UNITRIN INC
SC 13G/A, 2000-02-01
FIRE, MARINE & CASUALTY INSURANCE
Previous: AVX CORP /DE, S-3/A, 2000-02-01
Next: AUSPEX SYSTEMS INC, SC 13D, 2000-02-01



<PAGE>

                                              -------------------------------
                                              /        OMB APPROVAL         /
                                              -------------------------------
                                              / OMB Number:       3235-0145 /
                                              / Expires:   October 31, 1994 /
                                              / Estimated average burden    /
                                              / hours per response....14.90 /
                                              -------------------------------


                                 UNITED STATES
                       SECURITIES AND EXCHANGE COMMISSION
                            Washington, D.C.  20549


                                  SCHEDULE 13G



                   Under the Securities Exchange Act of 1934
                               (Amendment No. 1)*


                                 Unitrin, Inc.
- --------------------------------------------------------------------------------
                                (Name of Issuer)

                          Common Stock $.10 par value
- --------------------------------------------------------------------------------
                         (Title of Class of Securities)

                                   91327510-3
                        ------------------------------
                                 (CUSIP Number)


Check the following box if a fee is being paid with this statement [_]. (A fee
is not required only if the filing person: (1) has a previous statement on file
reporting beneficial ownership of more than five percent of the class of
securities described in Item 1; and (2) has filed no amendment subsequent
thereto reporting beneficial ownership of five percent or less of such class.)
(See Rule 13d-7).

*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).

SEC 1745 (2-92)              Page 1 of 8 pages
<PAGE>

- ------------------------                                 ---------------------
  CUSIP No. 91327510-3                 13G                 Page 2 of 5 Pages
- ------------------------                                 ---------------------


- ------------------------------------------------------------------------------
      NAMES OF REPORTING PERSON
 1    S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS

        George Kozmetsky
        SS ####-##-####
- ------------------------------------------------------------------------------
      CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
 2                                                              (a) [_]
                                                                (b) [X]

- ------------------------------------------------------------------------------
      SEC USE ONLY
 3


- ------------------------------------------------------------------------------
      CITIZENSHIP OR PLACE OF ORGANIZATION
 4
        Texas

- ------------------------------------------------------------------------------
                          SOLE VOTING POWER
                     5
     NUMBER OF            4,072,000  Does not include 60,920 owned by Dr.
                          Kozmetsky's spouse as her separate property.
      SHARES       -----------------------------------------------------------
                          SHARED VOTING POWER
   BENEFICIALLY      6
                          None
     OWNED BY
                   -----------------------------------------------------------
       EACH               SOLE DISPOSITIVE POWER
                     7
    REPORTING             4,072,000 (see item 5)

      PERSON       -----------------------------------------------------------
                          SHARED DISPOSITIVE POWER
       WITH          8
                          None
- ------------------------------------------------------------------------------
      AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 9    4,132,920 (includes 60,920 shares owned by Ronya Kozmetsky (spouse)
      as to each of which Dr. Kozmetsky disclaims beneficial ownership).
- ------------------------------------------------------------------------------
      CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
10
                                                                    [_]

- ------------------------------------------------------------------------------
      PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
11
        5.82%

- ------------------------------------------------------------------------------
      TYPE OF REPORTING PERSON*
12
        IN

- ------------------------------------------------------------------------------
                     *SEE INSTRUCTION BEFORE FILLING OUT!
<PAGE>

                                 Schedule 13G

Item 1(a)     Name of Issuer:

              Unitrin, Inc.

Item 1(b)     Address of Issuer's Principal Executive Office:

              One East Wacker Drive
              Chicago, Illinois 60601

Item 2(a)     Name of Person Filing:

              George Kozmetsky

Item 2(b)     Address of Principal Business Office, or if none, Residence:

              P.O. Box 2253
              Austin, Texas 78768

Item 2(c)     Citizenship:

              Texas

Item 2(d)     Title of Class of Securities:

              Common Stock, $.10 par value

Item 2(e)     CUSIP Number:

              91327510-3

Item 3        Filing required pursuant to the Rules 13d-1(b), or 13d-2(b):

              George Kozmetsky is filing pursuant to Rule 13d-1(c)

Item 4        Ownership as of December 31, 1998:

      (a)     Amount Beneficially Owned:

              (i)    4,072,000 shares are beneficially owned.

              (ii)   60,920 shares are owned by Dr. Kozmetsky's spouse, as her
                     separate property and Dr. Kozmetsky disclaims any
                     beneficial ownership in these shares.
<PAGE>

      (b)     Percent of Class:

              (i)    5.74% as to shares owned of record and beneficially by
                     George Kozmetsky.

              (ii)   .08% as to shares owned by Dr. Kozmetsky's spouse.

      (c)     Number of shares as to which George Kozmetsky has:

              (i)    sole power to vote or direct the vote: 4,072,000 shares.

              (ii)   sole power to dispose or direct the disposition of:
                     4,072,000 shares.

Item 5        Ownership of Five Percent or Less of a Class.

              Not Applicable.

Item 6        Ownership of More than Five Percent on Behalf of Another Person.

              Not Applicable.

Item 7        Identification and Classification of the Subsidiary Which Acquired
              the Security Being Reported on by the Parent Holding Company.

              Not Applicable.

Item 8        Identification and Classification of Members of the Group.

              Not Applicable.

Item 9        Notice of Dissolution of Group.

              Not Applicable.

Item 10       Certification.

              By signing below I certify that, to the best of my knowledge and
              belief, the securities referred to above were acquired in the
              ordinary course of business and were not acquired for the purpose
              of and do not have the effect of changing or influencing the
              control of the issuer of such securities and were not acquired in
              connection with or as a participant in any transaction having such
              purposes or effect.

<PAGE>

Signature.

              After reasonable inquiry and to the best of my knowledge and
              belief, I certify that the information set forth in this statement
              is true, complete and correct.

Date: February 1, 2000

/s/ George Kozmetsky
- ---------------------------
Signature: George Kozmetsky




© 2022 IncJournal is not affiliated with or endorsed by the U.S. Securities and Exchange Commission