UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2000
Check here if Amendment [ ]; Amendment Number: _____
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Capital Advisors, Inc.
Address: 320 South Boston
Suite 825
Tulsa, OK 74103
Form 13F File Number: 28-2644
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all require items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Lori A. Smith
Title: Chief Operating Officer
Phone: 918-599-0045
Signature, Place, and Date of Signing:
Lori A. Smith Tulsa, OK November 3, 2000
Report Type (Check only one):
[X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
<PAGE>
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 93
Form 13F Information Table Value Total: $483,803
(Thousands)
List of Other Included Managers:
NONE
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<TABLE>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
A T & T CORPORATION COM 001957109 93 3181 SH SOLE 3181
AFFYMETRIX INC. COM 00826T108 3709 74364 SH SOLE 74364
AGILENT TECHNOLOGIES, INC. COM 00846U101 68 1380 SH SOLE 1380
AMER INTL GROUP COM 026874107 614 6416 SH SOLE 6416
AMERICA ONLINE INC. COM 02364J104 13573 252513 SH SOLE 252513
AMERICAN DIVERSIFIED GROUP INC COM 02541M103 2 10000 SH SOLE 10000
AMERICAN EXPRESS COM 025816109 12847 211473 SH SOLE 211473
AMERICAN HOME PRODUCTS CORP. COM 026609107 223 3950 SH SOLE 3950
AMGEN COM 031162100 502 7184 SH SOLE 7184
APPLIED MICRO CIRCUITS CORP. COM 03822W109 3038 14670 SH SOLE 14670
AUTOMATIC DATA PROCESSING COM 053015103 8389 125442 SH SOLE 125442
BELLSOUTH CORPORATION COM 079860102 130 3220 SH SOLE 3220
BIOGEN INC. COM 090597105 499 8185 SH SOLE 8185
BOEING COMPANY COM 097023105 33 525 SH SOLE 525
BRISTOL-MYERS SQUIBB CO. COM 110122108 1456 25484 SH SOLE 25484
BROADCOM CORPORATION COM 111320107 1205 4945 SH SOLE 4945
CHEVRON CORPORATION COM 166751107 77 900 SH SOLE 900
CISCO SYSTEMS COM 17275R102 17708 320498 SH SOLE 320498
CITIGROUP INC. COM 172967101 5192 95807 SH SOLE 95807
COCA-COLA COMPANY, THE COM 191216100 943 17100 SH SOLE 17100
CONSTELLATION BRANDS INC COM 137219200 522 9620 SH SOLE 9620
CORNING INC. COM 219350105 18136 61052 SH SOLE 61052
DAUPHIN TECHNOLOGY INC COM 238326102 42 10000 SH SOLE 10000
DEVON ENERGY CORP. COM 25179M103 9 150 SH SOLE 150
DOW CHEMICAL COM 260543103 100 4002 SH SOLE 4002
E M C CORPORATION COM 268648102 27859 281031 SH SOLE 281031
ENRON CORP. COM 293561106 263 3000 SH SOLE 3000
EXXON MOBIL CORPORATION COM 30231G102 2107 23637 SH SOLE 23637
FANNIE MAE COM 313586109 282 3950 SH SOLE 3950
FORD MOTOR CORPORATION COM 345370100 363 14341 SH SOLE 14341
FOUNDER HOLDINGS LTD ADR Y2618P107 3 10000 SH SOLE 10000
GEMSTAR TV GUIDE INTL INC COM 36866W106 19797 227060 SH SOLE 227060
GENERAL ELECTRIC COMPANY COM 369604103 4237 73444 SH SOLE 73444
GILLETTE COMPANY COM 375766102 142 4600 SH SOLE 4600
GLOBAL CROSSING LTD. COM G3921A100 1014 32699 SH SOLE 32699
GRANT PRIDECO INC COM 38821G101 816 37200 SH SOLE 37200
HARLEY DAVIDSON INCORPORATED COM 412822108 467 9760 SH SOLE 9760
HEWLETT-PACKARD COM 428236103 239 2466 SH SOLE 2466
HOME DEPOT COM 437076102 13250 249726 SH SOLE 249726
HUMAN GENOME SCIENCES COM 444903108 32830 189626 SH SOLE 189626
I B M CORPORATION COM 459200101 1354 12045 SH SOLE 12045
IMAGINON INC COM 45246K104 8 16000 SH SOLE 16000
IMMUNEX CORPORATION COM 452528102 232 5325 SH SOLE 5325
INCYTE GENOMICS COM 45337C102 2274 55283 SH SOLE 55283
INTEL CORP. COM 458140100 11393 274141 SH SOLE 274141
J P MORGAN CO COM 616880100 104 635 SH SOLE 635
JDS UNIPHASE CORP. COM 46612J101 14409 152170 SH SOLE 152170
JOHNSON & JOHNSON COM 478160104 11765 125236 SH SOLE 125236
JUNIPER NETWORKS COM 48203R104 826 3775 SH SOLE 3775
LEXMARK INTL COM 529771107 1193 31802 SH SOLE 31802
LILLY ELI & COMPANY COM 532457108 517 6370 SH SOLE 6370
LUCENT TECHNOLOGIES COM 549463107 229 7499 SH SOLE 7499
MARSH & MCLENNAN COS. INC. COM 571748102 12699 95663 SH SOLE 95663
MERCK & CO INC COM 589331107 1439 19328 SH SOLE 19328
MICROSOFT CORPORATION COM 594918104 14475 240005 SH SOLE 240005
MILLENNIUM PHARMACEUTICALS COM 599902103 18181 124476 SH SOLE 124476
MOTOROLA COM 620076109 273 9660 SH SOLE 9660
NETWORD INC COM 64120X108 94 157342 SH SOLE 157342
NOKIA CORPORATION ADR A ADR 654902204 19429 488035 SH SOLE 488035
NORTEL NETWORKS CORP. ADR 656568102 1 15 SH SOLE 15
ORACLE SYSTEM CORP COM 68389X105 377 4790 SH SOLE 4790
P.E. CORP. CELERA GENOMICS GRO COM 69332S201 1387 13920 SH SOLE 13920
PEPSICO, INC. COM 713448108 193 4200 SH SOLE 4200
PFIZER INC COM 717081103 11024 245294 SH SOLE 245294
PHARMACOPEIA INC COM 71713B104 1316 51611 SH SOLE 51611
PHONE.COM INC COM 71920Q100 10938 96260 SH SOLE 96260
PMC-SIERRA INC COM 69344F106 1949 9055 SH SOLE 9055
PROCTER & GAMBLE COM 742718109 54 808 SH SOLE 808
QUALCOMM INC. COM 747525103 14898 209089 SH SOLE 209089
QWEST COMMUNICATIONS INTL COM 749121109 199 4133 SH SOLE 4133
RF MICRO-DEVICES INC COM 749941100 221 6900 SH SOLE 6900
ROYAL DUTCH PETROLEUM CO. ADR ADR 780257804 317 5288 SH SOLE 5288
SBC COMMUNICATIONS INC. COM 78387G103 330 6607 SH SOLE 6607
SCHERING-PLOUGH CORPORATION COM 806605101 907 19500 SH SOLE 19500
SIRIUS SATELLITE RADIO COM 82966U103 10593 200338 SH SOLE 200338
SMITHKLINE BEECHAM ADR ORD ADR 832378301 13648 198879 SH SOLE 198879
SUN MICROSYSTEMS INC. COM 866810104 27636 236712 SH SOLE 236712
SYNTROLEUM CORP COM 871630109 357 17500 SH SOLE 17500
TEXAS INSTRUMENTS COM 882508104 5024 106473 SH SOLE 106473
THE WILLIAMS COMPANIES, INC. COM 969457100 713 16870 SH SOLE 16870
TIFFANY & CO. COM 886547108 11216 290840 SH SOLE 290840
TYCO INTERNATIONAL COM 902124106 7 136 SH SOLE 136
UNIQUE MOBILITY, INC. COM 909154106 80 10000 SH SOLE 10000
UNIVERSAL HEALTH SERVICES INC COM 913903100 607 7090 SH SOLE 7090
VERITAS SOFTWARE CORP. COM 923436109 16480 116054 SH SOLE 116054
VERIZON COMMUNICATION COM 92343V104 115 2372 SH SOLE 2372
VINTAGE PETROLEUM INC. COM 927460105 2827 124250 SH SOLE 124250
WAL-MART STORES, INC. COM 931142103 4153 86187 SH SOLE 86187
WALGREEN COMPANY COM 931422109 9330 245919 SH SOLE 245919
WATERS CORPORATION COM 941848103 13668 153575 SH SOLE 153575
WILLIAMS SONOMA INC COM 969904101 9460 272243 SH SOLE 272243
WORLDCOM INC. COM 98157D106 99 3250 SH SOLE 3250
XM SATELLITE RADIO COM 983759101 10006 232362 SH SOLE 232362
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