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Previous: JAKARTA GROWTH FUND INC, NSAR-A, EX-27, 2000-11-17 |
Next: GALAXY FUND II, NSAR-A, 2000-11-17 |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 30 September 2000
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings
entries.
Institutional Investment Manager Filing this Report:
Name: Edgewood Management Company
Address: 350 Park Avenue
New York, New York 10022
Form 13F File Number: 28-02602
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all
information contained herein is true, correct and complete, and
that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Nicholas Stephens
Title: Managing Director
Phone: (212) 652-9100
Signature, Place, and Date of Signing:
/s/ Nicholas Stephens New York, New York 11/15/2000
_______________________ _____________________ __________
[Signature] [City, State] [Date]
<PAGE>
Report Type (Check only one.):
[ X ] 13F HOLDINGS REPORT. (Check here if all holdings of
this reporting manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in
this report, and all holdings are reported by other
reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the
holdings for this reporting manager are reported in this
report and a portion are reported by other reporting
manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
28-
[Repeat as necessary.]
2
<PAGE>
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 462
Form 13F Information Table Value Total: $1,344,622
[thousands]
List of Other Included Managers: 1
Provide a numbered list of the name(s) and Form 13F file
number(s) of all institutional investment managers with respect
to which this report is filed, other than the manager filing this
report.
[If there are no entries in this list, state "NONE" and omit the
column headings and list entries.]
No. Form 13F File Number Name
28-
[Repeat as necessary.]
1. 28- Wolverine Capital
Corporation
3
<PAGE>
<TABLE>
Form 13F INFORMATION TABLE
<CAPTION>
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6 ITEM 7 ITEM 8:
NAME OF ISSUER TITLE OF CUSIP FAIR MARKET SHARES OR INVESTMENT OTHER VOTING AUTHORITY
CLASS NUMBER VALUE PRINC. AMT. DISCRETION MANAGERS SOLE SHARED NONE
SOLE SHARED OTHER
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ABBOTT LABS COMMON 002824100 43,062,469 905,387 X 903,087 0 2,300
ABBOTT LABS COMMON 2824100 1,223,212 25,718 X X 24,918 800 0
ABBOTT LABS COMMON 002824100 896,553 18,850 X 0 18,850 0
ABBOTT LABS COMMON 2824100 25,684 540 X 0 540 0
ABBOTT LABS COMMON 002824100 3,214,607 67,587 X X 65,037 2,550 0
ABBOTT LABS COMMON 002824100 1,374,366 28,896 X 0 28,896 0
ABBOTT LABS COMMON 002824100 70,155 1,475 X X 0 1,475 0
ABBOTT LABS COMMON 002824100 2,064,688 43,410 X 0 0 43,410
AES CORP COMMON 00130H105 68,470,542 999,342 X 996,742 0 2,600
AES CORP COMMON 00130H105 2,235,802 32,632 x X 31,232 1,400 0
AES CORP COMMON 00130H105 2,651,555 38,700 X 0 0 38,700
AES CORP COM COMMON 00130H105 23,975 350 X 0 350 0
AES CORP COM COMMON 00130N105 4,757,177 69,432 X X 66,432 3,000 0
AES CORP COM COMMON 00130H105 71,530 1,044 X X 0 1,044 0
A E S CORP COM COMMON 00130H105 2,073,283 30,260 X 0 30,260 0
A E S CORP CON COMMON 00130N105 2,007,576 29,301 X 0 29,301 0
AES JR SUB DEB CONV 4 CONVERT 00130HAN5 3,452,546 1,397,000 X 1,397,000 0 0
AFFYMETRIX INC OC-CAP COMMON 00826T108 1,740,837 34,904 X 34,904 0 0
AGILENT TECHNOLOGIES COMMON 00846001 2,519,391 51,482 X 51,482 0 0
ALZA CORP CON COMMON 022615108 394,440 4,560 X 0 4,560 0
AMERADA HESS CORP COMMON 023551104 468,562 7,000 X 7,000 0 0
AMERICA ONLINE INC COMMON 02364JI04 1,195,454 22,241 X 22,241 0 0
AMERICA ONLINE INC COM COMMON 02364J104 2,849 53 X 0 53 0
AMERICAN BK NT HOLOGR COMMON 024377103 38,750 20,000 X 20,000 0 0
AMERICAN CLASSIC VOYA COMMON 024928103 672,165 45,960 X 45,960 0 0
AMERICAN CLASSIC VOYA COMMON 024928103 177,694 12,150 X 0 12,150 0
AMERICAN ELECTRIC POW COMMON 025537101 292,018 7,460 X 7,460 0 0
AMERICAN EXPRESS CO COMMON 025816109 1,510,670 24,867 X 24,867 0 0
AMERICAN GENERAL CORP COMMON 026351106 33,110,688 424,496 X 424,496 0 0
AMERICAN HOME PRODS C COMMON 026609107 3,415,315 60,515 X 55,871 0 4,644
AMERICAN INTL GROUP I COMMON 026874107 4,213,934 44,039 X 44,039 0 0
AMERICAN INTL GROUP INC COMMON 26874107 56,838 594 X 594 0 0
AMERICAN TOWER CORP C COMMON 029912201 13,280,510 352,385 X 351,445 0 940
AMERICAN TOWER CORP C COMMON 029912201 506,520 13,440 X 0 13,440 0
AMERICAN TOWER CORP C COMMON 029912201 312,806 8,300 X 0 8,300 0
AMERICAN TOWER CORP C COMMON 029912201 335,796 8,910 X 0 0 8,910
4
<PAGE>
AMERICAN TOWER CORP
CIL A COMMON 029912201 25,251 670 X X 0 670 0
AMERICAN TOWER CORP
CL A COMMON 29912201 454,134 12,050 X X 11,580 470 0
AMERICAN TOWER CORP
CL A COMMON 29912201 9,045 240 X 0 240 0
AMERICAN TOWER CORP
CL A COMMON 029912201 1,021,331 27,100 X X 25,770 1,330 0
AMGEN INC COMMON 031162100 252,778 3,620 X 3,620 0 0
AMYLIN PHARMACEUTICAL COMMON 032346108 177,375 16,500 X 16,500 0 0
ANADARKO PETE CORP COMMON 032511107 647,849 9,748 X 9,748 0 0
ANESTA CORP COMMON 034603100 812,176 35,312 X 35,312 0 0
ANESTA CORP COM COMMON 034603100 292,652 12,724 X 0 12,724 0
ANHEUSER BUSCH COS IN COMMON 035229103 1,099,279 25,980 X 24,580 0 1,400
ANTEC CORP COMMON 03664P105 255,027 8,645 X 8,645 0 0
ANTEC CORP COM COMMON 03664PI05 279,512 9,475 X 0 9,475 0
APACHE CORP COMMON 037411105 59,125 1,000 X 0 1,000 0
APPLIED MATLS INC COMMON 038222105 9,966,932 168,041 X 168,041 0 0
ARADIGM CORP COMMON 038505103 2,468,878 107,635 X 107,635 0 0
ARADIGM CORP COM COMMON 038505103 279,929 12,204 X 0 12,204 0
ARCHSTONE COMMUNITIES COMMON 039581103 9,858,037 401,345 X 401,345 0 0
ARIBA INC COMMON 04033V104 6,440,076 44,952 X 44,952 0 0
ARIBA INC COM COMMON 04033V104 378,221 2,640 X 0 2,640 0
ASSOCIATES FIRST CAP COMMON 046008108 564,680 14,860 X 14,860 0 0
AT & T CORP. COMMON 001957109 16,510,660 562,065 X 557,765 0 4,300
AT & T CORP. COMMON 001957109 1,769,433 60,236 X X 57,736 2,500 0
AT&T CORP COMMON 1957109 654,475 22,280 X X 21,380 900 0
AT&T CORP COMMON 1957109 14,688 500 X 0 500 0
AT&T CORP. COMMON 001957109 922,375 31,400 X 0 0 31,400
A T & T COMMON 001957109 614,202 20,909 X 0 20,909 0
A T & T CORP COM COMMON 001957109 341,984 11,642 X 0 11,642 0
AT&T CORP COM COMMON 001957109 34,457 1,173 X X 0 1,173 0
AT&T CORP COM LBRTY M COMMON 001957208 702,794 38,909 X 0 38,909 0
AT&T CORP LIBERTY MED COMMON 001957208 15,197,101 841,362 X 837,362 0 4,000
AT&T CORP LIBERTY MED COMMON 001957208 1,067,855 59,120 X 0 0 59,120
AT&T CORP
(LIBERTY MEDIA) A COMMON 001957208 34,427 1,906 X X 0 1,906 0
AT&T CORP LIBERTY MEDIA
CL A COMMON 1957208 867,668 48,037 X X 46,037 2,000 0
A T & T CORP LIBERTY COMMON 001957208 650,250 36,000 X 0 36,000 0
AT&T CORP LIBERTY MEDIA
CL A COMMON 1957208 15,300 850 X 0 850 0
AT&T CORP LIBERTY MEDIA
CL A COMMON 001957208 1,919,653 106,295 X X 103,895 2,400 0
AUTOMATIC DATA PROCES COMMON 053015103 406,801 6,083 X 6,083 0 0
BAKER HUGHES INC COMMON 057224107 316,750 8,532 X 8,532 0 0
BANK NEW YORK INC COMMON 064057102 75,393,826 1,334,404 X 1,327,404 0 7,000
BANK NEW YORK INC COMMON 64057102 1,571,717 27,818 X X 26,718 1,100 0
5
<PAGE>
BANK NEW YORK INC COMMON 064057102 1,251,475 22,150 X 0 22,150 0
BANK NEW YORK INC COMMON 64057102 26,069 465 X 0 465 0
BANK NEW YORK INC COMMON 064057102 1,479,452 26,185 X 0 26,185 0
BANK NEW YORK INC COMMON 064057102 73,167 1,295 X X 0 1,295 0
BANK NEW YORK INC COMMON 064057102 2,557,755 45,270 X 0 0 45,270
BANK NEW YORK INC COM COMMON 064057102 3,800,416 67,264 X X 64,214 3,050 0
BANK OF AMERICA COMMON 060505104 456,081 8,708 X 8,708 0 0
BANK OF AMERICA COMMON 060505104 72,016 1,375 X 1,375 0 0
BANK OF NEW YORK CAP PREFERR 096564208 392,219 16,300 X 16,300 0 0
BANK OF NY CAP III TR PREFERR 05563W206 890,000 40,000 X 40,000 0 0
BARRICK GOLD CORP COMMON 067901108 457,500 30,000 X 30,000 0 0
BELLSOUTH CORP COMMON 079860102 542,214 13,388 X 9,500 0 3,888
BERKSHIRE HATHAWAY IN COMMON 084670108 644,000 10 X 10 0 0
BERKSHIRE HATHAWAY IN COMMON 084670207 1,726,380 834 X 834 0 0
BMC SOFTWARE INC COMMON 055921100 596,700 31,200 X 31,200 0 0
BNY CAPITAL IV 6.875% PREFERR 09656G201 216,250 10,000 X 10,000 0 0
BOEING CO COMMON 097023105 2,315,977 36,908 X 36,908 0 0
BP AMOCO ADR COMMON 055622104 5,590,387 105,479 X 104,115 0 1,364
BP AMOCO PLC SPON ADR FOREIGN 55622104 77,062 1,454 X X 1,454 0 0
BRISTOL MYERS SQUIBB COMMON 110122108 63,340,448 1,101,573 X 1,091,473 0 0
BRISTOL MYERS SQUIBB COMMON 110122108 733,125 12,750 X 0 12,750 0
BRISTOL MYERS SQUIBB COMMON 110122108 1,006,365 17,502 X 0 17,502 0
BRISTOL MYERS SQUIBB COMMON 110122108 1,649,675 28,690 X 0 0 38,690
BRISTOL MYERS SQUIBB CO COMMON 110122108 997,108 17,341 X X 16,641 700 0
BRISTOL MYERS SQUIBB CO COMMON 110122108 19,423 340 X 0 340 0
BRISTOL MYERS SQUIBB CO COMMON 110122108 2,525,515 43,922 X X 42,172 1,750 0
BRISTOL MYERS SQUIBB CO COMMON 110122108 44,908 781 X X 0 781 0
BROADCOM CORP COMMON 111320107 292,500 1,200 X 1,200 0 0
CENDANT CORP INCOME P PREFERR 151313301 209,600 12,800 X 12,800 0 0
CHARTER COMMUNICATION COMMON 161171M107 162,656 10,000 X 10,000 0 0
CHEVRON CORP COMMON 166751107 4,704,777 55,188 X 53,188 0 2,000
CHUBB CORP COMMON 171232101 927,345 11,720 X 11,720 0 0
CINCINNATI FINL CORP COMMON 172062101 204,906 5,772 X 5,772 0 0
CISCO SYS INC COMMON 17275RI02 101,659,669 1,839,994 X 1,808,026 0 31,968
CISCO SYS INC COMMON 17275R102 1,316,331 23,825 X X 23,025 800 0
CISCO SYS INC COMMON 17275R102 1,505,563 27,250 X 0 27,250 0
CISCO SYS INC COMMON 17275R102 16,575 300 x 0 300 0
CISCO SYS INC COMMON 17275R102 2,939,908 53,211 X X 51,061 2,150 0
CISCO SYS INC COMMON 17275R102 1,812,587 32,807 X 0 0 32,807
CISCO SYS INC COM COMMON 17275R102 56,245 1,018 X X 0 1,018 0
CISCO SYS INC CON COMMON 17275R102 1,117,763 20,231 X 0 20,231 0
CITIGROUP COMMON 172967101 77,958 1,442 X X 0 1,442 0
CITIGROUP COMMON 172967101 1,959,640 36,248 X 0 0 36,248
CITIGROUP INC COMMON 172967101 802,233 14,839 X X 14,706 133 0
CITIGROUP INC COM COMMON 172967101 1,341,507 24,814 X 0 24,814 0
CITIGROUP INC. COMMON 172967101 16,317,630 301,829 X 301,629 0 200
CITIGROUP INC. COMMON 172967101 783,582 14,494 X 0 14,494 0
CITIGROUP INC. COMMON 172967101 19,733 365 X 0 365 0
6
<PAGE>
CITIGROUP INC. COMMON 172967101 2,584,242 47,801 X X 45,935 1,866 0
COCA COLA CO COMMON 191216100 10,822,085 196,319 X 196,319 0 0
COLGATE PALMOLIVE CO COMMON 194162103 196,064,788 4,153,915 X 4,145,715 0 8,200
COLGATE PALMOLIVE CO COMMON 194162103 705,876 14,955 X X 14,555 400 0
COLGATE PALMOLIVE CO COMMON 194162103 649,000 13,750 X 0 13,750 0
COLGATE PALMOLIVE CO COMMON 194162103 16,992 360 X 0 360 0
COLGATE PALMOLIVE CO COMMON 194162103 2,105,167 44,601 X X 42,951 1,650 0
COLGATE PALMOLIVE CO COMMON 194162103 811,934 17,202 X 0 17,202 0
COLGATE PALMOLIVE CO COMMON 194162103 56,593 1,199 X X 0 1,199 0
COLGATE PALMOLIVE CO COMMON 194162103 1,381,072 29,260 X 0 0 29,260
COMCAST CORP CL A SPL COMMON 200300200 448,675 10,960 X 10,960 0 0
COMMERCE ONE INC DEL COMMON 200693109 277,890 3,540 X 3,540 0 0
COMPAQ COMPUTER CORP COMMON 204493100 599,386 21,780 X 21,780 0 0
COMPUTER ASSOC INTL I COMMON 204912109 5,070,625 200,321 X 193,571 0 6,750
CONCORD EFS INC COMMON 206197105 49,139,951 1,383,615 X 1,380,315 0 3,300
CONCORD EFS INC COMMON 206197105 1,627,432 45,823 X X 44,173 1,650 0
CONCORD EFS INC COMMON 206197105 26,637 750 X 0 750 0
CONCORD EFS INC COMMON 206197105 4,079,893 114,876 X X 111,476 3,400 0
CONCORD EFS INC COMMON 206197105 2,726,535 76,770 X 0 0 76,770
CONCORD EFS INC COM COMMON 206197105 1,725,882 48,595 X 0 48,595 0
CONCORD EFS INC COM COMMON 206197105 1,556,756 43,833 X 0 43,833 0
CONCORD EFS INC COM COMMON 206197105 82,964 2,336 X X 0 2,336 0
CONOCO INC CL B COMMON 208251405 303,074 11,251 X 11,251 0 0
CORNING INC COMMON 219350105 3,050,190 30,810 X 26,610 0 4,200
CROWN CASTLE INTL CDR COMMON 228227104 516,569 16,630 X 0 16,630 0
CROWN CASTLE INTL CDR COMMON 228227104 341,377 10,990 X 0 0 10,990
CROWN CASTLE INTL COR COMMON 228227104 13,471,185 433,680 X 432,550 0 1,130
CROWN CASTLE INTL CORP COMMON 228227104 345,726 11,130 X X 10,550 580 0
CROWN CASTLE INTL CORP
COM COMMON 228227104 5,281 170 X 0 170 0
CROWN CASTLE INTL CORP
COM COMMON 228227104 1,008,910 32,480 X X 30,880 1,600 0
CROWN CASTLE INTL CORP
COM COMMON 228227104 25,161 810 X X 0 810 0
CYTYC CORP COMMON 232946103 1,694,166 39,285 X 39,285 0 0
CYTYC CORP COM COMMON 232946103 314,812 7,300 X 0 7,300 0
DELTA & PINE LD CO COMMON 247357106 1,143,969 44,507 X 44,507 0 0
DISNEY WALT PROOTNS COMMON 254687106 4,803,358 125,578 X 125,578 0 0
DOW CHEMICAL CORP COMMON 260543103 1,017,425 40,799 X 40,799 0 0
DU PONT E I DE NEMOUR COMMON 263534109 597,919 14,628 X 14,628 0 0
DU PONT E I DE
NEMOURS CO COMMON 263534109 5,109 125 X 125 0 0
DUKE ENERGY CORP. COMMON 264399106 215,786 2,516 X 1,916 0 600
E M C CORP MASS COMMON 268648102 27,760,997 279,005 X 278,205 0 800
E M C CORP MASS COMMON 268648102 1,182,757 11,887 X X 11,687 200 0
E M C CORP MASS COMMON 268648102 18,834 190 X 0 190 0
E M C CORP MASS COMMON 268648102 2,826,596 28,408 X X 26,308 2,100 0
E M C CORP MASS COMMON 268648102 1,960,150 19,700 X 0 0 19,700
7
<PAGE>
E M C CORP MASS COM COMMON 268648102 735,305 7,390 X 0 7,390 0
E M C CORP MASS COM COMMON 268648102 56,417 567 X X 0 567 0
E M C CORP MASS CON COMMON 268648102 1,388,921 13,959 X 0 13,959 0
EDWARDS J D & CO COMMON 281667105 2,203,541 85,161 X 85,161 0 0
EDWARDS J D & CO COM COMMON 281667105 340,256 13,150 X 0 13,150 0
EL PASO ENERGY CORP D COMMON 283905107 805,685 13,074 X 13,074 0 0
ELECTRONIC ARTS INC COM COMMON 285512109 128,375 2,600 X 0 2,600 0
EMERSON ELEC CO COMMON 291011104 1,056,791 15,773 X 15,773 0 0
ENRON CORP COMMON 293561106 175,281 2,000 X 0 2,000 0
EQUIFAX INC COMMON 294429105 35,707,623 1,325,573 X 1,314,103 0 11,470
EQUIFAX INC COMMON 294429105 1,019,827 37,859 X X 36,659 1,200 0
EQUIFAX INC COMMON 294429105 19,395 720 X 0 720 0
EQUIFAX INC COMMON 294429105 1,837,138 68,200 X 0 0 68,200
EQUIFAX INC COM COMMON 294429105 1,208,147 44,850 X 0 44,850 0
EQUIFAX INC COM COMMON 294429105 2,579,239 95,749 X X 91,399 4,350 0
EQUIFAX INC COM COMMON 294429105 986,828 36,634 X 0 36,634 0
EQUIFAX INC COM COMMON 294429105 50,454 1,873 X X 0 1,873 0
EUROTUNNEL PLC / SA A COMMON 298799305 30,100 17,500 X 17,500 0 0
EXODUS COMMUNICATIONS COMMON 302088109 10,836,331 219,470 X 219,470 0 0
EXODUS COMMUNICATIONS COMMON 302088109 298,225 6,040 X 0 6,040 0
EXXON MOBIL CORPORATI COMMON 30231GID2 26,577,488 298,270 X 293,992 0 4,278
FEDERAL HOME LN MTG C COMMON 313400301 246,525 4,560 X 4,560 0 0
FEDERAL NAT MORTGAGE COMMON 313586109 520,091 7,274 X 1,300 0 5,974
FIRST DATA CORP COMMON 319963104 27,188,789 696,033 X 691,733 0 4,300
FIRST DATA CORP COMMON 319963104 895,234 22,918 X X 22,118 800 0
FIRST DATA CORP COMMON 319963104 15,625 400 X 0 400 0
FIRST DATA CORP COMMON 319963104 2,174,375 55,664 X X 53,064 2,600 0
FIRST DATA CORP COMMON 319963104 1,298,828 33,250 X 0 0 33,250
FIRST DATA CORP COM COMMON 319963104 687,500 17,600 X 0 17,600 0
FIRST DATA CORP COM COMMON 319963104 48,320 1,237 X X 0 1,237 0
FIRST DATA CORP CON COMMON 319963104 849,102 21,737 X 0 21,737 0
FIRSTAR CORP NEW WIS COMMON 33763V109 4,312,401 192,733 X 192,733 0 0
FIRSTENERGY CORP COMMON 337932107 269,600 10,000 X 10,000 0 0
FLEETBOSTON FINANCIAL COMMON 339030108 294,684 7,556 X 7,556 0 0
FORD MOTOR CO. 8.25% PREFERR 345370407 209,500 8,000 X 8,000 0 0
FREEPORT MCMORAN COPP COMMON 356710857 494,716 56,138 X 56,138 0 0
GANNETT INC DEL COMMON 364730101 377,095 7,115 X 7,115 0 0
GEMSTAR TV GUIDE INTE COMMON 36866W106 2,916,247 33,448 X 33,448 0 0
GEMSTAR TV GUIDE INTE COMMON 36866WI06 261,562 3,000 X 0 3,000 0
GENERAL ELEC CO COMMON 369604103 43,898,477 759,325 X 737,725 0 21,600
GENERAL MILLS INC COMMON 370334104 303,596 8,552 X 7,422 0 1,130
GENZYME CORP COMMON 372917104 36,905,871 541,241 X 539,041 0 2,200
GENZYME CORP COMMON 372917104 1,536,401 22,532 X X 21,732 800 0
GENZYME CORP COMMON 372917104 2,252,574 33,035 X 0 0 33,035
GENZYME CORP COM-GEN COMMON 372917104 1,683,208 24,685 X 0 24,685 0
GENZYME CORP COM-GEN COMMON 372917104 1,349,431 19,790 X 0 19,790 0
8
<PAGE>
GENZYME CORP COM-GEN
DIV COMMON 372917104 3,508,111 51,448 X X 49,598 1,850 0
GENZYME CORP COM-GEN
DIV COMMON 372917104 64,915 952 X X 0 952 0
GENZYME CORP COM-MLCL COMMON 372917500 220,529 15,894 X 15,894 0 0
GENZYME CORP-GENERAL
DIVISION COMMON 372917104 20,456 300 X 0 300 0
GENZYME CORP-TISSUE R COMMON 372917401 110,990 27,112 X 27,112 0 0
GILLETTE CO COMMON 375766102 393,656 12,750 X 12,750 0 0
GUIDANT CORP COMMON 401698105 3,101,061 43,870 X 43,870 0 0
GUIDANT CORP COMMON 401698105 98,963 1,400 X 1,400 0 0
GUIDANT CORP COMMON 401698105 335,766 4,750 X 0 4,750 0
HALLIBURTON COMPANY COMMON 406216101 393,947 8,050 X 7,650 0 400
HALLWOOD ENERGY CORP COMMON 40636X105 164,962 16,600 X 16,600 0 0
HARMONY GOLD MNG LTD COMMON 413216300 256,250 50,000 X 50,000 0 0
HEWLETT PACKARD CO COMMON 428236103 12,707,175 130,330 X 130,330 0 0
HISPANIC BROADCASTING COMMON 43357B104 32,104,976 1,151,748 X 1,149,748 0 2,000
HISPANIC BROADCASTING COMMON 43357BI04 579,800 20,800 X 0 20,800 0
HISPANIC BROADCASTING COMMON 43357B104 555,855 19,941 X 0 19,941 0
HISPANIC BROADCASTING COMMON 43357B104 1,721,839 61,770 X 0 0 61,770
HISPANIC BROADCASTING
CO COMMON 43357B104 618,964 22,205 X X 21,605 600 0
HISPANIC BROADCASTING
CORP CL COMMON 43357B104 19,512 700 X 0 700 0
HISPANIC BROADCASTING
CORP CL COMMON 43357B104 1,567,272 56,225 X X 53,425 2,800 0
HISPANIC BROADCASTING
CORP CL COMMON 43357B104 36,656 1,315 X X 0 1,315 0
HOME DEPOT INC COMMON 437076102 42,756,613 807,681 X 805,731 0 1,950
HOME DEPOT INC COMMON 437076102 1,076,802 20,341 x X 19,441 900 0
HOME DEPOT INC COMMON 437076102 19,898 375 X 0 375 0
HOME DEPOT INC COMMON 437076102 2,504,950 47,319 X X 45,519 1,800 0
HOME DEPOT INC COMMON 437076102 1,630,051 30,792 X 0 0 30,792
HOME DEPOT INC COM COMMON 437076102 923,442 17,444 X 0 17,444 0
HOME DEPOT INC COM COMMON 437076102 57,437 1,085 X X 0 1,085 0
HOME DEPOT INC CON COMMON 437076102 997,607 18,845 X 0 18,845 0
HONEYWELL INTERNATION COMMON 438516106 741,249 20,807 X 20,807 0 0
HONEYWELL
INTERNATIONAL, INC. COMMON 438516106 6,982 196 X 196 0 0
HOUSEHOLD INTL CORP 60MMON 441815107 296,319 5,233 X 5,233 0 0
IDEXX LABORATORIES CO COMMON 45168D104 1,613,373 60,313 X 60,313 0 0
IDEXX LABORATORIES CO COMMON 45168D104 363,131 13,575 X 0 13,575 0
GEN INC COMMON 449536101 1,187,536 59,008 X 59,008 0 0
IGEN INTL INC DEL COM COMMON 449536101 208,294 10,350 X 0 10,350 0
INKTOMI CORP COMMON 457277101 2,906,316 25,494 X 25,494 0 0
INKTOMI CORP COM COMMON 457277101 266,760 2,340 X 0 2,340 0
INTEL CORP COMMON 458140100 26,521,197 638,104 X 636,104 0 2,000
INTEL CORP COMMON 458140100 453,031 10,900 X X 10,600 300 0
9
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INTEL CORP COMMON 458140100 1,410,174 33,929 X X 32,829 1,100 0
INTEL CORP COMMON 458140100 995,838 23,960 X 0 0 23,960
INTEL CORP COM COMMON 458140100 360,762 8,680 X 0 8,680 0
INTEL CORP COM COMMON 458140100 1,498,785 36,061 X 0 36,061 0
INTEL CORP COM COMMON 458140100 54,031 1,300 X X 0 1,300 0
INTERNATIONAL BUSINES COMMON 459200101 5,704,344 50,649 X 49,437 0 1,212
INTERNATIONAL PAPER C COMMON 460146103 206,062 7,183 X 7,183 0 0
INTET CORP COMMON 458140100 12,469 300 X 0 300 0
JDS UNIPHASE CORP COMMON 46612J101 673,133 7,109 X 7,109 0 0
JOHNSON & JOHNSON COMMON 478160104 17,738,688 188,835 X 187,515 0 1,320
JOHNSON & JOHNSON COMMON 478160104 44,620 475 X 475 0 0
JOHNSON & JOHNSON COMMON 478160104 29,590 315 X 0 315 0
LIBERTY PROPERTIES SE PREFERR 531172203 720,000 32,000 X 32,000 0 0
LILLY ELI & CO COMMON 532457108 2,967,066 36,574 X 35,774 0 800
LONE STAR TECHNOLOGIE COMMON 542312103 913,770 19,800 X 19,800 0 0
LUCENT TECHNOLOGIES I COMMON 549463107 4,857,521 159,263 X 156,275 0 2,988
MARINE DRILLING CO IN COMMON 568240204 257,062 9,000 X 9,000 0 0
MARRIOTT INTL INC NEW COMMON 571903202 856,281 23,500 X 23,500 0 0
MARSHALL & ILSLEY CDR COMMON 571834100 401,000 8,000 X 8,000 0 0
MATRIXONE INC COM COMMON 57685P304 1,472,280 36,807 X 36,807 0 0
MAVERICK TUBE CORP COMMON 577914104 455,244 16,900 X 16,900 0 0
MCGRAW HILL INC COMMON 580645109 6,138,993 96,582 X 96,582 0 0
MEDTRONIC INC COMMON 585055106 2,145,038 41,400 X 41,400 0 0
MELLON FINL CORP COMMON 58551AI08 3,122,846 67,339 X 67,339 0 0
MERCANTILE BANKSHARES COMMON 587405101 735,012 20,250 X 20,250 0 0
MERCK & CO COMMON 589331107 35,686,677 479,418 X 478,218 0 1,200
MERCK & CO INC COMMON 589331107 27,691 372 X 0 372 0
MEREDITH CORP COMMON 589433101 952,467 32,287 X 32,287 0 0
MEREDITH CORP COM COMMON 589433101 310,487 10,525 X 0 10,525 0
MERRILL LYNCH PFD 7.2 PREFERR 59021005 398,275 17,800 X 17,800 0 0
MICROSOFT CORP COMMON 594918104 19,986,417 331,381 X 328,781 0 2,600
MICROSOFT CORP COMMON 594918104 630,989 10,462 X x 10,162 300 0
MICROSOFT CORP COMMON 594918104 15,681 260 X 0 260 0
MICROSOFT CORP COMMON 594918104 1,599,126 26,514 X X 25,614 900 0
MICROSOFT CORP COMMON 594918104 1,144,731 18,980 X 0 0 18,980
MICROSOFT CORP COM COMMON 594918104 500,594 8,300 X 0 8,300 0
MICROSOFT CORP COM COMMON 594918104 627,913 10,411 X 0 10,411 0
MICROSOFT CORP COM COMMON 594918104 34,981 580 X X 0 580 0
MID-ATLANTIC RLTY TR CONVERT 595232AA7 257,500 250,000 X 250,000 0 0
MILLENNIUM PHARMACTCL COMMON 599902103 8,859,275 121,308 X 121,308 0 0
MILLENNIUM PHARMACTCL COMMON 599902103 660,203 9,040 X 0 9,040 0
MINNESOTA MNG & MFG C COMMON 604059105 88,510,350 971,307 X 969,107 0 2,200
MORGAN J.P. & CO INC COMMON 616880100 7,032,313 43,044 X 42,244 0 800
MORGAN STANLEY DEAN W COMMON 617446448 2,836,208 31,018 X 31,018 0 0
MOTOROLA CAP TR. PFD PREFERR 620074203 957,000 44,000 X 44,000 0 0
MOTOROLA INC COMMON 620076109 434,800 14,739 X 14,739 0 0
MULTEX SYS INC COMMON 625367107 1,151,571 67,245 X 67,245 0 0
MULTEX SYS INC COM COMMON 625367107 220,912 12,900 X 0 12,900 0
10
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MUNIYIELD QUALITY FD MUTUAL 62630T104 145,500 12,000 X 12,000 0 0
N S GROUP INC COMMON 628916108 830,148 41,800 X 41,800 0 0
N T L INC COM COMMON 629407107 205,118 4,429 X 0 4,429 0
NATIONAL CITY CORP COMMON 635405103 499,048 22,684 X 15,460 0 7,224
NCT GROUP INC COMMON 62888QI09 4,340 14,000 X 14,000 0 0
NETWORK APPLIANCE INC COMMON 6412OL104 866,150 6,800 X 6,800 0 0
NEXTEL COMMUNICATIONS COMMON 65332V103 208,972 4,470 X 4,470 0 0
NOKIA CORP ADR COMMON 654902204 9,953 250 X 0 250 0
NOKIA CORP ADR SPONSO COMMON 654902204 468,560 11,714 X 0 11,714 0
NOKIA CORP ADR
SPONSORED COMMON 654902204 31,360 784 X X 0 784 0
NOKIA CORP CL A ADR COMMON 654902204 21,607,600 540,190 X 540,190 0 0
NOKIA CORP CL A ADR COMMON 654902204 883,200 22,080 X 0 0 22,080
NOKIA CORP SPON ADR FOREIGN 654902204 547,040 13,676 X X 13,201 475 0
NOKIA CORP SPONS ADR FOREIGN 654902204 395,200 9,880 X 0 9,880 0
NOKIA CORP SPONSORED
ADR COMMON 654902204 1,397,920 34,948 X X 33,458 1,490 0
NORTEL NETWORKS CORP COMMON 656568102 237,405 3,990 X 1,590 0 2,400
NOVARTIS AG - ADR FOREIGN 66987V109 18,377 475 X 0 475 0
NOVARTIS AG - ADR COMMON 66987VI09 2,103,014 54,359 X X 53,859 500 0
NOVARTIS AG SPON ADR FOREIGN 66987V109 956,819 24,732 X X 23,732 1,000 0
NOVARTIS AG SPONSORED COMMON 66987V109 12,950,331 334,742 X 332,542 0 2,200
NOVARTIS AG SPONSORED FOREIGN 66987V109 686,703 17,750 X 0 17,750 0
NOVARTIS AG SPONSORED FOREIGN 66987VIO9 779,128 20,139 X 0 20,139 0
NOVARTIS AG SPONSORED COMMON 66987V109 1,466,256 37,900 X 0 0 37,900
NOVARTIS AG SPONSORED
ADR COMMON 66987V109 23,483 607 X X 0 607 0
NRG ENERGY INC COM COMMON 629377102 386,900 10,600 X 10,600 0 0
NTL INC COMMON 629407107 826,076 17,837 X 17,837 0 0
OCEAN ENERGY INC. COMMON 67481E106 1,332,008 85,936 X 85,936 0 0
OMNICOM GROUP COMMON 681919106 386,569 5,300 X 5,300 0 0
ORACLE CORP COMMON 68389X105 15,750 200 X 0 200 0
ORACLE SYS CORP COMMON 68389X105 20,109,600 255,360 X 255,360 0 0
ORACLE SYS CORP COMMON 68389X105 658,350 8,360 X X 8,210 150 0
ORACLE SYS CORP COMMON 68389X105 427,612 5,430 X 0 5,430 0
ORACLE SYS CORP COMMON 68389XI05 2,399,119 30,465 X X 29,305 1,160 0
ORACLE SYS CORP COMMON 68389X105 917,201 11,647 X 0 11,647 0
ORACLE SYS CORP COMMON 68389X105 58,275 740 X X 0 740 0
ORACLE SYS CORP COMMON 68389X105 1,710,450 21,720 X 0 0 21,720
PALL CORP COMMON 696429307 982,540 49,281 X 49,281 0 0
PALL CORP COM COMMON 696429307 333,455 16,725 X 0 16,725 0
PANAMSAT CORP NEW COMMON 697933109 5,221,270 163,484 X 163,484 0 0
PANAMSAT CORP NEW COM COMMON 697933109 221,966 6,950 X 0 6,950 0
PANAMSAT CORP NEW COM COMMON 697933109 38,325 1,200 X 1,200 0 0
PEGASUS COMMUNICATION COMMON 705904100 966,250 20,000 X 20,000 0 0
PEPSICO INC COMMON 713448108 5,829,074 126,719 X 126,719 0 0
PFIZER INC COMMON 717081103 21,433,803 477,155 X 477,155 0 0
PFIZER INC COMMON 717081103 98,8Z4 2,200 X 2,200 0 0
11
<PAGE>
PHARMACIA CORP COMMON 71713UI02 329,527 5,475 X 4,000 0 1,475
PHILIP MORRIS CO. COMMON 718154107 744,092 25,277 X 20,077 0 5,200
PITNEY BOWES INC COMMON 724479100 2,049,764 51,975 X 51,975 0 0
PNC FINANCIAL CORP COMMON 693475105 4,875,455 75,007 X 75,007 0 0
PROCTER & GAMBLE CO COMMON 742718109 8,809,763 131,489 X 125,999 0 5,490
PROLOGIS TR PFD CNV S CONVERT 743410300 246,000 8,000 X 8,000 0 0
PROLOGIS TR PFD SH BN PREFERR 743410508 299,250 14,000 X 14,000 0 0
PROLOGIS TR SH BEN IN COMMON 743410102 9,938,116 418,447 X 418,447 0 0
PROTON ENERGY SYS INC COMMON 74371K101 1,731,813 60,500 X 60,500 0 0
RADIOSHACK CORP COMMON 750438103 523,721 8,104 X 8,104 0 0
REGENCY RLTY CORP COMMON 758939102 1,422,515 62,017 X 62,017 0 0
REPSOL S A ADR SPONSO COMMON 76026TZ05 1,841,944 100,584 X 100,584 0 0
ROYAL VALUE TRUST 8.0 PREFERR 780910204 293,250 12,000 X 12,000 0 0
ROYCE DUTCH PETRO-NY COMMON 780257804 1,199,050 20,005 X 19,605 0 400
SAFEGUARD SCIENTIFICS COMMON 786449108 2,377,289 119,612 X 119,612 0 0
SANTA FE INTL CORP OR COMMON G7805C108 629,125 14,000 X 14,000 0 0
"SBC COMMUNICATIONS, I COMMON 78387G103 1,095,056 21,956 X 20,200 0 1,756
SCHERING PLOUGH CORP COMMON 806605101 1,233,534 26,492 X 26,492 0 0
SCHLUMBERGER COMMON 806857108 24,841,254 301,792 X 300,892 0 900
SCHLUMBERGER COMMON 806857108 1,094,015 13,291 X X 12,791 500 0
SCHLUMBERGER COMMON 806857108 1,080,763 13,130 X 0 13,130 0
SCHLUMBERGER COMMON 806857108 2,759,444 33,524 X X 32,724 1,800 0
SCHLUMBERGER COMMON 806857108 1,150,976 13,983 X 0 13,983 0
SCHLUMBERGER COMMON 806857108 55,232 671 X X 0 671 0
SCHLUMBERGER COMMON 806857108 1,685,760 20,480 X 0 0 20,480
SCHLUMBERGER LTD COMMON 806857108 18,109 220 X 0 220 0
SCHWAB CHARLES CORP N COMMON 808513105 1,842,798 51,956 X 51,956 0 0
SCUDDER INTL FD INC C MUTUAL 811165109 803,296 14,846 X 14,846 0 0
SEAGRAM COMMON 811850106 229,750 4,000 X 4,000 0 0
SEALED AIR CORP COMMON 812llKlOO 807,939 17,855 X X 17,355 500 0
SEALED AIR CORP NEW COMMON 8121IK100 3,303,929 73,015 X 71,415 0 1,600
SEALED AIR CORP NEW COMMON 81211K100 1,384,650 30,600 X 0 0 30,600
SEALED AIR CORP NEW C COMMON 812llKlOO 969,481 21,425 X 0 21,425 0
SEALED AIR CORP NEW C COMMON 81211K100 847,261 18,724 X 0 18,724 0
SEALED AIR CORP NEW COM COMMON 812llKlOO 17,648 390 X 0 390 0
SEALED AIR CORP NEW COM COMMON 81211K100 2,218,427 49,026 X X 47,576 2,950 0
SEALED AIR CORP NEW COM COMMON 812llKlOO 39,684 877 X X 0 877 0
SEALED AIR CORP NEW P CONVERT 81211K209 1,541,700 34,260 X 34,260 0 0
SHELL TRANS & TRADING COMMON 822703609 318,289 6,504 X 6,504 0 0
SHOWCASE CORP CDT-COM COMMON 82539P102 69,375 10,000 X 10,000 0 0
SIEBEL SYS INC COMMON 826170102 845,975 7,600 X 7,600 0 0
SOUTHERN UN CO NEW COMMON 844030106 734,548 37,075 X 37,075 0 0
SPRINT CORP COMMON 852061100 220,958 7,538 X 7,538 0 0
STATE STREET CORP COMMON 857477103 143,110 1,100 X 1,100 0 0
STOCKER & YALE INC NE COMMON 86126T203 780,000 20,000 X 20,000 0 0
STORAGENETWORKS INC 0 COMMON 86211E103 505,828 4,950 X 4,950 0 0
SUMMIT BANCORP COMMON 866005101 1,910,371 55,574 X 55,574 0 0
SUN MICROSYSTEM INC COMMON 866810104 408,625 3,500 X 3,500 0 0
12
<PAGE>
SYBRON CORP DEL COMMON 871141F106 223,200 9,300 X 400 0 8,900
SYMBOL TECHNOLOGIES I COMMON 871508107 531,839 14,799 X 7,549 0 0
TARGET CORP COMMON 87612E106 1,954,701 76,281 X 76,281 0 0
TCI COMMUNICATIONS FI PREFERR 87228U205 650,000 25,000 X 25,000 0 0
TEXACO INC COMMON 881694103 202,650 3,860 X 3,860 0 0
TEXAS INSTRUMENTS INC COMMON 882508104 9,949 210 X 210 0 0
THE CHASE MANHATTAN C COMMON 16161A108 1,786,810 38,686 X 38,686 0 0
TIBCO SOFTWARE INC COMMON 88632QI03 2,454,429 29,068 X 29,068 0 0
TIBCO SOFTWARE INC CO COMMON 886320103 347,460 4,115 X 0 4,115 0
TIME WARNER CAP 1 8.8 PREFERR 88731G204 1,433,327 58,100 X 58,100 0 0
TIME WARNER INC COMMON 887315109 55,832,762 712,789 X 704,489 0 8,300
TIME WARNER INC COMMON 887315109 1,162,496 14,841 X X 14,241 600 0
TIME WARNER INC COMMON 887315109 17,606 225 X 0 225 0
TIME WARNER INC COMMON 887315109 1,724,435 22,015 X 0 0 22,015
TIME WARNER INC COM COMMON 887315109 1,071,084 13674 X 0 0 0
TIME WARNER INC COM COMMON 887315109 2,752,046 35,134 X X 33,334 1,800 0
TIME WARNER INC COM COMMON 887315109 1,149,571 14,676 X 0 14,676 0
TIME WARNER INC COM COMMON 887315109 47,860 611 X X 0 611 0
TRANSOCEAN SEDCO
FOREX INC COMMON G90078109 3,987 68 X 68 0 0
TRAVELERS P & C CAPIT PREFERR 893931204 583,500 24,000 X 24,000 0 0
TRIBUNE CO COMMON 896047107 28,816,755 660,556 X 659,056 0
TRIBUNE CO COMMON 896047107 1,263,729 28,968 X X 27,968 1,000 0
TRIBUNE CO COMMON 896047107 955,387 21,900 X 0 21,900 0
TRIBUNE CO COMMON 896047107 3,175,726 72,796 X X 69,846 2,950 0
TRIBUNE CO COMMON 896047107 1,246,410 28,571 X 0 28,571 0
TRIBUNE CO COMMON 896047107 60,900 1,396 X X 0 1,396 0
TRIBUNE CO COMMON 896047107 1,946,548 44,620 X 0 0 44,620
TRIBUNE CO NEW COMMON 896047107 21,812 500 X 0 500 0
TWEEDY BROWNE FD INC MUTUAL 901165100 2,952,133 131,031 X 131,031 0 0
UNION PAC CORP COMMON 907818108 355,811 9,138 X 7,138 0 2,000
UNITED PARCEL SVC INC COMMON 911312106 349,525 6,200 X 6,200 0 0
UNITED TECHNOLOGIES C COMMON 913017109 249,750 3,600 X 3,600 0 0
UNIVERSAL ACCESS INC COMMON 913363107 5,864,495 499,106 X 499,106 0 0
UNIVERSAL ACCESS INC COMMON 913363107 187,647 15,970 X 0 15,970 0
UNIVERSAL ACCESS INC
COM COMMON 913363107 37,659 3,205 X 3,205 0 0
US BANCORP DEL COMMON 902973106 2,412,364 106,038 X 106,038 0 0
UST INC COMMON 902911106 251,625 11,000 X 11,000 0 0
VERITAS SOFTWARE CO COMMON 923436109 886,080 6,240 X 6,240 0 0
VERIZON COMMUNICATION COMMON 92343V104 2,058,836 42,505 X 40,173 0 2,332
VERTEX PHARMACEUTICAL COMMON 92532F100 7,527,514 89,083 X 89,083 0 0
VERTEX PHARMACEUTICAL COMMON 92532F100 806,975 9,550 X 0 9,550 0
VIACOM INC CL B COMMON 925524308 2,152,449 36,794 X 36,794 0 0
VIROPHARMA INC COMMON 928241108 7,564,893 292,363 X 292,363 0 0
VIROPHARMA INC COM COMMON 928241108 218,644 8,450 X 0 8,450 0
VISX INC DEL COMMON 92844S105 2,104,573 78,128 X 78,128 0 0
VISX INC DEL COM COMMON 92844S105 335372 335,372 X 0 0 0
13
<PAGE>
VODAFONE GROUP PLC COMMON 92857W100 47,000,397 1,270,281 X 1,255,981 0 14,300
VODAFONE GROUP PLC FOREIGN 92857W100 836,866 22,618 X X 0 1,000 0
VODAFONE GROUP PLC COMMON 9285W100 667,850 18,050 X 0 18,050 0
VODAFONE GROUP PLC COMMON 92857W100 39,331 1,063 X X 0 1,063 0
VODAFONE GROUP PLC COMMON 92857W100 1,474,080 39,840 X 0 0 39,540
VODAFONE GROUP PLC OR COMMON G9387SIO5 2,606,416 698,771 X 698,771 0 0
VODAFONE GROUP PLC
S/ADR COMMON 92857W100 16,650 450 X 0 450 0
VODAFONE GROUP PLC COMMON 92857W100 935,915 25,295 X 0 25,295 0
VODAFONE GROUP PLC NEW COMMON 92857W100 1,999,887 54,051 X X 51,851 2,200 0
WAL MART STORES INC COMMON 931142103 5,969,473 124,041 X 124,041 0 0
WARBURG PINCUS INTL E MUTUAL 933910101 641,326 29,059 X 29,059 0 0
WASHINGTON MUT INC COMMON 939322103 3,342,538 83,957 X 83,957 0 0
WASHINGTON MUT INC CO COMMON 939322103 254,800 6,400 X 0 6,400 0
WASHINGTON MUT INC COM COMMON 939322103 39,813 1,000 X 0 1,000 0
WELLS FARGO NEW COMMON 949746101 671,377 14,615 X 8,615 0 6,000
WELLS FARGO NEW COMMON 949746101 190,089 4,138 X 4,138 0 0
WESTAIM CORP COMMON 956909105 1,991,248 173,152 X 173,152 0 0
WESTAIM CORP COM COMMON 956909105 125,477 10,911 X 0 10,911 0
WESTWOOD ONE INC COMMON 961815107 744,481 34,728 X 34,728 0 0
WESTWOOD ONE INC COM COMMON 961815107 235,813 11,000 X 0 11,000 0
WOLVERINE FUND - BREE COMMON 0 1,350,000 1,350,000 X 1,350,000 0 0
</TABLE>
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02399001.AB6
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