UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 1999
Check here if Amendment [ ]; Amendment Number: _____
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Capital Advisors, Inc.
Address: 320 South Boston
Suite 825
Tulsa, OK 74103
Form 13F File Number: 28-2644
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all require items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Lori A. Smith
Title: Chief Operating Officer
Phone: 918-599-0045
Signature, Place, and Date of Signing:
Lori A. Smith Tulsa, OK November 4, 1999
Report Type (Check only one):
[X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
<PAGE>
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 57
Form 13F Information Table Value Total: $260536
(Thousands)
List of Other Included Managers:
NONE
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FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
AMERICA ONLINE INC. COM 02364J104 9290 89275 SH SOLE 89275
AMERICAN EXPRESS COM 025816109 8775 64999 SH SOLE 64999
AMGEN COM 031162100 989 12135 SH SOLE 12135
AUTOMATIC DATA PROCESSING COM 053015103 7283 163205 SH SOLE 163205
BIOGEN INC. COM 090597105 791 10035 SH SOLE 10035
BRISTOL-MYERS SQUIBB CO. COM 110122108 6780 100442 SH SOLE 100442
CISCO SYSTEMS COM 17275R102 15736 229515 SH SOLE 229515
CITIGROUP INC COM 172967101 311 7060 SH SOLE 7060
COCA-COLA COMPANY, THE COM 191216100 1032 21383 SH SOLE 21383
E M C CORPORATION COM 268648102 14071 197144 SH SOLE 197144
EQUIFAX COM 294429105 4719 167790 SH SOLE 167790
EXXON CORPORATION COM 302290101 1314 17285 SH SOLE 17285
FANNIE MAE COM 313586109 846 13500 SH SOLE 13500
GENERAL ELECTRIC COMPANY COM 369604103 2136 18020 SH SOLE 18020
GILLETTE COMPANY COM 375766102 826 24351 SH SOLE 24351
GLOBAL CROSSING LTD. COM G3921A100 1036 39076 SH SOLE 39076
HALIBURTON COMPANY COM 406216101 330 8058 SH SOLE 8058
HOME DEPOT COM 437076102 9872 143849 SH SOLE 143849
HUMAN GENOME SCIENCES COM 444903108 5852 79355 SH SOLE 79355
I B M CORPORATION COM 459200101 8309 68674 SH SOLE 68674
IMAGINON INC COM 45246K104 38 16000 SH SOLE 16000
INTEL CORP. COM 458140100 13668 183926 SH SOLE 183926
JDS UNIPHASE CORP. COM 46612J101 9700 85225 SH SOLE 85225
JOHNSON & JOHNSON COM 478160104 9115 99216 SH SOLE 99216
LEXMARK INTL COM 529771107 4481 55665 SH SOLE 55665
LILLY ELI & COMPANY COM 532457108 4579 71345 SH SOLE 71345
LL & E ROYALTY TRUST UBI COM 502003106 14 10000 SH SOLE 10000
LUCENT TECHNOLOGIES COM 549463107 9685 149282 SH SOLE 149282
MARSH & MCLENNAN COS. INC. COM 571748102 5669 82759 SH SOLE 82759
MCI WORLDCOM INC. COM 55268B106 452 6284 SH SOLE 6284
MERCK & CO INC COM 589331107 1500 23140 SH SOLE 23140
MICROSOFT CORPORATION COM 594918104 26095 288147 SH SOLE 288147
MOBIL CORPORATION COM 607059102 720 7148 SH SOLE 7148
NEWELL RUBBERMAID INC. COM 651229106 1925 67380 SH SOLE 67380
NOKIA CORPORATION ADR A COM 654902204 12517 139274 SH SOLE 139274
PEPSICO, INC. COM 713448108 369 12093 SH SOLE 12093
PFIZER INC COM 717081103 6162 171761 SH SOLE 171761
PROCTER & GAMBLE COM 742718109 443 4728 SH SOLE 4728
QUALCOMM INC. COM 747525103 9466 50036 SH SOLE 50036
ROYAL DUTCH PETROLEUM CO. ADR COM 780257804 394 6668 SH SOLE 6668
SBC COMMUNICATIONS INC. COM 78387G103 204 4000 SH SOLE 4000
SCHLOTZSKYS INC COM 806832101 434 53460 SH SOLE 53460
SCHLUMBERGER COM 806857108 491 7883 SH SOLE 7883
STATE STREET BANK CORP. COM 857477103 2362 36546 SH SOLE 36546
STRAYER EDUCATION INC. COM 863236105 2239 112650 SH SOLE 112650
SUMMIT TECHNOLOGY INCORPORATED COM 86627E101 220 12000 SH SOLE 12000
SUN MICROSYSTEMS INC. COM 866810104 16293 175191 SH SOLE 175191
SYNTROLEUM CORP COM 871630109 126 17800 SH SOLE 17800
T. ROWE PRICE ASSOCIATES INC. COM 741477103 292 10638 SH SOLE 10638
THE WILLIAMS COMPANIES, INC. COM 969457100 795 21120 SH SOLE 21120
UNIQUE MOBILITY, INC. COM 909154106 61 15000 SH SOLE 15000
UNITED GLOBAL COM INC. CL A COM 913247508 215 3000 SH SOLE 3000
VERITAS SOFTWARE CORP. COM 923436109 5824 76694 SH SOLE 76694
VINTAGE PETROLEUM INC. COM 927460105 888 65800 SH SOLE 65800
WAL-MART STORES, INC. COM 931142103 2902 61020 SH SOLE 61020
WARNER LAMBERT COM 934488107 909 13700 SH SOLE 13700
WILLIAMS SONOMA INC COM 969904101 8991 185135 SH SOLE 185135
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