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Previous: AMERINDO INVESTMENT ADVISORS INC, 13F-HR/A, 2000-11-14 |
Next: TYLER TECHNOLOGIES INC, 10-Q, 2000-11-14 |
-----------------------------
OMB APPROVAL
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OMB Number: 3235-0006
Expires: October 31, 2000
Estimated average
burden hours per
response:...............24.7
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2000
Check here if Amendment [ ]; Amendment Number:
------------------
This Amendment (Check only one.):
[_] is a restatement.
[_] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Angelo, Gordon & Co., L.P.
Address: 245 Park Avenue, 26th Floor
New York, New York 10167
Form 13F File Number: 28-2616
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Michael L. Gordon
Title: Chief Operating Officer
Phone: 212-692-2000
Signature, Place, and Date of Signing:
/S/ MICHAEL L. GORDON
-----------------------------------------------------------------------
[Signature]
New York, New York
-----------------------------------------------------------------------
[City, State]
November 14, 2000
-----------------------------------------------------------------------
[Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[_] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
<PAGE>
Form 13F Summary Page
Report Summary:
Number of Other Included Managers:
0
Form 13F Information Table Entry Total:
194
Form 13F Information Table Value Total:
$1,536,579(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of
all institutional investment managers with respect to which this report
is filed, other than the manager filing this report.
NONE
<PAGE>
<TABLE>
<CAPTION>
(SEC USE ONLY)
QTR ENDED 9/30/00 FORM 13 F
NAME OF REPORTING MANAGER: ANGELO, GORDON & CO., L.P.
-------ITEM 6: ----- -------ITEM 8: --------
INVESTMENT DISCRETION VOTING AUTHORITY (SHARES)
(B)
ITEM 3: ITEM 4: ITEM 5: SHARED- ITEM 7:
SHARES AS - MANAGERS
ITEM 1: ITEM 2: CUSIP FAIR OR DEFINED (C)
MARKET PRINCIPAL (A) IN SHARED SEE (A) (B) (C)
NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE INSTR.V OTHER INSTSR V. SOLE INSTR.V NONE
(x1,000)
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ADVANCED TISSUE SCIENCES INC COM 00755F 10 3 325 43,669 x x
AIMGLOBAL TECHNOLOGIES INC COM 00900N 10 0 75 10,000 x x
ALASKA COMMUNICATIONS SYS GRP COM 01167P 10 1 255 40,000 x x
ALKERMES INC PFD CV EX$3.25 01642T 40 5 14,705 112,000 x x
ALLEGIANCE TELECOM INC COM 01747T 10 2 801 21,500 x x
ALLIED RISER COMMUNICATIONS CP SB NT CV 144A 07 019496 AA 6 2,330 4,000,000 x x
ALTEON WEBSYSTEMS INC COM 02145A 10 9 10,991 101,400 x x
ALZA CORP DEL SUB LYON ZERO 14 022615 AC 2 20,125 17,800,000 x x
AMERITRADE HLDG CORP SUB NT CV5.75%04 03072H AB 5 3,513 4,800,000 x x
ANALOG DEVICES INC COM 032654 10 5 248 3,000 x x
APACHE CORP ACES C DP 1/50 037411 60 0 18,827 366,900 x x
APPLE COMPUTER INC COM 037833 10 0 385 15,000 x x
ASHTON TECHNOLOGY GROUP INC WT EXP 050202 045084 11 8 26 15,080 x x
ASSOCIATES FIRST CAP CORP CL A 046008 10 8 30,001 789,500 x x
ATMOS ENERGY CORP COM 049560 10 5 1,712 83,000 x x
AVIRON SB NT CV 5.75%05 053762 AC 4 5,758 3,000,000 x x
AXA FINL INC COM 002451 10 2 7,641 150,000 x x
BALLARD PWR SYS INC CALL 05858H 90 4 7,649 70,000 C x x
BANK TOKYO-MITSUBISHI LTD SPONSORED ADR 065379 10 9 351 30,000 x x
BESTFOODS COM 08658U 10 1 49,819 684,800 x x
BESTFOODS CALL 08658U 90 1 7,275 100,000 C x x
BROADWING INC COM 111620 10 0 355 13,900 x x
CALPINE CORP CALL 131347 90 6 7,315 70,000 C x x
CAPROCK COMMUNICATIONS CORP COM 140667 10 6 102 20,000 x x
CASCADE NAT GAS CORP COM 147339 10 5 2,084 119,100 x x
CELESTICA INC LYON ZERO 20 15101Q AA 6 24,459 50,000,000 x x
CENTEX CORP COM 152312 10 4 482 15,000 x x
CENTURA SOFTWARE CORP COM 15640W 10 3 4,532 1,294,854 x x
CEPHALON INC PFD CV EXCH 156708 40 6 16,565 120,000 x x
CERAGON NETWORKS LTD ORD M22013 10 2 215 8,000 x x
<PAGE>
QTR ENDED 9/30/00 FORM 13 F
NAME OF REPORTING MANAGER: ANGELO, GORDON & CO., L.P.
-------ITEM 6: ----- -------ITEM 8: --------
INVESTMENT DISCRETION VOTING AUTHORITY (SHARES)
(B)
ITEM 3: ITEM 4: ITEM 5: SHARED- ITEM 7:
SHARES AS - MANAGERS
ITEM 1: ITEM 2: CUSIP FAIR OR DEFINED (C)
MARKET PRINCIPAL (A) IN SHARED SEE (A) (B) (C)
NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE INSTR.V OTHER INSTSR V. SOLE INSTR.V NONE
(x1,000)
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
CH ENERGY GROUP INC COM 12541M 10 2 7,863 197,200 x x
CHOICE ONE COMMUNICATION INC COM 17038P 10 4 366 30,000 x x
CINERGY CORP COM 172474 10 8 7,406 224,000 x x
CIRRUS LOGIC CORP SB NT CV 6%03 172755 AC 4 28,684 17,400,000 x x
CISCO SYS INC CALL 17275R 90 2 1,658 30,000 C x x
CISCO SYS INC COM 17275R 10 2 1,658 30,000 x x
CISCO SYS INC PUT 17275R 95 2 1,658 30,000 P x x
CLEAR CHANNEL COMMUNICATIONS COM 184502 10 2 2,672 47,300 x x
CLECO CORP NEW COM 12561W 10 5 1,318 28,200 x x
CMS ENERGY CORP ADJ CV TR8.75% 125896 30 8 53,933 1,692,000 x x
CMS ENERGY CORP COM 125896 10 0 1,872 69,500 x x
COASTAL CORP COM 190441 10 5 8,524 115,000 x x
COBALT NETWORKS INC COM 19074R 10 1 3,542 61,200 x x
COEUR D ALENE MINES CORP IDAHO SB DB CV 7.25%05 192108 AG 3 1,733 4,500,000 x x
COLUMBIA ENERGY GROUP COM 197648 10 8 42,323 596,100 x x
COMVERSE TECHNOLOGY INC SUB DB CV 4.5%05 205862 AG 0 29,352 5,823,000 x x
CONECTIV INC COM 206829 10 3 2,830 158,300 x x
CONSOL ENERGY INC COM 20854P 10 9 803 50,000 x x
CONSOLIDATED EDISON INC COM 209115 10 4 7,508 220,000 x x
COVAD COMMUNICATIONS GROUP INC COM 222814 20 4 415 31,000 x x
CROWN CASTLE INTL CORP COM 228227 10 4 870 28,000 x x
CURAGEN CORP SB DEB CV 144A07 23126R AA 9 3,123 3,250,000 x x
DEXTER CORP COM 252165 10 5 2,223 30,000 x x
DIAMOND OFFSHORE DRILLING INC COM 25271C 10 2 5,314 129,600 x x
DOMINION RES INC VA NEW COM 25746U 10 9 4,419 76,100 x x
DONALDSON LUFKIN & JENRETTE NW CALL 257661 90 8 5,813 65,000 C x x
DONALDSON LUKFIN & JENRETTE NW COM DLJ 257661 10 8 6,261 70,000 x x
EARTHWEB INC SB NT CV144A7%05 27032C AA 6 537 1,350,000 x x
EASTERN ENTERPRISES COM 27637F 10 0 49,976 783,166 x x
ECHELON CORP COM 27874N 10 5 294 10,000 x x
<PAGE>
QTR ENDED 9/30/00 FORM 13 F
NAME OF REPORTING MANAGER: ANGELO, GORDON & CO., L.P.
-------ITEM 6: ----- -------ITEM 8: --------
INVESTMENT DISCRETION VOTING AUTHORITY (SHARES)
(B)
ITEM 3: ITEM 4: ITEM 5: SHARED- ITEM 7:
SHARES AS - MANAGERS
ITEM 1: ITEM 2: CUSIP FAIR OR DEFINED (C)
MARKET PRINCIPAL (A) IN SHARED SEE (A) (B) (C)
NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE INSTR.V OTHER INSTSR V. SOLE INSTR.V NONE
(x1,000)
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
EL PASO ELEC CO COM NEW 283677 85 4 3,091 224,500 x x
ELECTRIC FUEL CORP COM 284871 10 0 108 10,000 x x
EMPIRE DIST ELEC CO COM 291641 10 8 5,959 227,000 x x
ENERGEN CORP COM 29265N 10 8 455 15,300 x x
ENERGY CONVERSION DEVICES INC COM 292659 10 9 372 10,000 x x
ENERGY EAST CORP COM 29266M 10 9 17,085 755,145 x x
ENERGYNORTH INC COM 292925 10 4 6,002 98,900 x x
ENTERGY CORP NEW COM 29364G 10 3 10,620 285,100 x x
ETOYS INC COM 297862 10 4 640 119,686 x x
ETOYS INC PUT 297862 95 4 802 150,000 P x x
ETOYS INC SUB NT CV 144A04 297862 AA 2 6,525 14,450,000 x x
FALL RIVER GAS CO COM 306279 10 0 1,242 50,700 x x
FINOVA FIN TR TOPRS CV 9.16% 31808E 20 7 9,507 437,100 x x
FIRST ALBANY COS INC COM 318465 10 1 294 19,204 x x
FIRST WASH RLTY TR INC COM 337489 50 4 655 25,800 x x
FLEXTRONICS INTL LTD ORD Y2573F 10 2 246 3,000 x x
FLORIDA PROGRESS CORP COM 341109 10 6 54,155 1,023,000 x x
FOCAL COMMUNICATIONS CORP COM 344155 10 6 425 27,500 x x
FORT JAMES CORP COM 347471 10 4 10,999 359,900 x x
FOUR SEASONS HOTEL INC LYON ZERO CPN 29 35100E AD 6 12,166 30,000,000 x x
FUELCELL ENERGY INC COM 35952H 10 6 2,714 28,200 x x
GELTEX PHARMACEUTICALS INC COM 368538 10 4 15,467 330,400 x x
GENER S A SPONSORED ADR 368731 10 5 2,315 177,200 x x
GPU INC COM 36225X 10 0 37,430 1,153,900 x x
HERTZ CORP CL A 428040 10 9 2,381 75,000 x x
HEWLETT PACKARD CO SB LYON ZERO 17 428236 AC 7 69,541 94,964,000 x x
IMPCO TECHNOLOGIES INC COM 45255W 10 6 288 10,000 x x
INFINITY BROADCASTING CP NEW CL A 45662S 10 2 8,910 270,000 x x
INHALE THERAPEUTIC SYS INC SUB NT CV 5%07 457191 AF 1 24,395 15,500,000 x x
INTEL CORP COM 458140 10 0 416 10,000 x x
<PAGE>
QTR ENDED 9/30/00 FORM 13 F
NAME OF REPORTING MANAGER: ANGELO, GORDON & CO., L.P.
-------ITEM 6: ----- -------ITEM 8: --------
INVESTMENT DISCRETION VOTING AUTHORITY (SHARES)
(B)
ITEM 3: ITEM 4: ITEM 5: SHARED- ITEM 7:
SHARES AS - MANAGERS
ITEM 1: ITEM 2: CUSIP FAIR OR DEFINED (C)
MARKET PRINCIPAL (A) IN SHARED SEE (A) (B) (C)
NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE INSTR.V OTHER INSTSR V. SOLE INSTR.V NONE
(x1,000)
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
INTERMAGNETICS GEN CORP COM 458771 10 2 775 29,100 x x
INTERMEDIA COMMUNICATIONS INC COM 458801 10 7 21,535 730,000 x x
INTL PAPER CO COM 460146 10 3 13,561 472,700 x x
INVITROGEN CORP PUT 46185R 95 0 2,219 31,200 P x x
IPALCO ENTERPRISES INC COM 462613 10 0 26,727 1,168,400 x x
JAWS TECHNOLOGIES INC COM 471897 10 8 53 20,000 x x
KANSAS CITY PWR & LT CO COM 485134 10 0 4,465 167,300 x x
KEEBLER FOODS CO PUT 487256 95 9 2,100 50,000 P x x
KEEBLER FOODS CO COM 487256 10 9 10,500 250,000 x x
KULICKE & SOFFA INDS INC SUB NT CV4.75%06 501242 AE 1 10,140 12,000,000 x x
LACLEDE GAS CO COM 505588 10 3 2,612 120,800 x x
LG&E ENERGY CORP COM 501917 10 8 21,884 895,500 x x
MADISON GAS & ELEC CO COM 557497 10 4 1,308 57,500 x x
MAINE PUB SVC CO COM 560483 10 9 267 10,900 x x
MALLINCKRODT INC NEW COM 561232 10 9 26,805 587,500 x x
MATTEL INC COM 577081 10 2 112 10,000 x x
MAXTOR CORP COM NEW 577729 20 5 210 20,000 x x
MBL INTL FIN BERMUDA TR GTD NT EXCH 3%02 55262X AA 2 461 445,000 x x
MCLEODUSA INC CL A 582266 10 2 508 35,500 x x
MECHANICAL TECHNOLOGY INC COM 583538 10 3 989 91,500 x x
MICROSOFT CORP COM 594918 10 4 1,356 22,500 x x
MICROSTRATEGY INC PUT 594972 95 1 5,463 200,000 P x x
MICROSTRATEGY INC CL A 594972 10 1 5,736 210,000 x x
MIDCOAST ENERGY RES INC COM 59563W 10 4 561 27,300 x x
MITEL CORP COM 606711 10 9 205 10,000 x x
MMC NETWORKS INC COM 55308N 10 2 21,682 171,400 x x
MONTANA POWER CO COM 612085 10 0 2,003 60,000 x x
NABISCO HLDGS CORP CL A 629526 10 4 29,745 553,400 x x
NETNATION COMMUNICATIONS INC COM 64114Y 10 4 83 21,300 x x
NIAGARA MOHAWK HLDGS INC COM 653520 10 6 551 35,000 x x
<PAGE>
QTR ENDED 9/30/00 FORM 13 F
NAME OF REPORTING MANAGER: ANGELO, GORDON & CO., L.P.
-------ITEM 6: ----- -------ITEM 8: --------
INVESTMENT DISCRETION VOTING AUTHORITY (SHARES)
(B)
ITEM 3: ITEM 4: ITEM 5: SHARED- ITEM 7:
SHARES AS - MANAGERS
ITEM 1: ITEM 2: CUSIP FAIR OR DEFINED (C)
MARKET PRINCIPAL (A) IN SHARED SEE (A) (B) (C)
NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE INSTR.V OTHER INSTSR V. SOLE INSTR.V NONE
(x1,000)
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
NICOR INC COM 654086 10 7 4,104 113,400 x x
NORTHEAST UTILS COM 664397 10 6 5,071 233,800 x x
NORTHWEST NAT GAS CO COM 667655 10 4 2,896 127,300 x x
NSTAR COM 67019E 10 7 805 20,000 x x
OGE ENERGY CORP COM 670837 10 3 3,058 143,500 x x
OMNICOM GROUP INC SB DB CV 4.25%07 681919 AE 6 3,079 1,330,000 x x
OSICOM TECHNOLOGIES INC COM PAR $0.30 688271 50 1 322 13,000 x x
PARTHUS TECHNOLOGIES PLC SPONSORED ADR 70211Y 10 3 548 140,000 x x
PECO ENERGY CO COM 693304 10 7 13,415 221,500 x x
PECO II INC COM 705221 10 9 866 18,500 x x
PEOPLES ENERGY CORP COM 711030 10 6 6,738 201,900 x x
PERKINELMER INC CONV ZERO 20 714046 AA 7 4,418 6,500,000 x x
PG&E CORP COM 69331C 10 8 10,461 432,500 x x
PIEDMONT NAT GAS INC COM 720186 10 5 6,502 212,300 x x
PINNACLE WEST CAP CORP COM 723484 10 1 10,786 212,000 x x
PIONEER GROUP INC COM 723684 10 6 22,974 522,500 x x
POTOMAC ELEC PWR CO COM 737679 10 0 7,229 287,000 x x
PUBLIC SVC CO N MEX COM 744499 10 4 1,581 61,100 x x
READ-RITE CORP SUB NT CONV10%04 755246 AB 1 5,603 2,251,000 x x
RELIANT ENERGY INC COM 75952J 10 8 15,178 326,400 x x
REPTRON ELECTRONICS INC SB NT CV 6.75%04 76026W AA 7 3,094 4,050,000 x x
RF MICRODEVICES INC SB NT CV 144A 05 749941 AA 8 12,880 14,000,000 x x
RIO ALGOM LTD COM 766889 10 9 12,761 673,000 x x
SATCON TECHNOLOGY CORP COM 803893 10 6 626 17,500 x x
SDL INC COM 784076 10 1 12,258 39,800 x x
SEAGATE TECHNOLOGY COM 811804 10 3 41,945 607,900 x x
SEAGRAM LTD COM 811850 10 6 35,094 611,000 x x
SEMCO ENERGY INC COM 78412D 10 9 1,076 70,000 x x
SEMCO ENERGY INC INCOME PRIDES 78412D 30 7 10,549 959,000 x x
SEMPRA ENERGY COM 816851 10 9 312 15,000 x x
<PAGE>
QTR ENDED 9/30/00 FORM 13 F
NAME OF REPORTING MANAGER: ANGELO, GORDON & CO., L.P.
-------ITEM 6: ----- -------ITEM 8: --------
INVESTMENT DISCRETION VOTING AUTHORITY (SHARES)
(B)
ITEM 3: ITEM 4: ITEM 5: SHARED- ITEM 7:
SHARES AS - MANAGERS
ITEM 1: ITEM 2: CUSIP FAIR OR DEFINED (C)
MARKET PRINCIPAL (A) IN SHARED SEE (A) (B) (C)
NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE INSTR.V OTHER INSTSR V. SOLE INSTR.V NONE
(x1,000)
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
SIERRA PAC RES NEW COM 826428 10 4 963 53,500 x x
SONY CORP ADR NEW 835699 30 7 202 2,000 x x
SOUTH JERSEY INDS INC COM 838518 10 8 6,631 227,200 x x
SOUTHWEST GAS CORP COM 844895 10 2 14,434 689,400 x x
SPEECHWORKS INTL INC COM 84764M 10 1 434 7,000 x x
SPORTS AUTH INC SB NT CV 5.25%01 849176 AC 6 1,704 2,350,000 x x
SPRINT CORP COM FON GROUP 852061 10 0 440 15,000 x x
SPRINT CORP PCS COM SER 1 852061 50 6 351 10,000 x x
ST JOSEPH LT & PWR CO COM 790654 10 7 1,883 97,500 x x
SUNBEAM CORP SR SD CV ZERO 18 867071 AD 4 4,195 43,000,000 x x
TC PIPELINES LP UT COM LTD PRT 87233Q 10 8 1,138 58,000 x x
TELEFONOS DE MEXICO S A SR DB CV 4.25%04 879403 AD 5 18,867 15,000,000 x x
TERAYON COMMUNICATION SYS SB NT CV 144A 07 880775 AA 9 8,045 12,000,000 x x
TESORO PETE CORP PIES CV 1/100S 881609 40 8 12,286 1,170,100 x x
3COM CORP COM 885535 10 4 649 33,800 x x
THREE FIVE SYS INC COM 88554L 10 8 410 14,000 x x
TII INDS INC COM NEW 872479 20 9 311 153,256 x x
TXU CORP COM 873168 10 8 4,997 126,100 x x
TYCO INTL LTD NEW COM 902124 10 6 2,853 55,000 x x
TYCO INTL LTD NEW PUT 902124 95 6 36,702 707,500 P x x
UGI CORP NEW COM 902681 10 5 1,174 48,400 x x
UNISOURCE ENERGY CORP COM 909205 10 6 1,228 75,000 x x
UNITIL CORP COM 913259 10 7 1,886 72,200 x x
UTILICORP UTD INC COM 918005 10 9 4,683 181,000 x x
VERTEX PHARMACEUTICALS INC SUB NT CV 5%07 92532F AB 6 4,353 2,000,000 x x
VERTICALNET INC SB DB CV 5.25%04 92532L AC 1 5,587 3,000,000 x x
VIDEO NETWORK COMMUNICATIONS COM 92656N 10 3 731 349,367 x x
VIROPHARMA INC SB NT CV 144A 07 928241 AA 6 7,140 16,800,000 x x
VOICESTREAM WIRELESS CORP COM 928615 10 3 39,879 343,600 x x
<PAGE>
QTR ENDED 9/30/00 FORM 13 F
NAME OF REPORTING MANAGER: ANGELO, GORDON & CO., L.P.
-------ITEM 6: ----- -------ITEM 8: --------
INVESTMENT DISCRETION VOTING AUTHORITY (SHARES)
(B)
ITEM 3: ITEM 4: ITEM 5: SHARED- ITEM 7:
SHARES AS - MANAGERS
ITEM 1: ITEM 2: CUSIP FAIR OR DEFINED (C)
MARKET PRINCIPAL (A) IN SHARED SEE (A) (B) (C)
NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT SOLE INSTR.V OTHER INSTSR V. SOLE INSTR.V NONE
(x1,000)
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
WAVERIDER COMMUNICATIONS INC COM 943570 10 1 169 39,700 x x
WAVO CORP COM 944027 10 1 400 533,098 x x
WELLSFORD REAL PPTYS INC COM NEW 950240 20 0 808 40,888 x x
WESTERN DIGITAL CORP SB DB CV ZERO 18 958102 AH 8 3,365 12,684,000 x x
WESTERN RES INC COM 959425 10 9 372 17,200 x x
WESTERN WIRELESS CORP CL A 95988E 20 4 534 15,000 x x
WHX CORP PFD CV SER A 929248 20 1 1,311 199,700 x x
WILLIAMS COMMUNICATIONS GROUP CL A 969455 10 4 1,000 50,000 x x
WIND RIVER SYSTEMS INC COM 973149 10 7 384 8,000 x x
WINSTAR COMMUNICATIONS INC COM 975515 10 7 406 26,200 x x
WISCONSIN ENERGY CORP COM 976657 10 6 8,129 407,700 x x
WLR FOODS INC COM 929286 10 2 1,363 100,000 x x
WORLDCOM INC GA NEW PUT 98157D 95 6 12,773 420,500 P x x
XCEED INC CALL 98388N 90 5 250 100,000 C x x
YOUNG & RUBICAM INC COM 987425 10 5 21,240 429,100 x x
AGGREGATE TOTAL 1,536,579
</TABLE>
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