COM 00846U101 2265 30712 SH DEFINED 0 0 30712
ALBERTA ENERGY LTD COM 012873105 7094 175150 SH DEFINED 0 0 175150
ALCOA INC COM COM 013817101 1067 36800 SH DEFINED 0 0 36800
ALLEGHANY CORP DEL COM 017175100 1048 6240 SH DEFINED 0 0 6240
ALLEGHENY ENERGY INC COM 017361106 224 8000 SH DEFINED 0 0 8000
ALLEGHENY TECHNOLOGIES INC COM COM 01741R102 928 51532 SH DEFINED 0 0 51532
ALLIED CAP CORP NEW COM 01903Q108 399 23456 SH DEFINED 0 0 23456
ALLSTATE CORP COM 020002101 13107 589077 SH DEFINED 0 0 589077
AMERADA HESS CORP COM 023551104 16093 260610 SH DEFINED 0 0 260610
AMERICA ONLINE INC COM 02364J104 2637 50115 SH DEFINED 0 0 50115
AMERICAN ELEC PWR INC COM COM 025537101 536 18097 SH DEFINED 0 0 18097
AMERICAN EXPRESS CO COM 025816109 66389 1273646 SH DEFINED 0 0 1273646
AMERICAN GEN CORP COM 026351106 508 8326 SH DEFINED 0 0 8326
AMERICAN HOME PRODS CORP COM 026609107 20217 344116 SH DEFINED 0 0 344116
AMERICAN INTL GROUP INC COM 026874107 381651 3248093 SH DEFINED 0 0 3248093
AMERICAN TOWER CORP CL A COM 029912201 16804 403088 SH DEFINED 0 0 403088
AMFM INC COM 001693100 2905 42100 SH DEFINED 0 0 42100
ANHEUSER BUSCH COS INC COM 035229103 936 12532 SH DEFINED 0 0 12532
APACHE CORP COM COM 037411105 233 3970 SH DEFINED 0 0 3970
APPLIED MATLS INC COM 038222105 974 10750 SH DEFINED 0 0 10750
AT&T CORP COM 001957109 57465 1806359 SH DEFINED 0 0 1806359
AT&T CORP LIBERTY MED CL A COM 001957208 109405 4488430 SH DEFINED 0 0 4488430
AUTOMATIC DATA PROCESSING COM 053015103 1674 31250 SH DEFINED 0 0 31250
AVERY DENNISON CORPORATION COM 053611109 2678 39900 SH DEFINED 0 0 39900
AVON PRODS INC COM 054303102 356 8000 SH DEFINED 0 0 8000
BANK AMER CORP COM 060505104 41328 961125 SH DEFINED 0 0 961125
BANK NEW YORK INC COM 064057102 9192 197688 SH DEFINED 0 0 197688
BANK ONE CORP COM 06423A103 1156 43505 SH DEFINED 0 0 43505
BANKNORTH GRP COM 06646R107 409 26720 SH DEFINED 0 0 26720
BANTA CORP COM 066821109 1623 85685 SH DEFINED 0 0 85685
BEA SYS INC COM 073325102 506 10236 SH DEFINED 0 0 10236
BEAR STEARNS COS INC COM 073902108 10921 262372 SH DEFINED 0 0 262372
BECTON DICKINSON & CO COM 075887109 399 13900 SH DEFINED 0 0 13900
BELL ATLANTIC CORP COM 077853109 929 18236 SH DEFINED 0 0 18236
BELLSOUTH CORP COM 079860102 1886 44254 SH DEFINED 0 0 44254
BELO A H CORP SER A COM 080555105 4408 254600 SH DEFINED 0 0 254600
BERKSHIRE HATHAWAY INC CL A COM 084670108 5326 99 SH DEFINED 0 0 99
BERKSHIRE HATHAWAY INC CL B COM 084670207 77526 44049 SH DEFINED 0 0 44049
BESTFOODS COM 08658U101 782 11294 SH DEFINED 0 0 11294
BHC COMMUNICATIONS INC CL A COM 055448104 10002 65800 SH DEFINED 0 0 65800
BOEING CO COM 097023105 300 7186 SH DEFINED 0 0 7186
BP AMOCO ADR COM 055622104 31900 563353 SH DEFINED 0 0 563353
BRISTOL MYERS SQUIBB CO COM 110122108 10688 183484 SH DEFINED 0 0 183484
Page 1
<PAGE>
KLINGENSTEIN, FIELDS & CO., L.L.C. PAGE 2
FORM 13F INFORMATION TABLE
AS OF DATE: 06/30/00
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C>
BRITISH TELECOM PLC ADR FNL IN COM 111021408 481 3636 SH DEFINED 0 0 3636
BURLINGTON RES INC COM 122014103 295 7718 SH DEFINED 0 0 7718
CABOT CORP COM 127055101 763 28000 SH DEFINED 0 0 28000
CELL GENESYS INC COM 150921104 302 10775 SH DEFINED 0 0 10775
CHASE MANHATTAN CORP NEW COM 16161A108 1560 33861 SH DEFINED 0 0 33861
CHEVRON CORP COM 166751107 1472 17328 SH DEFINED 0 0 17328
CHRIS CRAFT INDS INC COM COM 170520100 2927 44308 SH DEFINED 0 0 44308
CHUBB CORP COM 171232101 4865 79111 SH DEFINED 0 0 79111
CIENA CORP COM COM 171779101 350 2100 SH DEFINED 0 0 2100
CIGNA CORP. COM 125509109 813 8700 SH DEFINED 0 0 8700
CINTAS CORP COM 172908105 264 7200 SH DEFINED 0 0 7200
CISCO SYS INC COM 17275R102 5607 88215 SH DEFINED 0 0 88215
CITIGROUP INC. COM 172967101 15842 262126 SH DEFINED 0 0 262126
CLEAR CHANNEL COMMUNICATIONS COM 184502102 1178 15700 SH DEFINED 0 0 15700
COASTAL CORP COM COM 190441105 244 4000 SH DEFINED 0 0 4000
COCA COLA CO COM 191216100 5746 100031 SH DEFINED 0 0 100031
COLGATE PALMOLIVE CO COM 194162103 28332 473186 SH DEFINED 0 0 473186
COMCAST CORP COM CL A COM 200300101 27314 702620 SH DEFINED 0 0 702620
COMCAST CORP COM CL A SPL COM 200300200 32546 803600 SH DEFINED 0 0 803600
COMPUTER ASSOC INTL INC COM 204912109 1689 33000 SH DEFINED 0 0 33000
CONVERGYS CORP COM COM 212485106 415 8000 SH DEFINED 0 0 8000
CORNING INC COM 219350105 472 1750 SH DEFINED 0 0 1750
COSTCO WHOLESALE CORP COM 22160K105 980 29700 SH DEFINED 0 0 29700
COX COMMUNICATIONS INC NEW CL COM 224044107 2774 60875 SH DEFINED 0 0 60875
CRANE CO COM COM 224399105 255 10500 SH DEFINED 0 0 10500
CROSS TIMBERS OIL CO COM 227573102 498 22500 SH DEFINED 0 0 22500
CULLEN FROST BANKERS INC COM 229899109 853 32420 SH DEFINED 0 0 32420
DAIMLERCHRYSLER AG ORD COM D1668R123 649 12470 SH DEFINED 0 0 12470
DELL COMPUTER CORP COM 247025109 12443 252335 SH DEFINED 0 0 252335
DELTA $ PINE LD CO COM 247357106 801 31998 SH DEFINED 0 0 31998
DISNEY WALT CO COM 254687106 185582 4781492 SH DEFINED 0 0 4781492
DOW CHEM CO COM 260543103 841 27450 SH DEFINED 0 0 27450
DU PONT E I DE NEMOURS & CO COM 263534109 2105 47890 SH DEFINED 0 0 47890
EL PASO ENERGY CORP DEL COM COM 283905107 207 4064 SH DEFINED 0 0 4064
ELAN PLC SPONSORED ADR COM 284131208 242 5000 SH DEFINED 0 0 5000
EMC CORP (MASS) COM 268648102 23745 308376 SH DEFINED 0 0 308376
EMERSON ELEC CO COM 291011104 1389 23000 SH DEFINED 0 0 23000
ENRON CORP COM 293561106 1084 16800 SH DEFINED 0 0 16800
ERICSSON L M TEL CO ADR CL B COM 294821400 1051 52560 SH DEFINED 0 0 52560
EXXON CORPORATION COM 30231G102 20232 257733 SH DEFINED 0 0 257733
FACTORY 2-U STORES, INC COM 303072102 3058 80882 SH DEFINED 0 0 80882
FEDERAL HOME LN MTG CORP COM 313400301 5022 124000 SH DEFINED 0 0 124000
FEDERAL NATL MTG ASSN COM 313586109 1082 20687 SH DEFINED 0 0 20687
FEDERATED DEPT STORES INC DEL COM 31410H101 253 7500 SH DEFINED 0 0 7500
FIDELITY NAT FINL CORP COM COM 316326107 503 27462 SH DEFINED 0 0 27462
FIRST DATA CORP COM 319963104 749 15094 SH DEFINED 0 0 15094
FIRST UNION CORP COM 337358105 2418 97442 SH DEFINED 0 0 97442
FIRSTAR CORP NEW WIS COM 33763V109 333 15829 SH DEFINED 0 0 15829
FLAG TELECOM HOLDINGS LIMITECO COM G3529L102 298 20000 SH DEFINED 0 0 20000
FLEETBOSTON FINANCIAL CORPORAT COM 339030108 653 19207 SH DEFINED 0 0 19207
Page 2
<PAGE>
KLINGENSTEIN, FIELDS & CO., L.L.C. PAGE 3
FORM 13F INFORMATION TABLE
AS OF DATE: 06/30/00
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C>
FREEPORT MCMORAN COPPER-B COM 35671D857 94 10165 SH DEFINED 0 0 10165
GANNETT INC COM 364730101 36632 612440 SH DEFINED 0 0 612440
GAP INC COM 364760108 269 8600 SH DEFINED 0 0 8600
GC COS INC COM 36155Q109 388 17360 SH DEFINED 0 0 17360
GENERAL AMERN INVS INC COM MUTUAL FUNDS 368802104 1302 33217 SH DEFINED 0 0 33217
GENERAL ELEC CO COM COM 369604103 167469 3159794 SH DEFINED 0 0 3159794
GILEAD SCIENCES INC COM COM 375558103 207 2908 SH DEFINED 0 0 2908
GILLETTE CO COM 375766102 1486 42534 SH DEFINED 0 0 42534
GLAXO WELLCOME PLC SPONS ADR COM 37733W105 85921 1486199 SH DEFINED 0 0 1486199
GLOBAL CROSSING LTD COM G3921A100 843 32045 SH DEFINED 0 0 32045
GLOBALSTAR TELECOMMUNICATIONCO COM G3930H104 1257 139630 SH DEFINED 0 0 139630
GOLDEN WEST FINL CORP DEL COM 381317106 538 13182 SH DEFINED 0 0 13182
GOLDMAN SACHS GROUP INC COM 38141G104 987 10400 SH DEFINED 0 0 10400
GTE CORP COM 362320103 1458 23416 SH DEFINED 0 0 23416
H & R BLOCK INC COM 093671105 706 21800 SH DEFINED 0 0 21800
HALLIBURTON CO COM 406216101 1859 39400 SH DEFINED 0 0 39400
HANCOCK JOHN FINL SVCS INC COM COM 41014S106 309 12938 SH DEFINED 0 0 12938
HARCOURT GENERAL INC COM 41163G101 17388 319785 SH DEFINED 0 0 319785
HARTE HANKS COMMUNICATIONS COM 416196103 4525 181000 SH DEFINED 0 0 181000
HARTFORD FINL SVCS GRP INC COM 416515104 39258 701811 SH DEFINED 0 0 701811
HEINZ H J CO COM 423074103 1059 24200 SH DEFINED 0 0 24200
HEWLETT PACKARD CO COM 428236103 9934 79550 SH DEFINED 0 0 79550
HOME DEPOT INC COM 437076102 12243 245170 SH DEFINED 0 0 245170
HONEYWELL INTERNATIONAL, INC. COM 438516106 6130 181969 SH DEFINED 0 0 181969
HOUGHTON MIFFLIN CO COM 441560109 1032 22100 SH DEFINED 0 0 22100
HOUSEHOLD INTL. INC. COM 441815107 1419 34150 SH DEFINED 0 0 34150
HSB GROUP INC COM 40428N109 509 16350 SH DEFINED 0 0 16350
HSBC ILLINOIS TOOL WORKS COM 452308109 3245 56932 SH DEFINED 0 0 56932
IMMUNEX CORP NEW COM 452528102 475 9600 SH DEFINED 0 0 9600
INFINITY BROADCASTING CORP NCL COM 45662S102 1539 42225 SH DEFINED 0 0 42225
INSIGHT COMMUNICATIONS INC CL COM 45768V108 247 15800 SH DEFINED 0 0 15800
INTEL CORP COM 458140100 81247 607737 SH DEFINED 0 0 607737
INTERNATIONAL BUSINESS MACHS COM 459200101 9208 84045 SH DEFINED 0 0 84045
INTERNATIONAL PAPER CO COM 460146103 9376 314500 SH DEFINED 0 0 314500
INTERPUBLIC GROUP COS INC COM 460690100 350 8150 SH DEFINED 0 0 8150
INTERWORLD CORP COM 46114Q108 205 10000 SH DEFINED 0 0 10000
INTUIT INC COM 461202103 2327 56244 SH DEFINED 0 0 56244
JOHNSON & JOHNSON COM 478160104 64001 628227 SH DEFINED 0 0 628227
KANSAS CITY SOUTHN INDS INC COM 485170104 26134 294673 SH DEFINED 0 0 294673
KIMBERLY CLARK CORP COM 494368103 1778 30995 SH DEFINED 0 0 30995
KNIGHT RIDDER INC COM 499040103 707 13300 SH DEFINED 0 0 13300
KONINKLIJKE PHILIPS ELECTRS AD COM 500472204 419 8832 SH DEFINED 0 0 8832
KROGER CO COM 501044101 254 11500 SH DEFINED 0 0 11500
LABRANCHE & CO INC COM 505447102 941 65428 SH DEFINED 0 0 65428
LEE ENTERPRISES INC COM 523768109 970 41629 SH DEFINED 0 0 41629
LEXICON GENETICS INC COM COM 528872104 3000 87279 SH DEFINED 0 0 87279
LILLY ELI & CO COM 532457108 119031 1191801 SH DEFINED 0 0 1191801
LINCOLN NATL CORP IND COM 534187109 1116 30905 SH DEFINED 0 0 30905
LORAL SPACE & COMMUNICATIONS COM G56462107 3743 534650 SH DEFINED 0 0 534650
LUCENT TECHNOLOGIES INC COM 549463107 10237 172772 SH DEFINED 0 0 172772
Page 3
<PAGE>
KLINGENSTEIN, FIELDS & CO., L.L.C. PAGE 4
FORM 13F INFORMATION TABLE
AS OF DATE: 06/30/00
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C>
LYNX THERAPEUTICS INC NEW COM 551812308 1001 21050 SH DEFINED 0 0 21050
M & T BK CORP COM COM 55261F104 405 900 SH DEFINED 0 0 900
MAGAININ PHARMACEUTICALS INC COM 559036108 999 216000 SH DEFINED 0 0 216000
MANPOWER INC WIS COM 56418H100 10048 314005 SH DEFINED 0 0 314005
MATTEL INC. COM 577081102 1686 127846 SH DEFINED 0 0 127846
MAXICARE HEALTH PLANS INC COM COM 577904204 44 50000 SH DEFINED 0 0 50000
MBNA CORP COM 55262L100 525 19351 SH DEFINED 0 0 19351
MCDONALDS CORP COM 580135101 14191 430836 SH DEFINED 0 0 430836
MEDIAONE GROUP-PENDING MERGER COM 58440J104 18208 274838 SH DEFINED 0 0 274838
MEDTRONIC INC COM 585055106 5012 100621 SH DEFINED 0 0 100621
MELLON FINL CORP COM 58551A108 7435 204046 SH DEFINED 0 0 204046
MERCK & CO INC COM 589331107 136992 1787819 SH DEFINED 0 0 1787819
MERRILL LYNCH & CO INC COM 590188108 5031 43745 SH DEFINED 0 0 43745
METROMEDIA FIBER NETWORK INC C COM 591689104 822 20700 SH DEFINED 0 0 20700
MICROSOFT CORP COM 594918104 41460 518247 SH DEFINED 0 0 518247
MINNESOTA MNG & MFG CO COM 604059105 7172 86739 SH DEFINED 0 0 86739
MOLEX INC COM 608554101 294 6118 SH DEFINED 0 0 6118
MOLEX INC CL A COM 608554200 322 9193 SH DEFINED 0 0 9193
MORGAN J P & CO INC COM 616880100 1847 16769 SH DEFINED 0 0 16769
MORGAN STANLEY DEAN WITTER & N COM 617446448 1793 21534 SH DEFINED 0 0 21534
MOTOROLA INC COM 620076109 1508 50283 SH DEFINED 0 0 50283
NCT GROUP INC COM 62888Q109 11 30000 SH DEFINED 0 0 30000
NEIMAN MARCUS GROUP INC CL B COM 640204301 706 25454 SH DEFINED 0 0 25454
NEW YORK TIMES CO CL A COM 650111107 9282 234992 SH DEFINED 0 0 234992
NEWELL RUBBERMAID INC COM 651229106 348 13519 SH DEFINED 0 0 13519
NEWFIELD EXPL CO COM 651290108 790 20201 SH DEFINED 0 0 20201
NEXTEL COMMUNIC INC CL A COM 65332V103 55687 910100 SH DEFINED 0 0 910100
NOKIA CORP SPONSORED ADR COM 654902204 2318 46300 SH DEFINED 0 0 46300
NORFOLK SOUTHN CORP COM 655844108 1477 99300 SH DEFINED 0 0 99300
NORTEL NETWORKS CORP NEW COM W COM 656568102 248 3600 SH DEFINED 0 0 3600
NORTH EUROPEAN OIL RTY TR CTF COM 659310106 191 12000 SH DEFINED 0 0 12000
NORTHERN TR CORP COM 665859104 11522 177090 SH DEFINED 0 0 177090
NOVA CORP GA COM 669784100 713 25518 SH DEFINED 0 0 25518
NTL INC COM 629407107 6840 114231 SH DEFINED 0 0 114231
OHIO CAS CORP COM 677240103 136 12800 SH DEFINED 0 0 12800
OMNICOM GROUP INC COM 681919106 7296 81925 SH DEFINED 0 0 81925
ORACLE CORPORATION COM 68389X105 338 4024 SH DEFINED 0 0 4024
PAMECO CORP COM 697934107 1174 469740 SH DEFINED 0 0 469740
PE CORP PE BISYS GR COM 69332S102 528 8000 SH DEFINED 0 0 8000
PEPSICO INC COM 713448108 80038 1801133 SH DEFINED 0 0 1801133
PFIZER INC COM 717081103 38116 794087 SH DEFINED 0 0 794087
PHARMACIA CORP COM 71713U102 14026 271365 SH DEFINED 0 0 271365
PHARMACOPEIA INC COM 71713B104 325 7000 SH DEFINED 0 0 7000
PHILIP MORRIS COS INC COM 718154107 3249 122318 SH DEFINED 0 0 122318
PITNEY BOWES INC COM 724479100 570 14248 SH DEFINED 0 0 14248
PLACER DOME INC SEDOL # 269171 COM 725906101 163 17020 SH DEFINED 0 0 17020
PNC FINANCIAL SERVICES GROUP COM 693475105 1341 28609 SH DEFINED 0 0 28609
POGO PRODUCING CO COM 730448107 68557 3098618 SH DEFINED 0 0 3098618
POGO PRODUCING CO 5.500% 06/15 CONVERTIBLE BOND 730448AE7 2764 3400000 PRN DEFINED 0 0 3400000
PREMIER FARNELL ADR SPON R2 OR COM 74050U107 150 10439 SH DEFINED 0 0 10439
PREMIER FARNELL S ADRPFCV $1.3 CONVERTIBLE PREF 74050U206 206 10573 SH DEFINED 0 0 10573
Page 4
<PAGE>
KLINGENSTEIN, FIELDS & CO., L.L.C. PAGE 5
FORM 13F INFORMATION TABLE
AS OF DATE: 06/30/00
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C>
PREMIER PKS INC NEW COM 740540208 1999 87850 SH DEFINED 0 0 87850
PROCTER & GAMBLE CO COM 742718109 18698 326606 SH DEFINED 0 0 326606
QUAKER OATS CO. COM 747402105 451 6000 SH DEFINED 0 0 6000
QWEST COMMUNICATIONS INTL INC COM 749121109 19841 399311 SH DEFINED 0 0 399311
RALSTON PURINA CO NEW COM 751277302 346 17350 SH DEFINED 0 0 17350
READERS DIGEST ASSN INC CL B COM 755267200 751 20550 SH DEFINED 0 0 20550
READERS DIGEST ASSN INC-A NON COM 755267101 17702 445325 SH DEFINED 0 0 445325
ROPER INDS INC NEW COM COM 776696106 205 8000 SH DEFINED 0 0 8000
ROYAL CARIBBEAN CRUISES LTD COM V7780T103 4928 266386 SH DEFINED 0 0 266386
ROYAL DUTCH PETE CO NY REGISTR COM 780257804 53836 874491 SH DEFINED 0 0 874491
SARA LEE CORP COM 803111103 319 16625 SH DEFINED 0 0 16625
SBC COMMUNICATIONS INC COM 78387G103 2187 50555 SH DEFINED 0 0 50555
SCHERING PLOUGH CORP COM 806605101 23802 471330 SH DEFINED 0 0 471330
SCHLUMBERGER LTD COM 806857108 963 12900 SH DEFINED 0 0 12900
SCHOLASTIC CORP COM COM 807066105 226 3700 SH DEFINED 0 0 3700
SCHWAB CHARLES CORP NEW COM 808513105 1000 29730 SH DEFINED 0 0 29730
SCIENTIFIC ATLANTA INC COM 808655104 113029 1517168 SH DEFINED 0 0 1517168
SEACOR SMIT INC COM 811904101 1789 46236 SH DEFINED 0 0 46236
SEAGRAMS CO LTD COM 811850106 3805 65600 SH DEFINED 0 0 65600
SEALED AIR CORP NEW COM 81211K100 29975 572320 SH DEFINED 0 0 572320
SEALED AIR CORP NEW PFD CONV A CONVERTIBLE PREF 81211K209 481 9500 SH DEFINED 0 0 9500
SEARS ROEBUCK & CO COM 812387108 337 10335 SH DEFINED 0 0 10335
SEPRACOR INC COM 817315104 241 2000 SH DEFINED 0 0 2000
SHAW COMMUNICATIONS INC CL B COM 82028K200 22472 910250 SH DEFINED 0 0 910250
SIEBEL SYS INC COM 826170102 6978 42660 SH DEFINED 0 0 42660
SMITHKLINE BEECHAM PLC ADR REP COM 832378301 15305 234788 SH DEFINED 0 0 234788
SOLECTRON CORP COM 834182107 742 17720 SH DEFINED 0 0 17720
SOUTHERN CO COM 842587107 233 10000 SH DEFINED 0 0 10000
SPRINT CORP COM 852061100 1409 27634 SH DEFINED 0 0 27634
SPRINT CORP PCS SER 1 COM 852061506 299 5026 SH DEFINED 0 0 5026
ST PAUL COS INC COM COM 792860108 332 9716 SH DEFINED 0 0 9716
STAPLES INC COM 855030102 2547 165640 SH DEFINED 0 0 165640
STRYKER CORP COM 863667101 1654 37800 SH DEFINED 0 0 37800
SUN MICROSYSTEMS INC COM 866810104 3490 38375 SH DEFINED 0 0 38375
SYSCO CORP. COM 871829107 506 12000 SH DEFINED 0 0 12000
TELLABS INC COM 879664100 1574 23000 SH DEFINED 0 0 23000
TEXACO INC COM 881694103 320 6000 SH DEFINED 0 0 6000
TEXAS INSTRS INC COM 882508104 7762 113000 SH DEFINED 0 0 113000
TICKETMASTER ONLINE-CITYSEARCL COM 88633P203 290 18200 SH DEFINED 0 0 18200
TIFFANY & CO NEW COM 886547108 257 7600 SH DEFINED 0 0 7600
TIME WARNER INC COM 887315109 74496 980205 SH DEFINED 0 0 980205
TJX COS INC NEW COM 872540109 2128 113500 SH DEFINED 0 0 113500
TORCHMARK CORP COM 891027104 1580 64008 SH DEFINED 0 0 64008
TRIBUNE CO NEW COM 896047107 614 17550 SH DEFINED 0 0 17550
TRICON GLOBAL RESTAURANTS INC COM 895953107 2614 92539 SH DEFINED 0 0 92539
TYCO INTL LTD NEW COM 902124106 3763 79428 SH DEFINED 0 0 79428
U S WEST INC NEW COM 91273H101 605 7056 SH DEFINED 0 0 7056
UCAR INTL INC COM COM 90262K109 133 10200 SH DEFINED 0 0 10200
UNION PAC CORP COM 907818108 11252 300050 SH DEFINED 0 0 300050
UNION PAC RES GROUP INC COM 907834105 209 9500 SH DEFINED 0 0 9500
Page 5
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KLINGENSTEIN, FIELDS & CO., L.L.C. PAGE 6
FORM 13F INFORMATION TABLE
AS OF DATE: 06/30/00
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C>
UNITED PARCEL SVC INC CL B COM 911312106 14580 247120 SH DEFINED 0 0 247120
UNITED TECHNOLOGIES CORP. COM 913017109 989 16806 SH DEFINED 0 0 16806
UNITEDHEALTH GROUP INC COM 91324P102 343 4000 SH DEFINED 0 0 4000
UNOCAL CORP COM 915289102 371 11212 SH DEFINED 0 0 11212
UNUMPROVIDENT CORP COM 91529Y106 205 10215 SH DEFINED 0 0 10215
US BANCORP DEL NEW COM 902973106 1233 64031 SH DEFINED 0 0 64031
USA NETWORKS INC COM 902984103 1207 55796 SH DEFINED 0 0 55796
VERITAS SOFTWARE CO COM 923436109 8904 78777 SH DEFINED 0 0 78777
VIACOM INC CL B COM 925524308 21471 314877 SH DEFINED 0 0 314877
VODAFONE GROUP PLC SPON ADR COM 92857T107 49384 1182851 SH DEFINED 0 0 1182851
WADDELL & REED FINL INC CL B COM 930059209 683 23510 SH DEFINED 0 0 23510
WAL MART STORES INC COM 931142103 2397 41600 SH DEFINED 0 0 41600
WALGREEN COMPANY COM 931422109 522 16258 SH DEFINED 0 0 16258
WASHINGTON POST CO CL B COM 939640108 38509 80562 SH DEFINED 0 0 80562
WELLS FARGO & CO NEW COM 949746101 2973 76730 SH DEFINED 0 0 76730
WESTVACO CORP COM 961548104 386 15561 SH DEFINED 0 0 15561
WESTWOOD ONE INC COM 961815107 358 10500 SH DEFINED 0 0 10500
WHITE MOUNTAIN INS GRP LTD BER COM G9618E107 13273 82956 SH DEFINED 0 0 82956
WILEY JOHN & SONS INC CL A COM 968223206 25477 1132325 SH DEFINED 0 0 1132325
WILEY JOHN & SONS INC CL B COM 968223305 432 18400 SH DEFINED 0 0 18400
WILLIAMS COS INC COM 969457100 2052 49225 SH DEFINED 0 0 49225
WM.WRIGLEY JR. CO. COM 982526105 349 4350 SH DEFINED 0 0 4350
WORLDCOM INC COM 98157D106 3376 73601 SH DEFINED 0 0 73601
Page 6
<PAGE>
KLINGENSTEIN, FIELDS & CO., L.L.C. PAGE 7
FORM 13F INFORMATION TABLE
AS OF DATE: 06/30/00
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C>
WPP GROUP PLC SPONSORED ADR COM 929309300 291 4000 SH DEFINED 0 0 4000
XL CAPITAL LTD CL A COM G98255105 556 10267 SH DEFINED 0 0 10267
YOUNG & RUBICAM INC COM 987425105 1159 20275 SH DEFINED 0 0 20275
</TABLE>
Page 7
