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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: MARCH 31, 2000
Check here if Amendment [ ]; Amendment Number: ____
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: KLINGENSTEIN, FIELDS & CO., L.L.C.
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Address: 787 SEVENTH AVENUE, NEW YORK, NY 10019-6016
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13F File Number: 28-3965
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The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: JONATHAN ROBERTS Title: SENIOR VICE PRESIDENT Phone: (212) 492-6177
----------------- ---------------------- ---------------
Signature, Place, and Date of Signing:
/s/ JONATHAN ROBERTS NEW YORK, NY MAY 11, 2000
- -------------------- ------------ ------------
JONATHAN ROBERTS (CITY, STATE) (DATE)
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
<PAGE>
KLINGENSTEIN, FIELDS & CO., L.L.C.
FORM 13F SUMMARY PAGE
AS OF DATE: 03/31/00
REPORT SUMMARY:
NUMBER OF OTHER INCLUDED MANAGERS: 0
FORM 13F INFORMATION TABLE ENTRY TOTAL: 289
FORM 13F INFORMATION TABLE VALUE TOTAL: $3,405,264
(thousands)
LIST OF OTHER INCLUDED MANAGERS:
Provide a numbered list of the name(s) and 13F number(s) of all institutional
investment managers with respect to which this report is filed, other than the
manager filing this report.
NONE
<PAGE>
KLINGENSTEIN, FIELDS & CO., L.L.C. PAGE 1
FORM 13F INFORMATION TABLE
AS OF DATE: 03/31/00
<TABLE>
<CAPTION>
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C>
ABBOTT LABS COM 002824100 6946 197410 SH DEFINED 0 0 197410
ADELPHIA COMMUNIC CORP CL A COM 006848105 7602 155150 SH DEFINED 0 0 155150
ADVO INC COM 007585102 425 16998 SH DEFINED 0 0 16998
AES CORP COM 00130H105 43405 551170 SH DEFINED 0 0 551170
AES CORP WTS EXP 7/31/2000 WARRANT AND RIGH 00130H113 956 7356 SH DEFINED 0 0 7356
AFFYMETRIX INC OC-CAP STK COM 00826T108 223 1500 SH DEFINED 0 0 1500
AIR PRODUCTS&CHEMICAL INC COM 009158106 240 8436 SH DEFINED 0 0 8436
AIRBORNE FREIGHT CORP COM 009266107 8338 346500 SH DEFINED 0 0 346500
ALBERTA ENERGY LTD COM 012873105 3839 126650 SH DEFINED 0 0 126650
ALCOA INC COM COM 013817101 1293 18400 SH DEFINED 0 0 18400
ALLEGHANY CORP DEL COM 017175100 1430 7608 SH DEFINED 0 0 7608
ALLEGHENY ENERGY INC COM 017361106 222 8000 SH DEFINED 0 0 8000
ALLEGHENY TECHNOLOGIES INC COM COM 01741R102 1169 58292 SH DEFINED 0 0 58292
ALLIED CAP CORP NEW COM 01903Q108 409 23456 SH DEFINED 0 0 23456
ALLIED WASTE INDS INC NEW COM 019589308 158 24000 SH DEFINED 0 0 24000
ALLSTATE CORP COM 020002101 14064 590627 SH DEFINED 0 0 590627
AMERADA HESS CORP COM 023551104 16739 259010 SH DEFINED 0 0 259010
AMERICA ONLINE INC COM 02364J104 3078 45640 SH DEFINED 0 0 45640
AMERICAN EXPRESS CO COM 025816109 63234 1273707 SH DEFINED 0 0 1273707
AMERICAN GEN CORP COM 026351106 479 8536 SH DEFINED 0 0 8536
AMERICAN HOME PRODS CORP COM 026609107 17691 329128 SH DEFINED 0 0 329128
AMERICAN INTL GROUP INC COM 026874107 355462 3246226 SH DEFINED 0 0 3246226
AMERICAN TOWER CORP CL A COM 029912201 6586 133388 SH DEFINED 0 0 133388
AMFM INC COM 001693100 2224 35800 SH DEFINED 0 0 35800
ANADARKO PETE CORP COM 032511107 2580 66700 SH DEFINED 0 0 66700
ANHEUSER BUSCH COS INC COM 035229103 780 12532 SH DEFINED 0 0 12532
APPLIED MATLS INC COM 038222105 933 9900 SH DEFINED 0 0 9900
ATLANTIC RICHFIELD CO COM 048825103 3130 36820 SH DEFINED 0 0 36820
AT&T CORP COM 001957109 105391 1871536 SH DEFINED 0 0 1871536
AT&T CORP LIBERTY MED CL A COM 001957208 129967 2191224 SH DEFINED 0 0 2191224
AUTOMATIC DATA PROCESSING COM 053015103 1353 28050 SH DEFINED 0 0 28050
AVERY DENNISON CORPORATION COM 053611109 2641 43250 SH DEFINED 0 0 43250
AVON PRODS INC COM 054303102 234 8000 SH DEFINED 0 0 8000
BANK AMER CORP COM 060505104 50528 963579 SH DEFINED 0 0 963579
BANK NEW YORK INC COM 064057102 8390 201858 SH DEFINED 0 0 201858
BANK ONE CORP COM 06423A103 1018 29605 SH DEFINED 0 0 29605
BANTA CORP COM 066821109 6451 351085 SH DEFINED 0 0 351085
BEA SYS INC COM 073325102 405 11036 SH DEFINED 0 0 11036
BEAR STEARNS CO INC S/RESTRICT COM 073902934 335 7336 SH DEFINED 0 0 7336
BEAR STEARNS COS INC COM 073902108 11928 261436 SH DEFINED 0 0 261436
BECTON DICKINSON & CO COM 075887109 463 17600 SH DEFINED 0 0 17600
BELL ATLANTIC CORP COM 077853109 1085 17756 SH DEFINED 0 0 17756
BELLSOUTH CORP COM 079860102 2046 43644 SH DEFINED 0 0 43644
BELO A H CORP SER A COM 080555105 3823 213900 SH DEFINED 0 0 213900
BERKSHIRE HATHAWAY INC CL A COM 084670108 5663 99 SH DEFINED 0 0 99
BERKSHIRE HATHAWAY INC CL B COM 084670207 80071 43995 SH DEFINED 0 0 43995
BESTFOODS COM 08658U101 533 11388 SH DEFINED 0 0 11388
BHC COMMUNICATIONS INC CL A COM 055448104 10265 65800 SH DEFINED 0 0 65800
<PAGE>
KLINGENSTEIN, FIELDS & CO., L.L.C. PAGE 2
FORM 13F INFORMATION TABLE
AS OF DATE: 03/31/00
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C>
BOEING CO COM 097023105 306 8086 SH DEFINED 0 0 8086
BP AMOCO ADR COM 055622104 26533 498276 SH DEFINED 0 0 498276
BRISTOL MYERS SQUIBB CO COM 110122108 10353 178494 SH DEFINED 0 0 178494
BRITISH TELECOM PLC ADR FNL IN COM 111021408 684 3636 SH DEFINED 0 0 3636
BROADWING INC COM COM 111620100 201 5400 SH DEFINED 0 0 5400
BURLINGTON NORTHERN SANTA FE COM 12189T104 316 13890 SH DEFINED 0 0 13890
BURLINGTON RES INC COM 122014103 2859 77271 SH DEFINED 0 0 77271
CABOT CORP COM 127055101 854 28000 SH DEFINED 0 0 28000
CBS CORP COM 12490K107 16268 287287 SH DEFINED 0 0 287287
CELL GENESYS INC COM 150921104 230 10775 SH DEFINED 0 0 10775
CENTRAL & SOUTH WEST CORP COM 152357109 499 29112 SH DEFINED 0 0 29112
CHASE MANHATTAN CORP NEW COM 16161A108 1986 22774 SH DEFINED 0 0 22774
CHEVRON CORP COM 166751107 1602 17328 SH DEFINED 0 0 17328
CHRIS CRAFT INDS INC COM COM 170520100 2822 44315 SH DEFINED 0 0 44315
CHRIS CRAFT INDS INC COM CL B COM 170520506 8121 127517 SH DEFINED 0 0 127517
CHUBB CORP COM 171232101 5628 83298 SH DEFINED 0 0 83298
CIENA CORP COM COM 171779101 265 2100 SH DEFINED 0 0 2100
CIGNA CORP. COM 125509109 682 9000 SH DEFINED 0 0 9000
CINTAS CORP COM 172908105 282 7200 SH DEFINED 0 0 7200
CISCO SYS INC COM 17275R102 6838 88440 SH DEFINED 0 0 88440
CITIGROUP INC. COM 172967101 14996 250451 SH DEFINED 0 0 250451
CLEAR CHANNEL COMMUNICATIONS COM 184502102 836 12100 SH DEFINED 0 0 12100
COCA COLA CO COM 191216100 4708 100306 SH DEFINED 0 0 100306
COLGATE PALMOLIVE CO COM 194162103 26284 466232 SH DEFINED 0 0 466232
COMCAST CORP COM CL A COM 200300101 28993 702870 SH DEFINED 0 0 702870
COMCAST CORP COM CL A SPL COM 200300200 34880 804150 SH DEFINED 0 0 804150
COMPUTER ASSOC INTL INC COM 204912109 1000 16900 SH DEFINED 0 0 16900
CONVERGYS CORP COM COM 212485106 310 8000 SH DEFINED 0 0 8000
CORNING INC COM 219350105 340 1750 SH DEFINED 0 0 1750
CORUS ENTMT INC CL B NON VTG COM 220874101 3855 147293 SH DEFINED 0 0 147293
COSTCO WHOLESALE CORP COM 22160K105 336 6400 SH DEFINED 0 0 6400
COX COMMUNICATIONS INC NEW CL COM 224044107 2952 60875 SH DEFINED 0 0 60875
CROSS TIMBERS OIL CO COM 227573102 294 22500 SH DEFINED 0 0 22500
CULLEN FROST BANKERS INC COM 229899109 883 33400 SH DEFINED 0 0 33400
DAIMLERCHRYSLER AG ORD COM D1668R123 816 12470 SH DEFINED 0 0 12470
DELL COMPUTER CORP COM 247025109 13166 244100 SH DEFINED 0 0 244100
DELTA $ PINE LD CO COM 247357106 632 31998 SH DEFINED 0 0 31998
DISNEY WALT CO COM 254687106 196880 4772854 SH DEFINED 0 0 4772854
DOW CHEM CO COM 260543103 1100 9650 SH DEFINED 0 0 9650
DU PONT E I DE NEMOURS & CO COM 263534109 2789 52690 SH DEFINED 0 0 52690
ELAN PLC SPONSORED ADR COM 284131208 238 5000 SH DEFINED 0 0 5000
EMC CORP (MASS) COM 268648102 19415 154088 SH DEFINED 0 0 154088
EMERSON ELEC CO COM 291011104 1285 24180 SH DEFINED 0 0 24180
ENRON CORP COM 293561106 1258 16800 SH DEFINED 0 0 16800
ERICSSON L M TEL CO ADR AMERN COM 294821509 520 20000 SH DEFINED 0 0 20000
ERICSSON L M TEL CO ADR CL B COM 294821400 713 30400 SH DEFINED 0 0 30400
<PAGE>
KLINGENSTEIN, FIELDS & CO., L.L.C. PAGE 3
FORM 13F INFORMATION TABLE
AS OF DATE: 03/31/00
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C>
EXXON CORPORATION COM 30231G102 20005 256678 SH DEFINED 0 0 256678
FACTORY 2-U STORES, INC COM 303072102 2022 80882 SH DEFINED 0 0 80882
FEDERAL HOME LN MTG CORP COM 313400301 4874 110300 SH DEFINED 0 0 110300
FEDERAL NATL MTG ASSN COM 313586109 1177 20817 SH DEFINED 0 0 20817
FEDERATED DEPT STORES INC DEL COM 31410H101 351 8300 SH DEFINED 0 0 8300
FEDEX CORP COM 31428X106 10095 260098 SH DEFINED 0 0 260098
FIDELITY NAT FINL CORP COM COM 316326107 379 27464 SH DEFINED 0 0 27464
FIRST DATA CORP COM 319963104 670 15094 SH DEFINED 0 0 15094
FIRST UNION CORP COM 337358105 3958 106244 SH DEFINED 0 0 106244
FIRSTAR CORP NEW WIS COM 33763V109 363 15829 SH DEFINED 0 0 15829
FLAG TELECOM HOLDINGS LIMITECO COM G3529L102 453 20000 SH DEFINED 0 0 20000
FLEETBOSTON FINANCIAL CORPORAT COM 339030108 243 6652 SH DEFINED 0 0 6652
FREEPORT MCMORAN COPPER-B COM 35671D857 123 10165 SH DEFINED 0 0 10165
GANNETT INC COM 364730101 43030 611440 SH DEFINED 0 0 611440
GAP INC COM 364760108 1034 20750 SH DEFINED 0 0 20750
GC COS INC COM 36155Q109 635 18260 SH DEFINED 0 0 18260
GENERAL AMERN INVS INC COM MUTUAL FUNDS 368802104 1308 33217 SH DEFINED 0 0 33217
GENERAL ELEC CO COM COM 369604103 184489 3556413 SH DEFINED 0 0 3556413
GENERAL MTRS CORP COM 370442105 290 3502 SH DEFINED 0 0 3502
GILLETTE CO COM 375766102 1584 42034 SH DEFINED 0 0 42034
GLAXO WELLCOME PLC SPONS ADR COM 37733W105 85258 1487599 SH DEFINED 0 0 1487599
GLOBAL CROSSING LTD COM G3921A100 1312 32045 SH DEFINED 0 0 32045
GLOBALSTAR TELECOMMUNICATIONCO COM G3930H104 2180 157104 SH DEFINED 0 0 157104
GOLDEN WEST FINL CORP DEL COM 381317106 411 13182 SH DEFINED 0 0 13182
GOLDMAN SACHS GROUP INC COM 38141G104 1095 10400 SH DEFINED 0 0 10400
GTE CORP COM 362320103 1663 23416 SH DEFINED 0 0 23416
H & R BLOCK INC COM 093671105 976 21800 SH DEFINED 0 0 21800
HALLIBURTON CO COM 406216101 1620 39400 SH DEFINED 0 0 39400
HARCOURT GENERAL INC COM 41163G101 11820 317310 SH DEFINED 0 0 317310
HARTE HANKS COMMUNICATIONS COM 416196103 4007 176600 SH DEFINED 0 0 176600
HARTFORD FINL SVCS GRP INC COM 416515104 37490 710711 SH DEFINED 0 0 710711
HARTFORD LIFE INC CL A COM 416592103 345 7350 SH DEFINED 0 0 7350
HEINZ H J CO COM 423074103 914 26200 SH DEFINED 0 0 26200
HEWLETT PACKARD CO COM 428236103 10545 79550 SH DEFINED 0 0 79550
HOME DEPOT INC COM 437076102 15238 236245 SH DEFINED 0 0 236245
HONEYWELL INTERNATIONAL, INC. COM 438516106 9521 180704 SH DEFINED 0 0 180704
HOUGHTON MIFFLIN CO COM 441560109 938 22100 SH DEFINED 0 0 22100
HOUSEHOLD INTL. INC. COM 441815107 1190 31900 SH DEFINED 0 0 31900
HSB GROUP INC COM 40428N109 473 16350 SH DEFINED 0 0 16350
ILLINOIS TOOL WORKS COM 452308109 2726 49332 SH DEFINED 0 0 49332
IMMUNEX CORP NEW COM 452528102 609 9600 SH DEFINED 0 0 9600
INFINITY BROADCASTING CORP NCL COM 45662S102 991 30600 SH DEFINED 0 0 30600
INSIGHT COMMUNICATIONS INC CL COM 45768V108 338 16400 SH DEFINED 0 0 16400
INTEL CORP COM 458140100 79707 604127 SH DEFINED 0 0 604127
INTERNATIONAL BUSINESS MACHS COM 459200101 12150 102963 SH DEFINED 0 0 102963
INTERNATIONAL PAPER CO COM 460146103 13350 312280 SH DEFINED 0 0 312280
INTERPUBLIC GROUP COS INC COM 460690100 385 8150 SH DEFINED 0 0 8150
<PAGE>
KLINGENSTEIN, FIELDS & CO., L.L.C. PAGE 4
FORM 13F INFORMATION TABLE
AS OF DATE: 03/31/00
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C>
INTUIT INC COM 461202103 2642 48594 SH DEFINED 0 0 48594
JOHNSON & JOHNSON COM 478160104 43709 622194 SH DEFINED 0 0 622194
KANSAS CITY SOUTHN INDS INC COM 485170104 25358 295073 SH DEFINED 0 0 295073
KIMBERLY CLARK CORP COM 494368103 1732 30900 SH DEFINED 0 0 30900
KNIGHT RIDDER INC COM 499040103 682 13300 SH DEFINED 0 0 13300
KONINKLIJKE PHILIPS ELECTRS AD COM 500472204 378 8832 SH DEFINED 0 0 8832
LABRANCHE & CO INC COM 505447102 830 65428 SH DEFINED 0 0 65428
LEE ENTERPRISES INC COM 523768109 1364 52210 SH DEFINED 0 0 52210
LIBERTY DIGITAL INC CL A COM 530436104 246 6400 SH DEFINED 0 0 6400
LILLY ELI & CO COM 532457108 74684 1192551 SH DEFINED 0 0 1192551
LINCOLN NATL CORP IND COM 534187109 1035 30905 SH DEFINED 0 0 30905
LORAL SPACE & COMMUNICATIONS COM G56462107 5824 571700 SH DEFINED 0 0 571700
LUCENT TECHNOLOGIES INC COM 549463107 10473 168915 SH DEFINED 0 0 168915
LYNX THERAPEUTICS INC NEW COM 551812308 626 21050 SH DEFINED 0 0 21050
MAGAININ PHARMACEUTICALS INC COM 559036108 1026 216000 SH DEFINED 0 0 216000
MANPOWER INC WIS COM 56418H100 10693 301205 SH DEFINED 0 0 301205
MATTEL INC. COM 577081102 1342 127846 SH DEFINED 0 0 127846
MAY DEPT STORES CO NEW COM 577778103 222 7794 SH DEFINED 0 0 7794
MBNA CORP COM 55262L100 439 17234 SH DEFINED 0 0 17234
MCDONALDS CORP COM 580135101 15609 417636 SH DEFINED 0 0 417636
MCI WORLDCOM COM 55268B106 3349 73901 SH DEFINED 0 0 73901
MEDIAONE GROUP INC COM 58440J104 33702 416068 SH DEFINED 0 0 416068
MEDTRONIC INC COM 585055106 5163 100371 SH DEFINED 0 0 100371
MELLON FINL CORP COM 58551A108 5970 200662 SH DEFINED 0 0 200662
MERCK & CO INC COM 589331107 110718 1782177 SH DEFINED 0 0 1782177
MERRILL LYNCH & CO INC COM 590188108 4578 43600 SH DEFINED 0 0 43600
METROMEDIA FIBER NETWORK INC C COM 591689104 979 20234 SH DEFINED 0 0 20234
MICROSOFT CORP COM 594918104 49505 465927 SH DEFINED 0 0 465927
MINNESOTA MNG & MFG CO COM 604059105 7057 79689 SH DEFINED 0 0 79689
MOLEX INC COM 608554101 248 4218 SH DEFINED 0 0 4218
MONSANTO CO COM 611662107 13230 256890 SH DEFINED 0 0 256890
MONTANA PWR CO COM 612085100 256 4000 SH DEFINED 0 0 4000
MORGAN J P & CO INC COM 616880100 2381 18069 SH DEFINED 0 0 18069
MORGAN STANLEY DEAN WITTER & N COM 617446448 1785 21534 SH DEFINED 0 0 21534
MOTOROLA INC COM 620076109 1824 12496 SH DEFINED 0 0 12496
NCT GROUP INC COM 62888Q109 35 30000 SH DEFINED 0 0 30000
NEIMAN MARCUS GROUP INC CL B COM 640204301 1215 44184 SH DEFINED 0 0 44184
NEW YORK TIMES CO CL A COM 650111107 9940 231492 SH DEFINED 0 0 231492
NEWELL RUBBERMAID INC COM 651229106 345 13919 SH DEFINED 0 0 13919
NEWFIELD EXPL CO COM 651290108 712 20201 SH DEFINED 0 0 20201
NEWS CORP LTD ADR SPONS PREF PREFERRED STOCKS 652487802 630 13200 SH DEFINED 0 0 13200
NEXTEL COMMUNIC INC CL A COM 65332V103 67506 455350 SH DEFINED 0 0 455350
NOKIA CORP SPONSORED ADR COM 654902204 2431 43800 SH DEFINED 0 0 43800
NORFOLK SOUTHN CORP COM 655844108 1499 105200 SH DEFINED 0 0 105200
NORTEL NETWORKS CORP COM 656569100 227 1800 SH DEFINED 0 0 1800
NORTH EUROPEAN OIL RTY TR CTF COM 659310106 159 12000 SH DEFINED 0 0 12000
NORTHERN TR CORP COM 665859104 11671 172750 SH DEFINED 0 0 172750
NOVA CORP GA COM 669784100 743 25518 SH DEFINED 0 0 25518
NTL INC COM 629407107 10036 108131 SH DEFINED 0 0 108131
OHIO CAS CORP COM 677240103 229 12800 SH DEFINED 0 0 12800
OMNICOM GROUP INC COM 681919106 7680 82025 SH DEFINED 0 0 82025
<PAGE>
KLINGENSTEIN, FIELDS & CO., L.L.C. PAGE 5
FORM 13F INFORMATION TABLE
AS OF DATE: 03/31/00
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C>
ORACLE CORPORATION COM 68389X105 314 4024 SH DEFINED 0 0 4024
PAMECO CORP COM 697934107 1680 471474 SH DEFINED 0 0 471474
PAN HOLDING COM 697994101 20415 29500 SH DEFINED 0 0 29500
PE CORP PE BISYS GR COM 69332S102 772 8000 SH DEFINED 0 0 8000
PEOPLES HERITAGE FINL GP INC COM 711147108 401 26720 SH DEFINED 0 0 26720
PEPSICO INC COM 713448108 63054 1808008 SH DEFINED 0 0 1808008
PFIZER INC COM 717081103 17085 467293 SH DEFINED 0 0 467293
PHARMACOPEIA INC COM 71713B104 343 7000 SH DEFINED 0 0 7000
PHILIP MORRIS COS INC COM 718154107 2699 127760 SH DEFINED 0 0 127760
PHOTOELECTRON CORP COM 719320103 75 21466 SH DEFINED 0 0 21466
PITNEY BOWES INC COM 724479100 637 14248 SH DEFINED 0 0 14248
PLACER DOME INC SEDOL # 269171 COM 725906101 138 17020 SH DEFINED 0 0 17020
PNC FINANCIAL SERVICES GROUP COM 693475105 1290 28625 SH DEFINED 0 0 28625
POGO PRODUCING CO COM 730448107 89282 3125843 SH DEFINED 0 0 3125843
POGO PRODUCING CO 5.500% 06/15 CONVERTIBLE BOND 730448AE7 2941 3400000 PRN DEFINED 0 0 3400000
PREMIER FARNELL ADR SPON R2 OR COM 74050U107 134 10439 SH DEFINED 0 0 10439
PREMIER FARNELL S ADRPFCV $1.3 CONVERTIBLE PREF 74050U206 207 10913 SH DEFINED 0 0 10913
PREMIER PKS INC NEW COM 740540208 1929 91850 SH DEFINED 0 0 91850
PROCTER & GAMBLE CO COM 742718109 18249 322989 SH DEFINED 0 0 322989
QUAKER OATS CO. COM 747402105 364 6000 SH DEFINED 0 0 6000
QUALCOMM INC COM COM 747525103 239 1600 SH DEFINED 0 0 1600
QWEST COMMUNICATIONS INTL INC COM 749121109 15811 329386 SH DEFINED 0 0 329386
RALSTON PURINA CO NEW COM 751277302 477 17350 SH DEFINED 0 0 17350
READERS DIGEST ASSN INC-A NON COM 755267101 4627 130800 SH DEFINED 0 0 130800
REGIONS FINL CORP COM COM 758940100 226 9916 SH DEFINED 0 0 9916
RELIASTAR FINL CORP COM 75952U103 2436 71921 SH DEFINED 0 0 71921
ROYAL CARIBBEAN CRUISES LTD COM V7780T103 7461 266448 SH DEFINED 0 0 266448
ROYAL DUTCH PETE CO NY REGISTR COM 780257804 50633 875819 SH DEFINED 0 0 875819
SANMINA CORP COM 800907107 263 3900 SH DEFINED 0 0 3900
SAP AG ADR SPONS PREF COM 803054204 406 6800 SH DEFINED 0 0 6800
SARA LEE CORP COM 803111103 305 16940 SH DEFINED 0 0 16940
SBC COMMUNICATIONS INC COM 78387G103 2082 49418 SH DEFINED 0 0 49418
SCHERING PLOUGH CORP COM 806605101 17409 468930 SH DEFINED 0 0 468930
SCHLUMBERGER LTD COM 806857108 987 12900 SH DEFINED 0 0 12900
SCHWAB CHARLES CORP NEW COM 808513105 345 6100 SH DEFINED 0 0 6100
SCIENTIFIC ATLANTA INC COM 808655104 96049 1518568 SH DEFINED 0 0 1518568
SEACOR SMIT INC COM 811904101 1861 30824 SH DEFINED 0 0 30824
SEAGRAMS CO LTD COM 811850106 3963 66600 SH DEFINED 0 0 66600
SEALED AIR CORP NEW COM 81211K100 30860 568200 SH DEFINED 0 0 568200
SEALED AIR CORP NEW PFD CONV A CONVERTIBLE PREF 81211K209 493 9500 SH DEFINED 0 0 9500
SEARS ROEBUCK & CO COM 812387108 317 10335 SH DEFINED 0 0 10335
SHAW COMMUNICATIONS INC CL B COM 82028K200 23263 863600 SH DEFINED 0 0 863600
SIEBEL SYS INC COM 826170102 5274 44160 SH DEFINED 0 0 44160
SMITHKLINE BEECHAM PLC ADR REP COM 832378301 15312 231788 SH DEFINED 0 0 231788
SOLECTRON CORP COM 834182107 205 5100 SH DEFINED 0 0 5100
SOUTHERN CO COM 842587107 218 10000 SH DEFINED 0 0 10000
<PAGE>
KLINGENSTEIN, FIELDS & CO., L.L.C. PAGE 6
FORM 13F INFORMATION TABLE
AS OF DATE: 03/31/00
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C>
SPRINT CORP COM 852061100 696 11054 SH DEFINED 0 0 11054
SPRINT CORP PCS SER 1 COM 852061506 329 5026 SH DEFINED 0 0 5026
SPRINT CORP PF CV $1.25-1.5 CONVERTIBLE PREF 852061308 580 1000 SH DEFINED 0 0 1000
ST PAUL COS INC COM COM 792860108 332 9716 SH DEFINED 0 0 9716
STAPLES INC COM 855030102 3350 167520 SH DEFINED 0 0 167520
STRYKER CORP COM 863667101 1318 18900 SH DEFINED 0 0 18900
SUN MICROSYSTEMS INC COM 866810104 4088 43625 SH DEFINED 0 0 43625
SYSCO CORP. COM 871829107 434 12000 SH DEFINED 0 0 12000
TELEFLEX INC COM 879369106 1174 33200 SH DEFINED 0 0 33200
TELLABS INC COM 879664100 1449 23000 SH DEFINED 0 0 23000
TEXACO INC COM 881694103 253 4704 SH DEFINED 0 0 4704
TEXAS INSTRS INC COM 882508104 9040 56500 SH DEFINED 0 0 56500
TICKETMASTER ONLINE-CITYSEARCL COM 88633P203 281 11200 SH DEFINED 0 0 11200
TIFFANY & CO NEW COM 886547108 318 3800 SH DEFINED 0 0 3800
TIME WARNER INC COM 887315109 97930 979300 SH DEFINED 0 0 979300
TJX COS INC NEW COM 872540109 2518 113500 SH DEFINED 0 0 113500
TORCHMARK CORP COM 891027104 1480 64008 SH DEFINED 0 0 64008
TRANSKARYOTIC THERAPIES INC CO COM 893735100 235 4233 SH DEFINED 0 0 4233
TRIBUNE CO NEW COM 896047107 559 15300 SH DEFINED 0 0 15300
TRICON GLOBAL RESTAURANTS INC COM 895953107 2914 93819 SH DEFINED 0 0 93819
TYCO INTL LTD NEW COM 902124106 3981 79428 SH DEFINED 0 0 79428
U S TR CORP NEW COM 91288L105 714 3774 SH DEFINED 0 0 3774
U S WEST INC NEW COM 91273H101 512 7056 SH DEFINED 0 0 7056
UNION PAC CAP TR PFD 6.25% TID CONVERTIBLE PREF 907824403 289 7500 SH DEFINED 0 0 7500
UNION PAC CORP COM 907818108 11878 303600 SH DEFINED 0 0 303600
UNITED HEALTHCARE CORP COM 910581107 298 5000 SH DEFINED 0 0 5000
UNITED PARCEL SVC INC CL B COM 911312106 15588 247470 SH DEFINED 0 0 247470
UNITED TECHNOLOGIES CORP. COM 913017109 1062 16806 SH DEFINED 0 0 16806
UNOCAL CORP COM 915289102 354 11912 SH DEFINED 0 0 11912
US BANCORP DEL NEW COM 902973106 1514 69205 SH DEFINED 0 0 69205
USA NETWORKS INC COM 902984103 1866 82696 SH DEFINED 0 0 82696
VERITAS SOFTWARE CO COM 923436109 10254 78277 SH DEFINED 0 0 78277
VODAFONE GROUP PLC SPON ADR COM 92857T107 64546 1161686 SH DEFINED 0 0 1161686
WADDELL & REED FINL INC CL B COM 930059209 611 23511 SH DEFINED 0 0 23511
WAL MART STORES INC COM 931142103 2407 42600 SH DEFINED 0 0 42600
WALGREEN COMPANY COM 931422109 421 16358 SH DEFINED 0 0 16358
WARNER LAMBERT CO COM 934488107 11512 117850 SH DEFINED 0 0 117850
WASHINGTON MUT INC COM 939322103 231 8700 SH DEFINED 0 0 8700
WASHINGTON POST CO CL B COM 939640108 43584 80562 SH DEFINED 0 0 80562
WELLS FARGO & CO NEW COM 949746101 2793 68530 SH DEFINED 0 0 68530
<PAGE>
KLINGENSTEIN, FIELDS & CO., L.L.C. PAGE 7
FORM 13F INFORMATION TABLE
AS OF DATE: 03/31/00
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C>
WESTVACO CORP COM 961548104 519 15561 SH DEFINED 0 0 15561
WESTWOOD ONE INC COM 961815107 381 10500 SH DEFINED 0 0 10500
WHITE MOUNTAIN INS GRP LTD BER COM G9618E107 10726 79972 SH DEFINED 0 0 79972
WILEY JOHN & SONS INC CL A COM 968223206 20298 1127650 SH DEFINED 0 0 1127650
WILEY JOHN & SONS INC CL B COM 968223305 315 18400 SH DEFINED 0 0 18400
WILLIAMS COS INC COM 969457100 1898 43200 SH DEFINED 0 0 43200
WISCONSIN CENT TRANSN CORP COM 976592105 123 10000 SH DEFINED 0 0 10000
WM.WRIGLEY JR. CO. COM 982526105 334 4350 SH DEFINED 0 0 4350
WPP GROUP PLC SPONSORED ADR COM 929309300 347 4000 SH DEFINED 0 0 4000
XL CAPITAL LTD CL A COM G98255105 236 4267 SH DEFINED 0 0 4267
YOUNG & RUBICAM INC COM 987425105 778 16550 SH DEFINED 0 0 16550
</TABLE>
