PASADENA CAPITAL CORP
13F-NT, 2000-01-27
Previous: ESYNCH CORP/CA, 8-K, 2000-01-27
Next: HEALTH MANAGEMENT SYSTEMS INC, 10-K, 2000-01-27



<PAGE>

                                UNITED STATES
                       SECURITIES AND EXCHANGE COMMISSION
                           Washington, D.C. 20549

                                  Form 13F

                             Form 13F COVER PAGE


Report for the Calendar Year or Quarter Ended:  December 31, 1999
                                               -----------------------

Check Here if Amendment / /; Amendment Number:
                                               ---------
This Amendment (Check only one.):    / / is a restatement.
                                     / / adds new holdings entries.

Institutional Investment Manager Filing this Report:

   Name:         Pasadena Capital Corporation
                 -------------------------------
   Address:      600 North Rosemead Blvd.
                 -------------------------------
                 Pasadena, CA 91107
                 -------------------------------

                 -------------------------------

Form 13F File Number: 28-3118
                         ---------------------

    The institutional investment manager filing this report and the person by
whom it is signed hereby represent that the person signing the report is
authorized to submit it, that all information contained herein is true,
correct and complete, and that it is understood that all required items,
statements, schedules, lists, and tables, are considered integral parts of
this form.

Person Signing this Report on Behalf of Reporting Manager:

Name:    Tina L. Mitchell
         -------------------------------
Title:   Vice President, Compliance
         -------------------------------
Phone:   626 351-6451
         -------------------------------

Signature, Place, and Date of Signing:

/s/ Tina L. Mitchell           Pasadena, California    1-26-2000
- ---------------------------    ---------------------   -------------
[Signature]                    [City, State]           [Date]

Report Type (Check only one.):

    / / 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
        manager are reported in this report.)

<PAGE>

    /X/ 13F NOTICE. (Check here if no holdings reported are in this report,
        and all holdings are reported by other reporting manager(s).)

    / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for
        this reporting manager are reported in this report and a portion are
        reported by other reporting manager(s).)

   List of Other Managers Reporting for this Manager:
   [If there are no entries in this list, omit this section.]

        Form 13F File Number        Name
        28-1208                     Roger Engemann & Associates, Inc.
           ---------------          ------------------------------------
[Repeat as necessary.]



© 2022 IncJournal is not affiliated with or endorsed by the U.S. Securities and Exchange Commission