THIS FILING LISTS SECURITIES HOLDINGS REPORTED ON THE FORM 13F
FILED ON MAY 15, 2000 PURSUANT TO A REQUEST FOR CONFIDENTIAL
TREATMENT AND FOR WHICH CONFIDENTIAL TREATMENT EXPIRED ON
AUGUST 15, 2000.
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2000
Check here if Amendment [ X ]; Amendment Number: 1
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Amerindo Investment Advisors Inc.
Address: One Embarcadero Center, Suite 2300
San Francisco, California 94111
Form 13F File Number: 28-2623
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Jessica L. Caruso
Title: Chief Compliance Officer
Phone: 212-371-6360
Signature, Place, and Date of Signing:
/s/ Jessica L. Caruso New York, New York August 15, 2000
Report Type (Check only one.):
[ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings
for this reporting manager are reported in this report and a portion
are reported by other reporting manager(s).)
<PAGE>
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 224
Form 13F Information Table Value Total: $7,603,510 (in thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
No. 13F File Number Name
01 To Be Determined Amerindo Investment Advisors, Inc.
<PAGE>
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FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHR VOTING AUTHORITY
NAME OF ISSUER TTL OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MGRS SOLE SHARED NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Abgenix Inc. COM 00339B107 1490 10785 SH DEFINED 01 10785 0 0
About.com Inc. COM 003736105 652 7400 SH DEFINED 01 7400 0 0
Ace Comm. Corp. COM 004404109 15 1400 SH DEFINED 01 1400 0 0
Active Software Inc. COM 00504E100 477 7500 SH DEFINED 01 7500 0 0
Actuate Software Corp. COM 00508B102 12581 233800 SH DEFINED 01 233800 0 0
Actuate Software Corp. COM 00508B102 52042 967100 SH SOLE 967100 0 0
Affymetrix Inc. COM 00826T108 4527 30500 SH DEFINED 01 30500 0 0
Affymetrix Inc. COM 00826T108 2598 17500 SH SOLE 17500 0 0
AGENCY.COM Ltd. COM 008447104 534 20000 SH DEFINED 01 20000 0 0
AirNet Communications Corp. COM 00941P106 216 6173 SH DEFINED 01 6173 0 0
AirNet Communications Corp. COM 00941P106 54 1544 SH SOLE 1544 0 0
Akamai Technologies Inc. COM 00971T101 2911 18100 SH DEFINED 01 18100 0 0
Akamai Technologies Inc. COM 00971T101 34253 213000 SH SOLE 213000 0 0
Alexion Pharmaceuticals Inc. COM 015351109 1468 21052 SH DEFINED 01 21052 0 0
Alkermes Inc. COM 01642T108 34262 370400 SH SOLE 370400 0 0
Alza Corp. COM 022615108 30 800 SH DEFINED 01 800 0 0
Amazon.com Inc. COM 023135106 35932 536300 SH DEFINED 01 536300 0 0
Amazon.com Inc. COM 023135106 169490 2529700 SH SOLE 2529700 0 0
America Online Inc. COM 02364J104 5547 82484 SH DEFINED 01 82484 0 0
America Online Inc. COM 02364J104 28413 422500 SH SOLE 422500 0 0
AnswerThink Cons. Group Inc. COM 036916104 24 1000 SH DEFINED 01 1000 0 0
Aquila BioPharm. Inc. COM 03839F107 0 66 SH DEFINED 01 66 0 0
ARIAD Pharmaceuticals Inc. COM 04033A100 1816 113928 SH DEFINED 01 113928 0 0
Ariba Inc. COM 04033V104 395772 1888000 SH DEFINED 01 1888000 0 0
Ariba Inc. COM 04033V104 652982 3115000 SH SOLE 3115000 0 0
Ariel Corp. COM 04033M104 804 99000 SH DEFINED 01 99000 0 0
ArrowPoint Comm. Inc. COM 042810101 12547 105900 SH DEFINED 01 105900 0 0
ArrowPoint Comm. Inc. COM 042810101 16884 142500 SH SOLE 142500 0 0
Artisan Components Inc. COM 042923102 8490 432600 SH DEFINED 01 432600 0 0
Artisan Components Inc. COM 042923102 16348 833000 SH SOLE 833000 0 0
ARTISTdirect Inc. COM 04315D103 69 9000 SH DEFINED 01 9000 0 0
Ashford.com Inc. COM 044093102 19 4000 SH DEFINED 01 4000 0 0
Ask Jeeves Inc. COM 045174109 5813 95100 SH DEFINED 01 95100 0 0
Ask Jeeves Inc. COM 045174109 29425 481400 SH SOLE 481400 0 0
Aspect Development Inc. COM 045234101 129 2000 SH DEFINED 01 2000 0 0
Autobytel.com Inc. COM 05275N106 7 900 SH DEFINED 01 900 0 0
Avant Corp. COM 053487104 1926 154112 SH DEFINED 01 154112 0 0
Avant Corp. COM 053487104 656 52500 SH SOLE 52500 0 0
Baan Company N.V. COM N08044104 32 5500 SH DEFINED 01 5500 0 0
Biochem Pharma Inc. COM 09058T108 22 1000 SH DEFINED 01 1000 0 0
Blaze Software Inc. COM 09347T109 1687 59200 SH DEFINED 01 59200 0 0
Broadbase Software Inc. COM 11130R100 384 9622 SH DEFINED 01 9622 0 0
Broadcom Corp. COM 111320107 51489 212000 SH DEFINED 01 212000 0 0
Broadcom Corp. COM 111320107 119252 491000 SH SOLE 491000 0 0
CacheFlow Inc. COM 126946102 11 100 SH DEFINED 01 100 0 0
Calico Commerce Inc. COM 129897104 5748 175516 SH DEFINED 01 175516 0 0
CareInsite Inc. COM 14170M106 54 2300 SH DEFINED 01 2300 0 0
CareInsite Inc. COM 14170M106 1351 57800 SH SOLE 57800 0 0
Centra Software Inc. COM 15234X103 178 8500 SH DEFINED 01 8500 0 0
CMGI Inc. COM 125750109 20238 178600 SH DEFINED 01 178600 0 0
CMGI Inc. COM 125750109 124757 1101000 SH SOLE 1101000 0 0
CNET Inc. COM 125945105 294 5800 SH DEFINED 01 5800 0 0
Com21 Inc. COM 205937105 653 13900 SH DEFINED 01 13900 0 0
Commerce One Inc. COM 200693109 29775 199500 SH SOLE 199500 0 0
Concentric Network Corp. COM 20589R107 4 76 SH DEFINED 01 76 0 0
Corixa Corp. COM 21887F100 208 5055 SH DEFINED 01 5055 0 0
Coulter Pharmaceutical Inc. COM 222116105 1952 64000 SH DEFINED 01 64000 0 0
Coulter Pharmaceutical Inc. COM 222116105 2013 66000 SH SOLE 66000 0 0
Covad Comm. Group Inc. COM 222814204 13594 187500 SH SOLE 187500 0 0
Critical Path Inc. COM 22674V100 13013 153100 SH DEFINED 01 153100 0 0
Critical Path Inc. COM 22674V100 80019 941400 SH SOLE 941400 0 0
CV Therapeutics Inc. COM 126667104 2 48 SH SOLE 48 0 0
Cygnus Inc. COM 232560102 15322 1056700 SH DEFINED 01 1056700 0 0
Cygnus Inc. COM 232560102 87 6000 SH SOLE 6000 0 0
dELiA*s Inc. COM 246885107 2 400 SH DEFINED 01 400 0 0
Digital Microwave Corp. COM 253859102 99 2940 SH DEFINED 01 2940 0 0
drugstore.com inc. COM 262241102 2782 211000 SH DEFINED 01 211000 0 0
drugstore.com inc. COM 262241102 1055 80000 SH SOLE 80000 0 0
E.piphany COM 26881V100 174 1300 SH DEFINED 01 1300 0 0
eBay Inc. COM 278642103 64645 367300 SH DEFINED 01 367300 0 0
eBay Inc. COM 278642103 353021 2005800 SH SOLE 2005800 0 0
E-Loan Inc. COM 26861P107 10 1400 SH DEFINED 01 1400 0 0
eMachines Inc. COM 29076P102 6313 1052208 SH DEFINED 01 1052208 0 0
eMachines Inc. COM 29076P102 1175 195802 SH SOLE 195802 0 0
Emisphere Technologies Inc. COM 291345106 1297 25000 SH SOLE 25000 0 0
Entrust Technologies Inc. COM 293848107 2552 30000 SH DEFINED 01 30000 0 0
Epoch Pharmaceuticals Inc. COM 294273107 5039 350515 SH DEFINED 01 350515 0 0
Epoch Pharmaceuticals Inc. COM 294273107 180 12500 SH SOLE 12500 0 0
Eprise Corp. COM 294352109 394 25000 SH DEFINED 01 25000 0 0
eToys Inc. COM 297862104 1662 187900 SH DEFINED 01 187900 0 0
eToys Inc. COM 297862104 5173 585000 SH SOLE 585000 0 0
Excite@Home Corp. COM 045919107 1647 50000 SH DEFINED 01 50000 0 0
Excite@Home Corp. COM 045919107 49742 1510185 SH SOLE 1510185 0 0
Exodus Communications Inc. COM 302088109 157430 1120500 SH SOLE 1120500 0 0
FlexiInternational Soft. Inc. COM 338923105 91 75000 SH DEFINED 01 75000 0 0
Foundry Networks Inc. COM 35063R100 144 1000 SH DEFINED 01 1000 0 0
FreeMarkets Inc. COM 356602102 20407 168653 SH DEFINED 01 168653 0 0
FreeMarkets Inc. COM 356602102 38744 320200 SH SOLE 320200 0 0
Gateway 2000 Inc. COM 367833100 55 1000 SH DEFINED 01 1000 0 0
GelTex Pharmaceuticals Inc. COM 368538104 479 28600 SH DEFINED 01 28600 0 0
GelTex Pharmaceuticals Inc. COM 368538104 17361 1036500 SH SOLE 1036500 0 0
Genzyme Corp. Tissue Repair COM 372917401 167 25279 SH DEFINED 01 25279 0 0
Genzyme Transgenics Corp. COM 37246E105 6900 345000 SH DEFINED 01 345000 0 0
Genzyme Transgenics Corp. COM 37246E105 10380 519000 SH SOLE 519000 0 0
Geron Corp. COM 374163103 94 3400 SH DEFINED 01 3400 0 0
Getty Images Inc. COM 374276103 539 15000 SH DEFINED 01 15000 0 0
Getty Images Inc. COM 374276103 7601 211500 SH SOLE 211500 0 0
Gilead Sciences Inc. COM 375558103 16160 255000 SH SOLE 255000 0 0
Global Crossing Ltd. COM G3921A100 17764 433920 SH SOLE 433920 0 0
GoTo.com Inc. COM 38348T107 12 300 SH DEFINED 01 300 0 0
Healtheon/WebMD Corp. COM 422209106 12432 540513 SH DEFINED 01 540513 0 0
Healtheon/WebMD Corp. COM 422209106 40503 1761000 SH SOLE 1761000 0 0
homestore.com Inc. COM 437852106 54962 1127425 SH DEFINED 01 1127425 0 0
homestore.com Inc. COM 437852106 80252 1646200 SH SOLE 1646200 0 0
Hoover's Inc. COM 439321100 284 25000 SH DEFINED 01 25000 0 0
Human Genome Sciences Inc. COM 444903108 6853 82500 SH DEFINED 01 82500 0 0
i2 Technologies Inc. COM 465754109 44429 363800 SH SOLE 363800 0 0
ImClone Systems Inc. COM 45245W109 369 4800 SH DEFINED 01 4800 0 0
Industri-Matematic Int. Corp. COM 455792101 305 22400 SH DEFINED 01 22400 0 0
Inet Technologies Inc. COM 45662V105 32 600 SH DEFINED 01 600 0 0
InfoSpace.com Inc. COM 45678T102 14224 97800 SH SOLE 97800 0 0
Inktomi Corp. COM 457277101 9399 48200 SH DEFINED 01 48200 0 0
Inktomi Corp. COM 457277101 425626 2182700 SH SOLE 2182700 0 0
InsWeb Corp. COM 45809K103 19 2000 SH DEFINED 01 2000 0 0
Interactive Intelligence Inc. COM 45839M103 86 2000 SH DEFINED 01 2000 0 0
Interactive Investor ADR COM 365 10000 SH DEFINED 01 10000 0 0
InterNAP Network Svcs. Corp. COM 45885A102 8427 183200 SH DEFINED 01 183200 0 0
InterNAP Network Svcs. Corp. COM 45885A102 57270 1245000 SH SOLE 1245000 0 0
Internet Capital Group Inc. COM 46059C106 69197 766200 SH DEFINED 01 766200 0 0
Internet Capital Group Inc. COM 46059C106 26687 295500 SH SOLE 295500 0 0
InterTrust Technologies Corp. COM 46113Q109 103553 2436552 SH DEFINED 01 2436552 0 0
JDS Uniphase Corp. COM 46612J101 253905 2106000 SH SOLE 2106000 0 0
Juniper Networks Inc. COM 48203R104 11992 45500 SH DEFINED 01 45500 0 0
Kana Communications Inc. COM 483600102 150082 2207086 SH DEFINED 01 2207086 0 0
Kana Communications Inc. COM 483600102 28475 418752 SH SOLE 418752 0 0
LastMinute.com COM 518129101 411 21500 SH SOLE 21500 0 0
Launch Media Inc. COM 518567102 39 2500 SH DEFINED 01 2500 0 0
Liposome Co. Inc. COM 536310105 26 1500 SH DEFINED 01 1500 0 0
LookSmart Ltd. COM 543442107 53094 1206674 SH DEFINED 01 1206674 0 0
LookSmart Ltd. COM 543442107 37180 845000 SH SOLE 845000 0 0
Manhattan Associates Inc. COM 562750109 17 500 SH DEFINED 01 500 0 0
Manugistics Group Inc. COM 565011103 51 1000 SH DEFINED 01 1000 0 0
marchFIRST Inc. COM 566244109 5093 142725 SH SOLE 142725 0 0
Maxygen Inc. COM 577776107 10234 157000 SH SOLE 157000 0 0
Media Metrix Inc. COM 5844OX103 126 3000 SH DEFINED 01 3000 0 0
Media Metrix Inc. COM 5844OX103 1680 40000 SH SOLE 40000 0 0
MedicaLogic Inc. COM 584642102 1158 66667 SH DEFINED 01 66667 0 0
MedImmune Inc. COM 584699102 32213 185000 SH SOLE 185000 0 0
MemberWorks Inc. COM 586002107 127 3169 SH DEFINED 01 3169 0 0
MMC Networks Inc. COM 55308N102 33 1000 SH DEFINED 01 1000 0 0
MMC Networks Inc. COM 55308N102 4125 125000 SH SOLE 125000 0 0
MP3.com Inc. COM 62473M109 11964 569700 SH DEFINED 01 569700 0 0
MP3.com Inc. COM 62473M109 37630 1791900 SH SOLE 1791900 0 0
Neoforma.com Inc. COM 640475109 21763 1329030 SH DEFINED 01 1329030 0 0
Neoforma.com Inc. COM 640475109 6100 372500 SH SOLE 372500 0 0
Net2000 Communications Inc. COM 64122G103 17 700 SH DEFINED 01 700 0 0
Net.B@nk Inc. COM 640933107 1755 135000 SH DEFINED 01 135000 0 0
Net.B@nk Inc. COM 640933107 8107 623600 SH SOLE 623600 0 0
Net Perceptions Inc. COM 64107U101 462 12500 SH DEFINED 01 12500 0 0
Netpliance Inc. COM 64115K103 161 11100 SH DEFINED 01 11100 0 0
Network Appliance Inc. COM 64120L104 180169 2177272 SH SOLE 2177272 0 0
Network Solutions Inc. COM 64121Q102 4611 30000 SH DEFINED 01 30000 0 0
NetZero Inc. COM 64122R109 460 30200 SH DEFINED 01 30200 0 0
NEXTLINK Communications Inc. COM 65333H707 32159 260000 SH SOLE 260000 0 0
Niku Corp. COM 654113109 37779 798500 SH DEFINED 01 798500 0 0
Niku Corp. COM 654113109 14194 300000 SH SOLE 300000 0 0
NorthPoint Comm. Group Inc. COM 666610100 3459 150000 SH SOLE 150000 0 0
OnDisplay Inc. COM 68232L100 107086 1296046 SH DEFINED 01 1296046 0 0
OnDisplay Inc. COM 68232L100 35694 432000 SH SOLE 432000 0 0
Onvia.com Inc. COM 68338T106 5447 257862 SH DEFINED 01 257862 0 0
Open Market Inc. COM 68370M100 26 1000 SH DEFINED 01 1000 0 0
Organic Inc. COM 68617E101 1090 50400 SH DEFINED 01 50400 0 0
OSI Pharmaceuticals Inc. COM 671040103 21 1100 SH DEFINED 01 1100 0 0
PairGain Technologies Inc. COM 695934109 15 800 SH DEFINED 01 800 0 0
Palm Inc. COM 696642107 606 13500 SH DEFINED 01 13500 0 0
Parametric Technology Corp. COM 699173100 13 600 SH DEFINED 01 600 0 0
PC Connection Inc. COM 69318J100 68 2400 SH DEFINED 01 2400 0 0
pcOrder.com Inc. COM 70453H107 56 2500 SH DEFINED 01 2500 0 0
PeopleSoft Inc. COM 712713106 4069 203430 SH DEFINED 01 203430 0 0
PeopleSoft Inc. COM 712713106 3259 162937 SH SOLE 162937 0 0
Persistence Software Inc. COM 715329108 11470 577123 SH DEFINED 01 577123 0 0
Persistence Software Inc. COM 715329108 5207 261987 SH SOLE 261987 0 0
PictureTel Corp. COM 720035302 9 1000 SH DEFINED 01 1000 0 0
PlanetRx.com Inc. COM 727049108 7814 976807 SH DEFINED 01 976807 0 0
PlanetRx.com Inc. COM 727049108 11788 1473484 SH SOLE 1473484 0 0
Portal Software Inc. COM 736126103 113319 1990232 SH DEFINED 01 1990232 0 0
Portal Software Inc. COM 736126103 4071 71500 SH SOLE 71500 0 0
Priceline.com Inc. COM 741503106 7736 96700 SH DEFINED 01 96700 0 0
Priceline.com Inc. COM 741503106 62760 784500 SH SOLE 784500 0 0
Protein Design Labs Inc. COM 74369403 19843 249600 SH SOLE 249600 0 0
PSINet Inc. COM 74437C101 17 500 SH DEFINED 01 500 0 0
QUALCOMM Inc. COM 747525103 19291 129200 SH DEFINED 01 129200 0 0
Quokka Sports Inc. COM 749077103 88 8300 SH DEFINED 01 8300 0 0
Qwest Comm. Int. Inc. COM 749121109 15120 315000 SH SOLE 315000 0 0
Rambus Inc. COM 750917106 736 2500 SH DEFINED 01 2500 0 0
RCN Corp. COM 749361101 7542 140000 SH SOLE 140000 0 0
Red Hat Inc. COM 756577102 1148 27100 SH DEFINED 01 27100 0 0
Reuters Holdings PLC COM 76132M102 8 67 SH DEFINED 01 67 0 0
Rhythms NetConnections Inc. COM 762430205 70 1900 SH DEFINED 01 1900 0 0
Scient Corp. COM 80864H109 45654 503424 SH DEFINED 01 503424 0 0
Scient Corp. COM 80864H109 50331 555000 SH SOLE 555000 0 0
Siebel Systems Inc. COM 826170102 40087 335634 SH DEFINED 01 335634 0 0
Siebel Systems Inc. COM 826170102 547251 4581901 SH SOLE 4581901 0 0
SilverStream Software Inc. COM 827907106 554 7500 SH SOLE 7500 0 0
SkyMall Inc. COM 830859104 3 500 SH DEFINED 01 500 0 0
Smallworldwide plc COM 83168P108 31 2500 SH DEFINED 01 2500 0 0
Snowball.com Inc. COM 83335R102 64 6400 SH DEFINED 01 6400 0 0
StarBase Corp. COM 854910205 11 1228 SH DEFINED 01 1228 0 0
Sycamore Networks Inc. COM 871206108 280786 2176635 SH DEFINED 01 2176635 0 0
Sycamore Networks Inc. COM 871206108 774 6000 SH SOLE 6000 0 0
TCSI Corp. COM 87233R106 60 15000 SH DEFINED 01 15000 0 0
theglobe.com inc. COM 88335R101 148 23200 SH DEFINED 01 23200 0 0
Universal Access Inc. COM 913363107 5670 169259 SH DEFINED 01 169259 0 0
Universal Access Inc. COM 913363107 10455 312100 SH SOLE 312100 0 0
US Oncology Inc. COM 90338W103 10 2350 SH DEFINED 01 2350 0 0
VA Linux Systems Inc. COM 91819B105 2518 41700 SH DEFINED 01 41700 0 0
Value America Inc. COM 92038N102 552 170000 SH SOLE 170000 0 0
Ventro Corp. COM 922815105 13934 246078 SH DEFINED 01 246078 0 0
Ventro Corp. COM 922815105 48080 849100 SH SOLE 849100 0 0
VeriSign Inc. COM 92343E102 2512 16800 SH DEFINED 01 16800 0 0
VeriSign Inc. COM 92343E102 142473 953000 SH SOLE 953000 0 0
VerticalNet Inc. COM 92532L107 35088 258000 SH SOLE 258000 0 0
Vignette Corp. COM 926734104 115735 722144 SH DEFINED 01 722144 0 0
Vignette Corp. COM 926734104 86003 536627 SH SOLE 536627 0 0
Visual Networks Inc. COM 928444108 340 6000 SH DEFINED 01 6000 0 0
webMethods Inc. COM 94768C108 724 3000 SH DEFINED 01 3000 0 0
Webvan Group Inc. COM 94845V103 630 82000 SH DEFINED 01 82000 0 0
Webvan Group Inc. COM 94845V103 615 80000 SH SOLE 80000 0 0
Westell Technologies Inc. COM 957541105 16 500 SH DEFINED 01 500 0 0
Wink Communications Inc. COM 974168106 30 900 SH DEFINED 01 900 0 0
Wit Capital Group Inc. COM 97737K309 68 4000 SH DEFINED 01 4000 0 0
WorldGate Comm. Inc. COM 98156L307 421 14000 SH DEFINED 01 14000 0 0
Yahoo Inc. COM 984332106 39847 232512 SH DEFINED 01 232512 0 0
Yahoo Inc. COM 984332106 975790 5693890 SH SOLE 5693890 0 0
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