<PAGE>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. ____)*
UNOVA, Inc.
________________________________________________________________________________
(Name of Issuer)
Common Stock
________________________________________________________________________________
(Title of Class of Securities)
91529B106
_______________________________________________________________
(CUSIP Number)
Scott Renwick One East Wacker Drive
(312) 661-4520 Chicago, Illinois 60601
________________________________________________________________________________
(Name, Address and Telephone Number of Person Authorized to Receive Notices and
Communications)
October 31, 1997
_______________________________________________________________
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition which is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(b)(3) or (4), check the following box [_].
Note: Six copies of this statement, including all exhibits, should be filed
with the Commission. See Rule 13d-1(a) for other parties to whom copies are to
be sent.
* The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
Continued on following pages(s)
Page 1 of 11 Pages
<PAGE>
SCHEDULE 13D
- ----------------------- ---------------------
CUSIP NO. 91529B106 PAGE 2 OF 11 PAGES
- ----------------------- ---------------------
- ------------------------------------------------------------------------------
NAME OF REPORTING PERSON
1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Unitrin, Inc.
95-4255452
- ------------------------------------------------------------------------------
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (a) [_]
(b) [_]
- ------------------------------------------------------------------------------
SEC USE ONLY
3
- ------------------------------------------------------------------------------
SOURCE OF FUNDS*
4
See Item 3.
- ------------------------------------------------------------------------------
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) or 2(e) [_]
5
- ------------------------------------------------------------------------------
CITIZENSHIP OR PLACE OF ORGANIZATION
6
Delaware
- ------------------------------------------------------------------------------
SOLE VOTING POWER
7
NUMBER OF
SHARES -----------------------------------------------------------
SHARED VOTING POWER
BENEFICIALLY 8
12,657,764
OWNED BY
-----------------------------------------------------------
EACH SOLE DISPOSITIVE POWER
9
REPORTING
PERSON -----------------------------------------------------------
SHARED DISPOSITIVE POWER
WITH 10
12,657,764
- ------------------------------------------------------------------------------
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
11
12,657,764
- ------------------------------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
12
[_]
- ------------------------------------------------------------------------------
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
13
23.2%
- ------------------------------------------------------------------------------
TYPE OF REPORTING PERSON*
14
HC,CO
- ------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
SCHEDULE 13D
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CUSIP NO. 91529B106 PAGE 3 OF 11 PAGES
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NAME OF REPORTING PERSON
1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Trinity Universal Insurance Company
75-0620550
- ------------------------------------------------------------------------------
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (a) [_]
(b) [_]
- ------------------------------------------------------------------------------
SEC USE ONLY
3
- ------------------------------------------------------------------------------
SOURCE OF FUNDS*
4
See Item 3.
- ------------------------------------------------------------------------------
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) or 2(e) [_]
5
- ------------------------------------------------------------------------------
CITIZENSHIP OR PLACE OF ORGANIZATION
6
Texas
- ------------------------------------------------------------------------------
SOLE VOTING POWER
7
NUMBER OF
SHARES -----------------------------------------------------------
SHARED VOTING POWER
BENEFICIALLY 8
OWNED BY 7,206,776
-----------------------------------------------------------
EACH SOLE DISPOSITIVE POWER
9
REPORTING
PERSON -----------------------------------------------------------
SHARED DISPOSITIVE POWER
WITH 10
7,206,776
- ------------------------------------------------------------------------------
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
11
7,206,776
- ------------------------------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
12
[_]
- ------------------------------------------------------------------------------
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
13
13.2%
- ------------------------------------------------------------------------------
TYPE OF REPORTING PERSON*
14
IC,CO
- ------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
SCHEDULE 13D
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CUSIP NO. 91529B106 PAGE 4 OF 11 PAGES
- ----------------------- ---------------------
- ------------------------------------------------------------------------------
NAME OF REPORTING PERSON
1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
United Insurance Company of America
36-1896670
- ------------------------------------------------------------------------------
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (a) [_]
(b) [_]
- ------------------------------------------------------------------------------
SEC USE ONLY
3
- ------------------------------------------------------------------------------
SOURCE OF FUNDS*
4
See Item 3.
- ------------------------------------------------------------------------------
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) or 2(e) [_]
5
- ------------------------------------------------------------------------------
CITIZENSHIP OR PLACE OF ORGANIZATION
6
Illinois
- ------------------------------------------------------------------------------
SOLE VOTING POWER
7
NUMBER OF
SHARES -----------------------------------------------------------
SHARED VOTING POWER
BENEFICIALLY 8
5,450,988
OWNED BY
-----------------------------------------------------------
EACH SOLE DISPOSITIVE POWER
9
REPORTING
PERSON -----------------------------------------------------------
SHARED DISPOSITIVE POWER
WITH 10
5,450,988
- ------------------------------------------------------------------------------
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
11
5,450,988
- ------------------------------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
12
[_]
- ------------------------------------------------------------------------------
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
13
10.0%
- ------------------------------------------------------------------------------
TYPE OF REPORTING PERSON*
14
IC, CO
- ------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
CUSIP NO. 91529B106 Page 5 of 11 Pages
Item 1. Security and Issuer
Common stock, $.01 par value, of UNOVA, Inc., 360 N. Crescent Drive,
Beverly Hills, California ("UNOVA").
Item 2. Identity and Background
The persons filing this Schedule 13D are:
(1) Unitrin, Inc., One East Wacker Drive, Chicago, Illinois 60601
("Unitrin"), a Delaware corporation whose principal activity is
holding the stock of insurance and consumer finance subsidiaries.
For additional information concerning the directors and executive
officers of Unitrin, see Exhibit A.
(2) Trinity Universal Insurance Company, 10000 North Central Expressway,
Dallas, Texas, 75231 ("Trinity"), a Texas corporation primarily
engaged in the business of underwriting property and casualty
insurance. Trinity is a wholly owned subsidiary of Unitrin.
For additional information concerning the directors and executive
officers of Trinity, see Exhibit B.
(3) United Insurance Company of America, One East Wacker Drive, Chicago,
Illinois, 60601 ("United"), an Illinois corporation primarily engaged
in the business of writing life and health insurance. United is a
wholly owned subsidiary of Unitrin.
For additional information concerning the directors and executive
officers of United, see Exhibit C.
No filing person has been convicted in any criminal proceeding (excluding
traffic violations or similar misdemeanors) during the past five years; nor, to
the best knowledge and belief of the filing persons, has anyone listed in the
attached exhibits been convicted in any such proceedings.
No filing person, and to the best knowledge and belief of the filing
persons, no person listed on the attached exhibits, was a party during the past
five years to a civil proceeding of a judicial or administrative body of
competent jurisdiction and as a result of such proceeding was or is subject to a
judgment, decree or final order enjoining future violations of, or prohibiting
or mandating activities subject to, federal or state securities laws or finding
any violation with respect to such laws.
<PAGE>
CUSIP NO. 91529B106 Page 6 of 11 Pages
Item 3. Source and Amount of Funds or Other Consideration
Trinity and United are shareholders of Western Atlas Inc. ("Western
Atlas"). On October 31, 1997, Western Atlas divested itself of its wholly-owned
subsidiary, UNOVA, by means of a pro rata spin-off in which each shareholder of
Western Atlas was distributed one share of UNOVA common stock for each share of
Western Atlas common stock held on October 24, 1997, the record date for the
spin-off. As a result, Trinity and United received the same number of shares of
UNOVA as they hold in Western Atlas. No consideration was paid by Trinity or
United for the UNOVA shares reported hereby.
Item 4. Purpose of Transaction
The filing persons have no plans or proposals which relate to Items 4(a)
through 4(j) of Schedule 13D. Future investment considerations by the filing
persons might or might not result in the acquisition of additional securities of
UNOVA or the disposition of securities of UNOVA.
Item 5. Interest in Securities of the Issuer
(a) The aggregate numbers and percentages of the shares of UNOVA common
stock beneficially owned by Trinity and United are set forth in the
cover pages to this Schedule 13D. As their parent company, Unitrin may
also be deemed to be a beneficial owner of such shares, and the number
and percentage of UNOVA common stock with respect to Unitrin are also
set forth in the cover page.
(b) Trinity and United each share with Unitrin voting and dispositive
powers over the shares reported by them, respectively.
(c) Except for the acquisition of the UNOVA common stock pursuant to the
spin-off described in Item 3 above, the filing companies have had no
transactions in the common stock of UNOVA.
(d) No person, other than the filing persons, has the right to receive or
the power to direct the receipt of dividends from, or the proceeds
from the sale of, the security listed on the cover page.
Item 6. Contracts, Arrangements, Understandings or Relationships with Respect
to Securities of Issuer
See Item 5 above.
<PAGE>
CUSIP NO. 91529B106 Page 7 of 11 Pages
Item 7. Material to be Filed as Exhibits
The following documents are attached as exhibits to this Schedule 13D:
Exhibit A Unitrin, Inc. Directors and Officers
Exhibit B Trinity Universal Insurance Company Directors and Officers
Exhibit C United Insurance Company of America Directors and Officers
Exhibit D Joint Filing Agreement between Unitrin, Inc., Trinity Universal
Insurance Company and United Insurance Company of America dated
November 3, 1997
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
DATE: November 3, 1997 UNITRIN, INC.
By: /s/ Scott Renwick
-----------------
Scott Renwick
Secretary
<PAGE>
CUSIP No. 91529B106 Page 8 of 11 Pages
Exhibit A
UNITRIN, INC.
<TABLE>
<CAPTION>
- --------------------------------------------------------------------------------------------
NAME BUSINESS POSITION WITH UNITRIN
(All are U.S. Citizens) ADDRESS (Principal Occupation, if different,
presented in footnotes)
- --------------------------------------------------------------------------------------------
<S> <C> <C>
James E. Annable (2) Director
- --------------------------------------------------------------------------------------------
David F. Bengston (9) (1) Vice President
- --------------------------------------------------------------------------------------------
James W. Burkett (9) (8) Vice President
- --------------------------------------------------------------------------------------------
Eric J. Draut (9) (1) Vice President, Treasurer & Chief
Financial Officer
- --------------------------------------------------------------------------------------------
Reuben L. Hedlund (3) Director
- --------------------------------------------------------------------------------------------
Jerrold V. Jerome (9) (1) Director and Chairman of the Board
- --------------------------------------------------------------------------------------------
William E. Johnston, Jr. (4) Director
- --------------------------------------------------------------------------------------------
Thomas H. Maloney (9) (1) Vice President & General Counsel
- --------------------------------------------------------------------------------------------
Scott Renwick (1) Secretary
- --------------------------------------------------------------------------------------------
George A. Roberts (5) Director
- --------------------------------------------------------------------------------------------
Fayez S. Sarofim (6) Director
- --------------------------------------------------------------------------------------------
Henry E. Singleton (7) Director
- --------------------------------------------------------------------------------------------
Richard C. Vie (9) (1) Director, President & Chief
Executive Officer
- --------------------------------------------------------------------------------------------
</TABLE>
(1) One East Wacker Drive, Chicago, Illinois 60601.
(2) Mr. Annable is Senior Vice President of First Chicago Corporation, One
First National Plaza, Suite 0476, Chicago, Illinois 60670.
(3) Mr. Hedlund is an attorney and partner with the law firm of Hedlund, Hanley
& John, Sears Tower, Suite 5700, Chicago, Illinois 60606.
(4) Mr. Johnston is President and Chief Operating Officer of Morton
International, Inc., 100 North Riverside Plaza, Chicago, Illinois 60606.
(5) Dr. Roberts is a retired executive. 10000 North Central Expressway, Dallas,
Texas 75321.
(6) Mr. Sarofim is the Chairman of the Board and President of Fayez Sarofim &
Co., a registered investment advisor, Two Houston Center, Suite 2907,
Houston, Texas 77010.
(7) Dr. Singleton is a rancher and investor. 334 N. Maple Drive, Suite 177,
Beverly Hills, California 90210.
(8) Mr. Burkett is President and Chairman of the Board of Trinity Universal
Insurance Company, 10000 North Central Expressway, Dallas, Texas 75231.
(9) See also, Exhibits B and/or C filed herewith.
November 3, 1997
<PAGE>
Page 9 of 11 Pages
Exhibit B
TRINITY UNIVERAL INSURANCE COMPANY
<TABLE>
<CAPTION>
NAME BUSINESS POSITION WITH TRINITY
(All are U.S. Citizens) ADDRESS (Principal Occupation, if different,
presented in footnotes)
- --------------------------------------------------------------------------------------------
<S> <C> <C>
David F. Bengston (3) (1) Director
- --------------------------------------------------------------------------------------------
Robert F. Buehler (2) Vice President & Treasurer
- --------------------------------------------------------------------------------------------
James W. Burkett (3) (2) Director, Chairman of the Board &
President
- --------------------------------------------------------------------------------------------
Donald C. Crutchfield (2) Vice President
- --------------------------------------------------------------------------------------------
Eric J. Draut (3) (1) Director
- --------------------------------------------------------------------------------------------
David B. Durham (2) Vice President
- --------------------------------------------------------------------------------------------
Judith E. Fagan (2) Director, Senior Vice President &
Corporate Secretary
- --------------------------------------------------------------------------------------------
Dennis O. Halsey (2) Vice President
- --------------------------------------------------------------------------------------------
Jerrold V. Jerome (3) (1) Director
- --------------------------------------------------------------------------------------------
Dorothy A. Langley (2) Vice President & Corporate Counsel
- --------------------------------------------------------------------------------------------
Thomas H. Maloney (3) (1) Director
- --------------------------------------------------------------------------------------------
James R. McLane (2) Senior Vice President
- --------------------------------------------------------------------------------------------
Richard C. Vie (3) (1) Director
- --------------------------------------------------------------------------------------------
</TABLE>
(1) One East Wacker Drive, Chicago, Illinois 60601.
(2) Trinity Universal Insurance Company, 10000 North Central Expressway,
Dallas, Texas 75231.
(3) See also, Exhibits A and/or C, filed herewith.
November 3, 1997
<PAGE>
<TABLE>
<CAPTION>
CUSIP No. 91529B106 Page 10 of 11 Pages
Exhibit C
UNITED INSURANCE COMPANY OF AMERICA
- --------------------------------------------------------------------------------------------
NAME BUSINESS POSITION WITH UNITED
(All are U.S. Citizens) ADDRESS (Principal Occupation, if different,
presented in footnotes)
- --------------------------------------------------------------------------------------------
<S> <C> <C>
David F. Bengston (3) (1) Director
- --------------------------------------------------------------------------------------------
Eric J. Draut (3) (1) Director
- --------------------------------------------------------------------------------------------
Patricia G. Grider (1) Senior Vice President
- --------------------------------------------------------------------------------------------
David A. Jeggle (1) Vice President & Actuary
- --------------------------------------------------------------------------------------------
Jerrold V. Jerome (3) (1) Director
- --------------------------------------------------------------------------------------------
Thomas D. Myers (1) Treasurer
- --------------------------------------------------------------------------------------------
Robert J. Schleyer (1) Director, Senior Vice President
- --------------------------------------------------------------------------------------------
Michael H. Sims (1) Vice President, General Counsel &
Secretary
- --------------------------------------------------------------------------------------------
Donald G. Southwell (1) Director, Chairman of the Board &
President
- --------------------------------------------------------------------------------------------
Richard C. Vie (3) (1) Director
- --------------------------------------------------------------------------------------------
Charles L. Wood (2) Vice President
- --------------------------------------------------------------------------------------------
</TABLE>
(1) One East Wacker Drive, Chicago, Illinois 60601.
(2) United Insurance Company of America- Worksite Products Division, 20931
Burbank Blvd., Woodland Hills, California 91367.
(3) See also, Exhibits A and/or B, filed herewith.
November 3, 1997
<PAGE>
CUSIP No. 91529B106 Page 11 of 11 Pages
Exhibit D
AGREEMENT
UNITRIN, INC., TRINITY UNIVERSAL INSURANCE COMPANY and UNITED INSURANCE COMPANY
OF AMERICA by their undersigned officers hereby agree that UNITRIN, INC. shall
file a joint statement on behalf of all such companies whenever any or all are
required by Section 13(d) of the Securities Exchange Act of 1934, and the
regulations issued pursuant thereto, to file any statement concerning the
ownership of stock issued by UNOVA, INC.
Date: November 3, 1997
UNITRIN, INC.
By: /s/ Scott Renwick
------------------
Scott Renwick
Secretary
TRINITY UNIVERSAL INSURANCE COMPANY
By: /s/ Thomas H. Maloney
---------------------
Thomas H. Maloney
Assistant Vice President
UNITED INSURANCE COMPANY OF AMERICA
By: /s/ Donald G. Southwell
-----------------------
Donald G. Southwell
President
