<PAGE>
THIS FILING LISTS SECURITIES HOLDINGS REPORTED ON THE FORM 13F
FILED ON AUGUST 13, 1999 PURSUANT TO A REQUEST FOR CONFIDENTIAL
TREATMENT AND FOR WHICH THAT REQUEST WAS DENIED ON NOVEMBER
4, 1999.
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 1999
Check here if Amendment [ X ]; Amendment Number: 2
This Amendment (Check only one.): [ ] is a restatement.
[ X ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Amerindo Investment Advisors Inc.
Address: One Embarcadero Center, Suite 2300
San Francisco, California 94111
Form 13F File Number: 28-2623
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Joaquin Garcia-Larrieu
Title: Chief Financial Officer
Phone: 415-362-0292
Signature, Place, and Date of Signing:
/s/ Joaquin Garcia-Larrieu San Francisco, California November 29, 1999
Report Type (Check only one.):
[ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings
for this reporting manager are reported in this report and a portion
are reported by other reporting manager(s).)
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 143
Form 13F Information Table Value Total: $3,100,755 (in thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
No. 13F File Number Name
01 To Be Determined Amerindo Investment Advisors, Inc.
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FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHR VOTING AUTHORITY
NAME OF ISSUER TTL OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MGRS SOLE SHARED NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Ace Comm. Corp. COM 004404109 5 1400 SH DEFINED 01 1400 0 0
Actuate Software Corp. COM 00508B102 3628 136900 SH DEFINED 01 136900 0 0
Actuate Software Corp. COM 00508B102 23307 879500 SH SOLE 879500 0 0
Advanced Fibre Comm. Inc. COM 00754A105 1822 116600 SH DEFINED 01 116600 0 0
Advanced Fibre Comm. Inc. COM 00754A105 14083 901300 SH SOLE 901300 0 0
Advantage Learning Sys. Inc. COM 00757K100 420 19000 SH SOLE 19000 0 0
Advent Software Inc. COM 007974108 13567 202500 SH SOLE 202500 0 0
Alexion Pharmaceuticals Inc. COM 015351109 187 21052 SH DEFINED 01 21052 0 0
Alkermes Inc. COM 01642T108 8614 372500 SH SOLE 372500 0 0
Alza Corp. COM 022615108 41 800 SH DEFINED 01 800 0 0
Amazon.com Inc. COM 023135106 33928 271150 SH DEFINED 01 271150 0 0
Amazon.com Inc. COM 023135106 224174 1791600 SH SOLE 1791600 0 0
America Online Inc. COM 02364J104 5846 53150 SH DEFINED 01 53150 0 0
America Online Inc. COM 02364J104 83820 762000 SH SOLE 762000 0 0
AnswerThink Cons. Group Inc. COM 036916104 25 1000 SH DEFINED 01 1000 0 0
Aquila BioPharm. Inc. COM 03839F107 0 66 SH DEFINED 01 66 0 0
ARIAD Pharmaceuticals Inc. COM 04033A100 142 113928 SH DEFINED 01 113928 0 0
Ariba Inc. COM 04033V104 94323 969900 SH DEFINED 01 969900 0 0
Ariba Inc. COM 04033V104 135469 1393000 SH SOLE 1393000 0 0
Artisan Components Inc. COM 042923102 5145 442600 SH DEFINED 01 442600 0 0
Artisan Components Inc. COM 042923102 15130 1301500 SH SOLE 1301500 0 0
Aspect Development Inc. COM 045234101 18 1000 SH DEFINED 01 1000 0 0
At Home Corp. COM 045919107 3207 59466 SH DEFINED 01 59466 0 0
At Home Corp. COM 045919107 49353 915000 SH SOLE 915000 0 0
Autobytel.com Inc. COM 05275N106 19 900 SH DEFINED 01 900 0 0
Avant Corp. COM 053487104 50 4003 SH DEFINED 01 4003 0 0
Avant Corp. COM 053487104 8389 664500 SH SOLE 664500 0 0
Baan Company N.V. COM N08044104 87 5500 SH DEFINED 01 5500 0 0
Biochem Pharma Inc. COM 09058T108 19 1000 SH DEFINED 01 1000 0 0
broadcast.com inc. COM 111310108 2431 18200 SH DEFINED 01 18200 0 0
broadcast.com inc. COM 111310108 304456 2279500 SH SOLE 2279500 0 0
Broadcom Corp. COM 111320107 19791 136900 SH DEFINED 01 136900 0 0
Broadcom Corp. COM 111320107 64706 447600 SH SOLE 447600 0 0
Cardiac Pathways Corp. COM 141408104 3 3772 SH SOLE 3772 0 0
CareInsite Inc. COM 14170M106 16703 353500 SH SOLE 353500 0 0
Centocor Inc. COM 152342101 1748 37500 SH SOLE 37500 0 0
Cephalon Inc. COM 156708109 872 50200 SH DEFINED 01 50200 0 0
Cephalon Inc. COM 156708109 26267 1511800 SH SOLE 1511800 0 0
CMGI Inc. COM 125750109 44598 391000 SH SOLE 391000 0 0
CNET Inc. COM 125945105 167 2900 SH DEFINED 01 2900 0 0
Com21 Inc. COM 205937105 865 50700 SH DEFINED 01 50700 0 0
Concentric Network Corp. COM 20589R107 1 38 SH DEFINED 01 38 0 0
Covad Comm. Group Inc. COM 222814204 7464 140000 SH SOLE 140000 0 0
Creative Biomolecules Inc. COM 225270107 76 21000 SH DEFINED 01 21000 0 0
Creative Biomolecules Inc. COM 225270107 1495 412500 SH SOLE 412500 0 0
Critical Path Inc. COM 22674V100 6471 117000 SH DEFINED 01 117000 0 0
Critical Path Inc. COM 22674V100 52375 946900 SH SOLE 946900 0 0
CV Therapeutics Inc. COM 126667104 80 14524 SH SOLE 14524 0 0
Cygnus Inc. COM 232560102 2941 226200 SH DEFINED 01 226200 0 0
Cygnus Inc. COM 232560102 23712 1824000 SH SOLE 1824000 0 0
Digital Microwave Corp. COM 253859102 37 2940 SH DEFINED 01 2940 0 0
eBay Inc. COM 278642103 6585 43500 SH DEFINED 01 43500 0 0
eBay Inc. COM 278642103 260940 1723800 SH SOLE 1723800 0 0
Emisphere Technologies Inc. COM 291345106 7521 1065000 SH SOLE 1065000 0 0
eToys Inc. COM 297862104 4682 114900 SH DEFINED 01 114900 0 0
eToys Inc. COM 297862104 41414 1016300 SH SOLE 1016300 0 0
Exodus Communications Inc. COM 302088109 72442 604000 SH SOLE 604000 0 0
FlexiInternational Soft. Inc. COM 338923105 103 75000 SH DEFINED 01 75000 0 0
Gateway 2000 Inc. COM 367833100 29 500 SH DEFINED 01 500 0 0
GelTex Pharmaceuticals Inc. COM 368538104 605 33600 SH DEFINED 01 33600 0 0
GelTex Pharmaceuticals Inc. COM 368538104 9225 512500 SH SOLE 512500 0 0
General Surgical Innov. Inc. COM 371013103 42 9800 SH DEFINED 01 9800 0 0
Genzyme Corp. Tissue Repair COM 372917401 72 35279 SH DEFINED 01 35279 0 0
Genzyme Corp. Tissue Repair COM 372917401 2138 1052500 SH SOLE 1052500 0 0
Geron Corp. COM 374163103 35 3400 SH DEFINED 01 3400 0 0
Gilead Sciences Inc. COM 375558103 1306 25000 SH SOLE 25000 0 0
Global Crossing Ltd. COM G3921A100 34739 815000 SH SOLE 815000 0 0
Health Systems Design Corp. COM 421964107 400 94200 SH DEFINED 01 94200 0 0
Hyperion Solutions Corp. COM 44914M104 8977 504000 SH SOLE 504000 0 0
Indus International Inc. COM 45578L100 53 12300 SH DEFINED 01 12300 0 0
Industri-Matematic Int. Corp. COM 455792101 92 37800 SH DEFINED 01 37800 0 0
Inet Technologies Inc. COM 45662V105 14 600 SH DEFINED 01 600 0 0
Information Advantage Inc. COM 45669P101 54 13300 SH DEFINED 01 13300 0 0
Inktomi Corp. COM 457277101 9718 73900 SH DEFINED 01 73900 0 0
Inktomi Corp. COM 457277101 120520 916500 SH SOLE 916500 0 0
IntelliCorp Inc. COM 458153103 2 2500 SH DEFINED 01 2500 0 0
International Network Svcs. COM 460053101 18835 466500 SH SOLE 466500 0 0
Juniper Networks Inc. COM 48203R104 5170 34700 SH DEFINED 01 34700 0 0
Launch Media Inc. COM 518567102 45 2500 SH DEFINED 01 2500 0 0
Liposome Co. Inc. COM 536310105 29 1500 SH DEFINED 01 1500 0 0
Manhattan Associates Inc. COM 562750109 4 500 SH DEFINED 01 500 0 0
Manhattan Associates Inc. COM 562750109 9163 1110700 SH SOLE 1110700 0 0
Manugistics Group Inc. COM 565011103 14 1000 SH DEFINED 01 1000 0 0
MedImmune Inc. COM 584699102 9824 145000 SH SOLE 145000 0 0
MemberWorks Inc. COM 586002107 60 2083 SH DEFINED 01 2083 0 0
MMC Networks Inc. COM 55308N102 1163 26000 SH DEFINED 01 26000 0 0
Momentum Business Appl. Inc. COM 60877P108 172 24339 SH SOLE 24339 0 0
Net.B@nk Inc. COM 640933107 5396 142000 SH DEFINED 01 142000 0 0
Net Perceptions Inc. COM 64107U101 273 12500 SH DEFINED 01 12500 0 0
Network Appliance Inc. COM 64120L104 54091 968068 SH SOLE 968068 0 0
Network Plus Corp. COM 64122D506 104 5000 SH DEFINED 01 5000 0 0
New Era of Networks Inc. COM 644312100 220 5000 SH DEFINED 01 5000 0 0
New Era of Networks Inc. COM 644312100 2087 47500 SH SOLE 47500 0 0
NEXTLINK Communications Inc. COM 65333H707 20639 277500 SH SOLE 277500 0 0
NorthPoint Comm. Group Inc. COM 666610100 5566 152500 SH SOLE 152500 0 0
Open Market Inc. COM 68370M100 14 1000 SH DEFINED 01 1000 0 0
OSI Pharmaceuticals Inc. COM 671040103 5 1100 SH DEFINED 01 1100 0 0
OSI Pharmaceuticals Inc. COM 671040103 4431 1042500 SH SOLE 1042500 0 0
PairGain Technologies Inc. COM 695934109 9 800 SH DEFINED 01 800 0 0
Parametric Technology Corp. COM 699173100 8 600 SH DEFINED 01 600 0 0
PC Connection Inc. COM 69318J100 29 2400 SH DEFINED 01 2400 0 0
PeopleSoft Inc. COM 712713106 259 15000 SH DEFINED 01 15000 0 0
Persistence Software Inc. COM 715329108 8787 644923 SH DEFINED 01 644923 0 0
Persistence Software Inc. COM 715329108 4864 356987 SH SOLE 356987 0 0
PictureTel Corp. COM 720035302 8 1000 SH DEFINED 01 1000 0 0
Portal Software Inc. COM 736126103 44074 951666 SH DEFINED 01 951666 0 0
Premisys Communications Inc. COM 740584107 1 156 SH DEFINED 01 156 0 0
PSINet Inc. COM 74437C101 22 500 SH DEFINED 01 500 0 0
Qwest Comm. Int. Inc. COM 749121109 7026 212500 SH SOLE 212500 0 0
Rational Software Corp. COM 75409P202 417 12675 SH SOLE 12675 0 0
RCN Corp. COM 749361101 7909 190000 SH SOLE 190000 0 0
Redback Networks Inc. COM 757209101 414 3300 SH DEFINED 01 3300 0 0
Reuters Holdings PLC COM 76132M102 5 67 SH DEFINED 01 67 0 0
Ribi ImmunoChem Research Inc. COM 762553105 75 30000 SH DEFINED 01 30000 0 0
Sapient Corp. COM 803062108 4388 77500 SH SOLE 77500 0 0
Scient Corp. COM 80864H109 12260 257762 SH DEFINED 01 257762 0 0
Siebel Systems Inc. COM 826170102 16417 247567 SH DEFINED 01 247567 0 0
Siebel Systems Inc. COM 826170102 246663 3719714 SH SOLE 3719714 0 0
SkyMall Inc. COM 830859104 5 500 SH DEFINED 01 500 0 0
Smallworldwide plc COM 83168P108 18 2500 SH DEFINED 01 2500 0 0
SpectraLink Corp. COM 847580107 41 7799 SH SOLE 7799 0 0
StarBase Corp. COM 854910205 197 78728 SH DEFINED 01 78728 0 0
StarBase Corp. COM 854910205 2243 897093 SH SOLE 897093 0 0
Sync Research Inc. COM 785065103 7 2856 SH SOLE 2856 0 0
TCSI Corp. COM 87233R106 77 30000 SH DEFINED 01 30000 0 0
TeleBanc Capital Trust II COM 87925R109 22087 570000 SH SOLE 570000 0 0
theglobe.com inc. COM 88335R101 457 23200 SH DEFINED 01 23200 0 0
Uniphase Corp. COM 909149106 65736 396000 SH SOLE 396000 0 0
US Oncology Inc. COM 90338W103 28 2350 SH DEFINED 01 2350 0 0
USWeb Corp. COM 917327108 55 2500 SH DEFINED 01 2500 0 0
USWeb Corp. COM 917327108 3106 140000 SH SOLE 140000 0 0
Vantive Corp. COM 922091103 2612 228400 SH DEFINED 01 228400 0 0
Vantive Corp. COM 922091103 8921 780000 SH SOLE 780000 0 0
VeriSign Inc. COM 92343E102 4675 54200 SH DEFINED 01 54200 0 0
VeriSign Inc. COM 92343E102 52957 614000 SH SOLE 614000 0 0
Vignette Corp. COM 926734104 26930 359073 SH DEFINED 01 359073 0 0
Vignette Corp. COM 926734104 19561 260813 SH SOLE 260813 0 0
Visual Networks Inc. COM 928444108 577 18039 SH DEFINED 01 18039 0 0
Visual Networks Inc. COM 928444108 1922 60069 SH SOLE 60069 0 0
Westell Technologies Inc. COM 957541105 3 500 SH DEFINED 01 500 0 0
Yahoo Inc. COM 984332106 20274 117702 SH DEFINED 01 117702 0 0
Yahoo Inc. COM 984332106 491282 2852145 SH SOLE 2852145 0 0
ZipLink Inc. COM 989741103 2259 180700 SH DEFINED 01 180700 0 0
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