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Previous: CROWLEY PORTFOLIO GROUP INC, NSAR-A, 1999-08-02 |
Next: BE AEROSPACE INC, POS AM, 1999-08-02 |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 1999
Check here if Amendment [ ]; Amendment Number: ____
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Train, Smith Counsel LLC
Address: 667 Madison Avenue
New York, NY 10021
Form 13F File Number: 28-02669
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: John H. Rogicki
Title: Member and Chief Operating Officer
Phone: 212-451-3400
Signature, Place, and Date of Signing:
/s/ John H. Rogicki New York, New York 8/2/99
- ------------------------------- ------------------------------ ------------
(Signature) (City, State) (Date)
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager: NONE
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
<PAGE>
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
------------------
Form 13F Information Table Entry Total: 316
------------------
Form 13F Information Table Value Total: 1,246,438,230
------------------
List of Other Included Managers: NONE
<PAGE>
<TABLE>
<CAPTION>
FORM 13F
REPORTING MANAGER:
- ------------------------------------------------------------------------------------------------------------------------------------
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8
NAME OF ISSUER TITLE CUSIP FAIR SHARES OF INVESTMENT DISCRETION MANA- VOTING AUTHORITY
OF NUMBER MARKET PRINCIPAL SHARED GERS
CLASS VALUE AMOUNT SOLE SHARED OTHER SOLE SHARED NONE
(A) (B) (C) (A) (B) (C)
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ABBOTT LABS COMMON 2824100 4161886 91722 N X 85682 0 6040
ABBOTT LABS COMMON 2824100 3486343 76834 N X 68578 0 8256
ADVENT SOFTWARE, INC. COMMON 7974108 1373500 20500 N X 13800 0 6700
ADVENT SOFTWARE, INC. COMMON 7974108 6700 100 N X 100 0 0
AMERICAN GENERAL CORP COMMON 26351106 470943 6248 N X 6248 0 0
AMERICAN HOME PRODS CORP COMMON 26609107 2402636 41876 N X 23076 0 18800
AMERICAN HOME PRODS CORP COMMON 26609107 172125 3000 N X 2600 0 400
ASHTEAD GROUP PLC COMMON OA0053673 178800 60000 N X 60000 0 0
AMERICAN INTL GROUP INC COMMON 26874107 21374675 182300 N X 143836 0 38464
AMERICAN INTL GROUP INC COMMON 26874107 11781280 100480 N X 89948 0 10532
AMERITECH CORP NEW COMMON 30954101 109662 1492 N X 492 0 1000
AMERITECH CORP NEW COMMON 30954101 535080 7280 N X 7280 0 0
ALBEMARLE CORP COMMON 12653101 231250 10000 N X 10000 0 0
AMGEN INC OTC 31162100 928344 15250 N X 6850 0 8400
AMGEN INC OTC 31162100 760938 12500 N X 11800 0 700
AMERICA ONLINE INC COMMON 02364J104 1427800 12980 N X 9480 0 3500
AMERICA ONLINE INC COMMON 02364J104 44000 400 N X 0 0 400
ATLANTIC RICHFIELD CO COMMON 48825103 319543 3824 N X 1398 0 2426
ATLANTIC RICHFIELD CO COMMON 48825103 3800423 45480 N X 44200 0 1280
ON ASSIGNMENT INC OTC 682159108 209000 8000 N X 8000 0 0
ARCHSTONE COMMUNITIES TRUS COMMON 39581103 413171 18834 N X 15500 0 3334
ARCHSTONE COMMUNITIES TRUS COMMON 39581103 353194 16100 N X 16100 0 0
AT HOME CORPORATION COMMON 45919107 493852 9156 N X 9156 0 0
AT HOME CORPORATION COMMON 45919107 11219 208 N X 208 0 0
AUTOMATIC DATA PROCESSING COMMON 53015103 17600 400 N X 0 0 400
AUTOMATIC DATA PROCESSING COMMON 53015103 281600 6400 N X 6400 0 0
AVERY DENNISON CORP COMMON 53611109 289800 4800 N X 4800 0 0
AMERICAN EXPRESS CO COMMON 25816109 318806 2450 N X 1800 0 650
AMERICAN EXPRESS CO COMMON 25816109 1002223 7702 N X 6900 0 802
ALZA CORP COMMON 22615108 585063 11500 N X 11500 0 0
ALZA CORP COMMON 22615108 1475375 29000 N X 2000 0 27000
ASPEN TECHNOLOGIES, INC. OTC 45327103 1343025 114300 N X 50600 0 63700
ASPEN TECHNOLOGIES, INC. OTC 45327103 1031650 87800 N X 74400 0 13400
BANK OF AMERICA CORPORATIO COMMON 60505104 749327 10221 N X 4910 0 5311
BCE INC COMMON 05534B109 493125 10000 N X 10000 0 0
BLONDER TONGUE LABORATORIE COMMON 93698108 133875 21000 N X 21000 0 0
BELL ATLANTIC CORP COMMON 77853109 929175 14213 N X 10432 0 3781
BELL ATLANTIC CORP COMMON 77853109 351587 5378 N X 5378 0 0
BESTFOODS INC. COMMON 08658U101 95040 1920 N X 0 0 1920
BESTFOODS INC. COMMON 08658U101 473913 9574 N X 8400 0 1174
BAKER HUGHES INC COMMON 57224107 2147953 64118 N X 64118 0 0
BANK NEW YORK INC COMMON 64057102 268553 7320 N X 5320 0 2000
BANK NEW YORK INC COMMON 64057102 183438 5000 N X 5000 0 0
BELLSOUTH CORP COMMON 79860102 55350 1200 N X 0 0 1200
BELLSOUTH CORP COMMON 79860102 299813 6500 N X 6500 0 0
BMC SOFTWARE INC OTC 55921100 475200 8800 N X 0 0 8800
BRISTOL MYERS SQUIBB CO COMMON 110122108 3064031 43500 N X 14080 0 29420
BRISTOL MYERS SQUIBB CO COMMON 110122108 2141301 30400 N X 25000 0 5400
BP AMOCO PLC COMMON 55622104 172841 1593 N X 1329 0 264
BP AMOCO PLC COMMON 55622104 1569344 14464 N X 4100 0 10364
BERKSHIRE HATHAWAY INC DEL COMMON 84670108 344500 5 N X 4 0 1
BERKSHIRE HATHAWAY INC DEL COMMON 84670108 206700 3 N X 3 0 0
ANHEUSER BUSCH COS INC COMMON 35229103 354688 5000 N X 5000 0 0
CITIGROUP, INC. COMMON 172967101 159600 3360 N X 3360 0 0
CITIGROUP, INC. COMMON 172967101 744563 15675 N X 11850 0 3825
COMPUTER ASSOC INTL INC COMMON 204912109 24768571 452394 N X 327583 0 124811
COMPUTER ASSOC INTL INC COMMON 204912109 26370830 481659 N X 436787 0 44872
CARREFOUR SA (EUR) 2.5 COMMON F13923119 264564 1800 N X 1800 0 0
CHUBB CORP COMMON 171232101 116204 1672 N X 472 0 1200
CHUBB CORP COMMON 171232101 371408 5344 N X 122 0 5222
COCA-COLA BEVERAGES PLC-GB COMMON OA0292227 23200 10153 N X 10153 0 0
COCA-COLA AMATIL LTD COMMON OA6123451 26804 10153 N X 10153 0 0
CARLTON COMM PLC- SPONS AD OTC 142872209 343000 8000 N X 8000 0 0
CONCORD EFS INC OTC 206197105 1269375 30000 N X 30000 0 0
CHEVRON CORP COMMON 166751107 9506 100 N X 0 0 100
CHEVRON CORP COMMON 166751107 636158 6692 N X 6292 0 400
CHASE MANHATTAN BANK NEW COMMON 16161A108 59512 688 N X 88 0 600
CHASE MANHATTAN BANK NEW COMMON 16161A108 179747 2078 N X 2030 0 48
COMCAST CORP CL A SPL OTC 200300200 608543 15832 N X 15832 0 0
3 COM CORP OTC 885535104 2155016 80750 N X 76750 0 4000
COSTCO COMPANIES INC OTC 22160Q102 640500 8000 N X 8000 0 0
COMPAQ COMPUTER CORP COMMON 204493100 101857 4300 N X 3000 0 1300
COMPAQ COMPUTER CORP COMMON 204493100 149231 6300 N X 6300 0 0
COMPUWARE CORP COMMON 205638109 391294 12300 N X 800 0 11500
CIRRUS LOGIC INC OTC 172755100 124250 14000 N X 14000 0 0
COMPUTER SCIENCES CORP COMMON 205363104 722594 10444 N X 1344 0 9100
CISCO SYS INC OTC 17275R102 3245073 50360 N X 6000 0 44360
CISCO SYS INC OTC 17275R102 4565139 70846 N X 70396 0 450
DU PONT E I DE NEMOURS CO COMMON 263534109 2582622 37806 N X 36782 0 1024
DU PONT E I DE NEMOURS CO COMMON 263534109 29746269 435444 N X 1500 0 433944
DELL COMPUTER CORP. COMMON 247025109 2834200 76600 N X 27600 0 49000
DELL COMPUTER CORP. COMMON 247025109 917600 24800 N X 6200 0 18600
DAYTON HUDSON CORP COMMON 239753106 351000 5400 N X 5400 0 0
DANAHER CORP SHS BEN INT COMMON 235851102 135141 2325 N X 0 0 2325
DANAHER CORP SHS BEN INT COMMON 235851102 1328738 22860 N X 21728 0 1132
DISNEY WALT CO. COMMON 254687106 19267180 625304 N X 511021 0 114283
DISNEY WALT CO. COMMON 254687106 24459239 793809 N X 715166 0 78643
DIALOGIC CORP COM OTC 252499108 219375 5000 N X 5000 0 0
DOVER CORP COMMON 260003108 280000 8000 N X 8000 0 0
DENDRITE INTERNATIONAL INC OTC 248239105 433500 12000 N X 12000 0 0
DENDRITE INTERNATIONAL INC OTC 248239105 50575 1400 N X 0 0 1400
DALLAS SEMICONDUCTOR CORP COMMON 235204104 2355308 46410 N X 45410 0 1000
DST SYSTEMS, INC. COMMON 233326107 23825601 378936 N X 258278 0 120658
DST SYSTEMS, INC. COMMON 233326107 11130007 177018 N X 131732 0 45286
ENGELHARD CORP COMMON 292845104 203625 9000 N X 9000 0 0
EMC CORP/MASS COMMON 268648102 11035310 200642 N X 119200 0 81442
EMC CORP/MASS COMMON 268648102 1941500 35300 N X 11300 0 24000
EMERSON ELEC CO COMMON 291011104 1271338 20200 N X 1000 0 19200
EQUITABLE COS INC COMMON 29444G107 3283 49 N X 21 0 28
EQUITABLE COS INC COMMON 29444G107 536000 8000 N X 8000 0 0
EQUITY OIL CO OTC 294749106 45000 40000 N X 40000 0 0
FIRST AMERICAN CORP (TENNE OTC 318900107 425600 10240 N X 10240 0 0
FIRST DATA CORP COMMON 319963104 21343014 436128 N X 355987 0 80141
FIRST DATA CORP COMMON 319963104 37607490 768480 N X 644191 0 124289
FAIR, ISAAC & CO COMMON 303250104 1707544 48700 N X 36500 0 12200
FAIR, ISAAC & CO COMMON 303250104 3383531 96500 N X 74400 0 22100
FEDERAL NAT MORTGAGE ASSN. COMMON 313586109 3231979 47355 N X 20600 0 26755
FEDERAL NAT MORTGAGE ASSN. COMMON 313586109 634725 9300 N X 0 0 9300
FIRST UNION CORP COMMON 337358105 143449 3044 N X 1910 0 1134
FIRST UNION CORP COMMON 337358105 312627 6634 N X 5536 0 1098
GILLETTE CO COMMON 375766102 12326199 300639 N X 221750 0 78889
GILLETTE CO COMMON 375766102 10019744 244384 N X 192484 0 51900
GANNETT INC DEL COMMON 364730101 20413 286 N X 286 0 0
GANNETT INC DEL COMMON 364730101 353164 4948 N X 4948 0 0
GENERAL ELEC CO COMMON 369604103 4064723 35971 N X 22009 0 13962
GENERAL ELEC CO COMMON 369604103 8112948 71796 N X 50916 0 20880
GRAHAM FIELD HEALTH PRODUC COMMON 384632105 15750 10500 N X 10500 0 0
GILEAD SCIENCE INC. COMMON 375558103 209000 4000 N X 4000 0 0
GENERAL MTRS CORP COMMON 370442105 184932 2802 N X 2802 0 0
GENERAL MTRS CORP COMMON 370442105 537900 8150 N X 0 0 8150
GOLDMAN SACHS GROUP INC COMMON 38141G104 512975 7100 N X 7100 0 0
GOLDMAN SACHS GROUP INC COMMON 38141G104 7225 100 N X 100 0 0
GTE CORP COMMON 362320103 1162247 15394 N X 12024 0 3370
HARCOURT GEN INC COMMON 41163G101 226875 4400 N X 2000 0 2400
HOME DEPOT INC COMMON 437076102 779694 12100 N X 10500 0 1600
HOME DEPOT INC COMMON 437076102 1053554 16350 N X 3750 0 12600
HARTE-HANKS, INC. COMMON 416196103 65778858 2425027 N X 1838759 0 586268
HARTE-HANKS, INC. COMMON 416196103 53466576 1971118 N X 1725452 0 245666
HOUSEHOLD INTL CORP COMMON 441815107 227400 4800 N X 4800 0 0
H R BLOCK INC COMMON 93671105 40000 800 N X 800 0 0
H R BLOCK INC COMMON 93671105 170000 3400 N X 1000 0 2400
HRPT PROPERTIES TRUST COMMON 40426W101 153064 9996 N X 9996 0 0
HRPT PROPERTIES TRUST COMMON 40426W101 22969 1500 N X 0 0 1500
HUBBELL HARVEY INC CLASS A COMMON 443510102 175450 4400 N X 3600 0 800
HUBBELL HARVEY INC CLASS A COMMON 443510102 223300 5600 N X 3200 0 2400
HUBBELL HARVEY INC CLASS B COMMON 443510201 53089 1170 N X 1170 0 0
HUBBELL HARVEY INC CLASS B COMMON 443510201 1797440 39613 N X 39105 0 508
HEWLETT PACKARD CO COMMON 428236103 837668 8335 N X 7000 0 1335
HEWLETT PACKARD CO COMMON 428236103 1202985 11970 N X 11200 0 770
INTERNATIONAL BUSINESS MAC COMMON 459200101 2596374 20088 N X 19888 0 200
INTERNATIONAL BUSINESS MAC COMMON 459200101 1875676 14512 N X 13712 0 800
INTERNATIONAL NETWORK SERV COMMON 460053101 415863 10300 N X 0 0 10300
INTEL CORP OTC 458140100 37232721 625760 N X 435815 0 189945
INTEL CORP OTC 458140100 39592133 665414 N X 598084 0 67330
I2 TECHNOLOGIES CORP. COMMON 465754109 937400 21800 N X 800 0 21000
JOHNSON & JOHNSON COMMON 478160104 3173436 32382 N X 27108 0 5274
JOHNSON & JOHNSON COMMON 478160104 5316304 54248 N X 42768 0 11480
MORGAN J.P. & CO INC COMMON 616880100 439063 3125 N X 250 0 2875
MORGAN J.P. & CO INC COMMON 616880100 2752114 19588 N X 15596 0 3992
KEY CORP COMMON 493267108 210098 6540 N X 6540 0 0
KIMBERLY CLARK CORP COMMON 494368103 242250 4250 N X 4250 0 0
COCA COLA CO COMMON 191216100 1913134 30857 N X 27482 0 3375
COCA COLA CO COMMON 191216100 7675600 123800 N X 118400 0 5400
MBNA CORP COMMON 55262L100 520839 17007 N X 3375 0 13632
LYCOS INC COMMON 550818108 725813 7900 N X 7900 0 0
LITTON INDS INC COMMON 538021106 1227188 17000 N X 17000 0 0
LILLY, ELI AND COMPANY COMMON 532457108 271316 3788 N X 3788 0 0
LILLY, ELI AND COMPANY COMMON 532457108 57014 796 N X 0 0 796
L'OREAL CO. ADR COMMON 502117203 270398 2000 N X 2000 0 0
LUCENT TECHNOLOGIES INC COMMON 549463107 882352 13084 N X 2096 0 10988
LUCENT TECHNOLOGIES INC COMMON 549463107 453719 6728 N X 4892 0 1836
MACROMEDIA INC COM OTC 556100105 301035 8540 N X 8540 0 0
BANK TOKYO-MITSUBISHI LTD COMMON 65379109 364063 25000 N X 25000 0 0
MCKESSON HBOC, INC. COMMON 58155Q103 234969 7300 N X 7000 0 300
MCKESSON HBOC, INC. COMMON 58155Q103 32188 1000 N X 1000 0 0
MELLON BANK CORP COMMON 585509102 269175 7400 N X 3000 0 4400
METROMEDIA FIBER NETWORK-A COMMON 591689104 1006250 28000 N X 28000 0 0
MCGRAW HILL INC COMMON 580645109 483496 8964 N X 8964 0 0
MCGRAW HILL INC COMMON 580645109 625675 11600 N X 10000 0 1600
MARSH MCLENNAN COMMON 571748102 242200 3200 N X 1500 0 1700
MINNESOTA MNG & MFG CO COMMON 604059105 923102 10618 N X 10318 0 300
MINNESOTA MNG & MFG CO COMMON 604059105 1821167 20948 N X 20948 0 0
PHILIP MORRIS CO. INC. COMMON 718154107 1567313 39000 N X 39000 0 0
MOBIL CORP COMMON 607059102 715148 7242 N X 6442 0 800
MOBIL CORP COMMON 607059102 1998108 20234 N X 17634 0 2600
MOTOROLA INC COMMON 620076109 274775 2900 N X 2300 0 600
MOTOROLA INC COMMON 620076109 9475 100 N X 100 0 0
MARSHALL & ILSLEY CORP OTC 571834100 579375 9000 N X 9000 0 0
MERCK & CO INC COMMON 589331107 11657194 158332 N X 130182 0 28150
MERCK & CO INC COMMON 589331107 22661186 307792 N X 287398 0 20394
MEMRY CORPORATION COMMON 586263204 18750 10000 N X 10000 0 0
N/A 40 P X 40 0 0
MICROSOFT CORP OTC 594918104 4984663 55270 N X 11242 0 44028
MICROSOFT CORP OTC 594918104 2281744 25300 N X 8700 0 16600
MONSANTO CO COMMON 611662107 258937 6545 N X 6545 0 0
MONSANTO CO COMMON 611662107 39563 1000 N X 1000 0 0
MORGAN STANLEY DEAN WITTER COMMON 617446448 1477800 14400 N X 14400 0 0
NETWORK ASSOCIATES COMMON 640938106 522140 35550 N X 29900 0 5650
NETWORK ASSOCIATES COMMON 640938106 934126 63600 N X 9400 0 54200
NOMURA SECURITIES CO LTD COMMON OA6643108 671500 50000 N X 50000 0 0
NOKIA CORP COMMON 654902204 851531 9300 N X 0 0 9300
NOKIA CORP COMMON 654902204 146500 1600 N X 0 0 1600
NORTHERN TRUST CORP OTC 665859104 223100 2300 N X 2300 0 0
NEWS COPR LTD ADR COMMON 652487703 353125 10000 N X 10000 0 0
NEXTEL COMMUNICATIONS INC COMMON 65332V103 426594 8500 N X 8500 0 0
OFFICE DEPOT INC COMMON 676220106 330938 15000 N X 15000 0 0
BANK ONE CORPORATION (NEW) COMMON 06423A103 282744 4747 N X 2200 0 2547
BANK ONE CORPORATION (NEW) COMMON 06423A103 18107 304 N X 0 0 304
PAYCHEX INC. OTC 704326107 1530001 48000 N X 22500 0 25500
PEPSICO INC COMMON 713448108 495201 12800 N X 9800 0 3000
PEPSICO INC COMMON 713448108 12114836 313146 N X 287246 0 25900
PFIZER INC COMMON 717081103 818590 7510 N X 6400 0 1110
PFIZER INC COMMON 717081103 941760 8640 N X 6000 0 2640
PROVIDENT FINANCIAL GROUP COMMON 743866105 218750 5000 N X 5000 0 0
PROCTER & GAMBLE COMPANY COMMON 742718109 593334 6648 N X 5580 0 1068
PROCTER & GAMBLE COMPANY COMMON 742718109 1123836 12592 N X 11800 0 792
PIONEER HI-BRED INT'L. COMMON 723686101 19400610 498250 N X 362500 0 135750
PIONEER HI-BRED INT'L. COMMON 723686101 14778728 379550 N X 345600 0 33950
KONINKLIJKE PHILIPS ELEC. COMMON 500472204 278415 2760 N X 2760 0 0
PROLOGIS TRUST COMMON 743410102 702675 34700 N X 21100 0 13600
PROLOGIS TRUST COMMON 743410102 2411775 119100 N X 116600 0 2500
PRESIDENTIAL LIFE CORP OTC 740884101 87135 4440 N X 0 0 4440
PRESIDENTIAL LIFE CORP OTC 740884101 981250 50000 N X 0 0 50000
PLANTRONICS INC NEW COMMON 727493108 1413213 21700 N X 16700 0 5000
PNC BANK CORP PA COMMON 693475105 259313 4500 N X 4500 0 0
PSINET INC COMMON 74437C101 218750 5000 N X 5000 0 0
PSINET INC COMMON 74437C101 13125 300 N X 0 0 300
QUINTILES TRANSNATIONAL CO COMMON 748767100 146916 3498 N X 3498 0 0
QUINTILES TRANSNATIONAL CO COMMON 748767100 122430 2915 N X 2915 0 0
QWEST COMMUNICATIONS INTL COMMON 749121109 201681 6100 N X 800 0 5300
QWEST COMMUNICATIONS INTL COMMON 749121109 274419 8300 N X 8200 0 100
ROYAL DUTCH PETROLEUM PAR COMMON 780257804 505739 8394 N X 8394 0 0
ROYAL DUTCH PETROLEUM PAR COMMON 780257804 773550 12839 N X 10839 0 2000
TRANSOCEAN OFFSHORE INC. C COMMON G90076103 210000 8000 N X 8000 0 0
TRANSOCEAN OFFSHORE INC. C COMMON G90076103 246750 9400 N X 9400 0 0
RAYTHEON CORP B COMMON 755111408 458250 6500 N X 4000 0 2500
REUTERS GROUP PLC ADR COMMON 76132M102 2847240 35124 N X 33419 0 1705
REUTERS GROUP PLC ADR COMMON 76132M102 16999917 209714 N X 190790 0 18924
IMS HEALTH COMMON 449934108 643750 20600 N X 17000 0 3600
IMS HEALTH COMMON 449934108 178125 5700 N X 5200 0 500
SANMINA CORP. COMMON 800907107 743576 9800 N X 2500 0 7300
SANMINA CORP. COMMON 800907107 1062250 14000 N X 0 0 14000
SAP AKTIENGESELL ADR COMMON 803054204 90025 2600 N X 0 0 2600
SAP AKTIENGESELL ADR COMMON 803054204 996508 28780 N X 22880 0 5900
SBC COMMUNICATIONS, INC. COMMON 78387G103 445208 7676 N X 6046 0 1630
SBC COMMUNICATIONS, INC. COMMON 78387G103 377812 6514 N X 5256 0 1258
SMITHKLINE BEECHAM PLC ADR COMMON 832378301 449225 6800 N X 6000 0 800
SMITHKLINE BEECHAM PLC ADR COMMON 832378301 449225 6800 N X 6000 0 800
SCHWAB (CHARLES) CORP. COMMON 808513105 348800 3200 N X 3200 0 0
SCHERING PLOUGH CORP COMMON 806605101 448875 8550 N X 8150 0 400
SCHERING PLOUGH CORP COMMON 806605101 1357440 25856 N X 24406 0 1450
SIGMA ALDRICH CORP OTC 826552101 316826 9200 N X 5000 0 4200
SIGMA ALDRICH CORP OTC 826552101 144638 4200 N X 4000 0 200
SANKYO CO LTD COMMON OA6775283 261500 10000 N X 10000 0 0
TANGER FACTORY OUTLET CTRS COMMON 875465106 260000 10000 N X 10000 0 0
TANGER FACTORY OUTLET CTRS COMMON 875465106 85800 3300 N X 3300 0 0
SCHLUMBERGER COMMON 806857108 295001 4632 N X 3448 0 1184
SCHLUMBERGER COMMON 806857108 1382019 21700 N X 21000 0 700
N/A 10000 P X 10000 0 0
SOLECTRON CORP COMMON 834182107 97389425 1460385 N X 1053497 0 406888
SOLECTRON CORP COMMON 834182107 79506505 1192225 N X 1003456 0 188769
SEQUENT COMPUTER SYS INC OTC 817338106 88750 5000 N X 5000 0 0
SEQUENT COMPUTER SYS INC OTC 817338106 284000 16000 N X 16000 0 0
CHARLES E SMITH RESIDENTIA COMMON 832197107 1333744 39300 N X 39300 0 0
STATE STREET CORP COMMON 857477103 88894243 1041221 N X 790605 0 250616
STATE STREET CORP COMMON 857477103 93886802 1099699 N X 977173 0 122526
SUMMIT BANCORP COM COMMON 866005101 250875 6000 N X 6000 0 0
SUN MICROSYSTEM INC OTC 866810104 27550 400 N X 0 0 400
SUN MICROSYSTEM INC OTC 866810104 1108888 16100 N X 0 0 16100
SAFEWAY INC COMMON 786514208 74250 1500 N X 1500 0 0
SAFEWAY INC COMMON 786514208 396000 8000 N X 8000 0 0
STRYKER CORP OTC 863667101 974025 16200 N X 16200 0 0
SYKES ENTERPRISES INC COMMON 871237103 15130557 453350 N X 309250 0 144100
SYKES ENTERPRISES INC COMMON 871237103 3999994 119850 N X 87900 0 31950
AT & T CORP. COMMON 1957109 334875 6000 N X 4500 0 1500
AT & T CORP. COMMON 1957109 334875 6000 N X 3500 0 2500
TANDY CORP COMMON 875382103 439875 9000 N X 9000 0 0
TECO ENERGY INC COMMON 872375100 54600 2400 N X 2000 0 400
TECO ENERGY INC COMMON 872375100 182000 8000 N X 0 0 8000
TELEFONOS DE MEXICO SPON A COMMON 879403780 40406 500 N X 500 0 0
TELEFONOS DE MEXICO SPON A COMMON 879403780 161625 2000 N X 0 0 2000
THOMAS & BETTS CORP COMMON 884315102 91098 1928 N X 1928 0 0
THOMAS & BETTS CORP COMMON 884315102 784350 16600 N X 13800 0 2800
TRIBUNE CO COMMON 896047107 261375 3000 N X 3000 0 0
TRANSATLANTIC HOLDINGS INC COMMON 893521104 299750 4000 N X 4000 0 0
TRANSACTION SYSTEMS ARCHIT COMMON 893416107 33835737 867583 N X 621773 0 245810
TRANSACTION SYSTEMS ARCHIT COMMON 893416107 20502300 525700 N X 437050 0 88650
TIME WARNER INC COMMON 887315109 421225 5800 N X 5800 0 0
TIME WARNER INC COMMON 887315109 798875 11000 N X 11000 0 0
TEXAS UTILS CO COMMON 882848104 290063 7000 N X 7000 0 0
TEXAS UTILS CO COMMON 882848104 82875 2000 N X 2000 0 0
TYCO INTERNATIONAL LTD COMMON 902124106 405341 4278 N X 2344 0 1934
TYCO INTERNATIONAL LTD COMMON 902124106 3523658 37189 N X 36739 0 450
UNOCAL CORP COMMON 915289102 229825 5800 N X 4400 0 1400
UNIGRAPHICS SOLUTIONS INC COMMON 904928108 639625 34000 N X 34000 0 0
UNION PAC CORP COMMON 907818108 373258 6401 N X 6000 0 401
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XILINX INC OTC 983919101 171750 3000 N X 3000 0 0
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