UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 1999
Check here if Amendment [ ]; Amendment Number: _____
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Capital Advisors, Inc.
Address: 320 South Boston
Suite 825
Tulsa, OK 74103
Form 13F File Number: 28-2644
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all require items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Lori A. Smith
Title: Chief Operating Officer
Phone: 918-599-0045
Signature, Place, and Date of Signing:
Lori A. Smith Tulsa, OK February 14, 2000
Report Type (Check only one):
[X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
<PAGE>
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 83
Form 13F Information Table Value Total: $393968
(Thousands)
List of Other Included Managers:
NONE
<PAGE>
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FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
A T & T CORPORATION COM 001957109 75 1475 SH SOLE 1475
AFFYMETRIX INC. COM 00826T108 9148 53910 SH SOLE 53910
AMERICA ONLINE INC. COM 02364J104 13528 179770 SH SOLE 179770
AMERICAN EXPRESS COM 025816109 10543 63415 SH SOLE 63415
APPLIED MICRO CIRCUITS CORP. COM 03822W109 282 2220 SH SOLE 2220
ATLANTIC RICHFIELD COMPANY COM 048825103 47 546 SH SOLE 546
AUTOMATIC DATA PROCESSING COM 053015103 6932 128659 SH SOLE 128659
BELLSOUTH CORPORATION COM 079860102 131 2800 SH SOLE 2800
BIOGEN INC. COM 090597105 1381 16345 SH SOLE 16345
BOEING COMPANY COM 097023105 92 2225 SH SOLE 2225
BRISTOL-MYERS SQUIBB CO. COM 110122108 6123 95390 SH SOLE 95390
BROADCOM CORPORATION COM 111320107 242 890 SH SOLE 890
CALA CORP. COM 224908301 4 20750 SH SOLE 20750
CARDINAL HEALTH INC OHIO COM 14149Y108 9 195 SH SOLE 195
CHEVRON CORPORATION COM 166751107 94 1090 SH SOLE 1090
CISCO SYSTEMS COM 17275R102 24074 224725 SH SOLE 224725
CITIGROUP INC COM 172967101 399 7160 SH SOLE 7160
CITRIX SYSTEMS INC COM 177376100 6340 51545 SH SOLE 51545
COCA-COLA COMPANY, THE COM 191216100 1130 19400 SH SOLE 19400
DOW CHEMICAL COM 260543103 128 956 SH SOLE 956
DU PONT DE NUMOURS & CO. COM 263534109 53 800 SH SOLE 800
E M C CORPORATION COM 268648102 21088 193024 SH SOLE 193024
ENSCO INTERNATIONAL, INC. COM 26874Q100 2 100 SH SOLE 100
EQUIFAX COM 294429105 802 34039 SH SOLE 34039
EXXON MOBIL CORPORATION COM 30231G102 2104 26116 SH SOLE 26116
FANNIE MAE COM 313586109 974 15600 SH SOLE 15600
FORD MOTOR CORPORATION COM 345370100 53 1000 SH SOLE 1000
FOUNDER HONG KONG LTD COM Y2618P107 12 10000 SH SOLE 10000
GAP INC. COM 364760108 903 19627 SH SOLE 19627
GATEWAY INC. COM 367626108 202 2800 SH SOLE 2800
GENERAL ELECTRIC COMPANY COM 369604103 3085 19935 SH SOLE 19935
GENERAL MOTORS CORPORATION COM 370442105 5 75 SH SOLE 75
GILLETTE COMPANY COM 375766102 678 16451 SH SOLE 16451
GLOBAL CROSSING LTD. COM G3921A100 1759 35174 SH SOLE 35174
GTE CORP. COM 362320103 141 2000 SH SOLE 2000
HEWLETT-PACKARD COM 428236103 108 950 SH SOLE 950
HOME DEPOT COM 437076102 15349 223264 SH SOLE 223264
HUMAN GENOME SCIENCES COM 444903108 13088 85750 SH SOLE 85750
I B M CORPORATION COM 459200101 7243 67144 SH SOLE 67144
IMAGINON INC COM 45246K104 68 16000 SH SOLE 16000
IMMUNEX CORPORATION COM 452528102 175 1600 SH SOLE 1600
INTEL CORP. COM 458140100 8980 109095 SH SOLE 109095
INTERNATIONAL PAPER COMPANY COM 460146103 4 75 SH SOLE 75
J P MORGAN CO COM 616880100 136 1075 SH SOLE 1075
JDS UNIPHASE CORP. COM 46612J101 27213 168700 SH SOLE 168700
JOHNSON & JOHNSON COM 478160104 9507 101951 SH SOLE 101951
LEGATO SYSTEMS INC COM 524651106 207 3010 SH SOLE 3010
LEXMARK INTL COM 529771107 5057 55880 SH SOLE 55880
LILLY ELI & COMPANY COM 532457108 3966 59645 SH SOLE 59645
LUCENT TECHNOLOGIES COM 549463107 11157 149132 SH SOLE 149132
MARSH & MCLENNAN COS. INC. COM 571748102 7560 79003 SH SOLE 79003
MCI WORLDCOM INC. COM 55268B106 391 7371 SH SOLE 7371
MERCK & CO INC COM 589331107 1393 20740 SH SOLE 20740
MICROSOFT CORPORATION COM 594918104 33202 284383 SH SOLE 284383
MILLENNIUM PHARMACEUTICALS COM 599902103 6021 49355 SH SOLE 49355
NIKE, INC. CL B COM 654106103 25 500 SH SOLE 500
NOKIA CORPORATION ADR A COM 654902204 26554 139759 SH SOLE 139759
P.E. CORP. CELERA GENOMICS GRO COM 69332S201 890 5975 SH SOLE 5975
PEPSICO, INC. COM 713448108 173 4914 SH SOLE 4914
PFIZER INC COM 717081103 5016 154623 SH SOLE 154623
PROCTER & GAMBLE COM 742718109 518 4728 SH SOLE 4728
PROTEIN DESIGN LABS COM COM 74369L103 476 6800 SH SOLE 6800
QUALCOMM INC. COM 747525103 34835 197784 SH SOLE 197784
RAYTHEON CLASS B SHARES COM 755111408 3 125 SH SOLE 125
ROYAL DUTCH PETROLEUM CO. ADR COM 780257804 399 6588 SH SOLE 6588
SBC COMMUNICATIONS INC. COM 78387G103 190 3900 SH SOLE 3900
STATE STREET BANK CORP. COM 857477103 1295 17723 SH SOLE 17723
SUMMIT TECHNOLOGY INCORPORATED COM 86627E101 140 12000 SH SOLE 12000
SUN MICROSYSTEMS INC. COM 866810104 26398 340900 SH SOLE 340900
SYNTROLEUM CORP COM 871630109 147 18050 SH SOLE 18050
T. ROWE PRICE ASSOCIATES INC. COM 741477103 81 2180 SH SOLE 2180
THE WILLIAMS COMPANIES, INC. COM 969457100 624 20420 SH SOLE 20420
TIFFANY & CO. COM 886547108 714 8000 SH SOLE 8000
TYCO INTERNATIONAL COM 902124106 8 200 SH SOLE 200
UNIQUE MOBILITY, INC. COM 909154106 340 82500 SH SOLE 82500
UNITED GLOBAL COM INC. CL A COM 913247508 424 6000 SH SOLE 6000
UNIVERSAL HEALTH SERVICES INC COM 913903100 255 7090 SH SOLE 7090
VERITAS SOFTWARE CORP. COM 923436109 16373 114395 SH SOLE 114395
VINTAGE PETROLEUM INC. COM 927460105 807 66900 SH SOLE 66900
VODAFONE AIRTOUCH PLC ADR COM 92857T107 148 3000 SH SOLE 3000
WAL-MART STORES, INC. COM 931142103 4397 63615 SH SOLE 63615
WARNER LAMBERT COM 934488107 1123 13700 SH SOLE 13700
WILLIAMS SONOMA INC COM 969904101 8227 178850 SH SOLE 178850
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