UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 1999
Check here if Amendment [ ]; Amendment Number:
This Amendment (check one only): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Marvin & Palmer Associates, Inc.
Address: 1201 N. Market Street
Suite 2300
Wilmington, Delaware 19801
Form 13F File Number: 28-2633
The institutional investment manager filing this report and the person by
whom it is signed hereby represent that the person signing the report is
authorized to submit it, that all information contained herein is true,
correct and complete, and that it is understood that all required items,
statements, schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Karen T. Buckley
Title: Senior Vice President
Phone: (302) 573-3570
Signature, Place, and Date of Signing:
/s/ Karen T. Buckley Wilmington, Delaware November 12, 1999
Report Type (Check only one.):
[ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[X] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
Form 13F File Number Name
[File Number Pending] Atlas Asset Management, Inc.
28-2427 Citigroup, Inc.
<PAGE>
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 2
Form 13F Iformation Table Entry Total: 139
Form 13F Information Table Value Total: $1,812,906
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is
filed, other than the manager filing this report.
No. Form 13F File Number Name
1 28-7164 Bear Stearns Asset Management Inc.
2 28-551 U.S. Bancorp
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Form 13F INFORMATION TABLE
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Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
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Name of Issuer Title of CUSIP VALUE SHRS OR INVESTMENT OTHER VOTING AUTHORITY
Class (x$1000) SH/PUT/ DISCRETION MANAGERS SOLE SHARED
PRN AMT NONE
PRN CALL
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<S> <C> <C> <C> <C> <C> <C> <C>
Affymetrix Inc COM 00826T108 12,374 125,700 Sole Sole
- -----------------------------------------------------------------------------------------------------------------------
Aluminum Co Amer COM 013817101 16,136 260,000 Sole Sole
- -----------------------------------------------------------------------------------------------------------------------
Amazon.Com Inc. COM 023135106 54,901 686,800 Sole Sole
- -----------------------------------------------------------------------------------------------------------------------
America Online COM 02364J104 64,137 616,700 Sole Sole
- -----------------------------------------------------------------------------------------------------------------------
Amgen Inc. COM 031162100 69,723 855,500 Sole Sole
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Aracruz Celulose COM 38496204 4,233 202,800 Sole Sole
- -----------------------------------------------------------------------------------------------------------------------
Aracruz Celulose COM 38496204 251 12,000 Defined 2 Sole
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Ariba Inc COM 04033V104 12,875 89,100 Sole Sole
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ASM Lithography Holding - ADR ADR 2242253 1,073 16,000 Sole Sole
- -----------------------------------------------------------------------------------------------------------------------
Biochem Pharma Inc COM 09058T108 9,570 399,800 Sole Sole
- -----------------------------------------------------------------------------------------------------------------------
Biochem Pharma Inc COM 09058T108 55 2,300 Defined 1 Sole
- -----------------------------------------------------------------------------------------------------------------------
Biochem Pharma Inc COM 09058T108 1,331 55,600 Defined 2 Sole
- -----------------------------------------------------------------------------------------------------------------------
Biogen, Inc. COM 090597105 14,241 180,700 Sole Sole
- -----------------------------------------------------------------------------------------------------------------------
Broadcom Corp COM 111320107 23,293 213,700 Sole Sole
- -----------------------------------------------------------------------------------------------------------------------
Broadvision Inc COM 111412102 1,690 12,700 Sole Sole
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Charles Schwab COM 808513105 37,137 1,102,400 Sole Sole
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Check Point Software COM M22465104 24,191 286,500 Sole Sole
- -----------------------------------------------------------------------------------------------------------------------
Check Point Software COM M22465104 84 1,000 Defined 1 Sole
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Check Point Software COM M22465104 2,558 30,300 Defined 2 Sole
- -----------------------------------------------------------------------------------------------------------------------
China Telecom HK LTD - ADR ADR 2111375 24,138 390,500 Sole Sole
- -----------------------------------------------------------------------------------------------------------------------
China Telecom HK LTD - ADR ADR 2111375 1,613 26,100 Defined 2 Sole
- -----------------------------------------------------------------------------------------------------------------------
China.Com Corp COM 2437468 2,938 45,200 Sole Sole
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China.Com Corp COM 2437468 280 4,300 Defined 2 Sole
- -----------------------------------------------------------------------------------------------------------------------
Chiron Corp COM 170040109 7,913 285,800 Sole Sole
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Cisco Systems COM 17275R102 95,829 1,397,682 Sole Sole
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Citigroup, Inc. COM 172967101 32,523 739,150 Sole Sole
- -----------------------------------------------------------------------------------------------------------------------
Colt Telecom Group Spons ADR ADR 2201276 2,464 25,600 Sole Sole
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Comcast Class A Special COM 200300200 20,651 517,900 Sole Sole
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Computer Associates Intl COM 204912109 15,061 245,900 Sole Sole
- -----------------------------------------------------------------------------------------------------------------------
Comverse Technology Inc. COM 205862402 6,281 66,600 Sole Sole
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Comverse Technology Inc. COM 205862402 401 4,250 Defined 2 Sole
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Datacraft Asia Limited COM 6246831 20,337 4,622,000 Sole Sole
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Datacraft Asia Limited COM 6246831 1,346 306,000 Defined 2 Sole
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Develop Bank Singapore - ADR ADR 251594305 290 6,512 Sole Sole
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Distribucion y Sevicio - ADR ADR 254753106 17,742 1,055,300 Sole Sole
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Distribucion y Sevicio - ADR ADR 254753106 804 47,800 Defined 2 Sole
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Doubleclick Inc COM 258609304 17,488 146,800 Sole Sole
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E Trade Group Inc COM 269246104 6,364 270,800 Sole Sole
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Ebay Inc COM 278642103 21,371 151,500 Sole Sole
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Elan PLC COM 284131208 40 1,200 Sole Sole
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Enron Corp COM 293561106 15,403 373,400 Sole Sole
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Ericsson LM Tele Co ADR ADR 2319931 101,559 3,249,900 Sole Sole
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Ericsson LM Tele Co ADR ADR 2319931 328 10,500 Defined 1 Sole
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Ericsson LM Tele Co ADR ADR 2319931 8,534 273,100 Defined 2 Sole
- -----------------------------------------------------------------------------------------------------------------------
Exodus Communications Inc COM 302088109 14,470 200,800 Sole Sole
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Fujitsu Ltd - ADR ADR 359590304 295 1,900 Sole Sole
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Galileo Technology Ltd COM M47298100 3,560 142,400 Sole Sole
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Galileo Technology Ltd COM M47298100 245 9,800 Defined 2 Sole
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Gap Stores COM 364760108 324 10,125 Sole Sole
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General Electric Company COM 369604103 285 2,400 Sole Sole
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Gilead Sciences Inc COM 375558103 9,814 152,900 Sole Sole
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Global Telesystems Group Inc COM 379364104 21,338 1,082,100 Sole Sole
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Global Telesystems Group Inc COM 379364104 99 5,000 Defined 1 Sole
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Global Telesystems Group Inc COM 379364104 2,433 123,400 Defined 2 Sole
- -----------------------------------------------------------------------------------------------------------------------
Grupo Synkro S.A. de C.V.ADR ADR 400493201 173 8,086,100 Sole Sole
- -----------------------------------------------------------------------------------------------------------------------
Grupo Televisa, S.A. Global COM 40049J206 16,342 409,200 Sole Sole
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Grupo Televisa, S.A. Global COM 40049J206 959 24,000 Defined 2 Sole
- -----------------------------------------------------------------------------------------------------------------------
Halliburton Co COM 406216101 13,854 337,900 Sole Sole
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Home Depot Inc COM 437076102 343 5,000 Sole Sole
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IDEC Pharmaceuticals Corp. COM 449370105 11,829 125,800 Sole Sole
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Immunex Corp COM 452528102 11,677 269,200 Sole Sole
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Intel Corp COM 458140100 61,568 828,500 Sole Sole
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International Bus Mach COM 459200101 35,272 290,600 Sole Sole
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Internet Initiative - ADR ADR 46059T109 5,472 85,500 Sole Sole
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JDS Uniphase Corp COM 46612J101 15,148 133,100 Sole Sole
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Johnson & Johnson COM 478160104 13,055 142,100 Sole Sole
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Johnson Elec Hldgs ADR ADR 479087207 308 6,285 Sole Sole
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Juniper Networks Inc COM 48203R104 8,684 47,700 Sole Sole
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Kimberly-Clark Corp COM 494368103 10,731 204,400 Sole Sole
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Kookmin Bank - 144A 144A 500498100 9,814 753,500 Sole Sole
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Kookmin Bank - 144A 144A 500498100 1,017 78,100 Defined 2 Sole
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Korea Electric Power Co - ADR ADR 500631106 17,672 1,100,200 Sole Sole
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Korea Electric Power Co - ADR ADR 500631106 993 61,800 Defined 2 Sole
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Korea Telecom - ADR ADR 50063P103 40,101 1,083,800 Sole Sole
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Korea Telecom - ADR ADR 50063P103 122 3,300 Defined 1 Sole
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Korea Telecom - ADR ADR 50063P103 4,081 110,300 Defined 2 Sole
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Larsen & Toubro GDR - 144A 144A 51729V104 3,791 172,300 Sole Sole
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Larsen & Toubro GDR - 144A 144A 51729V104 229 10,400 Defined 2 Sole
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Linear Technology COM 535678106 27,568 469,000 Sole Sole
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Longview Fibre Company COM 543213102 2,728 219,300 Sole Sole
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Lucent COM 549463107 12,067 186,000 Sole Sole
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Medimmune Inc. COM 584699102 1,814 18,200 Sole Sole
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Micron Technology Inc COM 595112103 15,709 236,000 Sole Sole
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Newbridge Networks Corp COM 650901101 9,362 359,200 Sole Sole
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Newbridge Networks Corp COM 650901101 55 2,100 Defined 1 Sole
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Newbridge Networks Corp COM 650901101 1,316 50,500 Defined 2 Sole
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Nextel Communications Inc-A COM 65332V103 44,058 649,700 Sole Sole
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Nextlink Communications COM 65333H707 11,494 221,700 Sole Sole
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Nokia Corp - ADR ADR 2640891 1,410 15,700 Sole Sole
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Nortel Networks Corp COM 656569100 24,286 476,200 Sole Sole
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Nortel Networks Corp COM 656569100 92 1,800 Defined 1 Sole
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Nortel Networks Corp COM 656569100 3,009 59,000 Defined 2 Sole
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P Acucar Cbd - ADR ADR 20440T201 313 15,800 Sole Sole
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Phone.Com Inc COM 71920Q100 1,773 11,700 Sole Sole
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PMC Sierra COM 69344F106 9,972 107,800 Sole Sole
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PMC Sierra COM 69344F106 46 500 Defined 1 Sole
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PMC Sierra COM 69344F106 1,073 11,600 Defined 2 Sole
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Pohang Iron & Steel COM 730450103 49,818 1,591,000 Sole Sole
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Pohang Iron & Steel COM 730450103 150 4,800 Defined 1 Sole
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Pohang Iron & Steel COM 730450103 4,850 154,900 Defined 2 Sole
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Priceline.Com COM 741503106 4,496 69,700 Sole Sole
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Qualcomm Inc COM 747525103 20,243 107,000 Sole Sole
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Ranbaxy Labs 144A - GDR 144A 751881103 2,909 120,600 Sole Sole
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Ranbaxy Labs 144A - GDR 144A 751881103 176 7,300 Defined 2 Sole
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Research In Motion COM 2407320 6,488 209,700 Sole Sole
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Research In Motion COM 2407320 40 1,300 Defined 1 Sole
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Research In Motion COM 2407320 984 31,800 Defined 2 Sole
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Samsung Elect. GDR 144A 144A 4942818 53,371 670,702 Sole Sole
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Samsung Elect. GDR 144A 144A 4942818 215 2,700 Defined 1 Sole
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Samsung Elect. GDR 144A 144A 4942818 6,978 87,690 Defined 2 Sole
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Schlumberger Ltd COM 806857108 42,584 683,400 Sole Sole
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Scientific-Atlanta Inc COM 808655104 9,927 200,300 Sole Sole
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Seagram Co Ltd COM 811850106 33,593 738,300 Sole Sole
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SK Telecom COM 78440P116 39,685 3,848,206 Sole Sole
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SK Telecom COM 78440P116 95 9,200 Defined 1 Sole
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SK Telecom COM 78440P116 3,342 324,047 Defined 2 Sole
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Sony Corp - ADR ADR 835699307 1,155 7,700 Sole Sole
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Sprint FON COM 852061100 14,490 267,100 Sole Sole
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Sprint PCS Group COM 852061506 38,474 516,000 Sole Sole
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Starmedia Network Inc COM 2423047 4,333 118,000 Sole Sole
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Starmedia Network Inc COM 2423047 345 9,400 Defined 2 Sole
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Synnex Technology - 144A 144A 87161A307 4,061 216,600 Sole Sole
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Synnex Technology - 144A 144A 87161A307 332 17,700 Defined 2 Sole
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Taiwan Semi Man - ADR ADR 2113382 6,369 215,900 Sole Sole
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Taiwan Semi Man - ADR ADR 2113382 115 3,900 Defined 2 Sole
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Telebanc Financial Corp COM 87925R109 920 40,000 Sole Sole
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Telebras Spons ADR ADR 2279477 3,252 43,400 Sole Sole
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Telebras Spons ADR ADR 2279477 247 3,300 Defined 2 Sole
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Telefonos de Mexico ADR ADR 879403780 24,168 339,200 Sole Sole
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Telefonos de Mexico ADR ADR 879403780 1,247 17,500 Defined 2 Sole
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Telekomunikacja Polska 144A 144A 5551611 4,907 996,300 Sole Sole
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Telekomunikacja Polska 144A 144A 5551611 278 56,400 Defined 2 Sole
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Tellabs Inc. COM 879664100 27,034 474,800 Sole Sole
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Texas Instruments Inc COM 882508104 43,773 532,200 Sole Sole
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Veritas Software Corp COM 923436109 14,945 196,800 Sole Sole
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VISX Inc COM 92844S105 12,457 157,500 Sole Sole
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Vitesse Semiconductor Corp COM 928497106 1,434 16,800 Sole Sole
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Xilinx COM 983919101 3,775 57,600 Sole Sole
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Yahoo COM 984332106 49,057 273,300 Sole Sole
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